Thomas J. Herzfeld Advisors, Inc. Diversified Active

CIK: 0001509510 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: May 13, 2020

Total Value ($000): $187,383 (100.0% shares, 0.0% debt)

Holdings (245)

Highland Floating Rate Opportunities Fund 8.6%
Value ($000) $16,207 Shares 1,900,034 Est. Cost $11.60 Unrealized
NXDT NexPoint Credit Strategies Fund 7.1%
Value ($000) $13,306 Shares 1,610,933 Est. Cost $18.37 Unrealized
Cornerstone Strategic Value Fund Inc 5.4%
Value ($000) $10,123 Shares 1,246,633 Est. Cost $11.10 Unrealized
Nuveen Credit Strategies Income Fund 5.2%
Value ($000) $9,682 Shares 1,707,665 Est. Cost $7.78 Unrealized
Eaton Vance Limited Duration Income Fund 4.1%
Value ($000) $7,612 Shares 720,182 Est. Cost $12.56 Unrealized
Central Securities Corp 3.9%
Value ($000) $7,344 Shares 284,450 Est. Cost $24.19 Unrealized
Boulder Growth & Income Fund Inc 3.6%
Value ($000) $6,800 Shares 739,140 Est. Cost $8.89 Unrealized
PGIM Global Short Duration High Yield Fund, Inc. 3.3%
Value ($000) $6,105 Shares 551,975 Est. Cost $13.34 Unrealized
PGIM Short Duration High Yield Fund, Inc. 3.2%
Value ($000) $5,992 Shares 517,442 Est. Cost $13.94 Unrealized
General American Investors Co Inc 2.2%
Value ($000) $4,084 Shares 148,905 Est. Cost $33.98 Unrealized
Cornerstone Total Rtrn Fd In 2.1%
Value ($000) $3,979 Shares 499,923 Est. Cost $11.12 Unrealized
Eaton Vance Short Duration Diversified Income Fund 1.9%
Value ($000) $3,579 Shares 327,463 Est. Cost $11.96 Unrealized
Adams Diversified Equity Fund Inc 1.8%
Value ($000) $3,452 Shares 274,147 Est. Cost $13.35 Unrealized
MTZ MasTec Inc 1.8%
Value ($000) $3,348 Shares 102,297 Est. Cost $31.33 Unrealized +62.4%
Apollo Tactical Income Fund Inc 1.7%
Value ($000) $3,198 Shares 282,238 Est. Cost $15.58 Unrealized
MFS Charter Income Trust 1.7%
Value ($000) $3,148 Shares 425,372 Est. Cost $8.14 Unrealized
BlackRock Credit Allocation Income Trust 1.6%
Value ($000) $3,006 Shares 257,774 Est. Cost $13.24 Unrealized
CCIF Vertical Capital Income Fund 1.5%
Value ($000) $2,809 Shares 335,256 Est. Cost $9.12 Unrealized
XPMAX Pioneer Municipal High Income Advantage Trust 1.4%
Value ($000) $2,634 Shares 258,784 Est. Cost $10.35 Unrealized
XAWPX Aberdeen Global Premier Properties Fund 1.3%
Value ($000) $2,524 Shares 595,292 Est. Cost $6.41 Unrealized
NEE NextEra Energy Inc 1.2%
Value ($000) $2,228 Shares 9,261 Est. Cost $31.60 Unrealized +71.8%
BlackRock Enhanced International Dividend Trust 1.2%
Value ($000) $2,219 Shares 493,119 Est. Cost $5.89 Unrealized
Western Asset High Incm Fd 1.2%
Value ($000) $2,209 Shares 440,876 Est. Cost $5.01 Unrealized
OCCI OFS Credit Company Inc 1.1%
Value ($000) $2,029 Shares 304,218 Est. Cost $16.30 Unrealized
BPOP Popular Inc 1.0%
Value ($000) $1,933 Shares 55,230 Est. Cost $28.10 Unrealized +46.5%
BlackRock Debt Strategies Fund 1.0%
Value ($000) $1,933 Shares 228,796 Est. Cost $10.31 Unrealized
Source Capital Inc 0.9%
Value ($000) $1,756 Shares 57,208 Est. Cost $37.35 Unrealized
The Herzfeld Caribbean Basin Fund Inc 0.9%
Value ($000) $1,751 Shares 503,848 Est. Cost $7.53 Unrealized
Aberdeen Total Dynamic Dividend Fund 0.9%
Value ($000) $1,716 Shares 260,861 Est. Cost $8.82 Unrealized
Aberdeen Global Dynamic Dividend Fund 0.9%
Value ($000) $1,692 Shares 230,577 Est. Cost $10.31 Unrealized
Aberdeen Emerging Markets Equity Inc. 0.9%
Value ($000) $1,654 Shares 319,399 Est. Cost $7.57 Unrealized
RMR Real Estate Income Fund 0.8%
Value ($000) $1,590 Shares 156,623 Est. Cost $19.46 Unrealized
Royce Value Trust Inc 0.8%
Value ($000) $1,586 Shares 163,997 Est. Cost $14.72 Unrealized
Aberdeen Asia Pacific In Com 0.8%
Value ($000) $1,557 Shares 460,790 Est. Cost $3.90 Unrealized
FBP First BanCorp/Puerto Rico 0.8%
Value ($000) $1,540 Shares 289,477 Est. Cost $4.92 Unrealized +38.9%
First Tr Inter Dur Pfd & In 0.8%
Value ($000) $1,448 Shares 81,169 Est. Cost $18.18 Unrealized
BrandywineGLOBAL - Global Income Opportunities Fund Inc. 0.8%
Value ($000) $1,414 Shares 134,178 Est. Cost $11.73 Unrealized
Rivernorth Doubleline Strate 0.7%
Value ($000) $1,398 Shares 109,231 Est. Cost $12.80 Unrealized
FDP Fresh Del Monte Produce Inc 0.7%
Value ($000) $1,349 Shares 48,850 Est. Cost $36.53 Unrealized -25.1%
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund 0.7%
Value ($000) $1,261 Shares 131,869 Est. Cost $11.20 Unrealized
BlackRock Municipal 2030 Target Term Trust 0.6%
Value ($000) $1,192 Shares 52,576 Est. Cost $22.67 Unrealized
Advent Claymore Convertible Securities and Income Fund 0.6%
Value ($000) $1,183 Shares 111,192 Est. Cost $13.21 Unrealized
CWCO Consolidated Water Co Ltd 0.6%
Value ($000) $1,148 Shares 70,025 Est. Cost $8.64 Unrealized +69.8%
RCL Royal Caribbean Cruises Ltd 0.6%
Value ($000) $1,130 Shares 35,120 Est. Cost $57.73 Unrealized +54.2%
BIL SPDR Ser Tr 0.5%
Value ($000) $1,001 Shares 10,919 Est. Cost $91.49 Unrealized
CPA Copa Holdings SA 0.5%
Value ($000) $917 Shares 20,250 Est. Cost $81.78 Unrealized -11.6%
FMX Fomento Economico Mexicano SAB de CV 0.5%
Value ($000) $884 Shares 14,610 Est. Cost $97.55 Unrealized
NCLH Norwegian Cruise Line Holdings Ltd 0.4%
Value ($000) $841 Shares 76,717 Est. Cost $39.74 Unrealized +1.2%
LEN Lennar Corp 0.4%
Value ($000) $783 Shares 20,500 Est. Cost $35.37 Unrealized +47.7%
First Trust High Income Long/Short Fund 0.4%
Value ($000) $780 Shares 64,120 Est. Cost $14.98 Unrealized
Invesco Dynamic Credit Opportunities Fund 0.4%
Value ($000) $770 Shares 96,455 Est. Cost $8.35 Unrealized
VAC Marriott Vacations Worldwide Corp 0.4%
Value ($000) $764 Shares 13,745 Est. Cost $87.86 Unrealized +18.2%
Rivernorth Opportunistic Mun 0.4%
Value ($000) $758 Shares 37,657 Est. Cost $21.11 Unrealized
IHI iShares U.S. Medical Devices ETF 0.4%
Value ($000) $693 Shares 3,075 Est. Cost $240.65 Unrealized
AllianzGI Artificial Intelligence Opportunities Fund 0.4%
Value ($000) $689 Shares 43,039 Est. Cost $16.01 Unrealized
ESRT Empire State Realty Trust Inc 0.4%
Value ($000) $662 Shares 73,894 Est. Cost $17.14 Unrealized
MFS Investment Grade Municipal Trust 0.3%
Value ($000) $652 Shares 71,153 Est. Cost $9.25 Unrealized
SHY Ishares Tr 13 Yr 0.3%
Value ($000) $648 Shares 7,481 Est. Cost $84.12 Unrealized
PGT Innovations Inc 0.3%
Value ($000) $647 Shares 77,117 Est. Cost $14.07 Unrealized
ASR Grupo Aeroportuario del Sureste SAB de CV 0.3%
Value ($000) $621 Shares 6,600 Est. Cost $163.14 Unrealized
IBB iShares Nasdaq Biotechnology ETF 0.3%
Value ($000) $598 Shares 5,550 Est. Cost $109.19 Unrealized
Bancolombia SA 0.3%
Value ($000) $581 Shares 23,280 Est. Cost $49.00 Unrealized
Western Asset Mortgage Opportunity Fund Inc. 0.3%
Value ($000) $577 Shares 45,111 Est. Cost $12.79 Unrealized
SEB Seaboard Corp 0.3%
Value ($000) $574 Shares 204 Est. Cost $2952.13 Unrealized +20.6%
CX Cemex SAB de CV 0.3%
Value ($000) $574 Shares 270,645 Est. Cost $8.77 Unrealized
MLM Martin Marietta Materials Inc 0.3%
Value ($000) $568 Shares 3,000 Est. Cost $99.70 Unrealized +130.3%
AllianceBernstein Global High Income Fund 0.3%
Value ($000) $551 Shares 59,538 Est. Cost $9.25 Unrealized
VMC Vulcan Materials Co 0.3%
Value ($000) $540 Shares 5,000 Est. Cost $59.98 Unrealized +102.5%
XBFZX BlackRock Calif Mun Income 0.3%
Value ($000) $540 Shares 42,515 Est. Cost $12.68 Unrealized
Western Asset Mun Hi Incm Fd 0.3%
Value ($000) $516 Shares 73,012 Est. Cost $7.27 Unrealized
Blackrock Income Tr Inc. 0.3%
Value ($000) $508 Shares 88,274 Est. Cost $6.05 Unrealized
XMUIX BlackRock Muni Intermediate Duration Fund Inc 0.3%
Value ($000) $484 Shares 37,024 Est. Cost $13.44 Unrealized
Franklin Unvl Tr 0.2%
Value ($000) $400 Shares 65,496 Est. Cost $7.33 Unrealized
MINT PIMCO Enhanced Short Maturity Active Exchange-Traded Fund 0.2%
Value ($000) $393 Shares 3,968 Est. Cost $101.53 Unrealized
EVTC EVERTEC Inc 0.2%
Value ($000) $385 Shares 16,956 Est. Cost $20.34 Unrealized +46.0%
LIVN LivaNova PLC 0.2%
Value ($000) $377 Shares 8,330 Est. Cost $60.69 Unrealized +6.7%
Blackrock Core Bd Tr 0.2%
Value ($000) $360 Shares 27,205 Est. Cost $14.17 Unrealized
XMHIX Pioneer Municipal High Income Trust 0.2%
Value ($000) $338 Shares 29,889 Est. Cost $11.44 Unrealized
CCL Carnival Corp 0.2%
Value ($000) $337 Shares 25,559 Est. Cost $38.00 Unrealized -7.1%
Pimco New York Municipal Income Fund II 0.2%
Value ($000) $323 Shares 33,010 Est. Cost $10.91 Unrealized
Nuveen Quality Municipal Income Fund 0.2%
Value ($000) $298 Shares 21,711 Est. Cost $13.73 Unrealized
AllianceBernstein National Municipal Income Fund Inc 0.2%
Value ($000) $297 Shares 23,312 Est. Cost $12.96 Unrealized
BlackRock Taxable Municipal Bond Trust 0.2%
Value ($000) $288 Shares 13,193 Est. Cost $21.83 Unrealized
Western Asset/Claymore Inflation-Linked Securities & Income Fund 0.1%
Value ($000) $265 Shares 25,253 Est. Cost $11.60 Unrealized
Western Assest Intm Muni Fd 0.1%
Value ($000) $264 Shares 31,336 Est. Cost $9.03 Unrealized
Avianca Holdings SA 0.1%
Value ($000) $250 Shares 261,429 Est. Cost $7.49 Unrealized
BlackRock Munihldngs Cali QL 0.1%
Value ($000) $250 Shares 18,757 Est. Cost $12.64 Unrealized
Deutsche Municipal Income Trust 0.1%
Value ($000) $245 Shares 22,758 Est. Cost $11.53 Unrealized
Nuveen Municipal High Income Opportunity Fund 0.1%
Value ($000) $237 Shares 19,050 Est. Cost $12.44 Unrealized
Nuveen Ohio Quality Municipal Income Fund 0.1%
Value ($000) $219 Shares 14,889 Est. Cost $14.71 Unrealized
Principal Real Estate Income Fund 0.1%
Value ($000) $219 Shares 18,112 Est. Cost $18.59 Unrealized
MRK Merck & Co Inc 0.1%
Value ($000) $210 Shares 2,730 Est. Cost $44.76 Unrealized +45.4%
Rivernorth Managed Duration Municipal Income Fund Inc. 0.1%
Value ($000) $198 Shares 11,073 Est. Cost $19.30 Unrealized
America Movil SAB de CV 0.1%
Value ($000) $185 Shares 15,698 Est. Cost $21.75 Unrealized
Nuveen Real Asset Income and Growth Fund 0.1%
Value ($000) $181 Shares 18,344 Est. Cost $17.61 Unrealized
Eaton Vance Mun Bd Fd 0.1%
Value ($000) $172 Shares 13,754 Est. Cost $11.53 Unrealized
TV Grupo Televisa SAB 0.1%
Value ($000) $165 Shares 28,400 Est. Cost $25.22 Unrealized
Nuveen AMT-Free Quality Municipal Income Fund 0.1%
Value ($000) $156 Shares 11,528 Est. Cost $14.03 Unrealized
AMGN Amgen Inc 0.1%
Value ($000) $142 Shares 700 Est. Cost $115.39 Unrealized +57.9%
XVMMX Delaware Investments Minnesota Municipal Income Fund II Inc 0.1%
Value ($000) $139 Shares 11,218 Est. Cost $12.97 Unrealized
SVVC Firsthand Technology Value Fund, Inc. 0.1%
Value ($000) $130 Shares 35,166 Est. Cost $13.74 Unrealized -58.4%
OXSQ Oxford Square Capital Corp. 0.1%
Value ($000) $129 Shares 50,759 Est. Cost $5.88 Unrealized -15.2%
CEF Sprott Physical Gold and Silver Trust 0.1%
Value ($000) $117 Shares 8,000 Est. Cost $13.25 Unrealized
MFS Municipal Income Trust 0.1%
Value ($000) $117 Shares 18,322 Est. Cost $6.50 Unrealized
XPZCX PIMCO California Municipal Income Fund III 0.1%
Value ($000) $114 Shares 11,672 Est. Cost $9.77 Unrealized
NVS Novartis AG 0.1%
Value ($000) $113 Shares 1,368 Est. Cost $88.65 Unrealized
Eaton Vance Muni Income Trust 0.1%
Value ($000) $96 Shares 8,034 Est. Cost $12.19 Unrealized
BMY Bristol-Myers Squibb Co 0.1%
Value ($000) $95 Shares 1,700 Est. Cost $46.14 Unrealized +5.3%
Sutter Rock Capital Corp. 0.1%
Value ($000) $94 Shares 16,000 Est. Cost $5.88 Unrealized
PIMCO Strategic Income Fund, Inc. 0.0%
Value ($000) $91 Shares 15,000 Est. Cost $6.07 Unrealized
Nuveen New Jersey Quality Municipal Income Fund 0.0%
Value ($000) $87 Shares 6,456 Est. Cost $13.93 Unrealized
Nuveen Municipal Credit Opportunities Fund 0.0%
Value ($000) $86 Shares 6,637 Est. Cost $12.96 Unrealized
LLY Eli Lilly & Co 0.0%
Value ($000) $83 Shares 600 Est. Cost $69.71 Unrealized +83.9%
Tri-Continental Corp 0.0%
Value ($000) $82 Shares 3,927 Est. Cost $23.12 Unrealized
Nuveen AMT-Free Municipal Value Fund 0.0%
Value ($000) $78 Shares 5,000 Est. Cost $15.60 Unrealized
Era Group Inc 0.0%
Value ($000) $72 Shares 13,474 Est. Cost $21.75 Unrealized
GDX VanEck Vectors Gold Miners ETF 0.0%
Value ($000) $70 Shares 3,059 Est. Cost $21.00 Unrealized
UNH UnitedHealth Group Inc 0.0%
Value ($000) $65 Shares 261 Est. Cost $200.84 Unrealized +24.3%
SONY Sony Corp 0.0%
Value ($000) $65 Shares 1,101 Est. Cost $38.19 Unrealized
TAK Takeda Pharmaceutical Co Ltd 0.0%
Value ($000) $65 Shares 4,279 Est. Cost $16.84 Unrealized
MFS High Yield Municipal Trust 0.0%
Value ($000) $58 Shares 13,678 Est. Cost $4.24 Unrealized
SPY SPDR S&P 500 ETF Tr 0.0%
Value ($000) $57 Shares 220 Est. Cost $250.00 Unrealized
Adams Natural Resources Fund Inc 0.0%
Value ($000) $56 Shares 6,744 Est. Cost $19.95 Unrealized
DWS Strategic Municipal Income Trust 0.0%
Value ($000) $52 Shares 5,000 Est. Cost $10.40 Unrealized
ASA Gold and Precious Metals Ltd 0.0%
Value ($000) $52 Shares 5,025 Est. Cost $3.78 Unrealized
QQQ Invesco QQQ Tr 0.0%
Value ($000) $51 Shares 270 Est. Cost $155.56 Unrealized
RCI Rogers Communications Inc 0.0%
Value ($000) $45 Shares 1,077 Est. Cost $52.16 Unrealized -10.3%
United States Oil Fund LP 0.0%
Value ($000) $42 Shares 10,000 Est. Cost $4.98 Unrealized
BABA Alibaba Group Holding Limited 0.0%
Value ($000) $39 Shares 203 Est. Cost $169.80 Unrealized
MDY SPDR S&P MidCap 400 ETF Tr 0.0%
Value ($000) $39 Shares 150 Est. Cost $300.00 Unrealized
Inovio Pharmaceuticals Inc 0.0%
Value ($000) $37 Shares 5,000 Est. Cost $8.13 Unrealized
MDLZ Mondelez International, Inc. 0.0%
Value ($000) $35 Shares 699 Est. Cost $46.06 Unrealized +1.4%
The GDL Fund 0.0%
Value ($000) $35 Shares 4,467 Est. Cost $10.03 Unrealized
Nuveen NASDAQ 100 Dynamic Overwrite Fund 0.0%
Value ($000) $34 Shares 1,781 Est. Cost $19.26 Unrealized
PYPL PayPal Holdings, Inc. 0.0%
Value ($000) $31 Shares 323 Est. Cost $106.02 Unrealized +3.9%
EQIX Equinix Inc 0.0%
Value ($000) $31 Shares 49 Est. Cost $377.89 Unrealized +41.9%
Karyopharm Therapeutics Inc 0.0%
Value ($000) $29 Shares 1,500 Est. Cost $31.87 Unrealized
Nuveen Core Equity Alpha Fund 0.0%
Value ($000) $29 Shares 2,702 Est. Cost $15.30 Unrealized
ON ON Semiconductor Corporation 0.0%
Value ($000) $27 Shares 2,160 Est. Cost $19.87 Unrealized -1.6%
Gabelli Equity Trust Inc 0.0%
Value ($000) $25 Shares 5,769 Est. Cost $6.29 Unrealized
Liberty All Star Growth Fund Inc 0.0%
Value ($000) $25 Shares 5,444 Est. Cost $5.50 Unrealized
MSFT Microsoft Corp 0.0%
Value ($000) $24 Shares 150 Est. Cost $63.85 Unrealized +144.9%
Liberty All Star Equity Fund 0.0%
Value ($000) $23 Shares 4,844 Est. Cost $5.92 Unrealized
Virgin Galactic Holdings, Inc. 0.0%
Value ($000) $22 Shares 1,500 Est. Cost $12.89 Unrealized
Unilever N.V. 0.0%
Value ($000) $22 Shares 448 Est. Cost $52.81 Unrealized
ASML ASML Holding N V 0.0%
Value ($000) $21 Shares 79 Est. Cost $176.13 Unrealized
DEO Diageo PLC 0.0%
Value ($000) $20 Shares 160 Est. Cost $140.31 Unrealized
The Gabelli Dividend & Income Trust 0.0%
Value ($000) $18 Shares 1,235 Est. Cost $20.10 Unrealized
INCY Incyte Corp 0.0%
Value ($000) $18 Shares 242 Est. Cost $50.13 Unrealized +50.7%
VIAV Viacom Inc. 0.0%
Value ($000) $17 Shares 1,558 Est. Cost $13.12 Unrealized +3.7%
VectoIQ Acquisition Corp. 0.0%
Value ($000) $16 Shares 1,500 Est. Cost $10.67 Unrealized
PTC PTC Inc. 0.0%
Value ($000) $15 Shares 243 Est. Cost $87.03 Unrealized -14.9%
SE Sea Limited 0.0%
Value ($000) $15 Shares 338 Est. Cost $12.74 Unrealized
NGG Nuveen Preferred Income Opportunities Fund 0.0%
Value ($000) $14 Shares 239 Est. Cost $54.03 Unrealized
MorphoSys AG 0.0%
Value ($000) $14 Shares 571 Est. Cost $27.48 Unrealized
JPM JPMorgan Chase & Co 0.0%
Value ($000) $13 Shares 147 Est. Cost $66.21 Unrealized +56.5%
AAPL Apple Inc 0.0%
Value ($000) $13 Shares 52 Est. Cost $33.11 Unrealized +114.7%
Aon Plc 0.0%
Value ($000) $12 Shares 74 Est. Cost $178.06 Unrealized
AMZN Amazon Com Inc 0.0%
Value ($000) $12 Shares 6 Est. Cost $83.14 Unrealized +16.4%
V Visa Inc 0.0%
Value ($000) $12 Shares 74 Est. Cost $81.90 Unrealized +120.6%
WMT Wal-Mart Stores Inc 0.0%
Value ($000) $11 Shares 99 Est. Cost $21.68 Unrealized +63.1%
TSM Taiwan Semiconductor Manufacturing Company Limited 0.0%
Value ($000) $11 Shares 220 Est. Cost $46.08 Unrealized
Thomson Reuters Corporation 0.0%
Value ($000) $11 Shares 155 Est. Cost $70.97 Unrealized
BlackRock Enhanced Equity Dividend Trust 0.0%
Value ($000) $11 Shares 1,643 Est. Cost $8.68 Unrealized
Total S.A. 0.0%
Value ($000) $10 Shares 262 Est. Cost $54.61 Unrealized
PEP PepsiCo, Inc. 0.0%
Value ($000) $10 Shares 84 Est. Cost $89.92 Unrealized +25.4%
SYK Stryker Corporation 0.0%
Value ($000) $10 Shares 59 Est. Cost $159.57 Unrealized +14.9%
TCW Strategic Income Fund Inc 0.0%
Value ($000) $10 Shares 2,000 Est. Cost $5.40 Unrealized
DIS The Walt Disney Co 0.0%
Value ($000) $10 Shares 104 Est. Cost $105.71 Unrealized +16.9%
AXP American Express Co 0.0%
Value ($000) $10 Shares 112 Est. Cost $80.42 Unrealized +33.8%
Virtus Total Return Fund Inc. 0.0%
Value ($000) $10 Shares 1,400 Est. Cost $10.98 Unrealized
Far Point Acquisition Corporation 0.0%
Value ($000) $10 Shares 1,000 Est. Cost $10.00 Unrealized
United Technologies Corp 0.0%
Value ($000) $9 Shares 93 Est. Cost $112.71 Unrealized
APD Air products and Chemicals, Inc. 0.0%
Value ($000) $9 Shares 45 Est. Cost $182.28 Unrealized +8.1%
ALC Alcon, Inc. 0.0%
Value ($000) $9 Shares 173 Est. Cost $57.87 Unrealized -2.1%
GOOGL Alphabet Inc. 0.0%
Value ($000) $9 Shares 8 Est. Cost $57.46 Unrealized +17.1%
HIS Markit Ltd 0.0%
Value ($000) $9 Shares 142 Est. Cost $53.27 Unrealized
ITUB Itau Unibanco Holding S.A. 0.0%
Value ($000) $9 Shares 2,104 Est. Cost $10.28 Unrealized
INTU Intuit 0.0%
Value ($000) $8 Shares 33 Est. Cost $210.04 Unrealized +24.2%
MDT Medtronic plc 0.0%
Value ($000) $8 Shares 89 Est. Cost $88.08 Unrealized +2.4%
NOC Northrop Grumman Corporation 0.0%
Value ($000) $8 Shares 28 Est. Cost $280.17 Unrealized +12.6%
MCD McDonald's Corp 0.0%
Value ($000) $8 Shares 50 Est. Cost $104.77 Unrealized +64.0%
PHG Koninklijke Philips NV 0.0%
Value ($000) $8 Shares 204 Est. Cost $35.18 Unrealized
ZTS Zoetis Inc. 0.0%
Value ($000) $8 Shares 65 Est. Cost $75.32 Unrealized +66.4%
PACK Ranpak Holdings Corp. 0.0%
Value ($000) $8 Shares 1,309 Est. Cost $7.66 Unrealized 0.0%
PUK Prudential PLC 0.0%
Value ($000) $7 Shares 271 Est. Cost $42.33 Unrealized
BNS The Bank of Nova Scotia 0.0%
Value ($000) $7 Shares 167 Est. Cost $39.59 Unrealized -7.3%
AMT American Tower Corporation 0.0%
Value ($000) $7 Shares 30 Est. Cost $168.17 Unrealized +17.3%
SNY Sanofi 0.0%
Value ($000) $7 Shares 162 Est. Cost $43.29 Unrealized
HD The Home Depot Inc 0.0%
Value ($000) $7 Shares 40 Est. Cost $112.36 Unrealized +69.2%
The New Germany Fund Inc 0.0%
Value ($000) $7 Shares 634 Est. Cost $16.55 Unrealized
TD The Toronto-Dominion Bank 0.0%
Value ($000) $7 Shares 167 Est. Cost $47.15 Unrealized +8.8%
RELX RELX Plc 0.0%
Value ($000) $7 Shares 328 Est. Cost $24.86 Unrealized
RY Royal Bk Cda Montreal Que 0.0%
Value ($000) $7 Shares 118 Est. Cost $76.38 Unrealized -2.8%
EWJ iShares MSCI Japan ETF 0.0%
Value ($000) $7 Shares 138 Est. Cost $50.72 Unrealized
FIS Fidelity National Information Services, Inc. 0.0%
Value ($000) $7 Shares 61 Est. Cost $123.12 Unrealized 0.0%
TM Toyota Motor Corporation 0.0%
Value ($000) $7 Shares 56 Est. Cost $142.86 Unrealized
CCEP Coca Cola European Partners 0.0%
Value ($000) $6 Shares 150 Est. Cost $39.15 Unrealized +4.2%
HDB HDFC Bank Ltd 0.0%
Value ($000) $6 Shares 162 Est. Cost $82.80 Unrealized
TT Trane Technologies plc 0.0%
Value ($000) $6 Shares 78 Est. Cost $93.73 Unrealized 0.0%
Vivint Smart Home Inc. 0.0%
Value ($000) $6 Shares 4,000 Est. Cost $1.50 Unrealized
VZ Verizon Communications Inc 0.0%
Value ($000) $6 Shares 113 Est. Cost $33.55 Unrealized +22.2%
ALLE Allegion PLC 0.0%
Value ($000) $6 Shares 66 Est. Cost $61.79 Unrealized +79.3%
AEP American Electric Power Co Inc 0.0%
Value ($000) $6 Shares 73 Est. Cost $52.23 Unrealized +46.5%
CB Chubb Ltd 0.0%
Value ($000) $6 Shares 52 Est. Cost $102.80 Unrealized +26.8%
CNI Canadian National Railway Company 0.0%
Value ($000) $6 Shares 83 Est. Cost $79.98 Unrealized -2.6%
Raytheon Co 0.0%
Value ($000) $6 Shares 43 Est. Cost $193.62 Unrealized
BDX Becton Dickinson & Co 0.0%
Value ($000) $6 Shares 27 Est. Cost $208.36 Unrealized +8.0%
Atlassian Corporation Plc 0.0%
Value ($000) $6 Shares 42 Est. Cost $142.86 Unrealized
SK Telecom Co Ltd 0.0%
Value ($000) $6 Shares 342 Est. Cost $24.13 Unrealized
TJX TJX Cos Inc 0.0%
Value ($000) $6 Shares 116 Est. Cost $42.72 Unrealized +24.9%
New Oriental Education & Technology Group Inc 0.0%
Value ($000) $6 Shares 56 Est. Cost $87.07 Unrealized
LULU Lululemon Athletica Inc 0.0%
Value ($000) $6 Shares 33 Est. Cost $177.33 Unrealized +26.2%
Kaixin Auto Holdings 0.0%
Value ($000) $5 Shares 5,399 Est. Cost $2.25 Unrealized
IBN ICICI Bank Ltd 0.0%
Value ($000) $5 Shares 637 Est. Cost $7.85 Unrealized
WIX Wix Com Ltd 0.0%
Value ($000) $5 Shares 48 Est. Cost $111.36 Unrealized +17.3%
PIMCO Global StocksPLS Inc. 0.0%
Value ($000) $5 Shares 589 Est. Cost $12.42 Unrealized
CSCO Cisco Systems, Inc. 0.0%
Value ($000) $5 Shares 132 Est. Cost $42.79 Unrealized -14.3%
The Cushing MLP Total Return Fund 0.0%
Value ($000) $4 Shares 1,100 Est. Cost $3.64 Unrealized
The European Equity Fund Inc 0.0%
Value ($000) $4 Shares 608 Est. Cost $9.22 Unrealized
Central and Eastern European Fund Inc 0.0%
Value ($000) $4 Shares 222 Est. Cost $29.15 Unrealized
PAGS PagSeguro Digital Ltd. 0.0%
Value ($000) $4 Shares 232 Est. Cost $42.13 Unrealized -27.9%
The New Ireland Fund Inc 0.0%
Value ($000) $4 Shares 605 Est. Cost $11.38 Unrealized
ING ING Groep NV 0.0%
Value ($000) $4 Shares 823 Est. Cost $10.68 Unrealized
CyberArk Software Ltd. 0.0%
Value ($000) $4 Shares 48 Est. Cost $128.12 Unrealized
GW Pharmaceuticals PLC 0.0%
Value ($000) $4 Shares 41 Est. Cost $93.11 Unrealized
XJEQX Aberdeen Japan Equity Fund Inc 0.0%
Value ($000) $4 Shares 561 Est. Cost $6.91 Unrealized
WM Waste Management, Inc. 0.0%
Value ($000) $4 Shares 44 Est. Cost $83.49 Unrealized +24.8%
Diamond Eagle Acquisition Corp. 0.0%
Value ($000) $4 Shares 330 Est. Cost $12.12 Unrealized
The India Fund Inc 0.0%
Value ($000) $3 Shares 215 Est. Cost $24.27 Unrealized
The Mexico Fund, Inc. 0.0%
Value ($000) $3 Shares 309 Est. Cost $9.71 Unrealized
BBD Banco Bradesco S.A. 0.0%
Value ($000) $3 Shares 887 Est. Cost $6.93 Unrealized
Templeton Emerging Markets Fund 0.0%
Value ($000) $3 Shares 238 Est. Cost $15.71 Unrealized
ORANY Orange S.A. 0.0%
Value ($000) $3 Shares 213 Est. Cost $17.28 Unrealized
Nuveen Preferred Securities Income Fund 0.0%
Value ($000) $3 Shares 356 Est. Cost $8.43 Unrealized
SVXY ProShares Short VIX Short-Term Futures ETF 0.0%
Value ($000) $3 Shares 110 Est. Cost $57.38 Unrealized
Morgan Stanley India Investment Fund Inc 0.0%
Value ($000) $3 Shares 211 Est. Cost $22.86 Unrealized
XNBOX Neuberger Brman NY Muni Fd 0.0%
Value ($000) $2 Shares 196 Est. Cost $12.45 Unrealized
IR Ingersoll-Rand Plc 0.0%
Value ($000) $2 Shares 68 Est. Cost $31.60 Unrealized 0.0%
Japan Smaller Capitalization Fund Inc 0.0%
Value ($000) $2 Shares 321 Est. Cost $9.60 Unrealized
BlackRock 2022 Global Income Opportunity Trust 0.0%
Value ($000) $2 Shares 300 Est. Cost $6.67 Unrealized
The Korea Fund Inc 0.0%
Value ($000) $2 Shares 85 Est. Cost $34.59 Unrealized
AER AerCap Holdings N.V. 0.0%
Value ($000) $2 Shares 66 Est. Cost $57.91 Unrealized -16.1%
XOM Exxon Mobil Corp 0.0%
Value ($000) $2 Shares 50 Est. Cost $54.29 Unrealized -22.5%
Far Point Acquisition Corp. 0.0%
Value ($000) $1 Shares 2,000 Est. Cost $0.50 Unrealized