CIK: 0001541211 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 14, 2015
Total Value ($000): $354,002 (72.8% shares, 27.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 698,521 | $20,879 | 5.9% | $49.73 | — | Common Stocks | 293792107 |
| — | WINTHROP REALTY TRUST | 1,165,824 | $17,662 | 5.0% | $15.78 | — | Common Stocks | 976391300 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 227,574 | $16,699 | 4.7% | $61.84 | — | Common Stocks | 559080106 |
| — | ALPINE TOTAL DYNAMIC DIVIDEND FUND | 1,865,376 | $16,117 | 4.6% | $8.64 | — | Equity Closed-End Fund | 021060207 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORP BOND | 133,700 | $15,472 | 4.4% | $115.72 | — | Fixed Income ETF | 464287242 |
| — | STERLING BANCORP | 959,253 | $14,101 | 4.0% | $13.28 | — | Common Stocks | 85917A100 |
| WMT | WAL MART STORES INC | 193,399 | $13,718 | 3.9% | $21.76 | -4.1% | Common Stocks | 931142103 |
| — | PIMCO DYNAMIC INC FUND | 412,487 | $12,049 | 3.4% | $29.21 | — | Fixed Income Closed-End Fund | 72201Y101 |
| — | HCI GROUP CONV. SR NT | 11,155,000 | $11,023 | 3.1% | $0.99 | — | Convertible Bonds | 40416EAB9 |
| MCD | MCDONALDS CORP | 114,066 | $10,844 | 3.1% | $70.63 | +5.0% | Common Stocks | 580135101 |
| — | GRAMERCY PROPERTY TRUST INC | 455,005 | $10,633 | 3.0% | $23.37 | — | Common Stocks | 38489R605 |
| NVS | NOVARTIS AG SPONSORED ADR | 98,593 | $9,696 | 2.7% | $93.78 | — | Common Stocks | 66987V109 |
| — | VECTOR GROUP LTD. | 385,419 | $9,042 | 2.6% | $22.54 | — | Common Stocks | 92240M108 |
| — | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | 397,390 | $9,017 | 2.5% | $22.69 | — | Fixed Income Closed-End Fund | 670735109 |
| FHI | FEDERATED INVESTORS INC-CL B | 259,138 | $8,679 | 2.5% | $20.28 | +4.4% | Common Stocks | 314211103 |
| RSG | REPUBLIC SERVICES, INC. | 215,441 | $8,439 | 2.4% | $33.47 | -0.5% | Common Stocks | 760759100 |
| — | TWO HBRS INVT CORP | 865,657 | $8,431 | 2.4% | $10.25 | — | Common Stocks | 90187B101 |
| — | WISDOMTREE GERMANY HEDGED EQUITY | 291,712 | $8,299 | 2.3% | $30.99 | — | Equity ETFs | 97717W448 |
| — | MEDLEY CAP CORP | 889,102 | $7,922 | 2.2% | $11.69 | — | Common Stocks | 58503F106 |
| CVS | CVS CORP | 71,922 | $7,543 | 2.1% | $75.25 | 0.0% | Common Stocks | 126650100 |
| STZ | CONSTELLATION BRANDS INC-A | 64,516 | $7,485 | 2.1% | $97.29 | +4.1% | Common Stocks | 21036P108 |
| PFE | PFIZER INC | 197,651 | $6,627 | 1.9% | $18.18 | +14.3% | Common Stocks | 717081103 |
| HFWA | HERITAGE FINANCIAL CORP | 350,416 | $6,262 | 1.8% | $16.49 | +4.9% | Common Stocks | 42722X106 |
| — | TARGA RESOURCES PARTNERS LP COM UNIT | 159,286 | $6,148 | 1.7% | $50.45 | — | Common Stocks | 87611X105 |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT L P INT | 136,371 | $5,942 | 1.7% | $55.81 | — | Common Stocks | 726503105 |
| — | BRYN MAWR BANK CORP | 186,810 | $5,634 | 1.6% | $29.94 | — | Common Stocks | 117665109 |
| — | WHEELER REAL ESTATE SER B. 9.00% CONV. PREF | 231,466 | $5,539 | 1.6% | $23.93 | — | Preferred Stock | 963025309 |
| — | WESTERN GAS PARTNERS LP UNIT LP IN | 80,375 | $5,093 | 1.4% | $64.89 | — | Common Stocks | 958254104 |
| WHG | WESTWOOD HOLDINGS GROUP, INC. | 81,213 | $4,838 | 1.4% | $56.69 | +4.3% | Common Stocks | 961765104 |
| TR | TOOTSIE ROLL INDUSTRIES, INC. | 140,066 | $4,526 | 1.3% | $23.30 | +8.5% | Common Stocks | 890516107 |
| — | BLUEROCK RESIDENTIAL GROWTH | 345,709 | $4,377 | 1.2% | $12.66 | — | Common Stocks | 09627J102 |
| — | PROSHARES TR PSHS SHRT S&P5 | 186,525 | $3,980 | 1.1% | $24.36 | — | Equity ETFs | 74347R503 |
| — | COLONY FINANCIAL CONV. SR NT | 3,250,000 | $3,278 | 0.9% | $1.01 | — | Convertible Bonds | 19624RAB2 |
| AMZN | AMAZON COM INC | 7,148 | $3,103 | 0.9% | $17.58 | +18.9% | Common Stocks | 023135106 |
| PFF | ISHARES S&P PREFERRED STOCK INDEX FUND | 75,210 | $2,946 | 0.8% | $39.17 | — | Preferred Stock | 464288687 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 61,107 | $2,420 | 0.7% | $39.60 | — | Equity ETN | 46625H365 |
| — | HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12 | 92,344 | $2,330 | 0.7% | $25.23 | — | Preferred Stock | 404280604 |
| — | GOOGLE INC CL C | 4,110 | $2,139 | 0.6% | $545.20 | — | Common Stocks | 38259P706 |
| — | HOWARD BANCORP | 140,300 | $1,963 | 0.6% | $12.18 | — | Common Stocks | 442496105 |
| AAPL | APPLE COMPUTER INC | 14,514 | $1,820 | 0.5% | $26.25 | +8.8% | Common Stocks | 037833100 |
| — | TALLGRASS ENERGY PARTNERS LP | 27,715 | $1,333 | 0.4% | $26.68 | — | Common Stocks | 874697105 |
| — | GOOGLE INC | 2,463 | $1,330 | 0.4% | $551.78 | — | Common Stocks | 38259P508 |
| KMI | KINDER MORGAN INC | 30,197 | $1,159 | 0.3% | $22.45 | +8.4% | Common Stocks | 49456B101 |
| DIS | DISNEY WALT PRODTNS | 9,955 | $1,136 | 0.3% | $84.99 | +17.7% | Common Stocks | 254687106 |
| — | NEXTERA ENEGY INC | 18,250 | $1,131 | 0.3% | $61.97 | — | Convertible Preferred Stocks | 65339F887 |
| — | WILLIAMS PARTNERS LP | 22,492 | $1,089 | 0.3% | $49.97 | — | Common Stocks | 96949L105 |
| AXP | AMERICAN EXPRESS CO | 12,500 | $972 | 0.3% | $76.41 | -10.9% | Common Stocks | 025816109 |
| JNJ | JOHNSON & JOHNSON | 9,283 | $905 | 0.3% | $60.11 | +23.9% | Common Stocks | 478160104 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 14,000 | $898 | 0.3% | $54.12 | — | Common Stocks | 29273V100 |
| IRT | INDEPENDENCE REALTY TRUST | 117,950 | $888 | 0.3% | $9.61 | — | Common Stocks | 45378A106 |
| — | POWERSHARES SENIOR LOAN | 35,000 | $833 | 0.2% | $23.80 | — | Fixed Income ETF | 73936Q769 |
| — | CELGENE CORP | 6,905 | $799 | 0.2% | $102.77 | — | Common Stocks | 151020104 |
| DLTR | DOLLAR TREE INC | 10,000 | $790 | 0.2% | $48.73 | +62.2% | Common Stocks | 256746108 |
| — | MONSANTO CO NEW | 7,294 | $777 | 0.2% | $106.53 | — | Common Stocks | 61166W101 |
| PCYO | Pure Cycle Corp | 147,216 | $764 | 0.2% | $4.78 | +8.6% | Common Stocks | 746228303 |
| — | CBS CORP NEW CL B | 13,221 | $734 | 0.2% | $55.52 | — | Common Stocks | 124857202 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 17,374 | $715 | 0.2% | $23.16 | +33.2% | Common Stocks | 609207105 |
| — | RITE AID CORP | 85,000 | $710 | 0.2% | $7.77 | — | Common Stocks | 767754104 |
| — | ISHARES HEDGED MSCI GERMANY | 27,051 | $706 | 0.2% | $28.23 | — | Equity ETFs | 46434V704 |
| — | REMY INTERNATIO | 31,000 | $685 | 0.2% | $22.55 | — | Common Stocks | 75971M108 |
| — | LIONS GATE ENTMT CP NEWF | 15,966 | $592 | 0.2% | $31.24 | — | Common Stocks | 535919203 |
| UNFI | UNITED NATURAL FOODS INC | 8,600 | $567 | 0.2% | $67.74 | 0.0% | Common Stocks | 911163103 |
| XOM | EXXON MOBIL CORP | 6,775 | $564 | 0.2% | $53.69 | +1.1% | Common Stocks | 30231G102 |
| LMNR | LIMONEIRA CO | 21,530 | $494 | 0.1% | $18.92 | 0.0% | Common Stocks | 532746104 |
| VZ | VERIZON COMMUNICATIONS | 10,088 | $470 | 0.1% | $27.04 | +4.7% | Common Stocks | 92343V104 |
| — | REALD INC COM | 35,685 | $445 | 0.1% | $12.24 | — | Common Stocks | 75604L105 |
| KR | KROGER CO | 5,824 | $422 | 0.1% | $29.52 | 0.0% | Common Stocks | 501044101 |
| META | FACEBOOK INC | 4,500 | $386 | 0.1% | $36.96 | +119.4% | Common Stocks | 30303M102 |
| — | ENERGY TRANSFER PARTNERS L.P. | 7,384 | $385 | 0.1% | $52.14 | — | Common Stocks | 29273R109 |
| — | MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN | 6,500 | $366 | 0.1% | $66.99 | — | Common Stocks | 570759100 |
| — | STARWOOD HOTELS & RESORTS INC. | 4,173 | $338 | 0.1% | $81.00 | — | Common Stocks | 85590A401 |
| SFBS | SERVISFIRST BANCSHARES INC | 8,900 | $334 | 0.1% | $15.33 | 0.0% | Common Stocks | 81768T108 |
| AMP | AMERIPRISE FINL INC | 2,400 | $300 | 0.1% | $68.12 | +49.4% | Common Stocks | 03076C106 |
| — | RAIT FINANCIAL TRUST | 47,000 | $287 | 0.1% | $7.80 | — | Common Stocks | 749227609 |
| — | PINNACLE FINANCIAL PARTNERS | 5,265 | $286 | 0.1% | $54.32 | — | Common Stocks | 72346Q104 |
| — | AMERICAN MIDSTREAM PARTNERS LLP | 17,750 | $285 | 0.1% | $26.60 | — | Common Stocks | 02752P100 |
| PG | PROCTER & GAMBLE COMPANY | 3,617 | $283 | 0.1% | $55.00 | +9.0% | Common Stocks | 742718109 |
| — | REEDS INC COM | 52,676 | $274 | 0.1% | $5.32 | — | Common Stocks | 758338107 |
| MDY | SPDR S&P MIDCAP ETF TRST | 1,000 | $272 | 0.1% | $272.00 | — | Equity ETFs | 78467Y107 |
| — | Nuveen Dividend Advantage Municipal Income Fund | 20,000 | $271 | 0.1% | $13.55 | — | Fixed Income Closed-End Fund | 67071L106 |
| COST | COSTCO WHOLESALE CORP | 2,000 | $270 | 0.1% | $86.56 | +38.9% | Common Stocks | 22160K105 |
| MRK | MERCK & COMPANY | 4,697 | $267 | 0.1% | $30.57 | +31.6% | Common Stocks | 58933Y105 |
| GEL | GENESIS ENERGY LP | 6,030 | $265 | 0.1% | $51.08 | — | Common Stocks | 371927104 |
| — | AMERICAN RIVER BANKSHRS | 28,342 | $264 | 0.1% | $9.31 | — | Common Stocks | 029326105 |
| — | COSI INC COM NEW | 128,664 | $259 | 0.1% | $1.86 | — | Common Stocks | 22122P200 |
| T | A T & T INC (NEW) | 6,843 | $243 | 0.1% | $11.39 | +7.2% | Common Stocks | 00206R102 |
| BGS | B & G FOODS INC NEW CL A | 8,100 | $231 | 0.1% | $12.75 | +4.4% | Common Stocks | 05508R106 |
| — | NUSTAR GP HOLDINGS LLC UNITS | 5,869 | $223 | 0.1% | $39.19 | — | Common Stocks | 67059L102 |
| IBM | I B M | 1,285 | $209 | 0.1% | $118.94 | -13.4% | Common Stocks | 459200101 |
| — | ENLINK MIDSTREAM PARTNERS LP | 9,500 | $209 | 0.1% | $29.87 | — | Common Stocks | 29336U107 |
| — | PROSHARES SHORT DOW 30 | 9,000 | $207 | 0.1% | $23.33 | — | Equity ETFs | 74347R701 |
| IWF | Ishares Russell 1000 Growth ETF | 2,060 | $204 | 0.1% | $99.03 | — | Equity ETFs | 464287614 |
| — | FCB FINANCIAL HOLDINGS | 6,415 | $204 | 0.1% | $31.80 | — | Common Stocks | 30255G103 |
| — | LEGACYTEXAS FINANCIAL GROUP | 6,770 | $204 | 0.1% | $30.13 | — | Common Stocks | 52471Y106 |
| PLUG | PLUG POWER INC | 75,000 | $202 | 0.1% | $2.62 | 0.0% | Common Stocks | 72919P202 |
| — | RENTECH INC | 200,000 | $186 | 0.1% | $0.93 | — | Common Stocks | 760112102 |
| — | SOUTHWEST BANCORP INC | 10,015 | $186 | 0.1% | $18.57 | — | Common Stocks | 844767103 |
| — | 1ST CENTY BANCSHARES INC COM | 24,920 | $174 | 0.0% | $6.98 | — | Common Stocks | 31943X102 |
| — | GREEN BANCORP INC | 11,190 | $172 | 0.0% | $15.37 | — | Common Stocks | 39260X100 |
| — | COBIZ FINANCIAL INC | 12,295 | $161 | 0.0% | $13.09 | — | Common Stocks | 190897108 |
| ACIC | UNITED INSURANCE HOLDINGS CO. | 10,000 | $155 | 0.0% | $13.21 | 0.0% | Common Stocks | 910710102 |
| — | EV ENERGY PARTNERS LP | 13,500 | $154 | 0.0% | $32.70 | — | Common Stocks | 26926V107 |
| HTBK | HERITAGE COMMERCE CORP | 14,855 | $143 | 0.0% | $9.13 | 0.0% | Common Stocks | 426927109 |
| — | RENTECH NITROGEN PARTNERS L P COM UNIT | 10,000 | $123 | 0.0% | $12.30 | — | Common Stocks | 760113100 |
| — | BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN | 25,500 | $121 | 0.0% | $12.16 | — | Common Stocks | 106776107 |
| OXBR | OXBRIDGE RE HOLDINGS LTD | 19,750 | $119 | 0.0% | $5.97 | 0.0% | Common Stocks | G6856M106 |
| — | MACQUARIE INFRASTRUCTURE | 100,000 | $118 | 0.0% | $1.11 | — | Convertible Bonds | 55608BAA3 |
| IDN | INTELLICHECK MOBILISA INC COM SHS | 20,000 | $28 | 0.0% | $1.62 | -5.8% | Common Stocks | 45817G201 |
| — | Royal Gold Inc Conv Sr Note 2.875% 06/15/19 | 11,000 | $11 | 0.0% | $1.00 | — | Convertible Bonds | 780287AA6 |