K2 PRINCIPAL FUND, L.P. Hedge Fund

CIK: 0001461790 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 13, 2015

Total Value ($000): $616,483 (100.0% shares, 0.0% debt)

Holdings (155)

HOME PROPERTIES INC 6.4%
Value ($000) $39,642 Shares 530,322 Est. Cost $74.75 Unrealized
DEALERTRACK TECHNOLOGIES INC 5.9%
Value ($000) $36,091 Shares 571,417 Est. Cost $60.58 Unrealized
POWERSHARES QQQ TRUST 5.6%
Value ($000) $34,294 Shares 337,000 Est. Cost Unrealized
GOOGLE INC 5.1%
Value ($000) $31,394 Shares 51,600 Est. Cost $608.41 Unrealized
POWERSHARES QQQ TRUST 5.1%
Value ($000) $31,293 Shares 307,500 Est. Cost Unrealized
THORATEC CORP 4.0%
Value ($000) $24,545 Shares 388,003 Est. Cost $63.26 Unrealized
DIREXION SHS ETF TR 3.4%
Value ($000) $20,932 Shares 840,300 Est. Cost Unrealized
KYTHERA BIOPHARMACEUTICALS I 2.8%
Value ($000) $17,095 Shares 227,992 Est. Cost $74.98 Unrealized
DOT HILL SYS CORP 2.1%
Value ($000) $13,099 Shares 1,346,252 Est. Cost $9.73 Unrealized
NEW YORK REIT INC 2.0%
Value ($000) $12,603 Shares 1,252,749 Est. Cost $10.06 Unrealized
ALTERA CORP 2.0%
Value ($000) $12,076 Shares 241,125 Est. Cost $50.25 Unrealized
CMCSA COMCAST CORP NEW 1.8%
Value ($000) $11,376 Shares 200,000 Est. Cost $23.04 Unrealized +1.3%
HCC INS HLDGS INC 1.7%
Value ($000) $10,515 Shares 135,728 Est. Cost $77.12 Unrealized
SHORETEL INC 1.7%
Value ($000) $10,207 Shares 1,366,429 Est. Cost $6.93 Unrealized
CITY NATL CORP 1.5%
Value ($000) $9,252 Shares 105,068 Est. Cost $88.41 Unrealized
BGC PARTNERS INC 1.5%
Value ($000) $9,230 Shares 1,122,836 Est. Cost $9.08 Unrealized
MSFT MICROSOFT CORP 1.5%
Value ($000) $9,073 Shares 205,000 Est. Cost $39.00 Unrealized -0.2%
YODLEE INC 1.5%
Value ($000) $9,034 Shares 560,100 Est. Cost $16.13 Unrealized
XLU SELECT SECTOR SPDR TR 1.5%
Value ($000) $8,982 Shares 207,500 Est. Cost Unrealized
HARMONY MERGER CORP 1.4%
Value ($000) $8,910 Shares 900,000 Est. Cost $9.85 Unrealized
DIREXION SHS ETF TR 1.3%
Value ($000) $8,303 Shares 2,872,900 Est. Cost Unrealized
PARTNERRE LTD 1.3%
Value ($000) $8,068 Shares 58,090 Est. Cost $131.26 Unrealized
DU PONT E I DE NEMOURS AND CO 1.3%
Value ($000) $7,794 Shares 161,700 Est. Cost Unrealized
ZULILY INC 1.2%
Value ($000) $7,512 Shares 431,712 Est. Cost $17.40 Unrealized
XLF SELECT SECTOR SPDR TR 1.2%
Value ($000) $7,399 Shares 326,520 Est. Cost $23.26 Unrealized
GOOGLE INC 1.1%
Value ($000) $6,703 Shares 10,500 Est. Cost $608.41 Unrealized
NXPI NXP SEMICONDUCTORS N V 1.1%
Value ($000) $6,487 Shares 74,500 Est. Cost $91.13 Unrealized -12.1%
HARMONY MERGER CORP 1.0%
Value ($000) $6,120 Shares 600,000 Est. Cost $10.00 Unrealized
BCO BRINKS CO 0.9%
Value ($000) $5,304 Shares 196,364 Est. Cost $26.91 Unrealized -4.6%
SEARS HLDGS CORP 0.8%
Value ($000) $5,037 Shares 222,800 Est. Cost $22.62 Unrealized
PYPL PAYPAL HLDGS INC 0.8%
Value ($000) $4,966 Shares 160,000 Est. Cost $35.85 Unrealized 0.0%
FIDELITY NATIONAL FINANCIAL FNFV GROUP 0.8%
Value ($000) $4,883 Shares 416,675 Est. Cost $14.60 Unrealized
CIGNA CORPORATION 0.7%
Value ($000) $4,469 Shares 33,100 Est. Cost $140.57 Unrealized
STAPLES INC 0.7%
Value ($000) $4,452 Shares 379,500 Est. Cost $15.68 Unrealized
MARKET VECTORS ETF TR 0.7%
Value ($000) $4,336 Shares 315,600 Est. Cost Unrealized
IPC HEALTHCARE INC 0.7%
Value ($000) $4,265 Shares 54,900 Est. Cost $77.69 Unrealized
STRATEGIC HOTELS AND RESORTS I 0.7%
Value ($000) $4,143 Shares 300,465 Est. Cost $13.79 Unrealized
CYPRESS SEMICONDUCTOR CORP 0.7%
Value ($000) $4,027 Shares 472,689 Est. Cost $11.64 Unrealized
TJX TJX COS INC NEW 0.7%
Value ($000) $4,026 Shares 56,368 Est. Cost $29.21 Unrealized +3.9%
UHAL AMERCO 0.7%
Value ($000) $4,015 Shares 10,204 Est. Cost $29.79 Unrealized +22.0%
MARKET VECTORS ETF TR 0.6%
Value ($000) $3,991 Shares 80,000 Est. Cost Unrealized
HSBC HSBC HLDGS PLC 0.6%
Value ($000) $3,977 Shares 105,000 Est. Cost Unrealized
AAPL APPLE INC 0.6%
Value ($000) $3,888 Shares 35,250 Est. Cost $25.46 Unrealized +3.2%
COMPUTER SCIENCES CORP 0.6%
Value ($000) $3,855 Shares 62,800 Est. Cost $65.11 Unrealized
TECO ENERGY INC 0.6%
Value ($000) $3,838 Shares 146,169 Est. Cost $26.26 Unrealized
TIME WARNER CABLE INC 0.6%
Value ($000) $3,723 Shares 20,757 Est. Cost $178.80 Unrealized
MYLAN N V 0.6%
Value ($000) $3,555 Shares 88,300 Est. Cost $54.17 Unrealized
BROADCOM CORP 0.6%
Value ($000) $3,471 Shares 67,487 Est. Cost $51.49 Unrealized
DOUBLE EAGLE ACQUISITION COR 0.5%
Value ($000) $3,112 Shares 315,000 Est. Cost $10.01 Unrealized
CORE LABORATORIES N V 0.5%
Value ($000) $3,089 Shares 30,956 Est. Cost $99.79 Unrealized
DOUBLE EAGLE ACQUISITION COR 0.5%
Value ($000) $3,007 Shares 296,500 Est. Cost $10.14 Unrealized
XLF SELECT SECTOR SPDR TR 0.5%
Value ($000) $2,946 Shares 130,000 Est. Cost $23.26 Unrealized
COF CAPITAL ONE FINL CORP 0.5%
Value ($000) $2,900 Shares 40,000 Est. Cost Unrealized
CYPRESS SEMICONDUCTOR CORP 0.4%
Value ($000) $2,726 Shares 320,000 Est. Cost $11.64 Unrealized
SILVER WHEATON CORP 0.4%
Value ($000) $2,703 Shares 225,000 Est. Cost $17.33 Unrealized
DIREXION SHS ETF TR 0.4%
Value ($000) $2,641 Shares 106,000 Est. Cost Unrealized
GP INVTS ACQUISITION CORP 0.4%
Value ($000) $2,624 Shares 265,000 Est. Cost $10.02 Unrealized
MARTHA STEWART LIVING OMNIME 0.4%
Value ($000) $2,602 Shares 436,517 Est. Cost $5.96 Unrealized
PINNACLE ENTMT INC 0.4%
Value ($000) $2,597 Shares 76,758 Est. Cost $33.83 Unrealized
WMT WAL-MART STORES INC 0.4%
Value ($000) $2,594 Shares 40,000 Est. Cost Unrealized
BLACKROCK INC 0.4%
Value ($000) $2,407 Shares 8,093 Est. Cost $297.42 Unrealized
ENVIVIO INC 0.4%
Value ($000) $2,339 Shares 571,817 Est. Cost $4.09 Unrealized
SLV ISHARES SILVER TRUST 0.4%
Value ($000) $2,288 Shares 165,000 Est. Cost Unrealized
SHIRE PLC 0.4%
Value ($000) $2,216 Shares 10,800 Est. Cost $222.29 Unrealized
PYPL PAYPAL HLDGS INC 0.4%
Value ($000) $2,173 Shares 70,000 Est. Cost $35.85 Unrealized 0.0%
MYLAN N V 0.3%
Value ($000) $2,033 Shares 50,500 Est. Cost $54.17 Unrealized
MARKET VECTORS ETF TR 0.3%
Value ($000) $1,995 Shares 40,000 Est. Cost Unrealized
QUINPARIO ACQUISITION CORP 2 0.3%
Value ($000) $1,991 Shares 200,919 Est. Cost $9.86 Unrealized
TERRAPIN 3 ACQUISITION CORP 0.3%
Value ($000) $1,986 Shares 201,000 Est. Cost $9.60 Unrealized
QSR RESTAURANT BRANDS INTL INC 0.3%
Value ($000) $1,951 Shares 54,300 Est. Cost Unrealized
WGO WINNEBAGO INDS INC 0.3%
Value ($000) $1,867 Shares 97,508 Est. Cost $21.55 Unrealized -1.7%
GAS NAT INC 0.3%
Value ($000) $1,832 Shares 204,942 Est. Cost $10.48 Unrealized
JAZZ JAZZ PHARMACEUTICALS PLC 0.3%
Value ($000) $1,828 Shares 13,761 Est. Cost $171.56 Unrealized +0.4%
ILMN ILLUMINA INC 0.3%
Value ($000) $1,826 Shares 10,387 Est. Cost $200.82 Unrealized +0.7%
M MACYS INC 0.3%
Value ($000) $1,822 Shares 35,500 Est. Cost $62.72 Unrealized 0.0%
ALLERGAN PLC 0.3%
Value ($000) $1,713 Shares 6,302 Est. Cost $303.44 Unrealized
JNJ JOHNSON AND JOHNSON 0.3%
Value ($000) $1,652 Shares 17,700 Est. Cost $74.49 Unrealized -2.7%
VYX NCR CORP NEW 0.3%
Value ($000) $1,626 Shares 71,456 Est. Cost $18.11 Unrealized -8.1%
OFFICE DEPOT INC 0.3%
Value ($000) $1,615 Shares 251,500 Est. Cost $9.01 Unrealized
MYLAN N V 0.2%
Value ($000) $1,510 Shares 37,500 Est. Cost $54.17 Unrealized
PACWEST BANCORP DEL 0.2%
Value ($000) $1,412 Shares 32,984 Est. Cost $46.75 Unrealized
SILVER WHEATON CORP 0.2%
Value ($000) $1,381 Shares 115,000 Est. Cost $17.33 Unrealized
TWITTER INC 0.2%
Value ($000) $1,347 Shares 50,000 Est. Cost Unrealized
RYLAND GROUP INC 0.2%
Value ($000) $1,327 Shares 32,489 Est. Cost $40.84 Unrealized
NXPI NXP SEMICONDUCTORS N V 0.2%
Value ($000) $1,323 Shares 15,200 Est. Cost $91.13 Unrealized -12.1%
XPO XPO LOGISTICS INC 0.2%
Value ($000) $1,306 Shares 54,800 Est. Cost $13.12 Unrealized 0.0%
LPX LOUISIANA PAC CORP 0.2%
Value ($000) $1,282 Shares 90,000 Est. Cost Unrealized
AETNA INC NEW 0.2%
Value ($000) $1,259 Shares 11,509 Est. Cost $109.39 Unrealized
COMPUTER SCIENCES CORP 0.2%
Value ($000) $1,252 Shares 20,400 Est. Cost $65.11 Unrealized
WL ROSS HLDG CORP 0.2%
Value ($000) $1,212 Shares 116,810 Est. Cost $10.05 Unrealized
KEYCORP NEW PFD 0.2%
Value ($000) $1,160 Shares 8,854 Est. Cost $130.64 Unrealized
IWF ISHARES TR 0.2%
Value ($000) $1,116 Shares 12,000 Est. Cost Unrealized
MU MICRON TECHNOLOGY INC 0.2%
Value ($000) $1,113 Shares 74,300 Est. Cost $16.78 Unrealized 0.0%
PACE HLDGS CORP 0.2%
Value ($000) $1,020 Shares 100,000 Est. Cost $10.20 Unrealized
ATLANTIC ALLIANCE PARTNER CO 0.2%
Value ($000) $1,005 Shares 99,000 Est. Cost $10.15 Unrealized
HSBC HSBC HLDGS PLC 0.2%
Value ($000) $947 Shares 25,000 Est. Cost Unrealized
IWF ISHARES TR 0.2%
Value ($000) $930 Shares 10,000 Est. Cost Unrealized
BAKER HUGHES INC 0.1%
Value ($000) $886 Shares 17,024 Est. Cost $62.22 Unrealized
PANL PANGAEA LOGISTICS SOLUTION L 0.1%
Value ($000) $878 Shares 314,742 Est. Cost $4.31 Unrealized -43.4%
DKS DICKS SPORTING GOODS INC 0.1%
Value ($000) $833 Shares 16,800 Est. Cost $38.19 Unrealized 0.0%
REMY INTL INC NEW 0.1%
Value ($000) $823 Shares 28,137 Est. Cost $29.25 Unrealized
BEN FRANKLIN RES INC 0.1%
Value ($000) $801 Shares 21,500 Est. Cost $26.49 Unrealized 0.0%
ACHC ACADIA HEALTHCAREPANY IN 0.1%
Value ($000) $795 Shares 12,000 Est. Cost Unrealized
LPX LOUISIANA PAC CORP 0.1%
Value ($000) $760 Shares 53,400 Est. Cost Unrealized
J ALEXANDERS HLDGS INC 0.1%
Value ($000) $735 Shares 73,695 Est. Cost $9.97 Unrealized
STAMPS COM INC 0.1%
Value ($000) $719 Shares 9,711 Est. Cost $47.97 Unrealized
ZG ZILLOW GROUP INC 0.1%
Value ($000) $699 Shares 25,900 Est. Cost Unrealized
VYX NCR CORP NEW 0.1%
Value ($000) $683 Shares 30,000 Est. Cost $18.11 Unrealized -8.1%
OM GROUP INC 0.1%
Value ($000) $658 Shares 20,000 Est. Cost $32.90 Unrealized
FIREEYE INC 0.1%
Value ($000) $636 Shares 20,000 Est. Cost $31.58 Unrealized
FREESCALE SEMICONDUCTOR 0.1%
Value ($000) $574 Shares 15,681 Est. Cost $40.76 Unrealized
XOOM CORP 0.1%
Value ($000) $550 Shares 22,090 Est. Cost $24.90 Unrealized
BSBR BANCO SANTANDER BRASIL S A 0.1%
Value ($000) $514 Shares 163,200 Est. Cost $3.15 Unrealized
WESTROCK CO 0.1%
Value ($000) $514 Shares 10,000 Est. Cost Unrealized
CYPRESS SEMICONDUCTOR CORP 0.1%
Value ($000) $512 Shares 60,000 Est. Cost $11.64 Unrealized
CHUBB CORP 0.1%
Value ($000) $491 Shares 4,000 Est. Cost $122.75 Unrealized
AES AES CORP 0.1%
Value ($000) $490 Shares 50,000 Est. Cost Unrealized
INDEPENDENCE CONTRACT DRIL I 0.1%
Value ($000) $481 Shares 96,535 Est. Cost $6.94 Unrealized
TIDEWATER INC 0.1%
Value ($000) $447 Shares 34,000 Est. Cost Unrealized
BGC PARTNERS INC 0.1%
Value ($000) $405 Shares 49,300 Est. Cost $9.08 Unrealized
RF REGIONS FINL CORP NEW 0.1%
Value ($000) $405 Shares 45,000 Est. Cost Unrealized
SOTHEBYS 0.1%
Value ($000) $400 Shares 12,500 Est. Cost Unrealized
HD HOME DEPOT INC 0.1%
Value ($000) $381 Shares 3,300 Est. Cost $90.45 Unrealized 0.0%
SEARS HLDGS CORP 0.1%
Value ($000) $377 Shares 16,665 Est. Cost $22.62 Unrealized
RNG RINGCENTRAL INC 0.1%
Value ($000) $364 Shares 20,000 Est. Cost Unrealized
STAPLES INC 0.1%
Value ($000) $352 Shares 30,000 Est. Cost $15.68 Unrealized
PTCT PTC THERAPEUTICS INC 0.1%
Value ($000) $317 Shares 10,000 Est. Cost Unrealized
BHP BHP BILLITON LTD 0.0%
Value ($000) $286 Shares 9,050 Est. Cost $40.67 Unrealized
HARMONY MERGER CORP 0.0%
Value ($000) $270 Shares 900,000 Est. Cost $0.28 Unrealized
DKS DICKS SPORTING GOODS INC 0.0%
Value ($000) $270 Shares 5,433 Est. Cost $38.19 Unrealized 0.0%
GOLDCORP INC NEW 0.0%
Value ($000) $250 Shares 20,000 Est. Cost Unrealized
CECO CECO ENVIRONMENTAL CORP 0.0%
Value ($000) $228 Shares 27,822 Est. Cost $8.73 Unrealized 0.0%
OMNIVISION TECHNOLOGIES INC 0.0%
Value ($000) $226 Shares 8,607 Est. Cost $26.19 Unrealized
ABUS ARBUTUS BIOPHARMA CORP 0.0%
Value ($000) $226 Shares 37,135 Est. Cost $8.87 Unrealized 0.0%
WL ROSS HLDG CORP 0.0%
Value ($000) $209 Shares 255,411 Est. Cost $0.75 Unrealized
QUAD QUAD / GRAPHICS INC 0.0%
Value ($000) $192 Shares 15,900 Est. Cost $21.06 Unrealized -28.0%
STAPLES INC 0.0%
Value ($000) $182 Shares 15,518 Est. Cost $15.68 Unrealized
SUNGY MOBILE LTD 0.0%
Value ($000) $172 Shares 38,500 Est. Cost $4.47 Unrealized
MITEL NETWORKS CORP 0.0%
Value ($000) $171 Shares 26,500 Est. Cost Unrealized
KGC KINROSS GOLD CORP 0.0%
Value ($000) $169 Shares 98,000 Est. Cost Unrealized
CECO CECO ENVIRONMENTAL CORP 0.0%
Value ($000) $168 Shares 20,500 Est. Cost $8.73 Unrealized 0.0%
BNO UNITED STS BRENT OIL FD LP 0.0%
Value ($000) $166 Shares 10,000 Est. Cost $22.60 Unrealized
BGC PARTNERS INC 0.0%
Value ($000) $164 Shares 20,000 Est. Cost $9.08 Unrealized
TAHOE RES INC 0.0%
Value ($000) $155 Shares 20,000 Est. Cost Unrealized
MORGANS HOTEL GROUP CO 0.0%
Value ($000) $130 Shares 39,052 Est. Cost $7.20 Unrealized
MILLENNIAL MEDIA INC 0.0%
Value ($000) $102 Shares 58,300 Est. Cost $1.75 Unrealized
SHORETEL INC 0.0%
Value ($000) $97 Shares 13,000 Est. Cost $6.93 Unrealized
TERRAPIN 3 ACQUISITION CORP 0.0%
Value ($000) $80 Shares 204,600 Est. Cost $0.32 Unrealized
POZEN INC 0.0%
Value ($000) $64 Shares 11,000 Est. Cost Unrealized
SPHERE 3D CORP NEW 0.0%
Value ($000) $53 Shares 24,936 Est. Cost $2.13 Unrealized
QUINPARIO ACQUISITION CORP 2 0.0%
Value ($000) $43 Shares 200,000 Est. Cost $0.60 Unrealized
QLT INC 0.0%
Value ($000) $30 Shares 11,140 Est. Cost $2.69 Unrealized
SPHERE 3D CORP NEW 0.0%
Value ($000) $21 Shares 10,000 Est. Cost $2.13 Unrealized
ROI ACQUISITION CORP II 0.0%
Value ($000) $18 Shares 50,000 Est. Cost $0.36 Unrealized
BROOKFIELD ASSET MGMT INC 0.0%
Value ($000) $8 Shares 245 Est. Cost Unrealized