Lesa Sroufe & Co Diversified Active

Location: Seattle, WA

CIK: 0001492162 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 4, 2015

Total Value: $126M (100.0% shares, 0.0% debt)

Holdings (39)

WAFD WASHINGTON FEDERAL INC 5.6%

Value $7.008M Shares 308,026 Share Price $22.75 * Est. Cost/Share $12.16 Unrealized @ Report Date +38.0%

PFE PFIZER INC 5.3%

Value $6.686M Shares 212,874 Share Price $31.41 * Est. Cost/Share $16.47 Unrealized @ Report Date +16.6%

UVV UNIVERSAL CORP 5.0%

Value $6.323M Shares 127,563 Share Price $49.57 Est. Cost/Share $42.14 Unrealized @ Report Date +17.6%

— GENERAL ELECTRIC CO 5.0%

Value $6.322M Shares 250,685 Share Price $25.22 Est. Cost/Share $23.25 Unrealized @ Report Date —

WU WESTERN UNION COMPANY 4.8%

Value $6.052M Shares 329,629 Share Price $18.36 Est. Cost/Share $17.11 Unrealized @ Report Date —

ORANY ORANGE SA ADR 4.7%

Value $5.867M Shares 388,040 Share Price $15.12 Est. Cost/Share $10.46 Unrealized @ Report Date +44.6%

FE FIRSTENERGY CORP 4.6%

Value $5.751M Shares 183,676 Share Price $31.31 * Est. Cost/Share $19.26 Unrealized @ Report Date +5.7%

F FORD MOTOR CO 4.5%

Value $5.613M Shares 413,613 Share Price $13.57 * Est. Cost/Share $7.65 Unrealized @ Report Date +1.5%

FLEX FLEX INTERNATIONAL LTD 4.2%

Value $5.268M Shares 499,842 Share Price $10.54 * Est. Cost/Share $5.51 Unrealized @ Report Date +44.2%

— MDC HOLDING INC 4.0%

Value $5.041M Shares 192,541 Share Price $26.18 Est. Cost/Share $25.32 Unrealized @ Report Date —

— EXELON CORP 4.0%

Value $5.005M Shares 168,514 Share Price $29.70 Est. Cost/Share $31.09 Unrealized @ Report Date —

WMT WAL-MART STORES INC 3.8%

Value $4.717M Shares 72,747 Share Price $64.84 * Est. Cost/Share $18.91 Unrealized @ Report Date -5.5%

ANF ABERCROMBIE & FITCH CL A 3.7%

Value $4.657M Shares 219,760 Share Price $21.19 * Est. Cost/Share $17.65 Unrealized @ Report Date -2.1%

DB DEUTSCHE BANK AG ADR 3.5%

Value $4.397M Shares 163,101 Share Price $26.96 * Est. Cost/Share $29.17 Unrealized @ Report Date -28.8%

— PROSHARES SHORT S&P500 3.5%

Value $4.381M Shares 194,625 Share Price $22.51 Est. Cost/Share $22.51 Unrealized @ Report Date —

BP BP PLC ADS 3.1%

Value $3.937M Shares 128,833 Share Price $30.56 Est. Cost/Share $45.57 Unrealized @ Report Date -32.9%

— TOTAL SA ADR 3.1%

Value $3.857M Shares 86,258 Share Price $44.71 Est. Cost/Share $48.92 Unrealized @ Report Date —

— TIDEWATER INC 3.0%

Value $3.742M Shares 284,770 Share Price $13.14 Est. Cost/Share $23.38 Unrealized @ Report Date —

— ANGLOGOLD ASHANTI ADR 2.7%

Value $3.334M Shares 407,053 Share Price $8.19 Est. Cost/Share $11.48 Unrealized @ Report Date —

MTB M & T BANK CORP 2.6%

Value $3.228M Shares 26,473 Share Price $121.94 * Est. Cost/Share $72.91 Unrealized @ Report Date +25.2%

JOE ST JOE COMPANY 2.5%

Value $3.165M Shares 165,441 Share Price $19.13 Est. Cost/Share $18.46 Unrealized @ Report Date +3.6%

— DREAMWORKS ANIMATION INC 2.4%

Value $3.07M Shares 175,903 Share Price $17.45 Est. Cost/Share $24.20 Unrealized @ Report Date —

NEM NEWMONT MINING CORP 2.3%

Value $2.951M Shares 183,610 Share Price $16.07 * Est. Cost/Share $20.32 Unrealized @ Report Date -38.0%

CERS CERUS CORP 2.1%

Value $2.688M Shares 592,092 Share Price $4.54 Est. Cost/Share $5.12 Unrealized @ Report Date -11.4%

— GROUPON INC 2.0%

Value $2.51M Shares 770,005 Share Price $3.26 Est. Cost/Share $5.03 Unrealized @ Report Date —

— PROSHARES ULTRASHORT 20+ YEAR 2.0%

Value $2.484M Shares 57,277 Share Price $43.37 Est. Cost/Share $43.37 Unrealized @ Report Date —

PAAS PAN AMERICAN SILVER CORP 1.8%

Value $2.276M Shares 358,356 Share Price $6.35 Est. Cost/Share $11.84 Unrealized @ Report Date -46.4%

— SCHNITZER STEEL INDUSTRIES INC 1.7%

Value $2.128M Shares 157,127 Share Price $13.54 Est. Cost/Share $22.96 Unrealized @ Report Date —

MSFT MICROSOFT CORP 0.8%

Value $944K Shares 21,331 Share Price $44.25 * Est. Cost/Share $26.70 Unrealized @ Report Date +44.2%

AAPL APPLE INC COM 0.4%

Value $441K Shares 3,995 Share Price $110.39 * Est. Cost/Share $18.10 Unrealized @ Report Date +36.8%

BKUTK BANK OF UTICA NY NON VTG 0.3%

Value $400K Shares 1,000 Share Price $400.00 * Est. Cost/Share $267.19 Unrealized @ Report Date +0.6%

ASRV AMERISERV FINANCIAL INC 0.3%

Value $324K Shares 100,000 Share Price $3.24 * Est. Cost/Share $2.19 Unrealized @ Report Date +9.9%

OMER OMEROS CORPORATION 0.2%

Value $295K Shares 26,890 Share Price $10.97 Est. Cost/Share $6.11 Unrealized @ Report Date +79.5%

CVS CVS CAREMARK CORPORATION 0.2%

Value $222K Shares 2,305 Share Price $96.31 * Est. Cost/Share $64.44 Unrealized @ Report Date +10.7%

INTC INTEL CORP 0.2%

Value $211K Shares 6,990 Share Price $30.19 * Est. Cost/Share $17.18 Unrealized @ Report Date +37.7%

GLD SPDR GOLD TR GOLD SHS 0.2%

Value $204K Shares 1,910 Share Price $106.81 Est. Cost/Share $136.36 Unrealized @ Report Date -21.6%

BRT BRT REALTY TRUST 0.1%

Value $142K Shares 20,000 Share Price $7.10 Est. Cost/Share $7.00 Unrealized @ Report Date —

— ISHARES GOLD TRUST 0.1%

Value $108K Shares 10,050 Share Price $10.75 Est. Cost/Share $11.94 Unrealized @ Report Date —

SEAOF SEACO LTD ORD 0.0%

Value $0 Shares 20,000 Share Price $0.00 Est. Cost/Share $0.06 Unrealized @ Report Date -99.8%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
WAFD	WASHINGTON FEDERAL INC	308,026	$7.008M	5.6%	$22.75 *	$12.16	+38.0%	COM	938824109
PFE	PFIZER INC	212,874	$6.686M	5.3%	$31.41 *	$16.47	+16.6%	COM	717081103
UVV	UNIVERSAL CORP	127,563	$6.323M	5.0%	$49.57	$42.14	+17.6%	COM	913456109
—	GENERAL ELECTRIC CO	250,685	$6.322M	5.0%	$25.22	$23.25	—	COM	369604103
WU	WESTERN UNION COMPANY	329,629	$6.052M	4.8%	$18.36	$17.11	—	COM	959802109
ORANY	ORANGE SA ADR	388,040	$5.867M	4.7%	$15.12	$10.46	+44.6%	ADR	684060106
FE	FIRSTENERGY CORP	183,676	$5.751M	4.6%	$31.31 *	$19.26	+5.7%	COM	337932107
F	FORD MOTOR CO	413,613	$5.613M	4.5%	$13.57 *	$7.65	+1.5%	COM	345370860
FLEX	FLEX INTERNATIONAL LTD	499,842	$5.268M	4.2%	$10.54 *	$5.51	+44.2%	COM	Y2573F102
—	MDC HOLDING INC	192,541	$5.041M	4.0%	$26.18	$25.32	—	COM	552676108
—	EXELON CORP	168,514	$5.005M	4.0%	$29.70	$31.09	—	COM	30161n101
WMT	WAL-MART STORES INC	72,747	$4.717M	3.8%	$64.84 *	$18.91	-5.5%	COM	931142103
ANF	ABERCROMBIE & FITCH CL A	219,760	$4.657M	3.7%	$21.19 *	$17.65	-2.1%	COM	002896207
DB	DEUTSCHE BANK AG ADR	163,101	$4.397M	3.5%	$26.96 *	$29.17	-28.8%	ADR	D18190898
—	PROSHARES SHORT S&P500	194,625	$4.381M	3.5%	$22.51	$22.51	—	ISHARES	74347R503
BP	BP PLC ADS	128,833	$3.937M	3.1%	$30.56	$45.57	-32.9%	ADR	055622104
—	TOTAL SA ADR	86,258	$3.857M	3.1%	$44.71	$48.92	—	ADR	89151E109
—	TIDEWATER INC	284,770	$3.742M	3.0%	$13.14	$23.38	—	COM	886423102
—	ANGLOGOLD ASHANTI ADR	407,053	$3.334M	2.7%	$8.19	$11.48	—	COM	035128206
MTB	M & T BANK CORP	26,473	$3.228M	2.6%	$121.94 *	$72.91	+25.2%	COM	55261F104
JOE	ST JOE COMPANY	165,441	$3.165M	2.5%	$19.13	$18.46	+3.6%	COM	790148100
—	DREAMWORKS ANIMATION INC	175,903	$3.07M	2.4%	$17.45	$24.20	—	COM	26153c103
NEM	NEWMONT MINING CORP	183,610	$2.951M	2.3%	$16.07 *	$20.32	-38.0%	COM	651639106
CERS	CERUS CORP	592,092	$2.688M	2.1%	$4.54	$5.12	-11.4%	COM	157085101
—	GROUPON INC	770,005	$2.51M	2.0%	$3.26	$5.03	—	COM	399473107
—	PROSHARES ULTRASHORT 20+ YEAR	57,277	$2.484M	2.0%	$43.37	$43.37	—	ISHARES	74347b201
PAAS	PAN AMERICAN SILVER CORP	358,356	$2.276M	1.8%	$6.35	$11.84	-46.4%	COM	697900108
—	SCHNITZER STEEL INDUSTRIES INC	157,127	$2.128M	1.7%	$13.54	$22.96	—	COM	806882106
MSFT	MICROSOFT CORP	21,331	$944K	0.8%	$44.25 *	$26.70	+44.2%	COM	594918104
AAPL	APPLE INC COM	3,995	$441K	0.4%	$110.39 *	$18.10	+36.8%	COM	037833100
BKUTK	BANK OF UTICA NY NON VTG	1,000	$400K	0.3%	$400.00 *	$267.19	+0.6%	COM	065437204
ASRV	AMERISERV FINANCIAL INC	100,000	$324K	0.3%	$3.24 *	$2.19	+9.9%	COM	03074A102
OMER	OMEROS CORPORATION	26,890	$295K	0.2%	$10.97	$6.11	+79.5%	COM	682143102
CVS	CVS CAREMARK CORPORATION	2,305	$222K	0.2%	$96.31 *	$64.44	+10.7%	COM	126650100
INTC	INTEL CORP	6,990	$211K	0.2%	$30.19 *	$17.18	+37.7%	COM	458140100
GLD	SPDR GOLD TR GOLD SHS	1,910	$204K	0.2%	$106.81	$136.36	-21.6%	ISHARES	78463V107
BRT	BRT REALTY TRUST	20,000	$142K	0.1%	$7.10	$7.00	—	COM	055645303
—	ISHARES GOLD TRUST	10,050	$108K	0.1%	$10.75	$11.94	—	ISHARES	464285105
SEAOF	SEACO LTD ORD	20,000	$0	0.0%	$0.00	$0.06	-99.8%	COM	G79441104