CIK: 0001541211 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Oct 7, 2015
Total Value ($000): $291,556 (73.2% shares, 26.8% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 705,519 | $17,567 | 6.0% | $49.49 | — | Common Stocks | 293792107 |
| — | WINTHROP REALTY TRUST | 1,223,006 | $17,562 | 6.0% | $15.71 | — | Common Stocks | 976391300 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORP BOND | 150,206 | $17,437 | 6.0% | $115.76 | — | Fixed Income ETF | 464287242 |
| — | PIMCO DYNAMIC INC FUND | 537,878 | $15,491 | 5.3% | $29.11 | — | Fixed Income Closed-End Fund | 72201Y101 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 236,139 | $14,194 | 4.9% | $61.78 | — | Common Stocks | 559080106 |
| — | VECTOR GROUP LTD. | 482,947 | $10,919 | 3.7% | $22.55 | — | Common Stocks | 92240M108 |
| MCD | MCDONALDS CORP | 107,361 | $10,578 | 3.6% | $70.63 | +6.7% | Common Stocks | 580135101 |
| — | GRAMERCY PROPERTY TRUST INC | 494,654 | $10,274 | 3.5% | $23.16 | — | Common Stocks | 38489R605 |
| — | HCI GROUP CONV. SR NT | 11,155,000 | $10,151 | 3.5% | $0.99 | — | Convertible Bonds | 40416EAB9 |
| — | STERLING BANCORP | 669,540 | $9,956 | 3.4% | $13.28 | — | Common Stocks | 85917A100 |
| — | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | 405,744 | $9,089 | 3.1% | $22.68 | — | Fixed Income Closed-End Fund | 670735109 |
| NVS | NOVARTIS AG SPONSORED ADR | 98,580 | $9,061 | 3.1% | $93.78 | — | Common Stocks | 66987V109 |
| RSG | REPUBLIC SERVICES, INC. | 217,275 | $8,952 | 3.1% | $33.47 | +2.6% | Common Stocks | 760759100 |
| STZ | CONSTELLATION BRANDS INC-A | 70,118 | $8,779 | 3.0% | $97.99 | +8.2% | Common Stocks | 21036P108 |
| — | ALPINE TOTAL DYNAMIC DIVIDEND FUND | 1,134,698 | $8,510 | 2.9% | $8.64 | — | Equity Closed-End Fund | 021060207 |
| CVS | CVS CORP | 77,227 | $7,451 | 2.6% | $75.42 | +3.1% | Common Stocks | 126650100 |
| PFE | PFIZER INC | 211,827 | $6,653 | 2.3% | $18.34 | +12.3% | Common Stocks | 717081103 |
| — | STONEMOR PARTNERS LP | 241,978 | $6,601 | 2.3% | $27.28 | — | Common Stocks | 86183Q100 |
| — | MEDLEY CAP CORP | 882,922 | $6,569 | 2.3% | $11.69 | — | Common Stocks | 58503F106 |
| HFWA | HERITAGE FINANCIAL CORP | 343,328 | $6,461 | 2.2% | $16.49 | +9.7% | Common Stocks | 42722X106 |
| — | BLUEROCK RESIDENTIAL GROWTH | 520,007 | $6,230 | 2.1% | $12.43 | — | Common Stocks | 09627J102 |
| — | BRYN MAWR BANK CORP | 192,262 | $5,974 | 2.0% | $29.97 | — | Common Stocks | 117665109 |
| TR | TOOTSIE ROLL INDUSTRIES, INC. | 146,669 | $4,589 | 1.6% | $23.38 | +7.5% | Common Stocks | 890516107 |
| WHG | WESTWOOD HOLDINGS GROUP, INC. | 81,458 | $4,427 | 1.5% | $56.69 | +0.7% | Common Stocks | 961765104 |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT L P INT | 134,683 | $4,092 | 1.4% | $55.81 | — | Common Stocks | 726503105 |
| AMZN | AMAZON COM INC | 7,338 | $3,756 | 1.3% | $17.78 | +42.2% | Common Stocks | 023135106 |
| — | WESTERN GAS PARTNERS LP UNIT LP IN | 77,040 | $3,607 | 1.2% | $64.89 | — | Common Stocks | 958254104 |
| — | COLONY FINANCIAL CONV. SR NT | 3,250,000 | $3,106 | 1.1% | $1.01 | — | Convertible Bonds | 19624RAB2 |
| PFF | ISHARES S&P PREFERRED STOCK INDEX FUND | 75,210 | $2,903 | 1.0% | $39.17 | — | Preferred Stock | 464288687 |
| — | WHEELER REAL ESTATE SER B. 9.00% CONV. PREF | 122,905 | $2,858 | 1.0% | $23.93 | — | Preferred Stock | 963025309 |
| — | GOOGLE INC CL C | 4,511 | $2,745 | 0.9% | $550.82 | — | Common Stocks | 38259P706 |
| — | HOWARD BANCORP | 191,000 | $2,712 | 0.9% | $12.72 | — | Common Stocks | 442496105 |
| — | HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12 | 96,931 | $2,452 | 0.8% | $25.23 | — | Preferred Stock | 404280604 |
| — | PROSHARES TR PSHS SHRT S&P5 | 87,575 | $1,971 | 0.7% | $24.36 | — | Equity ETFs | 74347R503 |
| — | TARGA RESOURCES PARTNERS LP COM UNIT | 67,700 | $1,966 | 0.7% | $50.45 | — | Common Stocks | 87611X105 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 63,270 | $1,923 | 0.7% | $39.29 | — | Equity ETN | 46625H365 |
| AAPL | APPLE COMPUTER INC | 9,903 | $1,092 | 0.4% | $26.25 | +0.1% | Common Stocks | 037833100 |
| — | TALLGRASS ENERGY PARTNERS LP | 27,715 | $1,089 | 0.4% | $26.68 | — | Common Stocks | 874697105 |
| DIS | WALT DISNEY COMPANY | 10,541 | $1,077 | 0.4% | $85.81 | +16.2% | Common Stocks | 254687106 |
| AXP | AMERICAN EXPRESS CO | 12,500 | $927 | 0.3% | $76.41 | -13.3% | Common Stocks | 025816109 |
| JNJ | JOHNSON & JOHNSON | 9,683 | $904 | 0.3% | $60.62 | +19.6% | Common Stocks | 478160104 |
| KMI | KINDER MORGAN INC | 30,197 | $836 | 0.3% | $22.45 | -13.0% | Common Stocks | 49456B101 |
| — | POWERSHARES SENIOR LOAN | 35,000 | $806 | 0.3% | $23.80 | — | Fixed Income ETF | 73936Q769 |
| FHI | FEDERATED INVESTORS INC-CL B | 26,655 | $770 | 0.3% | $20.28 | -2.3% | Common Stocks | 314211103 |
| WMT | WAL MART STORES INC | 11,777 | $764 | 0.3% | $21.76 | -13.1% | Common Stocks | 931142103 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 36,000 | $749 | 0.3% | $33.76 | — | Common Stocks | 29273V100 |
| — | CELGENE CORP | 6,905 | $747 | 0.3% | $102.77 | — | Common Stocks | 151020104 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 17,264 | $723 | 0.2% | $23.16 | +47.0% | Common Stocks | 609207105 |
| — | WILLIAMS PARTNERS LP | 22,492 | $718 | 0.2% | $49.97 | — | Common Stocks | 96949L105 |
| NEE | NEXTERA ENERGY, INC. | 6,843 | $668 | 0.2% | $19.44 | 0.0% | Common Stocks | 65339F101 |
| DLTR | DOLLAR TREE INC | 10,000 | $667 | 0.2% | $48.73 | +54.1% | Common Stocks | 256746108 |
| HTBK | HERITAGE COMMERCE CORP | 51,896 | $589 | 0.2% | $10.28 | +4.5% | Common Stocks | 426927109 |
| MAT | MATTEL INC. | 26,625 | $561 | 0.2% | $23.40 | 0.0% | Common Stocks | 577081102 |
| — | RITE AID CORP | 85,000 | $516 | 0.2% | $7.77 | — | Common Stocks | 767754104 |
| XOM | EXXON MOBIL CORP | 6,775 | $504 | 0.2% | $53.69 | -8.6% | Common Stocks | 30231G102 |
| VZ | VERIZON COMMUNICATIONS | 10,338 | $450 | 0.2% | $27.04 | -0.1% | Common Stocks | 92343V104 |
| — | Nuveen Dividend Advantage Municipal Income Fund | 32,000 | $446 | 0.2% | $13.70 | — | Fixed Income Closed-End Fund | 67071L106 |
| — | GOOGLE INC | 667 | $426 | 0.1% | $551.78 | — | Common Stocks | 38259P508 |
| META | FACEBOOK INC | 4,500 | $405 | 0.1% | $36.96 | +146.6% | Common Stocks | 30303M102 |
| — | FCB FINANCIAL HOLDINGS | 11,920 | $389 | 0.1% | $32.19 | — | Common Stocks | 30255G103 |
| SFBS | SERVISFIRST BANCSHARES INC | 9,275 | $385 | 0.1% | $15.39 | +9.5% | Common Stocks | 81768T108 |
| GILD | GILEAD Sciences | 3,734 | $367 | 0.1% | $77.50 | 0.0% | Common Stocks | 375558103 |
| — | ZELTIQ AESTHETICS INC | 11,200 | $359 | 0.1% | $32.05 | — | Common Stocks | 98933Q108 |
| EDAP | EDAP TMS SA-ADR | 55,000 | $307 | 0.1% | $5.58 | — | Common Stocks | 268311107 |
| — | ENERGY TRANSFER PARTNERS L.P. | 7,322 | $301 | 0.1% | $52.14 | — | Common Stocks | 29273R109 |
| COST | COSTCO WHOLESALE CORP | 2,000 | $289 | 0.1% | $86.56 | +38.2% | Common Stocks | 22160K105 |
| — | MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN | 6,500 | $279 | 0.1% | $66.99 | — | Common Stocks | 570759100 |
| — | PINNACLE FINANCIAL PARTNERS | 5,540 | $274 | 0.1% | $54.08 | — | Common Stocks | 72346Q104 |
| — | THORATEC CORP NEW | 4,175 | $264 | 0.1% | $63.23 | — | Common Stocks | 885175307 |
| IWF | Ishares Russell 1000 Growth ETF | 2,835 | $264 | 0.1% | $97.41 | — | Equity ETFs | 464287614 |
| AMP | AMERIPRISE FINL INC | 2,400 | $262 | 0.1% | $68.12 | +39.0% | Common Stocks | 03076C106 |
| PG | PROCTER & GAMBLE COMPANY | 3,617 | $260 | 0.1% | $55.00 | +2.4% | Common Stocks | 742718109 |
| MDY | SPDR S&P MIDCAP ETF TRST | 1,000 | $249 | 0.1% | $272.00 | — | Equity ETFs | 78467Y107 |
| VIG | VANGUARD DIVIDEND APPREC | 3,295 | $243 | 0.1% | $73.75 | — | Equity ETFs | 921908844 |
| — | TWO HBRS INVT CORP | 26,685 | $235 | 0.1% | $10.25 | — | Common Stocks | 90187B101 |
| GEL | GENESIS ENERGY LP | 6,030 | $231 | 0.1% | $51.08 | — | Common Stocks | 371927104 |
| — | AMERICAN MIDSTREAM PARTNERS LLP | 20,550 | $228 | 0.1% | $24.49 | — | Common Stocks | 02752P100 |
| MRK | MERCK & COMPANY | 4,547 | $225 | 0.1% | $30.57 | +25.6% | Common Stocks | 58933Y105 |
| T | A T & T INC (NEW) | 6,843 | $223 | 0.1% | $11.39 | +7.6% | Common Stocks | 00206R102 |
| — | LEGACYTEXAS FINANCIAL GROUP | 7,270 | $222 | 0.1% | $30.16 | — | Common Stocks | 52471Y106 |
| — | PROSHARES SHORT DOW 30 | 9,000 | $221 | 0.1% | $23.33 | — | Equity ETFs | 74347R701 |
| CMCSA | COMCAST CORP NEW CL A | 3,772 | $215 | 0.1% | $23.34 | 0.0% | Common Stocks | 20030N101 |
| — | 1ST CENTY BANCSHARES INC COM | 23,920 | $189 | 0.1% | $6.98 | — | Common Stocks | 31943X102 |
| KINS | KINGSTONE INC | 20,000 | $173 | 0.1% | $6.68 | 0.0% | Common Stocks | 496719105 |
| — | COBIZ FINANCIAL INC | 12,725 | $166 | 0.1% | $13.09 | — | Common Stocks | 190897108 |
| — | GREEN BANCORP INC | 11,655 | $134 | 0.0% | $15.22 | — | Common Stocks | 39260X100 |
| OXBR | OXBRIDGE RE HOLDINGS LTD | 19,750 | $118 | 0.0% | $5.97 | +3.3% | Common Stocks | G6856M106 |
| — | SILVERCREST MINES INC. | 130,000 | $114 | 0.0% | $0.88 | — | Common Stocks | 828365106 |
| — | MACQUARIE INFRASTRUCTURE | 100,000 | $114 | 0.0% | $1.11 | — | Convertible Bonds | 55608BAA3 |
| — | AMERICAN RIVER BANKSHRS | 11,675 | $112 | 0.0% | $9.31 | — | Common Stocks | 029326105 |
| — | EV ENERGY PARTNERS LP | 13,500 | $81 | 0.0% | $32.70 | — | Common Stocks | 26926V107 |
| — | BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN | 25,500 | $52 | 0.0% | $12.16 | — | Common Stocks | 106776107 |
| — | Royal Gold Inc Conv Sr Note 2.875% 06/15/19 | 11,000 | $11 | 0.0% | $1.00 | — | Convertible Bonds | 780287AA6 |