CIK: 0001461790 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 12, 2016
Total Value ($000): $733,970 (98.1% shares, 1.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | POWERSHARES QQQ TRUST | 445,000 | $49,779 | 6.8% | $111.86 | — | Put | 73935A104 |
| — | PROSHARES TR II | 336,300 | $46,967 | 6.4% | $139.61 | — | Put | 74347W387 |
| — | POWERSHARES QQQ TRUST | 382,800 | $42,821 | 5.8% | $111.86 | — | Call | 73935A104 |
| — | DIREXION SHS ETF TR | 1,305,900 | $21,573 | 2.9% | — | — | Put | 25459W235 |
| — | DIREXION SHS ETF TR | 246,900 | $20,633 | 2.8% | — | — | Put | 25490K729 |
| GOOGL | ALPHABET INC CAP STK | 22,909 | $17,823 | 2.4% | $36.73 | 0.0% | CL A | 02079K305 |
| — | NEW YORK REIT INC | 1,475,968 | $16,974 | 2.3% | $10.28 | — | COM | 64976L109 |
| — | YOUKU TUDOU INC | 620,169 | $16,825 | 2.3% | $27.13 | — | SPONSORED ADR | 98742U100 |
| GOOGL | ALPHABET INC CAP STK | 20,100 | $15,548 | 2.1% | $36.73 | 0.0% | Put | 02079K305 |
| — | UTI WORLDWIDE INC | 13,860,000 | $13,860 | 1.9% | $1.00 | — | NOTE 4.500 3/0 | 90349LAB0 |
| — | DIREXION SHS ETF TR | 569,170 | $13,820 | 1.9% | — | — | Put | 25490K570 |
| — | UNITED STATES OIL FUND LP | 1,209,576 | $13,305 | 1.8% | $11.00 | — | UNITS | 91232N108 |
| — | SIRONA DENTAL SYSTEMS INC | 120,685 | $13,223 | 1.8% | $109.57 | — | COM | 82966C103 |
| — | CENTRAL GOLDTRUST | 304,288 | $11,472 | 1.6% | $37.70 | — | TR UNIT | 153546106 |
| — | PARTNERRE LTD | 80,314 | $11,223 | 1.5% | $133.60 | — | COM | G6852T105 |
| HYG | ISHARES TR | 125,000 | $10,073 | 1.4% | — | — | Call | 464288513 |
| — | BGC PARTNERS INC | 938,009 | $9,202 | 1.3% | $9.08 | — | CL A | 05541T101 |
| — | SHORETEL INC | 1,016,483 | $8,996 | 1.2% | $6.93 | — | COM | 825211105 |
| — | POWERSHARES QQQ TRUST | 80,000 | $8,949 | 1.2% | $111.86 | — | UNIT SER 1 | 73935A104 |
| — | MEDIA GEN INC NEW | 553,280 | $8,935 | 1.2% | $16.15 | — | COM | 58441K100 |
| — | HARMONY MERGER CORP | 900,000 | $8,838 | 1.2% | $9.85 | — | COM | 413247107 |
| MSFT | MICROSOFT CORP | 147,700 | $8,194 | 1.1% | $39.00 | +17.8% | COM | 594918104 |
| — | DIAMOND FOODS INC | 207,322 | $7,992 | 1.1% | $38.55 | — | COM | 252603105 |
| AAPL | APPLE INC | 75,022 | $7,897 | 1.1% | $25.60 | +0.5% | COM | 037833100 |
| VLO | VALERO ENERGY CORP NEW | 107,900 | $7,629 | 1.0% | — | — | Put | 91913Y100 |
| — | ALCATEL-LUCENT | 1,978,578 | $7,578 | 1.0% | $3.83 | — | SPONSORED ADR | 013904305 |
| IWF | ISHARES TR | 74,100 | $7,372 | 1.0% | — | — | Call | 464287614 |
| — | PINNACLE ENTMT INC | 231,330 | $7,199 | 1.0% | $32.02 | — | COM | 723456109 |
| — | BIOMED REALTY TRUST INC | 280,646 | $6,649 | 0.9% | $23.69 | — | COM | 09063H107 |
| XLF | SELECT SECTOR SPDR TR | 275,000 | $6,553 | 0.9% | $23.26 | — | SBI INT-FINL | 81369Y605 |
| M | MACYS INC | 174,900 | $6,118 | 0.8% | $62.72 | -30.9% | Call | 55616P104 |
| — | HARMONY MERGER CORP | 600,000 | $6,036 | 0.8% | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| XLF | SELECT SECTOR SPDR TR | 250,000 | $5,958 | 0.8% | $23.26 | — | Call | 81369Y605 |
| — | TIME WARNER CABLE INC | 31,492 | $5,845 | 0.8% | $181.12 | — | COM | 88732J207 |
| — | CAMERON INTERNATIONAL CORP | 89,322 | $5,645 | 0.8% | $63.20 | — | COM | 13342B105 |
| — | SOLARWINDS INC | 95,309 | $5,614 | 0.8% | $58.90 | — | COM | 83416B109 |
| — | PEPCO HOLDINGS INC | 202,132 | $5,257 | 0.7% | $26.01 | — | COM | 713291102 |
| PYPL | PAYPAL HLDGS INC | 145,000 | $5,249 | 0.7% | $35.85 | -1.8% | COM | 70450Y103 |
| PYPL | PAYPAL HLDGS INC | 144,200 | $5,220 | 0.7% | $35.85 | -1.8% | Put | 70450Y103 |
| XLU | SELECT SECTOR SPDR TR | 120,000 | $5,194 | 0.7% | — | — | Put | 81369Y886 |
| — | SEARS HLDGS CORP | 250,600 | $5,153 | 0.7% | $22.62 | — | Put | 812350106 |
| NFLX | NETFLIX INC | 44,500 | $5,091 | 0.7% | — | — | Put | 64110L106 |
| — | CYPRESS SEMICONDUCTOR CORP | 515,000 | $5,052 | 0.7% | $11.49 | — | COM | 232806109 |
| — | TIME WARNER CABLE INC | 27,000 | $5,011 | 0.7% | $181.12 | — | Put | 88732J207 |
| — | SANDISK CORP | 65,686 | $4,991 | 0.7% | $75.98 | — | COM | 80004C101 |
| — | YAHOO INC | 148,491 | $4,939 | 0.7% | $33.26 | — | COM | 984332106 |
| — | MARKET VECTORS ETF TR | 90,000 | $4,795 | 0.7% | — | — | Put | 57060U233 |
| IWF | ISHARES TR | 46,000 | $4,577 | 0.6% | — | — | Put | 464287614 |
| — | KEURIG GREEN MTN INC | 50,793 | $4,570 | 0.6% | $89.97 | — | COM | 49271M100 |
| UHAL | AMERCO | 10,923 | $4,255 | 0.6% | $30.49 | +32.6% | COM | 023586100 |
| PYPL | PAYPAL HLDGS INC | 115,000 | $4,163 | 0.6% | $35.85 | -1.8% | Call | 70450Y103 |
| SPY | SPDR S&P 500 ETF TR | 20,000 | $4,078 | 0.6% | — | — | Put | 78462F103 |
| — | PMC-SIERRA INC | 346,922 | $4,031 | 0.5% | $11.62 | — | COM | 69344F106 |
| TJX | TJX COS INC NEW | 56,818 | $4,029 | 0.5% | $29.21 | +5.8% | COM | 872540109 |
| NXPI | NXP SEMICONDUCTORS N V | 46,428 | $3,912 | 0.5% | $80.99 | -6.1% | COM | N6596X109 |
| — | MYLAN N V | 70,000 | $3,785 | 0.5% | $54.17 | — | Put | N59465109 |
| — | CONSTANT CONTACT INC | 127,100 | $3,716 | 0.5% | $29.24 | — | COM | 210313102 |
| — | PHOENIX COS INC NEW | 99,179 | $3,674 | 0.5% | $37.04 | — | COM NEW | 71902E604 |
| — | CABLEVISION SYS CORP | 112,823 | $3,599 | 0.5% | $31.90 | — | CL A NY CABLVS | 12686C109 |
| — | BAKER HUGHES INC | 76,713 | $3,540 | 0.5% | $49.71 | — | COM | 057224107 |
| — | ALLERGAN PLC | 11,037 | $3,449 | 0.5% | $307.32 | — | SHS | G0177J108 |
| — | CLECO CORP NEW | 65,510 | $3,420 | 0.5% | $52.21 | — | COM | 12561W105 |
| — | STARWOOD HOTELS&RESORTS WRLD | 48,396 | $3,353 | 0.5% | $69.28 | — | COM | 85590A401 |
| — | C1 FINL INC | 131,100 | $3,174 | 0.4% | $24.21 | — | COM | 12591N109 |
| — | SPDR SERIES TRUST | 92,700 | $3,144 | 0.4% | — | — | Call | 78464A417 |
| — | ELECTRUM SPL ACQUISITION COR | 315,000 | $3,134 | 0.4% | $10.01 | — | UNIT 99/99/9999 | G3105C120 |
| TSLA | TESLA MTRS INC | 12,500 | $3,000 | 0.4% | — | — | Put | 88160R101 |
| — | DOUBLE EAGLE ACQUISITION COR | 295,317 | $2,953 | 0.4% | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | BLACKSTONE GROUP L P | 100,000 | $2,924 | 0.4% | $29.31 | — | Put | 09253U108 |
| — | DOW CHEM CO | 55,000 | $2,832 | 0.4% | $51.50 | — | Call | 260543103 |
| — | PRECISION CASTPARTS CORP | 12,000 | $2,784 | 0.4% | $232.00 | — | COM | 740189105 |
| HCA | HCA HOLDINGS INC | 39,500 | $2,671 | 0.4% | $64.84 | 0.0% | COM | 40412C101 |
| — | GP INVTS ACQUISITION COR | 265,000 | $2,637 | 0.4% | $10.02 | — | UNIT 99/99/9999 | G40357116 |
| — | UTI WORLDWIDE INC | 367,614 | $2,584 | 0.4% | $7.03 | — | ORD | G87210103 |
| NXPI | NXP SEMICONDUCTORS N V | 30,000 | $2,528 | 0.3% | $80.99 | -6.1% | Call | N6596X109 |
| PNR | PENTAIR PLC | 49,700 | $2,462 | 0.3% | — | — | Call | G7S00T104 |
| — | BROADCOM CORP | 41,200 | $2,382 | 0.3% | $51.49 | — | CL A | 111320107 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 17,901 | $2,364 | 0.3% | $134.20 | 0.0% | CL B NEW | 084670702 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 31,550 | $2,297 | 0.3% | $72.81 | — | ADS | 74734M109 |
| — | MYLAN N V | 40,000 | $2,163 | 0.3% | $54.17 | — | Call | N59465109 |
| — | MAXIM INTEGRATED PRODS INC | 54,600 | $2,075 | 0.3% | $38.00 | — | COM | 57772K101 |
| WDC | WESTERN DIGITAL CORP | 34,100 | $2,047 | 0.3% | — | — | Put | 958102105 |
| — | TERRAPIN 3 ACQUISITION CORP COM | 201,000 | $1,982 | 0.3% | $9.60 | — | CL A | 88104P104 |
| — | DYAX CORP | 52,400 | $1,971 | 0.3% | $37.61 | — | COM | 26746E103 |
| — | QUINPARIO ACQUISITION CORP 2 | 200,306 | $1,943 | 0.3% | $9.86 | — | COM | 74874U101 |
| — | CHUBB CORP | 14,000 | $1,857 | 0.3% | $129.82 | — | COM | 171232101 |
| PANW | PALO ALTO NETWORKS INC | 10,500 | $1,849 | 0.3% | — | — | Put | 697435105 |
| — | MAXIM INTEGRATED PRODS INC | 45,000 | $1,710 | 0.2% | $38.00 | — | Call | 57772K101 |
| — | MARKET VECTORS ETF TR | 123,400 | $1,692 | 0.2% | $13.74 | — | Put | 57060U100 |
| — | GAS NAT INC | 219,658 | $1,636 | 0.2% | $10.28 | — | COM | 367204104 |
| EXP | EAGLE MATERIALS INC | 26,942 | $1,628 | 0.2% | $63.45 | 0.0% | COM | 26969P108 |
| LPX | LOUISIANA PAC CORP | 90,000 | $1,621 | 0.2% | — | — | Put | 546347105 |
| RY | ROYAL BK CDA MONTREAL QUE | 30,000 | $1,607 | 0.2% | — | — | Put | 780087102 |
| TJX | TJX COS INC NEW | 20,900 | $1,482 | 0.2% | $29.21 | +5.8% | Put | 872540109 |
| — | EZCHIP SEMICONDUCTOR LIMITED | 59,227 | $1,464 | 0.2% | $24.72 | — | ORD | M4146Y108 |
| — | PROSHARES TR II | 10,300 | $1,438 | 0.2% | $139.61 | — | ULSHT BLOOMB GAS | 74347W387 |
| SYF | SYNCHRONY FINL | 46,500 | $1,414 | 0.2% | — | — | Call | 87165B103 |
| — | OCATA THERAPEUTICS INC | 164,300 | $1,383 | 0.2% | $8.42 | — | COM | 67457L100 |
| — | FAIRCHILD SEMICONDUCTOR INTL | 65,000 | $1,346 | 0.2% | $20.71 | — | COM | 303726103 |
| — | FIRST NIAGARA FINL GP INC | 120,522 | $1,308 | 0.2% | $10.85 | — | COM | 33582V108 |
| — | BLACKROCK INC | 3,770 | $1,284 | 0.2% | $297.42 | — | COM | 09247X101 |
| — | SHIRE PLC | 6,040 | $1,238 | 0.2% | $222.29 | — | SPONSORED ADR | 82481R106 |
| — | WL ROSS HLDG CORP COM | 114,310 | $1,139 | 0.2% | $10.05 | — | SHS | 92939D104 |
| HYG | ISHARES TR | 14,000 | $1,128 | 0.2% | — | — | Put | 464288513 |
| — | KEYCORP | 8,454 | $1,112 | 0.2% | $130.64 | — | NEW PFD 7.75 SR A | 493267405 |
| — | OMNIVISION TECHNOLOGIES INC | 37,607 | $1,091 | 0.1% | $28.37 | — | COM | 682128103 |
| MCHI | ISHARES TR | 24,400 | $1,089 | 0.1% | — | — | Put | 46429B671 |
| THC | TENET HEALTHCARE CORP | 35,000 | $1,061 | 0.1% | — | — | Put | 88033G407 |
| — | STAPLES INC | 111,000 | $1,051 | 0.1% | $15.68 | — | Call | 855030102 |
| — | CSRA INC | 35,000 | $1,050 | 0.1% | $30.00 | — | COM | 12650T104 |
| PANL | PANGAEA LOGISTICS SOLUTION L | 459,084 | $1,030 | 0.1% | $3.66 | -38.8% | SHS | G6891L105 |
| — | E M C CORP MASS | 40,000 | $1,027 | 0.1% | $25.68 | — | COM | 268648102 |
| — | VALEANT PHARMACEUTICALS INTL | 10,000 | $1,017 | 0.1% | — | — | Call | 91911K102 |
| — | PACE HLDGS CORP | 99,000 | $1,010 | 0.1% | $10.20 | — | UNIT 99/99/9999 | G6865N129 |
| — | ATLANTIC ALLIANCE PARTNER CO | 99,000 | $1,001 | 0.1% | $10.15 | — | SHS | G04897107 |
| — | SPDR SERIES TRUST | 29,000 | $983 | 0.1% | — | — | Put | 78464A417 |
| — | TYCO INTL PLC | 30,000 | $957 | 0.1% | — | — | Call | G91442106 |
| — | NTELOS HLDGS CORP | 100,000 | $914 | 0.1% | $9.14 | — | COM NEW | 67020Q305 |
| MU | MICRON TECHNOLOGY INC | 64,300 | $910 | 0.1% | $16.78 | -7.0% | COM | 595112103 |
| EXP | EAGLE MATERIALS INC | 15,000 | $906 | 0.1% | $63.45 | 0.0% | Call | 26969P108 |
| MSFT | MICROSOFT CORP | 16,200 | $899 | 0.1% | $39.00 | +17.8% | Put | 594918104 |
| — | DONNELLEY R R & SONS CO | 60,200 | $886 | 0.1% | — | — | Put | 257867101 |
| — | CAMPUS CREST CMNTYS INC | 128,306 | $872 | 0.1% | $6.80 | — | COM | 13466Y105 |
| — | SHIRE PLC | 4,200 | $861 | 0.1% | $222.29 | — | Put | 82481R106 |
| — | BLACKROCK INC | 2,500 | $852 | 0.1% | $297.42 | — | Put | 09247X101 |
| BKD | BROOKDALE SR LIVING INC | 45,000 | $831 | 0.1% | — | — | Call | 112463104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,000 | $826 | 0.1% | — | — | Put | 459200101 |
| DVN | DEVON ENERGY CORP NEW | 25,000 | $800 | 0.1% | — | — | Put | 25179M103 |
| — | SYMETRA FINL CORP | 24,996 | $794 | 0.1% | $31.77 | — | COM | 87151Q106 |
| GLPI | GAMING & LEISURE PPTYS INC | 28,300 | $787 | 0.1% | — | — | Put | 36467J108 |
| — | HEARTLAND PMT SYS INC | 8,200 | $778 | 0.1% | $94.88 | — | COM | 42235N108 |
| — | DIREXION SHS ETF TR | 32,000 | $776 | 0.1% | — | — | Call | 25490K570 |
| HD | HOME DEPOT INC | 5,695 | $753 | 0.1% | $94.46 | +5.8% | COM | 437076102 |
| XLK | SELECT SECTOR SPDR TR | 17,500 | $750 | 0.1% | $42.86 | — | TECHNOLOGY | 81369Y803 |
| — | MYLAN N V | 12,919 | $699 | 0.1% | $54.17 | — | SHS EURO | N59465109 |
| KLAC | KLA-TENCOR CORP | 10,000 | $694 | 0.1% | $53.38 | 0.0% | COM | 482480100 |
| — | STAMPS COM INC | 5,911 | $648 | 0.1% | $47.97 | — | COM NEW | 852857200 |
| BRSL | INTERNATIONAL GAME TECHNOLOG | 38,500 | $623 | 0.1% | — | — | Put | G4863A108 |
| RNG | RINGCENTRAL INC | 24,900 | $587 | 0.1% | — | — | Put | 76680R206 |
| — | FIREEYE INC | 28,000 | $581 | 0.1% | $20.75 | — | COM | 31816Q101 |
| — | YRC WORLDWIDE INC | 41,000 | $581 | 0.1% | — | — | Call | 984249607 |
| BEN | FRANKLIN RES INC | 15,694 | $578 | 0.1% | $26.49 | -9.3% | COM | 354613101 |
| Z | ZILLOW GROUP INC | 24,000 | $564 | 0.1% | — | — | Put | 98954M200 |
| — | BOULDER BRANDS INC | 50,787 | $558 | 0.1% | $10.99 | — | COM | 101405108 |
| — | BARRICK GOLD CORP | 71,000 | $525 | 0.1% | — | — | Put | 067901108 |
| — | TELECOMMUNICATION SYS INC | 101,556 | $505 | 0.1% | $4.97 | — | CL A | 87929J103 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 3,561 | $501 | 0.1% | $171.56 | -19.2% | SHS USD | G50871105 |
| — | SOLERA HOLDINGS INC | 8,492 | $466 | 0.1% | $54.88 | — | COM | 83421A104 |
| — | ROYAL DUTCH SHELL PLC | 10,000 | $458 | 0.1% | — | — | Put | 780259206 |
| — | SL GREEN RLTY CORP | 4,000 | $452 | 0.1% | — | — | Call | 78440X101 |
| JNJ | JOHNSON & JOHNSON | 4,200 | $431 | 0.1% | $74.49 | +1.9% | COM | 478160104 |
| — | DOW CHEM CO | 8,000 | $412 | 0.1% | $51.50 | — | COM | 260543103 |
| GLD | SPDR GOLD TRUST GOLD | 4,000 | $406 | 0.1% | — | — | Call | 78463V107 |
| — | SOUTHWESTERN ENERGY CO | 54,900 | $390 | 0.1% | — | — | Put | 845467109 |
| CAKE | CHEESECAKE FACTORY INC | 8,000 | $369 | 0.1% | $39.55 | 0.0% | COM | 163072101 |
| — | ENDURANCE INTL GROUP HLDGS I | 33,600 | $368 | 0.1% | — | — | Put | 29272B105 |
| — | WESTPORT INNOVATIONS INC | 181,921 | $366 | 0.0% | $2.01 | — | COM NEW | 960908309 |
| — | COMPUTER SCIENCES CORP | 10,400 | $340 | 0.0% | $65.11 | — | COM | 205363104 |
| — | FURMANITE CORPORATION | 50,000 | $333 | 0.0% | $6.66 | — | COM | 361086101 |
| — | COMPUTER SCIENCES CORP | 10,000 | $327 | 0.0% | $65.11 | — | Call | 205363104 |
| ILF | ISHARES TR | 15,000 | $318 | 0.0% | — | — | Put | 464287390 |
| — | CORE LABORATORIES N V | 2,914 | $317 | 0.0% | $99.79 | — | COM | N22717107 |
| — | HARMONY MERGER CORP | 900,000 | $315 | 0.0% | $0.28 | — | W EXP 01/01/202 | 413247123 |
| — | POLYCOM INC | 23,910 | $301 | 0.0% | $12.59 | — | COM | 73172K104 |
| QUAD | QUAD / GRAPHICS INC COM | 30,700 | $286 | 0.0% | — | — | Call | 747301109 |
| THO | THOR INDS INC | 5,000 | $281 | 0.0% | $45.48 | 0.0% | COM | 885160101 |
| — | VALEANT PHARMACEUTICALS INTL | 2,700 | $274 | 0.0% | — | — | Put | 91911K102 |
| QUAD | QUAD / GRAPHICS INC COM | 28,900 | $269 | 0.0% | — | — | Put | 747301109 |
| VRE | MACK CALI RLTY CORP | 11,446 | $267 | 0.0% | $23.33 | — | COM | 554489104 |
| EGRX | EAGLE PHARMACEUTICALS INC | 3,000 | $266 | 0.0% | — | — | Call | 269796108 |
| HD | HOME DEPOT INC | 2,000 | $265 | 0.0% | $94.46 | +5.8% | Put | 437076102 |
| — | ULTRA PETROLEUM CORP | 103,000 | $258 | 0.0% | — | — | Put | 903914109 |
| — | WESTPORT INNOVATIONS INC | 125,200 | $251 | 0.0% | $2.01 | — | Put | 960908309 |
| DLTR | DOLLAR TREE INC | 3,200 | $247 | 0.0% | — | — | Call | 256746108 |
| — | CYPRESS SEMICONDUCTOR CORP | 25,000 | $245 | 0.0% | $11.49 | — | Call | 232806109 |
| — | TIDEWATER INC | 34,000 | $237 | 0.0% | — | — | Put | 886423102 |
| — | BROOKFIELD PPTY PARTNERS L P | 10,000 | $232 | 0.0% | $23.20 | — | UNIT LTD PARTN | G16249107 |
| — | KING DIGITAL ENTMT PLC | 13,000 | $232 | 0.0% | $17.85 | — | ORD SHS | G5258J109 |
| PFE | PFIZER INC | 7,000 | $226 | 0.0% | — | — | Put | 717081103 |
| — | SL GREEN RLTY CORP | 2,000 | $226 | 0.0% | — | — | Put | 78440X101 |
| — | BLACKSTONE GROUP L P | 7,200 | $211 | 0.0% | $29.31 | — | COM UNIT LTD | 09253U108 |
| — | TECO ENERGY INC | 7,700 | $205 | 0.0% | $26.26 | — | COM | 872375100 |
| HAS | HASBRO INC | 3,000 | $202 | 0.0% | — | — | Call | 418056107 |
| — | BASIC ENERGY SVCS INC NEW | 75,000 | $201 | 0.0% | — | — | Put | 06985P100 |
| — | JUST ENERGY GROUP INC | 26,000 | $185 | 0.0% | — | — | Put | 48213W101 |
| — | NEW YORK REIT INC | 16,000 | $184 | 0.0% | $10.28 | — | Call | 64976L109 |
| KGC | KINROSS GOLD CORP | 98,000 | $178 | 0.0% | — | — | Put | 496902404 |
| — | ENCANA CORP | 31,000 | $158 | 0.0% | — | — | Put | 292505104 |
| CECO | CECO ENVIRONMENTAL CORP | 20,500 | $157 | 0.0% | $8.73 | -9.0% | Put | 125141101 |
| CECO | CECO ENVIRONMENTAL CORP | 20,500 | $157 | 0.0% | $8.73 | -9.0% | COM | 125141101 |
| — | MARKET VECTORS ETF TR | 10,700 | $147 | 0.0% | $13.74 | — | GOLD MINER ETF | 57060U100 |
| — | AMAYA INC | 11,000 | $138 | 0.0% | — | — | Put | 02314M108 |
| — | POZEN INC | 17,800 | $122 | 0.0% | — | — | Put | 73941U102 |
| — | WL ROSS HLDG CORP | 255,411 | $84 | 0.0% | $0.75 | — | W EXP 06/11/201 | 92939D112 |
| — | BARRICK GOLD CORP | 11,000 | $81 | 0.0% | — | — | Call | 067901108 |
| — | MITEL NETWORKS CORP | 10,100 | $78 | 0.0% | — | — | Put | 60671Q104 |
| — | PRIMERO MNG CORP | 33,200 | $76 | 0.0% | — | — | Put | 74164W106 |
| NG | NOVAGOLD RES INC | 16,400 | $69 | 0.0% | — | — | Put | 66987E206 |
| — | TERRAPIN 3 ACQUISITION CORP | 204,600 | $51 | 0.0% | $0.32 | — | W EXP 06/27/201 | 88104P112 |
| — | QUINPARIO ACQUISITION CORP 2 | 200,000 | $41 | 0.0% | $0.60 | — | W EXP 01/01/202 | 74874U119 |