CIK: 0001143261 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Oct 23, 2017
Total Value ($000): $425,266 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | KITE PHARMA INC | 240,100 | $43,172 | 10.2% | $179.81 | — | Call | 49803L109 |
| — | KITE PHARMA INC | 227,500 | $40,907 | 9.6% | $179.81 | — | Put | 49803L109 |
| — | STRAIGHT PATH COMMUNICATNS I | 182,200 | $32,918 | 7.7% | $179.81 | — | Call | 862578101 |
| NXPI | NXP SEMICONDUCTORS N V | 263,000 | $29,743 | 7.0% | $92.05 | +7.7% | Put | N6596X109 |
| — | KITE PHARMA INC | 153,610 | $27,621 | 6.5% | $179.81 | — | COM | 49803L109 |
| — | ALERE INC | 531,500 | $27,101 | 6.4% | $50.19 | — | Call | 01449J105 |
| — | MONSANTO CO NEW | 192,300 | $23,041 | 5.4% | $103.71 | — | Put | 61166W101 |
| NXPI | NXP SEMICONDUCTORS N V | 190,802 | $21,578 | 5.1% | $92.05 | +7.7% | COM | N6596X109 |
| — | MONSANTO CO NEW | 126,000 | $15,097 | 3.6% | $103.71 | — | Call | 61166W101 |
| — | SYNGENTA AG | 118,800 | $10,937 | 2.6% | $91.50 | — | Put | 87160A100 |
| — | ALERE INC | 190,500 | $9,714 | 2.3% | $50.19 | — | Put | 01449J105 |
| WDC | WESTERN DIGITAL CORP | 105,400 | $9,107 | 2.1% | $29.15 | +105.6% | Put | 958102105 |
| RILY | B RILEY FINL INC | 533,062 | $9,089 | 2.1% | $11.99 | +44.9% | COM | 05580M108 |
| TSLA | TESLA INC | 25,300 | $8,630 | 2.0% | $23.07 | 0.0% | COM | 88160R101 |
| — | ORBITAL ATK INC | 63,800 | $8,496 | 2.0% | $133.16 | — | Put | 68557N103 |
| — | MONSANTO CO NEW | 65,050 | $7,794 | 1.8% | $103.71 | — | COM | 61166W101 |
| — | STRAIGHT PATH COMMUNICATNS I | 42,000 | $7,588 | 1.8% | $179.81 | — | Put | 862578101 |
| — | TIME WARNER INC | 65,600 | $6,721 | 1.6% | $100.57 | — | Put | 887317303 |
| HUM | HUMANA INC | 26,900 | $6,554 | 1.5% | $189.91 | +20.2% | Put | 444859102 |
| — | TIME WARNER INC | 60,600 | $6,208 | 1.5% | $100.57 | — | Call | 887317303 |
| — | ORBITAL ATK INC | 41,400 | $5,513 | 1.3% | $133.16 | — | COM | 68557N103 |
| HUM | HUMANA INC | 21,660 | $5,277 | 1.2% | $189.91 | +20.2% | COM | 444859102 |
| — | ALERE INC | 82,250 | $4,194 | 1.0% | $50.19 | — | COM | 01449J105 |
| — | STRAIGHT PATH COMMUNICATNS I | 22,202 | $4,011 | 0.9% | $179.81 | — | CL B | 862578101 |
| — | TIME WARNER INC | 35,900 | $3,678 | 0.9% | $100.57 | — | COM NEW | 887317303 |
| — | ORBITAL ATK INC | 25,800 | $3,436 | 0.8% | $133.16 | — | Call | 68557N103 |
| — | ROCKWELL COLLINS INC | 25,000 | $3,268 | 0.8% | $130.70 | — | Put | 774341101 |
| — | CIGNA CORPORATION | 16,800 | $3,141 | 0.7% | $186.96 | — | COM | 125509109 |
| — | CIGNA CORPORATION | 16,800 | $3,141 | 0.7% | $186.96 | — | Put | 125509109 |
| — | ROCKWELL COLLINS INC | 20,100 | $2,627 | 0.6% | $130.70 | — | COM | 774341101 |
| NXPI | NXP SEMICONDUCTORS N V | 21,600 | $2,443 | 0.6% | $92.05 | +7.7% | Call | N6596X109 |
| — | INTREXON CORP | 117,000 | $2,224 | 0.5% | $23.61 | — | Put | 46122T102 |
| — | IKANG HEALTHCARE GROUP INC | 163,800 | $2,208 | 0.5% | $16.84 | — | Put | 45174L108 |
| HUM | HUMANA INC | 8,700 | $2,120 | 0.5% | $189.91 | +20.2% | Call | 444859102 |
| — | IKANG HEALTHCARE GROUP INC | 151,300 | $2,040 | 0.5% | $16.84 | — | SPONSORED ADR | 45174L108 |
| — | AETNA INC NEW | 12,400 | $1,972 | 0.5% | — | — | Call | 00817Y108 |
| T | AT&T INC | 47,300 | $1,853 | 0.4% | — | — | Call | 00206R102 |
| — | INTREXON CORP | 77,400 | $1,471 | 0.3% | $23.61 | — | Call | 46122T102 |
| — | SYNGENTA AG | 15,800 | $1,455 | 0.3% | $91.50 | — | SPONSORED ADR | 87160A100 |
| — | SYNGENTA AG | 15,000 | $1,381 | 0.3% | $91.50 | — | Call | 87160A100 |
| WMB | WILLIAMS COS INC DEL | 45,200 | $1,356 | 0.3% | $17.93 | +7.4% | Put | 969457100 |
| — | INTREXON CORP | 66,088 | $1,256 | 0.3% | $23.61 | — | COM | 46122T102 |
| — | TELENAV INC | 169,263 | $1,075 | 0.3% | $7.32 | — | COM | 879455103 |
| — | FORESTAR GROUP INC | 66,200 | $1,036 | 0.2% | $17.15 | — | Put | 346233109 |
| ESPR | ESPERION THERAPEUTICS INC NE | 20,000 | $1,002 | 0.2% | $22.64 | +113.0% | Call | 29664W105 |
| MNKD | MANNKIND CORP | 424,200 | $921 | 0.2% | $1.57 | 0.0% | Call | 56400P706 |
| — | RITE AID CORP | 439,100 | $861 | 0.2% | $5.52 | — | Call | 767754104 |
| HOMB | HOME BANCSHARES INC | 26,000 | $656 | 0.2% | — | — | Put | 436893200 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 103,200 | $551 | 0.1% | $9.98 | -45.0% | Call | G65773106 |
| — | PRICELINE GRP INC | 300 | $549 | 0.1% | $1830.00 | — | COM NEW | 741503403 |
| WMB | WILLIAMS COS INC DEL | 17,900 | $537 | 0.1% | $17.93 | +7.4% | Call | 969457100 |
| ESPR | ESPERION THERAPEUTICS INC NE | 10,200 | $511 | 0.1% | $22.64 | +113.0% | Put | 29664W105 |
| USFD | US FOODS HLDG CORP | 14,105 | $377 | 0.1% | $28.45 | -3.7% | COM | 912008109 |
| — | ZIOPHARM ONCOLOGY INC | 60,472 | $371 | 0.1% | $6.18 | — | COM | 98973P101 |
| — | FINJAN HLDGS INC | 150,168 | $353 | 0.1% | $3.28 | — | COM NEW | 31788H303 |
| — | VWR CORP | 10,000 | $331 | 0.1% | $33.00 | — | Put | 91843L103 |
| — | GSV CAP CORP | 58,883 | $319 | 0.1% | $8.80 | — | COM | 36191J101 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 36,110 | $289 | 0.1% | $7.97 | -1.7% | COM | 33766Y100 |
| — | ZIOPHARM ONCOLOGY INC | 46,700 | $287 | 0.1% | $6.18 | — | Put | 98973P101 |
| HOMB | HOME BANCSHARES INC | 11,200 | $282 | 0.1% | — | — | Call | 436893200 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 52,800 | $282 | 0.1% | $9.98 | -45.0% | Put | G65773106 |
| — | RITE AID CORP | 136,500 | $268 | 0.1% | $5.52 | — | Put | 767754104 |
| — | RITE AID CORP | 134,600 | $264 | 0.1% | $5.52 | — | COM | 767754104 |
| APPS | DIGITAL TURBINE INC | 173,185 | $262 | 0.1% | $2.32 | -49.1% | COM NEW | 25400W102 |
| — | IXYS CORP | 10,100 | $239 | 0.1% | $23.57 | — | Put | 46600W106 |
| — | ZIOPHARM ONCOLOGY INC | 36,800 | $226 | 0.1% | $6.18 | — | Call | 98973P101 |
| CDZI | CADIZ INC | 14,523 | $184 | 0.0% | $8.98 | +35.6% | COM NEW | 127537207 |
| — | VWR CORP | 5,000 | $166 | 0.0% | $33.00 | — | COM | 91843L103 |
| T | AT&T INC | 3,000 | $118 | 0.0% | — | — | Put | 00206R102 |
| — | GREAT ELM CAP GROUP INC | 32,800 | $116 | 0.0% | $3.41 | — | COM NEW | 39036P209 |
| NVDA | NVIDIA CORP | 500 | $89 | 0.0% | $3.13 | +31.0% | COM | 67066G104 |
| — | MONEYGRAM INTL INC | 4,300 | $69 | 0.0% | $17.21 | — | COM NEW | 60935Y208 |
| — | IXYS CORP | 2,800 | $66 | 0.0% | $23.57 | — | COM | 46600W106 |
| — | FORM HLDGS CORP | 43,200 | $60 | 0.0% | $1.65 | — | Call | 34634E102 |
| — | MONEYGRAM INTL INC | 3,400 | $55 | 0.0% | $17.21 | — | Call | 60935Y208 |
| DIS | DISNEY WALT CO | 500 | $49 | 0.0% | $102.45 | -5.4% | COM DISNEY | 254687106 |
| WMB | WILLIAMS COS INC DEL | 1,600 | $48 | 0.0% | $17.93 | +7.4% | COM | 969457100 |
| — | POWERSHS DB MULTI SECT COMM | 2,300 | $44 | 0.0% | $20.00 | — | PS DB AGRICUL FD | 73936B408 |
| — | MONEYGRAM INTL INC | 2,500 | $40 | 0.0% | $17.21 | — | Put | 60935Y208 |
| MNKD | MANNKIND CORP | 16,000 | $35 | 0.0% | $1.57 | 0.0% | Put | 56400P706 |
| — | HC2 HLDGS INC | 6,193 | $33 | 0.0% | $5.55 | — | COM | 404139107 |
| — | TURQUOISE HILL RES LTD | 7,300 | $23 | 0.0% | $2.72 | — | COM | 900435108 |
| — | TURQUOISE HILL RES LTD | 6,900 | $21 | 0.0% | $2.72 | — | Call | 900435108 |
| ESPR | ESPERION THERAPEUTICS INC NE | 400 | $20 | 0.0% | $22.64 | +113.0% | COM | 29664W105 |
| — | FOUNDATION MEDICINE INC | 500 | $20 | 0.0% | $40.00 | — | Put | 350465100 |
| — | FOUNDATION MEDICINE INC | 400 | $16 | 0.0% | $40.00 | — | COM | 350465100 |
| — | VANECK VECTORS ETF TR | 600 | $13 | 0.0% | $20.00 | — | RUSSIA ETF | 92189F403 |
| WDC | WESTERN DIGITAL CORP | 134 | $12 | 0.0% | $29.15 | +105.6% | COM | 958102105 |
| — | FORM HLDGS CORP | 7,629 | $11 | 0.0% | $1.65 | — | COM | 34634E102 |
| — | TURQUOISE HILL RES LTD | 3,000 | $9 | 0.0% | $2.72 | — | Put | 900435108 |
| — | NORDIC AMERN OFFSHORE LTD | 4,885 | $7 | 0.0% | $2.26 | — | SHS | G65772108 |
| MNKD | MANNKIND CORP | 3,270 | $7 | 0.0% | $1.57 | 0.0% | COM NEW | 56400P706 |
| — | RENESOLA LTD | 1,118 | $3 | 0.0% | $2.68 | — | SPONSORED ADS | 75971T301 |
| — | AQUABOUNTY TECHNOLOGIES INC | 323 | $2 | 0.0% | $8.19 | — | COM NEW | 03842K200 |
| — | INVESTORS BANCORP INC NEW | 1 | $0 | 0.0% | — | — | COM | 46146L101 |
| — | KAPSTONE PAPER & PACKAGING C | 23 | $0 | 0.0% | — | — | COM | 48562P103 |