Location: Miami Beach, FL
CIK: 0001509510 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 12, 2020
Total Value: $204M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Highland Floating Rate Opportunities Fund | 2,315,558 | $18.76M | 9.2% | $10.97 | — | SHS BEN INT | 43010E404 |
| NXDT | NexPoint Credit Strategies Fund | 1,842,396 | $17.72M | 8.7% | $17.27 | — | COM NEW | 65340G205 |
| — | Cornerstone Strategic Value Fund Inc | 1,052,156 | $11.33M | 5.6% | $11.10 | — | COM | 21924B302 |
| — | Nuveen Credit Strategies Income Fund | 1,715,643 | $10.09M | 4.9% | $7.78 | — | COM SHS | 67073D102 |
| — | PGIM Global Short Duration High Yield Fund, Inc. | 665,465 | $8.771M | 4.3% | $13.32 | — | COM | 69346J106 |
| — | Eaton Vance Limited Duration Income Fund | 747,758 | $8.681M | 4.3% | $12.53 | — | COM | 27828H105 |
| — | PGIM Short Duration High Yield Fund, Inc. | 628,021 | $8.604M | 4.2% | $13.90 | — | COM | 69346H100 |
| — | Central Securities Corp | 227,034 | $6.566M | 3.2% | $24.19 | — | COM | 155123102 |
| — | Boulder Growth & Income Fund Inc | 506,975 | $4.968M | 2.4% | $8.89 | — | COM | 101507101 |
| MTZ | MasTec Inc | 102,297 | $4.59M | 2.2% | $31.33 | +21.0% | COM | 576323109 |
| — | Cornerstone Total Rtrn Fd In | 433,073 | $4.513M | 2.2% | $11.12 | — | COM | 21924U300 |
| — | Aberdeen Asia Pacific In Com | 996,456 | $4.076M | 2.0% | $4.00 | — | COM | 003009107 |
| — | Apollo Tactical Income Fund Inc | 301,414 | $3.786M | 1.9% | $15.39 | — | COM | 037638103 |
| — | ProShares UltraShort S&P50 | 184,385 | $3.175M | 1.6% | $17.22 | — | ULTRASHRT S&P500 | 74347B383 |
| — | Adams Diversified Equity Fund Inc | 189,156 | $2.966M | 1.5% | $13.35 | — | COM | 006212104 |
| XPMAX | Pioneer Municipal High Income Advantage Trust | 249,160 | $2.801M | 1.4% | $10.35 | — | COM | 723762100 |
| — | PIMCO Dynamic Credit and Mortgage Income Fund | 138,436 | $2.684M | 1.3% | $19.39 | — | COM SHS | 72202D106 |
| — | General American Investors Co Inc | 72,927 | $2.421M | 1.2% | $33.98 | — | COM | 368802104 |
| — | AllianzGI Artificial Intelligence Opp Fund | 111,648 | $2.337M | 1.1% | $19.03 | — | COM | 01883M101 |
| — | BlackRock Enhanced International Dividend Trust | 422,436 | $2.311M | 1.1% | $5.89 | — | COM BENE INTER | 092524107 |
| — | Western Asset High Incm Fd | 348,617 | $2.28M | 1.1% | $5.01 | — | COM | 95766J102 |
| CCIF | Vertical Capital Income Fund | 235,680 | $2.279M | 1.1% | $9.12 | — | SHS BEN INT | 92535C104 |
| XAWPX | Aberdeen Global Premier Properties Fund | 455,002 | $2.207M | 1.1% | $6.41 | — | COM SH BEN INT | 00302L108 |
| BPOP | Popular Inc | 55,230 | $2.053M | 1.0% | $28.10 | +12.0% | COM NEW | 733174700 |
| NEE | NextEra Energy Inc | 7,283 | $2.044M | 1.0% | $31.60 | +64.5% | COM | 65339F101 |
| — | BlackRock Debt Strategies Fund | 203,506 | $1.994M | 1.0% | $10.31 | — | COM NEW | 09255R202 |
| — | Rivernorth Doubleline Strate | 134,602 | $1.918M | 0.9% | $13.07 | — | COM | 76882G107 |
| — | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 157,900 | $1.783M | 0.9% | $11.22 | — | COM | 95766R104 |
| RCL | Royal Caribbean Cruises Ltd | 35,120 | $1.767M | 0.9% | $57.73 | -23.0% | COM | V7780T103 |
| — | BrandywineGLOBAL - Global Income Opportunities Fund Inc. | 139,604 | $1.749M | 0.9% | $11.76 | — | COM | 10537L104 |
| — | First Tr Inter Dur Pfd & In | 78,891 | $1.728M | 0.8% | $18.18 | — | COM | 33718W103 |
| — | The Herzfeld Caribbean Basin Fund Inc | 489,193 | $1.702M | 0.8% | $7.53 | — | COM | 42804T106 |
| — | RMR Real Estate Income Fund | 148,366 | $1.7M | 0.8% | $19.46 | — | COM | 76970B101 |
| — | Aberdeen Total Dynamic Dividend Fund | 213,247 | $1.683M | 0.8% | $8.82 | — | COM SH BEN INT | 00326L100 |
| FBP | First BanCorp/Puerto Rico | 289,477 | $1.618M | 0.8% | $4.92 | -7.7% | COM NEW | 318672706 |
| — | BlackRock Health Sciences Trust II | 67,246 | $1.52M | 0.7% | $22.60 | — | COM SHS | 09260E105 |
| — | Aberdeen Global Dynamic Dividend Fund | 167,046 | $1.518M | 0.7% | $10.31 | — | COM | 00302M106 |
| — | Medley Capital Corporation | 102,371 | $1.447M | 0.7% | $14.13 | — | COM | 58503F502 |
| NCLH | Norwegian Cruise Line Holdings Ltd | 76,717 | $1.26M | 0.6% | $39.74 | -63.1% | SHS | G66721104 |
| — | PGT Innovations Inc | 77,117 | $1.209M | 0.6% | $14.07 | — | COM | 69336V101 |
| FDP | Fresh Del Monte Produce Inc | 48,850 | $1.203M | 0.6% | $36.53 | -38.0% | ORD | G36738105 |
| — | Eaton Vance Short Duration Diversified Income Fund | 105,325 | $1.191M | 0.6% | $11.96 | — | COM | 27828V104 |
| — | PIMCO High Income Fund | 228,027 | $1.181M | 0.6% | $5.18 | — | COM SHS | 722014107 |
| LEN | Lennar Corp | 18,500 | $1.14M | 0.6% | $35.37 | +33.7% | CL A | 526057104 |
| — | Western Asset Mortgage Opp Fund Inc. | 76,897 | $1.089M | 0.5% | $13.36 | — | COM | 95790B109 |
| CPA | Copa Holdings SA | 20,250 | $1.024M | 0.5% | $81.78 | -52.0% | CL A | P31076105 |
| CWCO | Consolidated Water Co Ltd | 70,025 | $1.01M | 0.5% | $8.64 | +50.1% | ORD | G23773107 |
| BIL | SPDR Ser Tr | 10,919 | $1M | 0.5% | $91.49 | — | SPDR BLOOMBERG | 78468R663 |
| — | Invesco Dynamic Credit Opportunities Fund | 109,280 | $977K | 0.5% | $8.42 | — | COM | 46132R104 |
| — | Source Capital Inc | 26,689 | $957K | 0.5% | $37.35 | — | COM | 836144105 |
| FMX | Fomento Economico Mexicano SAB de CV | 14,610 | $906K | 0.4% | $97.55 | — | SPON ADR UNITS | 344419106 |
| — | First Trust High Income Long/Short Fund | 63,671 | $893K | 0.4% | $14.98 | — | COM | 33738E109 |
| — | Advent Claymore Convertible Securities and Income Fund | 61,427 | $854K | 0.4% | $13.21 | — | COM | 00764C109 |
| — | Rivernorth Opportunistic Mun | 36,895 | $787K | 0.4% | $21.11 | — | COM | 76883F108 |
| CX | Cemex SAB de CV | 270,645 | $779K | 0.4% | $8.77 | — | SPON ADR NEW | 151290889 |
| IBB | iShares Nasdaq Biotechnology ETF | 5,550 | $746K | 0.4% | $109.19 | — | NASDAQ BIOTECH | 464287556 |
| ASR | Grupo Aeroportuario del Sureste SAB de CV | 6,600 | $741K | 0.4% | $163.14 | — | SPON ADR SER B | 40051E202 |
| — | MFS Investment Grade Municipal Trust | 73,658 | $720K | 0.4% | $9.27 | — | SH BEN INT | 59318B108 |
| — | AllianceBernstern Global High Income Fund | 65,892 | $701K | 0.3% | $9.39 | — | COM | 01879R106 |
| IHI | iShares U.S. Medical Devices ETF | 2,316 | $679K | 0.3% | $240.65 | — | U.S. MED DVC ETF | 464288810 |
| SHY | Ishares Tr 13 Yr | 7,481 | $648K | 0.3% | $84.12 | — | 1 3 YR TREAS BD | 464287457 |
| MLM | Martin Marietta Materials Inc | 3,000 | $620K | 0.3% | $99.70 | +85.7% | COM | 573284106 |
| — | Bancolombia SA | 23,280 | $612K | 0.3% | $49.00 | — | SPON ADR PREF | 05968L102 |
| SEB | Seaboard Corp | 204 | $598K | 0.3% | $2952.13 | +1.0% | COM | 811543107 |
| XBFZX | BlackRock Calif Mun Income | 42,316 | $584K | 0.3% | $12.68 | — | COM SH BEN INT | 09248E102 |
| VMC | Vulcan Materials Co | 5,000 | $579K | 0.3% | $59.98 | +74.2% | COM | 929160109 |
| VAC | Marriott Vacations Worldwide Corp | 6,745 | $555K | 0.3% | $87.86 | -7.3% | COM | 57164Y107 |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | 5,400 | $550K | 0.3% | $101.61 | — | ENHAN SHRT MA AC | 72201R833 |
| — | Western Asset Mun Hi Incm Fd | 70,684 | $519K | 0.3% | $7.27 | — | COM | 95766N103 |
| OCCI | OFS Credit Company Inc | 58,769 | $504K | 0.2% | $16.30 | — | COM | 67111Q107 |
| — | BlackRock Science and Technology Trust II | 19,767 | $498K | 0.2% | $25.19 | — | SHS BEN INT | 09260K101 |
| ESRT | Empire State Realty Trust Inc | 73,894 | $488K | 0.2% | $17.14 | — | CL A | 292104106 |
| EVTC | EVERTEC Inc | 16,956 | $476K | 0.2% | $20.34 | +26.6% | COM | 30040P103 |
| XMUIX | BlackRock Muni Intermediate Duration Fund Inc | 33,017 | $470K | 0.2% | $13.44 | — | COM | 09253X102 |
| CCL | Carnival Corp | 25,559 | $420K | 0.2% | $38.00 | -60.6% | UNIT 99/99/9999 | 143658300 |
| LIVN | LivaNova PLC | 8,330 | $388K | 0.2% | $60.69 | -17.4% | SHS | G5509L101 |
| — | Royce Value Trust Inc | 28,544 | $374K | 0.2% | $14.72 | — | COM | 780910105 |
| — | Pimco New York Municipal Income Fund II | 33,841 | $368K | 0.2% | $10.91 | — | COM | 72200Y102 |
| XMHIX | Pioneer Municipal High Income Trust | 29,344 | $352K | 0.2% | $11.44 | — | COM SHS | 723763108 |
| — | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 25,291 | $320K | 0.2% | $11.60 | — | COM SH BEN INT | 95766Q106 |
| — | AllianceBernstein National Municipal Income Fund Inc | 22,745 | $315K | 0.2% | $12.96 | — | COM | 01864U106 |
| — | Nuveen Quality Municipal Income Fund | 21,100 | $309K | 0.2% | $13.73 | — | COM | 67066V101 |
| — | Western Assest Intm Muni Fd | 34,163 | $305K | 0.1% | $9.03 | — | COM | 958435109 |
| — | BlackRock Munihldngs Cali QL | 17,416 | $255K | 0.1% | $12.64 | — | COM | 09254L107 |
| — | Deutsche Municipal Income Trust | 22,195 | $253K | 0.1% | $11.53 | — | COM | 233368109 |
| — | Nuveen Ohio Qlty Mun Income | 15,331 | $234K | 0.1% | $14.72 | — | COM | 670980101 |
| — | Nuveen Real Asset Income and Growth Fund | 18,344 | $224K | 0.1% | $17.61 | — | COM | 67074Y105 |
| MRK | Merck & Co Inc | 2,776 | $223K | 0.1% | $45.06 | +39.5% | COM | 58933Y105 |
| — | Principal Real Estate Income Fund | 18,112 | $211K | 0.1% | $18.59 | — | SHS BEN INT | 74255X104 |
| SSSS | Sutter Rock Cap Corp | 16,000 | $202K | 0.1% | $6.69 | 0.0% | COM | 86887Q109 |
| — | America Movil SAB de CV | 15,854 | $200K | 0.1% | $21.75 | — | SPON ADR L SHS | 02364W105 |
| — | Rivernorth Managed Duration Municipal Income Fund Inc. | 10,947 | $190K | 0.1% | $19.30 | — | COM | 76882H105 |
| — | Eaton Vance Mun Bd Fd | 13,488 | $179K | 0.1% | $11.53 | — | COM | 27827X101 |
| AMGN | Amgen Inc | 717 | $175K | 0.1% | $117.19 | +63.6% | COM | 031162100 |
| SVVC | Firsthand Technology Value Fund, Inc. | 35,166 | $172K | 0.1% | $13.74 | -73.9% | COM | 33766Y100 |
| — | Nuveen AMT-Free Quality Municipal Income Fund | 11,528 | $168K | 0.1% | $14.03 | — | COM | 670657105 |
| — | Nuveen Muni High Income Opp Fund | 12,335 | $167K | 0.1% | $12.44 | — | COM | 670682103 |
| — | Nuveen Mortgage and Income Fund | 8,508 | $161K | 0.1% | $18.92 | — | COM | 670735109 |
| — | PIMCO Strategic Income Fd | 24,363 | $158K | 0.1% | $6.23 | — | COM | 72200X104 |
| TV | Grupo Televisa SAB | 28,400 | $149K | 0.1% | $25.22 | — | SPON ADR REP ORD | 40049J206 |
| XVMMX | Delaware Investments Minnesota Municipal Income Fund II Inc | 11,218 | $145K | 0.1% | $12.97 | — | COM | 24610V103 |
| OXSQ | Oxford Square Capital Corp. | 50,759 | $141K | 0.1% | $5.88 | -51.9% | COM | 69181V107 |
| CEF | Sprott Physical Gold and Silver Trust | 8,000 | $135K | 0.1% | $13.25 | — | TR UNIT | 85208R101 |
| — | MFS Municipal Income Trust | 18,322 | $121K | 0.1% | $6.50 | — | SH BEN INT | 552738106 |
| XPZCX | PIMCO California Municipal Income Fund III | 10,814 | $116K | 0.1% | $9.77 | — | COM | 72201C109 |
| GDX | VanEck Vectors Gold Miners ETF | 3,059 | $112K | 0.1% | $21.00 | — | GOLD MINERS ETF | 92189F106 |
| — | DTF Tax-Free Income Inc | 7,734 | $111K | 0.1% | $14.35 | — | COM | 23334J107 |
| — | Franklin Unvl Tr | 15,168 | $106K | 0.1% | $7.33 | — | SH BEN INT | 355145103 |
| — | Eaton Vance Muni Income Trust | 8,034 | $104K | 0.1% | $12.19 | — | SH BEN INT | 27826U108 |
| — | Tri-Continental Corp | 3,947 | $102K | 0.0% | $23.12 | — | COM | 895436103 |
| NVS | Novartis AG | 1,232 | $101K | 0.0% | $88.65 | — | SPONSORED ADR | 66987V109 |
| BMY | Bristol-Myers Squibb Co | 1,700 | $100K | 0.0% | $46.14 | +3.9% | COM | 110122108 |
| — | Inovio Pharmaceuticals Inc | 5,000 | $97,000 | 0.0% | $8.13 | — | COM NEW | 45773H201 |
| LLY | Eli Lilly & Co | 642 | $96,000 | 0.0% | $74.56 | +93.0% | COM | 532457108 |
| — | Nuveen New Jersey Quality Municipal Income Fund | 6,456 | $89,000 | 0.0% | $13.93 | — | COM | 67069Y102 |
| — | ASA Gold and Precious Metals Ltd | 5,028 | $88,000 | 0.0% | $3.78 | — | SHS | G3156P103 |
| — | ROYAL DUTCH SHELL PLC | 80 | $86,000 | 0.0% | $1075.00 | — | SPON ADR B | 780259107 |
| — | Nuveen Amt- Free Mun Value Fd | 5,000 | $82,000 | 0.0% | $15.60 | — | COM | 670695105 |
| — | Nuveen Municipal Credit Opp Fund | 6,372 | $82,000 | 0.0% | $12.96 | — | COM | 670663103 |
| — | Adams Natural Resources Fund Inc | 6,767 | $78,000 | 0.0% | $19.95 | — | COM | 00548F105 |
| TAK | Takeda Pharmaceutical Co Ltd | 4,000 | $73,000 | 0.0% | $16.84 | — | SPONSORED ADR | 874060205 |
| QQQ | Invesco QQQ Tr | 270 | $72,000 | 0.0% | $155.56 | — | UNIT SER 1 | 46090E103 |
| SPY | SPDR S&P 500 ETF Tr | 220 | $72,000 | 0.0% | $250.00 | — | TR UNIT | 78462F103 |
| — | PIMCO NY Municipal Income Fd | 5,966 | $71,000 | 0.0% | $11.90 | — | COM | 72200T103 |
| PYPL | PayPal Holdings, Inc. | 351 | $69,000 | 0.0% | $108.56 | +27.0% | COM | 70450Y103 |
| UNH | UnitedHealth Group Inc | 225 | $68,000 | 0.0% | $200.84 | +30.0% | COM | 91324P102 |
| VTOL | Bristow Group, Inc. | 4,491 | $63,000 | 0.0% | $10.68 | 0.0% | COM | 11040G103 |
| — | Blackstone / GSO Long-Short Credit Income Fund | 5,131 | $63,000 | 0.0% | $12.28 | — | COM SHS BN INT | 09257D102 |
| — | Nuveen Pfd Securities Income Fund | 6,781 | $62,000 | 0.0% | $9.11 | — | COM | 67072C105 |
| SONY | Sony Corp | 763 | $59,000 | 0.0% | $38.19 | — | SPONSORED ADR | 835699307 |
| — | Western Asset Municipal Partners Fund | 3,793 | $56,000 | 0.0% | $14.76 | — | COM | 95766P108 |
| — | MFS High Yield Municipal Trust | 12,637 | $55,000 | 0.0% | $4.24 | — | SH BEN INT | 59318E102 |
| — | DWS Strategic Municipal Income Trust | 5,000 | $55,000 | 0.0% | $10.40 | — | COM | 23342Q101 |
| MDY | SPDR S&P MidCap 400 ETF Tr | 150 | $51,000 | 0.0% | $300.00 | — | UTSER1 S&PDCRP | 78467Y107 |
| — | Unilever N.V. | 831 | $49,000 | 0.0% | $55.64 | — | N Y SHS NEW | 904784709 |
| MDLZ | Mondelez International, Inc. | 887 | $49,000 | 0.0% | $45.74 | -2.6% | CL A | 609207105 |
| — | Nuveen Multi-Market Income Fund Inc | 6,719 | $46,000 | 0.0% | $6.85 | — | COM | 67075J107 |
| — | First Trust Aberdeen Global Opportunity Income Fund | 4,276 | $45,000 | 0.0% | $10.52 | — | COM SHS | 337319107 |
| — | Nuveen NASDAQ 100 Dynamic Overwrite Fund | 1,818 | $44,000 | 0.0% | $19.36 | — | COM SHS | 670699107 |
| — | Liberty All Star Growth Fund Inc | 5,548 | $40,000 | 0.0% | $5.53 | — | COM | 529900102 |
| — | The GDL Fund | 4,531 | $37,000 | 0.0% | $10.00 | — | COM SH BEN IT | 361570104 |
| USO | United States Oil Fund LP | 1,250 | $36,000 | 0.0% | $28.80 | — | UNITS | 91232N207 |
| — | Nuveen Core Equity Alpha Fund | 2,769 | $35,000 | 0.0% | $15.23 | — | COM | 67090X107 |
| — | Virgin Galactic Holdings, Inc. | 1,500 | $34,000 | 0.0% | $12.89 | — | COM | 92766K106 |
| — | Wells Fargo Advantage Multi-Sector Income Fund | 2,953 | $33,000 | 0.0% | $11.18 | — | COM | 94987D101 |
| SE | Sea Limited | 258 | $32,000 | 0.0% | $12.74 | — | ADR | 81141R100 |
| — | Gabelli Equity Trust Inc | 5,937 | $30,000 | 0.0% | $6.26 | — | COM | 362397101 |
| — | Forum Merger II Corp. Cl A | 2,000 | $29,000 | 0.0% | $14.50 | — | CL A | 34986F103 |
| — | Liberty All Star Equity Fund | 4,971 | $29,000 | 0.0% | $5.92 | — | SH BEN INT | 530158104 |
| XHNWX | Pioneer Diversified High Income Trust | 2,141 | $27,000 | 0.0% | $12.61 | — | COM | 723653101 |
| INCY | Incyte Corp | 266 | $26,000 | 0.0% | $54.31 | +77.5% | COM | 45337C102 |
| MSFT | Microsoft Corp | 124 | $25,000 | 0.0% | $63.85 | +171.1% | COM | 594918104 |
| — | Karyopharm Therapeutics Inc | 1,500 | $24,000 | 0.0% | $31.87 | — | COM | 48576U106 |
| EQIX | Equinix Inc | 30 | $24,000 | 0.0% | $377.89 | +61.1% | COM PAR $0.001 | 29444U700 |
| ON | ON Semiconductor Corporation | 1,149 | $24,000 | 0.0% | $19.87 | -18.0% | COM | 682189105 |
| — | The Gabelli Dividend & Income Trust | 1,260 | $23,000 | 0.0% | $20.06 | — | COM | 36242H104 |
| RCI | Rogers Communications Inc | 573 | $23,000 | 0.0% | $52.16 | -20.1% | CL B | 775109200 |
| IPOB/U | Social Capital Hedosophia Holdings Corp. III | 2,000 | $22,000 | 0.0% | $11.00 | — | UNIT 99/99/9999 | G8250T117 |
| AMZN | Amazon Com Inc | 7 | $22,000 | 0.0% | $88.51 | +36.5% | COM | 023135106 |
| ASML | ASML Holding N V | 58 | $21,000 | 0.0% | $176.13 | — | N Y REGISTRY SHS | N07059210 |
| CDNS | Cadence Design Systems, Inc. | 193 | $21,000 | 0.0% | $83.71 | 0.0% | COM | 127387108 |
| TSLA | Tesla Inc | 14 | $20,000 | 0.0% | $54.10 | 0.0% | COM | 88160R101 |
| JPM | JPMorgan Chase & Co | 186 | $18,000 | 0.0% | $69.46 | +17.7% | COM | 46625H100 |
| MA | MasterCard, Inc. | 59 | $18,000 | 0.0% | $273.34 | 0.0% | CL A | 57636Q104 |
| BABA | Alibaba Group Holding Limited | 66 | $17,000 | 0.0% | $169.80 | — | SPONSORED ADS | 01609W102 |
| — | Vivint Smart Home Inc. | 4,000 | $17,000 | 0.0% | $1.50 | — | *W EXP 01/17/202 | 928542117 |
| OTIS | Otis Worldwide Corp | 269 | $17,000 | 0.0% | $47.48 | 0.0% | COM | 68902V107 |
| HD | The Home Depot Inc | 61 | $16,000 | 0.0% | $142.44 | +40.2% | COM | 437076102 |
| — | BlackRock Municipal 2030 Target Term Trust | 607 | $15,000 | 0.0% | $22.67 | — | COM SHS BEN IN | 09257P105 |
| TSM | Taiwan Semiconductor Manufacturing Company Limited | 187 | $15,000 | 0.0% | $46.08 | — | SPONSORED ADR | 874039100 |
| TXN | Texas Instruments, Inc | 111 | $14,000 | 0.0% | $99.52 | 0.0% | COM | 882508104 |
| — | BlackRock, Inc. | 24 | $14,000 | 0.0% | $583.33 | — | COM | 09247X101 |
| CNI | Canadian National Railway Company | 148 | $14,000 | 0.0% | $77.70 | -3.8% | COM | 136375102 |
| AVGO | Broadcom, Inc. | 40 | $13,000 | 0.0% | $24.52 | 0.0% | COM | 11135F101 |
| APD | Air products and Chemicals, Inc. | 45 | $13,000 | 0.0% | $182.28 | +9.0% | COM | 009158106 |
| META | Facebook, Inc. | 53 | $13,000 | 0.0% | $207.33 | 0.0% | CL A | 30303M102 |
| HON | Honeywell Intl, Inc. | 81 | $12,000 | 0.0% | $117.88 | 0.0% | COM | 438516106 |
| — | ARYA SCIENCES ACQUIS UTS EXP | 1,000 | $12,000 | 0.0% | $12.00 | — | SHS CL A | G3165V109 |
| CCI | Crown Castle Intl Corp. | 70 | $12,000 | 0.0% | $125.06 | 0.0% | COM | 22822V101 |
| PEP | PepsiCo, Inc. | 85 | $12,000 | 0.0% | $90.16 | +22.9% | COM | 713448108 |
| — | Virtus Total Return Fund Inc. | 1,453 | $12,000 | 0.0% | $10.88 | — | COM | 92835W107 |
| — | BlackRock Enhanced Equity Dividend Trust | 1,679 | $12,000 | 0.0% | $8.65 | — | COM | 09251A104 |
| CSCO | Cisco Systems, Inc. | 245 | $12,000 | 0.0% | $40.12 | -7.8% | COM | 17275R102 |
| — | TCW Strategic Income Fund Inc | 2,000 | $12,000 | 0.0% | $5.40 | — | COM | 872340104 |
| LMT | Lockheed Martin Corp. | 31 | $12,000 | 0.0% | $323.73 | 0.0% | COM | 539830109 |
| VOD | Vodafone Group plc ADR | 816 | $12,000 | 0.0% | $14.71 | — | SPONSORED ADR | 92857W308 |
| — | Marvell Technology Group Ltd | 305 | $11,000 | 0.0% | $36.07 | — | ORD SHS | G5876H105 |
| — | DraftKings Inc. | 330 | $11,000 | 0.0% | $33.33 | — | COM CL A | 26142R104 |
| PACK | Ranpak Hldgs Corp | 1,309 | $11,000 | 0.0% | $7.66 | -4.0% | COM CL A | 75321W103 |
| VIAV | Viacom Inc. | 829 | $11,000 | 0.0% | $13.12 | -8.6% | COM | 925550105 |
| — | MorphoSys AG | 304 | $10,000 | 0.0% | $27.48 | — | SPONSORED ADS | 617760202 |
| — | The New Germany Fund Inc | 648 | $10,000 | 0.0% | $16.53 | — | COM | 644465106 |
| GOOG | Alphabet, Inc. Cl C | 7 | $10,000 | 0.0% | $66.98 | 0.0% | CL C | 02079K107 |
| PTC | PTC Inc. | 113 | $10,000 | 0.0% | $87.03 | -18.6% | COM | 69370C100 |
| — | Graf Industrial Corp | 5,000 | $10,000 | 0.0% | $2.00 | — | *W EXP 12/31/202 | 384278115 |
| JNJ | Johnson & Johnson | 65 | $9,000 | 0.0% | $124.24 | 0.0% | COM | 478160104 |
| WEC | WEC Energy Group, Inc. | 90 | $9,000 | 0.0% | $75.08 | 0.0% | COM | 92939U106 |
| ISRG | Intuitive Surgical, Inc. | 11 | $8,000 | 0.0% | $179.26 | 0.0% | COM | 46120E602 |
| MRSH | Marsh & McLennan Companies, Inc. | 68 | $8,000 | 0.0% | $93.00 | 0.0% | COM | 571748102 |
| MCD | McDonald's Corp | 42 | $8,000 | 0.0% | $104.77 | +53.7% | COM | 580135101 |
| SBUX | Starbucks Corp. | 110 | $8,000 | 0.0% | $66.33 | 0.0% | COM | 855244109 |
| TFC | Truist Financial Corp | 221 | $8,000 | 0.0% | $27.74 | 0.0% | COM | 89832Q109 |
| IBN | ICICI Bank Ltd | 845 | $8,000 | 0.0% | $8.25 | — | ADR | 45104G104 |
| BAC | Bank of America Corp. | 300 | $7,000 | 0.0% | $20.57 | 0.0% | COM | 060505104 |
| SRE | Sempra Energy | 55 | $7,000 | 0.0% | $51.07 | 0.0% | COM | 816851109 |
| ADP | Automatic Data Processing, Inc. | 51 | $7,000 | 0.0% | $126.99 | 0.0% | COM | 053015103 |
| ABBV | AbbVie, Inc. | 75 | $7,000 | 0.0% | $70.50 | 0.0% | COM | 00287Y109 |
| ABT | Abbott Laboratories | 73 | $7,000 | 0.0% | $81.94 | 0.0% | COM | 002824100 |
| — | Whole Earth Brands, Inc. | 1,000 | $7,000 | 0.0% | $7.00 | — | COM CL A | 96684W100 |
| MDT | Medtronic plc | 73 | $7,000 | 0.0% | $88.08 | -7.1% | SHS | G5960L103 |
| NFLX | Netflix, Inc. | 15 | $7,000 | 0.0% | $42.56 | 0.0% | COM | 64110L106 |
| PAYX | Paychex, Inc | 102 | $7,000 | 0.0% | $58.96 | 0.0% | COM | 704326107 |
| V | Visa Inc | 36 | $7,000 | 0.0% | $81.90 | +114.3% | COM CL A | 92826C839 |
| VZ | Verizon Communications Inc | 120 | $7,000 | 0.0% | $33.97 | +20.0% | COM | 92343V104 |
| — | Opes Acquisition Corp. | 500 | $6,000 | 0.0% | $12.00 | — | COM | 68373P100 |
| TMO | Thermo Fisher Scientific, Inc. | 14 | $6,000 | 0.0% | $330.32 | 0.0% | COM | 883556102 |
| CVX | Chevron Corp. | 77 | $6,000 | 0.0% | $69.83 | 0.0% | COM | 166764100 |
| ITW | Illinois Tool Works, Inc. | 30 | $6,000 | 0.0% | $142.90 | 0.0% | COM | 452308109 |
| ALC | Alcon, Inc. | 100 | $6,000 | 0.0% | $57.87 | -3.5% | ORD SHS | H01301128 |
| ITUB | Itau Unibanco Holding S.A. | 1,119 | $6,000 | 0.0% | $10.28 | — | SPON ADR REP PFD | 465562106 |
| XP | XP Inc. | 134 | $6,000 | 0.0% | $30.68 | 0.0% | CL A | G98239109 |
| — | Aberdeen Emerging Markets Equity Inc. | 768 | $5,000 | 0.0% | $7.57 | — | COM | 00301W105 |
| — | PIMCO Global StocksPLS Inc. | 589 | $5,000 | 0.0% | $12.42 | — | COM | 722011103 |
| PNC | The PNC Financial Services Group Inc | 50 | $5,000 | 0.0% | $85.95 | 0.0% | COM | 693475105 |
| CMCSA | Comcast Corp. Cl A Common Stock | 114 | $5,000 | 0.0% | $32.76 | 0.0% | CL A | 20030N101 |
| — | The European Equity Fund Inc | 617 | $5,000 | 0.0% | $9.20 | — | COM | 298768102 |
| — | Central and Eastern European Fund Inc | 222 | $5,000 | 0.0% | $29.15 | — | COM | 153436100 |
| — | The New Ireland Fund Inc | 605 | $5,000 | 0.0% | $11.38 | — | COM | 645673104 |
| — | Templeton Emerging Markets Fund | 238 | $4,000 | 0.0% | $15.71 | — | COM | 880191101 |
| BSX | Boston Scientific Corp. | 114 | $4,000 | 0.0% | $36.01 | 0.0% | COM | 101137107 |
| COST | Costco Wholesale Corp. | 11 | $4,000 | 0.0% | $279.18 | 0.0% | COM | 22160K105 |
| NKE | Nike, Inc. | 43 | $4,000 | 0.0% | $85.46 | 0.0% | CL B | 654106103 |
| MCO | Moody's Corp. | 15 | $4,000 | 0.0% | $242.42 | 0.0% | COM | 615369105 |
| — | Morgan Stanley India Investment Fund Inc | 211 | $4,000 | 0.0% | $22.86 | — | COM | 61745C105 |
| VRTX | Vertex Pharmaceuticals, Inc. | 14 | $4,000 | 0.0% | $271.12 | 0.0% | COM | 92532F100 |
| CB | Chubb Ltd | 34 | $4,000 | 0.0% | $102.80 | +3.3% | COM | H1467J104 |
| USB | U.S. Bancorp | 112 | $4,000 | 0.0% | $27.85 | 0.0% | COM | 902973304 |
| ZTS | Zoetis Inc. | 25 | $4,000 | 0.0% | $75.32 | +65.3% | CL A | 98978V103 |
| — | Maxim Integrated Products, Inc. | 56 | $4,000 | 0.0% | $71.43 | — | COM | 57772K101 |
| MELI | MercadoLibre, Inc. | 4 | $4,000 | 0.0% | $749.93 | 0.0% | COM | 58733R102 |
| XJEQX | Aberdeen Japan Equity Fund Inc | 561 | $4,000 | 0.0% | $6.91 | — | COM | 00306J109 |
| SHOP | Shopify, Inc. | 4 | $4,000 | 0.0% | $69.41 | 0.0% | CL A | 82509L107 |
| ENB | Enbridge, Inc. | 110 | $4,000 | 0.0% | $21.09 | 0.0% | COM | 29250N105 |
| SVXY | ProShares Short VIX Short-Term Futures ETF | 110 | $4,000 | 0.0% | $57.38 | — | SHT VIX ST TRM | 74347W130 |
| REGN | Regeneron Pharmaceuticals, Inc. | 7 | $4,000 | 0.0% | $564.49 | 0.0% | COM | 75886F107 |
| PG | Procter & Gamble Co. (The) | 31 | $4,000 | 0.0% | $101.53 | 0.0% | COM | 742718109 |
| PLD | ProLogis, Inc. | 35 | $4,000 | 0.0% | $76.28 | 0.0% | COM | 74340W103 |
| AZN | AstraZeneca Group plc ADR | 78 | $4,000 | 0.0% | $51.28 | — | SPONSORED ADR | 046353108 |
| NOW | ServiceNow, Inc. | 10 | $4,000 | 0.0% | $70.61 | 0.0% | COM | 81762P102 |
| QSR | Restaurant Brands International Inc | 57 | $3,000 | 0.0% | $50.43 | 0.0% | COM | 76131D103 |
| O | Realty Income Corp. | 55 | $3,000 | 0.0% | $40.14 | 0.0% | COM | 756109104 |
| — | Seattle Genetics, In | 18 | $3,000 | 0.0% | $166.67 | — | COM | 812578102 |
| SHW | Sherwin-Williams Co. (The) | 4 | $3,000 | 0.0% | $171.57 | 0.0% | COM | 824348106 |
| IEX | IDEX Corp. | 17 | $3,000 | 0.0% | $142.68 | 0.0% | COM | 45167R104 |
| — | The Mexico Fund, Inc. | 309 | $3,000 | 0.0% | $9.71 | — | COM | 592835102 |
| ONC | BeiGene, Ltd. | 14 | $3,000 | 0.0% | $214.29 | — | SPONSORED ADR | 07725L102 |
| — | The India Fund Inc | 215 | $3,000 | 0.0% | $24.27 | — | COM | 454089103 |
| KO | Coca-Cola Co. (The) | 68 | $3,000 | 0.0% | $38.72 | 0.0% | COM | 191216100 |
| BTI | British American Tobacco PLC | 86 | $3,000 | 0.0% | $34.88 | — | SPONSORED ADR | 110448107 |
| VALE | Vale SA | 271 | $3,000 | 0.0% | $11.07 | — | ADR | 91912E105 |
| — | BlackRock 2022 Global Income Opp Tr | 300 | $3,000 | 0.0% | $6.67 | — | COM | 09258P104 |
| ADBE | Adobe Systems, Inc. | 7 | $3,000 | 0.0% | $370.53 | 0.0% | COM | 00724F101 |
| — | Japan Smaller Capitalization Fund Inc | 321 | $2,000 | 0.0% | $9.60 | — | COM | 47109U104 |
| IHG | InterContinental Hotels Group plc ADR | 33 | $2,000 | 0.0% | $60.61 | — | SPONSORED ADR | 45857P806 |
| ICE | Intercontinental Exchange Group, Inc. | 21 | $2,000 | 0.0% | $85.14 | 0.0% | COM | 45866F104 |
| AMD | Advanced Micro Devices, Inc. | 24 | $2,000 | 0.0% | $53.02 | 0.0% | COM | 007903107 |
| — | Activision Blizzard, Inc. | 27 | $2,000 | 0.0% | $74.07 | — | COM | 00507V109 |
| — | Linde plc | 10 | $2,000 | 0.0% | $200.00 | — | SHS | G5494J103 |
| PODD | Insulet Corp. | 11 | $2,000 | 0.0% | $191.17 | 0.0% | COM | 45784P101 |
| HLT | Hilton, Inc | 25 | $2,000 | 0.0% | $73.30 | 0.0% | COM | 43300A203 |
| BUD | Anheuser-Busch Inbev SA/NV ADR | 36 | $2,000 | 0.0% | $55.56 | — | SPONSORED ADR | 03524A108 |
| ETN | Eaton Corp. plc (Ireland) | 22 | $2,000 | 0.0% | $74.77 | 0.0% | SHS | G29183103 |
| GDDY | GoDaddy, Inc. | 32 | $2,000 | 0.0% | $71.82 | 0.0% | CL A | 380237107 |
| EFX | Equifax, Inc. | 10 | $2,000 | 0.0% | $142.07 | 0.0% | COM | 294429105 |
| ES | Eversource Energy | 18 | $2,000 | 0.0% | $67.21 | 0.0% | COM | 30040W108 |
| SLB | Schlumberger Ltd | 103 | $2,000 | 0.0% | $15.47 | 0.0% | COM | 806857108 |
| ADSK | Autodesk, Inc. | 7 | $2,000 | 0.0% | $196.57 | 0.0% | COM | 052769106 |
| RYAAY | Ryanair Holdings plc ADR | 21 | $2,000 | 0.0% | $95.24 | — | SPONSORED ADS | 783513203 |
| PSX | Phillips 66 | 38 | $2,000 | 0.0% | $56.22 | 0.0% | COM | 718546104 |
| XNBOX | Neuberger Brman NY Muni Fd | 196 | $2,000 | 0.0% | $12.45 | — | COM | 64124K102 |
| — | The Korea Fund Inc | 85 | $2,000 | 0.0% | $34.59 | — | COM NEW | 500634209 |
| TRMB | Trimble, Inc. | 40 | $2,000 | 0.0% | $37.50 | 0.0% | COM | 896239100 |
| NVO | Novo Nordisk A/S ADR | 31 | $2,000 | 0.0% | $64.52 | — | ADR | 670100205 |
| TCOM | Trip.com Group Ltd ADR | 48 | $1,000 | 0.0% | $20.83 | — | ADS | 89677Q107 |
| DE | Deere & Co. | 6 | $1,000 | 0.0% | $134.23 | 0.0% | COM | 244199105 |
| GS | Goldman Sachs Group, Inc. (The) | 7 | $1,000 | 0.0% | $164.18 | 0.0% | COM | 38141G104 |
| AMT | American Tower Corporation | 4 | $1,000 | 0.0% | $168.17 | +25.2% | COM | 03027X100 |
| INTC | Intel Corp. | 28 | $1,000 | 0.0% | $53.20 | 0.0% | COM | 458140100 |
| LYB | LyondellBasell Industries N.V. Class A | 18 | $1,000 | 0.0% | $40.79 | 0.0% | SHS - A - | N53745100 |
| — | Alteryx, Inc. | 7 | $1,000 | 0.0% | $142.86 | — | CL A | 02156B103 |