Location: Chicago, IL
CIK: 0001143261 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Jan 24, 2018
Total Value: $326M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| NXPI | NXP SEMICONDUCTORS N V | 544,600 | $63.77M | 19.6% | $96.26 | +6.6% | Put | N6596X109 |
| NXPI | NXP SEMICONDUCTORS N V | 316,704 | $37.08M | 11.4% | $96.26 | +6.6% | COM | N6596X109 |
| — | TIME WARNER INC | 263,800 | $24.13M | 7.4% | $100.57 | — | Call | 887317303 |
| — | MONSANTO CO NEW | 193,300 | $22.57M | 6.9% | $104.61 | — | Put | 61166W101 |
| — | MONSANTO CO NEW | 153,700 | $17.95M | 5.5% | $104.61 | — | Call | 61166W101 |
| — | TIME WARNER INC | 152,700 | $13.97M | 4.3% | $100.57 | — | Put | 887317303 |
| — | STRAIGHT PATH COMMUNICATNS I | 68,500 | $12.45M | 3.8% | $179.95 | — | Call | 862578101 |
| — | ORBITAL ATK INC | 93,800 | $12.34M | 3.8% | $132.49 | — | Call | 68557N103 |
| — | ORBITAL ATK INC | 74,400 | $9.784M | 3.0% | $132.49 | — | Put | 68557N103 |
| RILY | B RILEY FINL INC | 533,062 | $9.648M | 3.0% | $11.99 | +45.9% | COM | 05580M108 |
| — | ORBITAL ATK INC | 69,582 | $9.15M | 2.8% | $132.49 | — | COM | 68557N103 |
| WDC | WESTERN DIGITAL CORP | 105,400 | $8.382M | 2.6% | $29.15 | +100.7% | Put | 958102105 |
| — | MONSANTO CO NEW | 69,850 | $8.157M | 2.5% | $104.61 | — | COM | 61166W101 |
| NXPI | NXP SEMICONDUCTORS N V | 59,300 | $6.943M | 2.1% | $96.26 | +6.6% | Call | N6596X109 |
| HUM | HUMANA INC | 26,900 | $6.673M | 2.0% | $189.91 | +21.4% | Put | 444859102 |
| — | STRAIGHT PATH COMMUNICATNS I | 34,400 | $6.254M | 1.9% | $179.95 | — | Put | 862578101 |
| HUM | HUMANA INC | 21,700 | $5.383M | 1.7% | $189.91 | +21.4% | COM | 444859102 |
| — | STRAIGHT PATH COMMUNICATNS I | 23,900 | $4.345M | 1.3% | $179.95 | — | CL B | 862578101 |
| — | CIGNA CORPORATION | 16,800 | $3.412M | 1.0% | $186.96 | — | COM | 125509109 |
| — | CIGNA CORPORATION | 16,800 | $3.412M | 1.0% | $186.96 | — | Put | 125509109 |
| — | ROCKWELL COLLINS INC | 25,000 | $3.391M | 1.0% | $130.70 | — | Put | 774341101 |
| — | GENERAL ELECTRIC CO | 169,100 | $2.951M | 0.9% | $17.45 | — | COM | 369604103 |
| — | ROCKWELL COLLINS INC | 20,100 | $2.726M | 0.8% | $130.70 | — | COM | 774341101 |
| — | AETNA INC NEW | 14,500 | $2.616M | 0.8% | — | — | Put | 00817Y108 |
| — | AETNA INC NEW | 12,400 | $2.237M | 0.7% | — | — | Call | 00817Y108 |
| — | IXYS CORP | 91,700 | $2.196M | 0.7% | $23.93 | — | Put | 46600W106 |
| HUM | HUMANA INC | 8,200 | $2.034M | 0.6% | $189.91 | +21.4% | Call | 444859102 |
| — | ADVANCED ACCELERATOR APPLIC | 24,700 | $2.016M | 0.6% | $81.62 | — | Put | 00790T100 |
| — | ADVANCED ACCELERATOR APPLIC | 24,700 | $2.016M | 0.6% | $81.62 | — | SPONSORED ADS | 00790T100 |
| — | IKANG HEALTHCARE GROUP INC | 124,500 | $1.967M | 0.6% | $16.84 | — | Put | 45174L108 |
| — | TELENAV INC | 300,547 | $1.653M | 0.5% | $6.52 | — | COM | 879455103 |
| — | ADVANCED ACCELERATOR APPLIC | 19,100 | $1.559M | 0.5% | $81.62 | — | Call | 00790T100 |
| — | IKANG HEALTHCARE GROUP INC | 88,360 | $1.396M | 0.4% | $16.84 | — | SPONSORED ADR | 45174L108 |
| T | AT&T INC | 34,800 | $1.353M | 0.4% | $15.25 | 0.0% | Call | 00206R102 |
| — | IXYS CORP | 46,600 | $1.116M | 0.3% | $23.93 | — | COM | 46600W106 |
| MNKD | MANNKIND CORP | 456,200 | $1.058M | 0.3% | $1.57 | +117.7% | Call | 56400P706 |
| — | INTREXON CORP | 83,700 | $964K | 0.3% | $23.61 | — | Call | 46122T102 |
| — | INTREXON CORP | 74,200 | $855K | 0.3% | $23.61 | — | Put | 46122T102 |
| — | RITE AID CORP | 332,400 | $655K | 0.2% | $5.52 | — | Call | 767754104 |
| WMB | WILLIAMS COS INC DEL | 17,900 | $546K | 0.2% | $17.93 | +3.7% | Call | 969457100 |
| — | INTREXON CORP | 42,536 | $490K | 0.2% | $23.61 | — | COM | 46122T102 |
| — | FINJAN HLDGS INC | 150,168 | $324K | 0.1% | $3.28 | — | COM NEW | 31788H303 |
| T | AT&T INC | 8,000 | $311K | 0.1% | $15.25 | 0.0% | Put | 00206R102 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 126,600 | $311K | 0.1% | $4.14 | 0.0% | Call | G65773106 |
| — | ANGI HOMESERVICES INC | 28,015 | $293K | 0.1% | $10.46 | — | COM CL A | 00183L102 |
| — | ZIOPHARM ONCOLOGY INC | 64,095 | $265K | 0.1% | $6.06 | — | COM | 98973P101 |
| — | ZIOPHARM ONCOLOGY INC | 59,400 | $246K | 0.1% | $6.06 | — | Put | 98973P101 |
| — | RITE AID CORP | 123,000 | $242K | 0.1% | $5.52 | — | Put | 767754104 |
| ESPR | ESPERION THERAPEUTICS INC NE | 3,600 | $237K | 0.1% | $22.64 | +137.9% | Call | 29664W105 |
| — | RITE AID CORP | 101,900 | $201K | 0.1% | $5.52 | — | COM | 767754104 |
| LFUS | LITTELFUSE INC | 900 | $178K | 0.1% | — | — | Call | 537008104 |
| — | ZIOPHARM ONCOLOGY INC | 33,100 | $137K | 0.0% | $6.06 | — | Call | 98973P101 |
| — | DISCOVERY COMMUNICATNS NEW | 6,000 | $127K | 0.0% | $21.17 | — | COM SER C | 25470F302 |
| — | DISCOVERY COMMUNICATNS NEW | 6,000 | $127K | 0.0% | $21.17 | — | Put | 25470F302 |
| — | DISCOVERY COMMUNICATNS NEW | 6,000 | $127K | 0.0% | $21.17 | — | Call | 25470F302 |
| T | AT&T INC | 3,000 | $117K | 0.0% | $15.25 | 0.0% | COM | 00206R102 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 44,197 | $109K | 0.0% | $4.14 | 0.0% | COM | G65773106 |
| — | GREAT ELM CAP GROUP INC | 25,300 | $102K | 0.0% | $3.41 | — | COM NEW | 39036P209 |
| TECK | TECK RESOURCES LTD | 3,800 | $99,000 | 0.0% | $22.79 | 0.0% | CL B | 878742204 |
| NVDA | NVIDIA CORP | 500 | $97,000 | 0.0% | $3.13 | +56.6% | COM | 67066G104 |
| TECK | TECK RESOURCES LTD | 3,500 | $92,000 | 0.0% | $22.79 | 0.0% | Put | 878742204 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 36,900 | $91,000 | 0.0% | $4.14 | 0.0% | Put | G65773106 |
| WMB | WILLIAMS COS INC DEL | 3,000 | $91,000 | 0.0% | $17.93 | +3.7% | Put | 969457100 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 9,784 | $88,000 | 0.0% | $7.97 | +4.1% | COM | 33766Y100 |
| APPS | DIGITAL TURBINE INC | 48,395 | $87,000 | 0.0% | $2.32 | -29.2% | COM NEW | 25400W102 |
| — | POWERSHS DB MULTI SECT COMM | 3,500 | $66,000 | 0.0% | $19.61 | — | PS DB AGRICUL FD | 73936B408 |
| DIS | DISNEY WALT CO | 500 | $54,000 | 0.0% | $102.45 | -5.0% | COM DISNEY | 254687106 |
| MNKD | MANNKIND CORP | 19,900 | $46,000 | 0.0% | $1.57 | +117.7% | Put | 56400P706 |
| ESPR | ESPERION THERAPEUTICS INC NE | 600 | $40,000 | 0.0% | $22.64 | +137.9% | Put | 29664W105 |
| — | TURQUOISE HILL RES LTD | 9,200 | $32,000 | 0.0% | $2.87 | — | COM | 900435108 |
| — | PROSHARES TR II | 2,000 | $20,000 | 0.0% | $10.00 | — | Call | 74347W163 |
| — | NORDIC AMERN OFFSHORE LTD | 11,885 | $14,000 | 0.0% | $1.62 | — | SHS | G65772108 |
| — | GSV CAP CORP | 2,000 | $11,000 | 0.0% | $8.80 | — | COM | 36191J101 |
| WDC | WESTERN DIGITAL CORP | 111 | $9,000 | 0.0% | $29.15 | +100.7% | COM | 958102105 |
| — | FORM HLDGS CORP | 5,629 | $8,000 | 0.0% | $1.65 | — | COM | 34634E102 |
| MNKD | MANNKIND CORP | 2,515 | $6,000 | 0.0% | $1.57 | +117.7% | COM NEW | 56400P706 |
| — | PROSHARES TR II | 500 | $5,000 | 0.0% | $10.00 | — | ULTRA VIX SHORT | 74347W163 |
| — | TURQUOISE HILL RES LTD | 1,300 | $4,000 | 0.0% | $2.87 | — | Put | 900435108 |
| — | KAPSTONE PAPER & PACKAGING C | 23 | $1,000 | 0.0% | — | — | COM | 48562P103 |
| — | AQUABOUNTY TECHNOLOGIES INC | 303 | $1,000 | 0.0% | $8.19 | — | COM NEW | 03842K200 |
| — | BUFFALO WILD WINGS INC | 6,600 | $0 | 0.0% | — | — | Call | 119848109 |
| — | CALATLANTIC GROUP INC | 2,100 | $0 | 0.0% | — | — | Call | 128195104 |
| — | BUFFALO WILD WINGS INC | 1,200 | $0 | 0.0% | — | — | Put | 119848109 |
| — | INVESTORS BANCORP INC NEW | 1 | $0 | 0.0% | — | — | COM | 46146L101 |
| — | BROADSOFT INC | 10,000 | $0 | 0.0% | — | — | Call | 11133B409 |
| — | AKORN INC | 2,000 | $0 | 0.0% | — | — | Put | 009728106 |