CIK: 0001481986 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 16, 2014
Total Value ($000): $1,299,331 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 3,199,400 | $598,320 | 46.0% | $184.68 | — | Put | 78462F103 |
| AAPL | APPLE INC | 322,200 | $172,938 | 13.3% | $16.14 | +2.7% | Call | 037833100 |
| EEM | ISHARES | 3,244,700 | $133,065 | 10.2% | $41.01 | — | Put | 464287234 |
| SPY | SPDR S&P 500 ETF TR | 431,100 | $80,620 | 6.2% | $184.68 | — | Call | 78462F103 |
| AAPL | APPLE INC | 76,600 | $41,114 | 3.2% | $16.14 | +2.7% | Put | 037833100 |
| EEM | ISHARES | 863,600 | $35,416 | 2.7% | $41.01 | — | Call | 464287234 |
| BND | VANGUARD BD INDEX FD INC | 324,691 | $26,362 | 2.0% | $81.19 | — | TOTAL BND MRKT | 921937835 |
| — | RMG NETWORKS HLDG CORP | 2,354,650 | $13,304 | 1.0% | $7.98 | — | COM | 74966K102 |
| BSV | VANGUARD BD INDEX FD INC | 135,262 | $10,833 | 0.8% | $80.09 | — | SHORT TRM BOND | 921937827 |
| IEF | ISHARES | 103,897 | $10,569 | 0.8% | $101.73 | — | 7-10 Y TR BD ETF | 464287440 |
| VGT | VANGUARD WORLD FDS | 93,537 | $8,561 | 0.7% | $91.53 | — | INF TECH ETF | 92204A702 |
| IWS | ISHARES | 121,451 | $8,347 | 0.6% | $68.73 | — | RUS MDCP VAL ETF | 464287473 |
| WMT | WAL-MART STORES INC | 106,900 | $8,170 | 0.6% | $19.92 | -0.1% | COM | 931142103 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 99,389 | $7,477 | 0.6% | $75.23 | — | DIV APP ETF | 921908844 |
| IVW | ISHARES | 72,319 | $7,220 | 0.6% | $99.80 | — | S&P 500 GRWT ETF | 464287309 |
| VHT | VANGUARD WORLD FDS | 52,974 | $5,664 | 0.4% | $92.28 | — | HEALTH CAR ETF | 92204A504 |
| AAPL | APPLE INC | 10,300 | $5,528 | 0.4% | $16.14 | +2.7% | COM | 037833100 |
| AGG | ISHARES | 49,964 | $5,392 | 0.4% | $107.92 | — | CORE TOTUSBD ETF | 464287226 |
| IWP | ISHARES | 62,069 | $5,326 | 0.4% | $85.81 | — | RUS MD CP GR ETF | 464287481 |
| SHV | ISHARES | 41,019 | $4,523 | 0.3% | $110.27 | — | SHRT TRS BD ETF | 464288679 |
| IYJ | ISHARES | 40,187 | $4,043 | 0.3% | $100.11 | — | U.S. INDS ETF | 464287754 |
| — | WINDSTREAM HLDGS INC | 450,545 | $3,712 | 0.3% | $8.53 | — | COM | 97382A101 |
| MINT | PIMCO ETF TR | 35,730 | $3,622 | 0.3% | $101.37 | — | ENHAN SHRT MAT | 72201R833 |
| — | TIME WARNER INC | 54,343 | $3,550 | 0.3% | $67.92 | — | COM NEW | 887317303 |
| HDV | ISHARES TR | 46,770 | $3,341 | 0.3% | $70.75 | — | HIGH DIVIDND ETF | 46429B663 |
| VOT | VANGUARD INDEX FDS | 35,901 | $3,325 | 0.3% | $85.86 | — | MCAP GR IDXVIP | 922908538 |
| SCHD | SCHWAB STRATEGIC TR | 89,452 | $3,296 | 0.3% | $36.75 | — | US DIVIDEND EQ | 808524797 |
| SPY | SPDR S&P 500 ETF TR | 15,655 | $2,928 | 0.2% | $184.68 | — | TR UNIT | 78462F103 |
| — | POWERSHARES ETF TRUST | 34,413 | $2,913 | 0.2% | $84.65 | — | FTSE RAFI 1000 | 73935X583 |
| HYG | ISHARES | 29,579 | $2,792 | 0.2% | $92.40 | — | IBOXX HI YD ETF | 464288513 |
| SCHV | SCHWAB STRATEGIC TR | 66,480 | $2,740 | 0.2% | $41.22 | — | US LCAP VA ETF | 808524409 |
| — | ALTISOURCE PORTFOLIO SOLNS S REG | 22,239 | $2,706 | 0.2% | $130.07 | — | SHS | L0175J104 |
| — | BARCLAYS BK PLC | 60,100 | $2,533 | 0.2% | $42.55 | — | Put | 06742E711 |
| — | BROOKFIELD PPTY PARTNERS L P | 134,591 | $2,517 | 0.2% | $19.47 | — | UNIT LTD PARTN | G16249107 |
| EEM | ISHARES | 61,354 | $2,516 | 0.2% | $41.01 | — | MSCI EMG MKT ETF | 464287234 |
| IWF | ISHARES | 28,568 | $2,472 | 0.2% | $86.53 | — | RUS 1000 GRW ETF | 464287614 |
| IGSB | ISHARES | 22,117 | $2,333 | 0.2% | $105.48 | — | 1-3 YR CR BD ETF | 464288646 |
| DVN | DEVON ENERGY CORP NEW | 34,600 | $2,316 | 0.2% | $37.58 | +10.9% | Call | 25179M103 |
| VGSH | VANGUARD SCOTTSDALE FDS | 37,574 | $2,287 | 0.2% | $60.87 | — | SHTRM GVT BD ETF | 92206C102 |
| SCHG | SCHWAB STRATEGIC TR | 43,074 | $1,981 | 0.2% | $45.45 | — | US LCAP GR ETF | 808524300 |
| UST | PROSHARES TR | 36,788 | $1,899 | 0.1% | $51.62 | — | ULTR 7-10 TREA | 74347R180 |
| — | ALTISOURCE RESIDENTIAL CORP | 60,063 | $1,896 | 0.1% | $26.23 | — | CL B | 02153W100 |
| — | RYDEX ETF TRUST | 25,515 | $1,868 | 0.1% | $73.21 | — | GUG S&P500 PU GR | 78355W403 |
| KRE | SPDR SERIES TRUST | 44,600 | $1,846 | 0.1% | $41.39 | — | S&P REGL BKG | 78464A698 |
| — | SANTANDER CONSUMER USA HDG I | 75,121 | $1,809 | 0.1% | $24.08 | — | COM | 80283M101 |
| — | CITRIX SYS INC | 30,000 | $1,723 | 0.1% | — | — | Call | 177376100 |
| SCHX | SCHWAB STRATEGIC TR | 37,386 | $1,672 | 0.1% | $44.07 | — | US LRG CAP ETF | 808524201 |
| BLV | VANGUARD BD INDEX FD INC | 17,801 | $1,544 | 0.1% | $85.41 | — | LONG TERM BOND | 921937793 |
| QQEW | FIRST TR NAS100 EQ WEIGHTED | 41,023 | $1,518 | 0.1% | $37.00 | — | SHS | 337344105 |
| — | BARCLAYS BK PLC | 35,000 | $1,475 | 0.1% | $42.55 | — | Call | 06742E711 |
| VYM | VANGUARD WHITEHALL FDS INC | 22,622 | $1,428 | 0.1% | $63.12 | — | HIGH DIV YLD | 921946406 |
| NKE | NIKE INC | 18,100 | $1,337 | 0.1% | $32.55 | 0.0% | CL B | 654106103 |
| ASC | ARDMORE SHIPPING CORP | 99,600 | $1,325 | 0.1% | $10.23 | +1.4% | COM | Y0207T100 |
| CBOE | CBOE HLDGS INC | 21,711 | $1,229 | 0.1% | $39.61 | +15.9% | COM | 12503M108 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 85,500 | $1,124 | 0.1% | $13.15 | — | SPONSORED ADR | 71654V408 |
| GM | GENERAL MTRS CO | 30,000 | $1,033 | 0.1% | — | — | Call | 37045V100 |
| — | ALTERA CORP | 27,812 | $1,008 | 0.1% | $32.52 | — | COM | 021441100 |
| — | INTERMUNE INC | 30,000 | $1,004 | 0.1% | — | — | Call | 45884X103 |
| SJNK | SPDR SER TR | 32,139 | $995 | 0.1% | $30.96 | — | SHT TRM HGH YLD | 78468R408 |
| — | SPRINT CORP | 100,000 | $919 | 0.1% | — | — | Put | 85207U105 |
| VO | VANGUARD INDEX FDS | 7,801 | $886 | 0.1% | $113.58 | — | MID CAP ETF | 922908629 |
| — | XILINX INC | 16,000 | $868 | 0.1% | — | — | Call | 983919101 |
| SCHM | SCHWAB STRATEGIC TR | 22,350 | $863 | 0.1% | $38.61 | — | US MID-CAP ETF | 808524508 |
| VALE | VALE S A | 58,205 | $805 | 0.1% | $13.83 | — | ADR | 91912E105 |
| — | AMERICAN CAP MTG INVT CORP | 41,085 | $771 | 0.1% | $18.77 | — | COM | 02504A104 |
| — | POWERSHARES ETF TRUST | 34,821 | $721 | 0.1% | $20.71 | — | S&P 500 HGH QLTY | 73935X682 |
| SCHH | SCHWAB STRATEGIC TR | 21,379 | $708 | 0.1% | $33.12 | — | US REIT ETF | 808524847 |
| LQD | ISHARES | 5,885 | $688 | 0.1% | $116.91 | — | IBOXX INV CP ETF | 464287242 |
| — | GOOGLE INC | 600 | $669 | 0.1% | $1119.93 | — | Put | 38259P508 |
| — | SPDR SERIES TRUST | 14,251 | $652 | 0.1% | $45.80 | — | BRCLYS 1-3MT ETF | 78464A680 |
| — | TWO HBRS INVT CORP | 61,400 | $629 | 0.0% | $10.05 | — | COM | 90187B101 |
| — | FMC TECHNOLOGIES INC | 12,000 | $627 | 0.0% | — | — | Call | 30249U101 |
| — | PRUDENTIAL SHT DURATION HG Y | 33,252 | $602 | 0.0% | $17.38 | — | COM | 74442F107 |
| TYD | DIREXION SHS ETF TR | 15,601 | $590 | 0.0% | $37.62 | — | 7 10YR TRES BULL | 25459W565 |
| — | GOOGLE INC | 455 | $507 | 0.0% | $1119.93 | — | CL A | 38259P508 |
| — | BLACKROCK UTIL & INFRASTRCTU | 25,685 | $487 | 0.0% | $17.87 | — | COM | 09248D104 |
| — | POWERSHARES ETF TRUST | 68,450 | $485 | 0.0% | $6.39 | — | WNDRHLL CLN EN | 73935X500 |
| — | ENDOCYTE INC | 20,000 | $476 | 0.0% | — | — | Put | 29269A102 |
| — | NUVEEN DIVERSIFIED COMMODTY | 26,600 | $422 | 0.0% | $15.19 | — | COM UT BEN INT | 67074P104 |
| — | EATON VANCE MUN BD FD II | 34,919 | $406 | 0.0% | $11.02 | — | COM | 27827K109 |
| — | OCWEN FINL CORP | 10,000 | $392 | 0.0% | — | — | Put | 675746309 |
| — | NUVEEN PREM INCOME MUN FD | 28,500 | $374 | 0.0% | $12.39 | — | COM | 67062T100 |
| — | POWERSHARES ETF TRUST | 18,084 | $363 | 0.0% | $20.07 | — | DIV ACHV PRTF | 73935X732 |
| — | FIRST TR HIGH INCOME L/S FD | 20,223 | $359 | 0.0% | $17.75 | — | COM | 33738E109 |
| — | PARKERVISION INC | 70,700 | $339 | 0.0% | — | — | Put | 701354102 |
| UBT | PROSHARES TR | 5,620 | $330 | 0.0% | $50.83 | — | ULTRA 20YR TRE | 74347R172 |
| VCSH | VANGUARD SCOTTSDALE FDS | 4,047 | $324 | 0.0% | $80.06 | — | SHRT TRM CORP BD | 92206C409 |
| — | EATON VANCE MUN BD FD | 27,215 | $323 | 0.0% | $11.36 | — | COM | 27827X101 |
| DHT | DHT HOLDINGS INC | 40,000 | $311 | 0.0% | $2.56 | +31.0% | SHS NEW | Y2065G121 |
| WFC | WELLS FARGO & CO NEW | 5,745 | $286 | 0.0% | $33.41 | 0.0% | COM | 949746101 |
| — | VRINGO INC | 80,000 | $278 | 0.0% | $3.48 | — | COM | 92911N104 |
| — | NUVEEN DIVID ADVANTAGE MUN I | 20,593 | $275 | 0.0% | $12.71 | — | COM | 67071L106 |
| DIS | DISNEY WALT CO | 3,263 | $261 | 0.0% | $61.69 | +13.0% | COM DISNEY | 254687106 |
| — | OREXIGEN THERAPEUTICS INC | 40,000 | $260 | 0.0% | $5.64 | — | COM | 686164104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,049 | $256 | 0.0% | $116.85 | 0.0% | CL B NEW | 084670702 |
| JPM | JPMORGAN CHASE & CO | 4,192 | $254 | 0.0% | $42.08 | 0.0% | COM | 46625H100 |
| SLB | SCHLUMBERGER LTD | 2,447 | $239 | 0.0% | $65.05 | +0.7% | COM | 806857108 |
| — | JIVE SOFTWARE INC | 29,830 | $239 | 0.0% | $9.76 | — | COM | 47760A108 |
| — | NUVEEN MUN OPPORTUNITY FD IN | 17,139 | $236 | 0.0% | $13.24 | — | COM | 670984103 |
| — | ARC LOGISTICS PARTNERS LP | 10,542 | $224 | 0.0% | $21.88 | — | COM UT REP LPN | 03879N101 |
| SPSB | SPDR SERIES TRUST | 7,275 | $224 | 0.0% | $30.79 | — | BARC SHT TR CP | 78464A474 |
| — | POWERSHARES GLOBAL ETF TRUST | 7,300 | $222 | 0.0% | $30.41 | — | I-30 LAD TREAS | 73936T524 |
| CMCSA | COMCAST CORP NEW | 4,396 | $220 | 0.0% | $19.96 | 0.0% | CL A | 20030N101 |
| — | USA TECHNOLOGIES INC | 105,000 | $217 | 0.0% | $1.78 | — | COM NO PAR | 90328S500 |
| — | BLACKROCK REAL ASSET EQUITY | 23,806 | $212 | 0.0% | $8.91 | — | COM | 09254B109 |
| — | SIRIUS XM HLDGS INC | 66,375 | $212 | 0.0% | $3.19 | — | COM | 82968B103 |
| AMZN | AMAZON COM INC | 631 | $212 | 0.0% | $17.98 | +3.2% | COM | 023135106 |
| — | TETRAPHASE PHARMACEUTICALS I | 19,000 | $207 | 0.0% | $10.89 | — | COM | 88165N105 |
| — | PIMCO ETF TR | 2,607 | $205 | 0.0% | $79.21 | — | 3-7YR US TREAS | 72201R601 |
| STAA | STAAR SURGICAL CO | 10,800 | $203 | 0.0% | — | — | Call | 852312305 |
| — | XILINX INC | 3,500 | $190 | 0.0% | — | — | Put | 983919101 |
| OLOXF | DEUTSCHE BK AG LONDON BRH | 12,850 | $179 | 0.0% | $13.93 | — | PS CR OIL LG ETN | 25154K866 |
| — | INVESCO ADVANTAGE MUNICIPAL | 16,100 | $177 | 0.0% | $10.50 | — | SH BEN INT | 46132E103 |
| — | INVESCO MUN OPPORTUNITY TR | 14,400 | $176 | 0.0% | $11.69 | — | COM | 46132C107 |
| — | NUVEEN DIV ADV MUNI FD 3 COM | 13,004 | $170 | 0.0% | $12.80 | — | SH BEN INT | 67070X101 |
| — | NUVEEN SELECT TAX FREE INCM | 12,106 | $165 | 0.0% | $12.97 | — | SH BEN INT | 67063X100 |
| — | ALTERA CORP | 4,500 | $163 | 0.0% | $32.52 | — | Put | 021441100 |
| — | FIREEYE INC | 2,500 | $154 | 0.0% | — | — | Call | 31816Q101 |
| — | NUVEEN DIV ADVANTAGE MUN FD | 11,100 | $150 | 0.0% | $13.15 | — | COM | 67070F100 |
| — | NUVEEN PREM INCOME MUN FD 2 | 11,000 | $147 | 0.0% | $12.82 | — | COM | 67063W102 |
| — | IDENTIVE GROUP INC | 126,000 | $142 | 0.0% | $0.65 | — | COM | 45170X106 |
| CDZI | CADIZ INC | 20,000 | $141 | 0.0% | $7.43 | 0.0% | COM NEW | 127537207 |
| — | BLACKROCK MUNIYLD INVST QLTY | 10,000 | $131 | 0.0% | $12.50 | — | COM | 09254T100 |
| — | MANNKIND CORP | 30,000 | $121 | 0.0% | — | — | Put | 56400P201 |
| TXN | TEXAS INSTRS INC | 2,500 | $118 | 0.0% | — | — | Put | 882508104 |
| TXN | TEXAS INSTRS INC | 2,500 | $118 | 0.0% | — | — | Call | 882508104 |
| — | GOOGLE INC | 100 | $111 | 0.0% | $1119.93 | — | Call | 38259P508 |
| — | VRINGO INC | 30,300 | $105 | 0.0% | $3.48 | — | Call | 92911N104 |
| — | EXFO INC | 19,000 | $94 | 0.0% | $4.95 | — | SUB VTG SHS | 302046107 |
| — | ALTERA CORP | 2,500 | $91 | 0.0% | $32.52 | — | Call | 021441100 |
| PANW | PALO ALTO NETWORKS INC | 1,000 | $69 | 0.0% | — | — | Put | 697435105 |
| — | AMARIN CORP PLC | 33,550 | $61 | 0.0% | $1.95 | — | SPONS ADR NEW | 023111206 |
| — | MANNKIND CORP | 14,800 | $59 | 0.0% | — | — | Call | 56400P201 |
| PLUG | PLUG POWER INC | 5,000 | $36 | 0.0% | — | — | Call | 72919P202 |
| — | JIVE SOFTWARE INC | 2,500 | $20 | 0.0% | $9.76 | — | Call | 47760A108 |