CIK: 0001541211 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Jan 7, 2016
Total Value ($000): $310,448 (67.8% shares, 32.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| LQD | ISHARES IBOXX INVESTMENT GRADE CORP BOND | 153,437 | $17,493 | 5.6% | $115.72 | — | Fixed Income ETF | 464287242 |
| — | WINTHROP REALTY TRUST | 1,332,645 | $17,284 | 5.6% | $15.49 | — | Common Stocks | 976391300 |
| EPD | ENTERPRISE PRODS PARTNERS L COM UNIT | 606,937 | $15,525 | 5.0% | $49.49 | — | Common Stocks | 293792107 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 212,408 | $14,427 | 4.6% | $61.78 | — | Common Stocks | 559080106 |
| — | PIMCO DYNAMIC INC FUND | 494,522 | $13,530 | 4.4% | $29.11 | — | Fixed Income Closed-End Fund | 72201Y101 |
| MCD | MCDONALDS CORP | 106,706 | $12,606 | 4.1% | $70.63 | +23.5% | Common Stocks | 580135101 |
| — | GRAMERCY PROPERTY TRUST | 1,578,693 | $12,188 | 3.9% | $7.72 | — | Common Stocks | 385002100 |
| — | VECTOR GROUP LTD. | 506,597 | $11,951 | 3.8% | $22.60 | — | Common Stocks | 92240M108 |
| STZ | CONSTELLATION BRANDS INC-A | 74,610 | $10,627 | 3.4% | $99.23 | +19.6% | Common Stocks | 21036P108 |
| — | HCI GROUP CONV. SR NT | 11,440,000 | $10,003 | 3.2% | $0.99 | — | Convertible Bonds | 40416EAB9 |
| RSG | REPUBLIC SERVICES, INC. | 225,228 | $9,908 | 3.2% | $33.58 | +9.1% | Common Stocks | 760759100 |
| IEF | ISHARES 7-10 YR TRESURY BD ETF | 91,447 | $9,656 | 3.1% | $105.59 | — | Fixed Income ETF | 464287440 |
| — | ALPINE TOTAL DYNAMIC DIVIDEND FUND | 1,231,292 | $9,456 | 3.0% | $8.56 | — | Equity Closed-End Fund | 021060207 |
| — | NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND | 387,522 | $8,801 | 2.8% | $22.68 | — | Fixed Income Closed-End Fund | 670735109 |
| PFE | PFIZER INC | 233,812 | $7,547 | 2.4% | $18.53 | +9.9% | Common Stocks | 717081103 |
| — | BLUEROCK RESIDENTIAL GROWTH | 621,915 | $7,370 | 2.4% | $12.34 | — | Common Stocks | 09627J102 |
| JKHY | JACK HENRY & ASSOCIATES INC. | 89,229 | $6,965 | 2.2% | $68.00 | 0.0% | Common Stocks | 426281101 |
| TR | TOOTSIE ROLL INDUSTRIES, INC. | 214,321 | $6,770 | 2.2% | $23.93 | +5.0% | Common Stocks | 890516107 |
| — | STONEMOR PARTNERS LP | 243,638 | $6,512 | 2.1% | $27.28 | — | Common Stocks | 86183Q100 |
| GVI | iShares INT. GOVT/CREDIT BOND ETF | 58,655 | $6,429 | 2.1% | $109.61 | — | Fixed Income ETF | 464288612 |
| BAH | BOOZ ALLEN HAMILTON HOLDINGS | 173,969 | $5,367 | 1.7% | $24.12 | 0.0% | Common Stocks | 099502106 |
| — | MEDLEY CAP CORP | 694,816 | $5,225 | 1.7% | $11.69 | — | Common Stocks | 58503F106 |
| MSFT | MICROSOFT | 93,076 | $5,164 | 1.7% | $45.92 | 0.0% | Common Stocks | 594918104 |
| SHV | ISHARES SHORT TREASURY BOND | 46,000 | $5,070 | 1.6% | $110.22 | — | Fixed Income ETF | 464288679 |
| — | STERLING BANCORP | 311,171 | $5,047 | 1.6% | $13.28 | — | Common Stocks | 85917A100 |
| AMZN | AMAZON COM INC | 6,993 | $4,726 | 1.5% | $17.78 | +77.3% | Common Stocks | 023135106 |
| CME | CME GROUP INC | 51,827 | $4,696 | 1.5% | $62.99 | 0.0% | Common Stocks | 12572Q105 |
| HFWA | HERITAGE FINANCIAL CORP | 244,734 | $4,611 | 1.5% | $16.49 | +14.6% | Common Stocks | 42722X106 |
| — | FIRST OF LONG ISLAND CORP | 138,370 | $4,151 | 1.3% | $30.00 | — | Common Stocks | 320734106 |
| — | PROSHARES TR PSHS SHRT S&P5 | 176,253 | $3,678 | 1.2% | $22.60 | — | Equity ETFs | 74347R503 |
| — | WESTERN GAS PARTNERS LP UNIT LP IN | 72,965 | $3,468 | 1.1% | $64.89 | — | Common Stocks | 958254104 |
| GOOG | ALPHABET INC -CL C | 4,240 | $3,218 | 1.0% | $35.61 | 0.0% | Common Stocks | 02079K107 |
| — | COLONY FINANCIAL CONV. SR NT | 3,225,000 | $3,001 | 1.0% | $1.01 | — | Convertible Bonds | 19624RAB2 |
| PFF | ISHARES S&P PREFERRED STOCK INDEX FUND | 75,210 | $2,922 | 0.9% | $39.17 | — | Preferred Stock | 464288687 |
| — | HOWARD BANCORP | 201,000 | $2,661 | 0.9% | $12.74 | — | Common Stocks | 442496105 |
| — | HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12 | 101,159 | $2,587 | 0.8% | $25.25 | — | Preferred Stock | 404280604 |
| — | WHEELER REAL ESTATE SER B. 9.00% CONV. PREF | 104,405 | $2,352 | 0.8% | $23.93 | — | Preferred Stock | 963025309 |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT L P INT | 94,983 | $2,194 | 0.7% | $55.81 | — | Common Stocks | 726503105 |
| — | TALLGRASS ENERGY PARTNERS LP | 27,715 | $1,142 | 0.4% | $26.68 | — | Common Stocks | 874697105 |
| DIS | WALT DISNEY COMPANY | 10,575 | $1,111 | 0.4% | $85.81 | +19.1% | Common Stocks | 254687106 |
| — | JPMORGAN CHASE & CO ALERIAN ML ETN | 37,095 | $1,075 | 0.3% | $39.29 | — | Equity ETN | 46625H365 |
| JNJ | JOHNSON & JOHNSON | 9,683 | $995 | 0.3% | $60.62 | +25.3% | Common Stocks | 478160104 |
| NVS | NOVARTIS AG SPONSORED ADR | 10,885 | $937 | 0.3% | $93.78 | — | Common Stocks | 66987V109 |
| — | TARGA RESOURCES PARTNERS LP COM UNIT | 55,900 | $924 | 0.3% | $50.45 | — | Common Stocks | 87611X105 |
| AXP | AMERICAN EXPRESS CO | 12,300 | $855 | 0.3% | $76.41 | -17.7% | Common Stocks | 025816109 |
| AAPL | APPLE COMPUTER INC | 8,052 | $848 | 0.3% | $26.25 | -2.0% | Common Stocks | 037833100 |
| — | CELGENE CORP | 6,905 | $827 | 0.3% | $102.77 | — | Common Stocks | 151020104 |
| — | POWERSHARES SENIOR LOAN | 35,000 | $784 | 0.3% | $23.80 | — | Fixed Income ETF | 73936Q769 |
| DLTR | DOLLAR TREE INC | 10,000 | $772 | 0.2% | $48.73 | +43.5% | Common Stocks | 256746108 |
| HTBK | HERITAGE COMMERCE CORP | 62,664 | $749 | 0.2% | $10.41 | +5.8% | Common Stocks | 426927109 |
| — | PRUDENTIAL ST DUR HY FUND | 50,000 | $730 | 0.2% | $14.60 | — | Fixed Income Closed-End Fund | 74442F107 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 16,219 | $727 | 0.2% | $23.16 | +53.2% | Common Stocks | 609207105 |
| WMT | WAL MART STORES INC | 11,613 | $712 | 0.2% | $21.76 | -23.6% | Common Stocks | 931142103 |
| — | Nuveen Dividend Advantage Municipal Income Fund | 49,000 | $710 | 0.2% | $13.97 | — | Fixed Income Closed-End Fund | 67071L106 |
| — | RITE AID CORP | 85,000 | $666 | 0.2% | $7.77 | — | Common Stocks | 767754104 |
| — | WILLIAMS PARTNERS LP | 21,576 | $601 | 0.2% | $49.97 | — | Common Stocks | 96949L105 |
| XOM | EXXON MOBIL CORP | 6,775 | $528 | 0.2% | $53.69 | -4.3% | Common Stocks | 30231G102 |
| GOOGL | ALPHABET INC -CL A | 667 | $519 | 0.2% | $36.73 | 0.0% | Common Stocks | 02079K305 |
| META | FACEBOOK INC | 4,900 | $513 | 0.2% | $42.27 | +141.4% | Common Stocks | 30303M102 |
| ET | ENERGY TRANSFER EQUITY L P UT LTD PTN | 36,000 | $495 | 0.2% | $33.76 | — | Common Stocks | 29273V100 |
| VZ | VERIZON COMMUNICATIONS | 9,771 | $452 | 0.1% | $27.04 | -0.4% | Common Stocks | 92343V104 |
| — | NUVEEN AMT-FREE MUNI INCOME FUND | 30,000 | $416 | 0.1% | $13.87 | — | Fixed Income Closed-End Fund | 670657105 |
| — | NUVEEN MUNICIPAL ADVANTAGE FUND | 29,500 | $409 | 0.1% | $13.86 | — | Fixed Income Closed-End Fund | 67062H106 |
| KINS | KINGSTONE INC | 45,100 | $406 | 0.1% | $7.20 | +5.7% | Common Stocks | 496719105 |
| SFBS | SERVISFIRST BANCSHARES INC | 6,935 | $330 | 0.1% | $15.39 | +26.7% | Common Stocks | 81768T108 |
| GILD | GILEAD Sciences | 3,234 | $327 | 0.1% | $77.50 | -5.9% | Common Stocks | 375558103 |
| COST | COSTCO WHOLESALE CORP | 2,000 | $323 | 0.1% | $86.56 | +53.5% | Common Stocks | 22160K105 |
| — | ZELTIQ AESTHETICS INC | 11,200 | $320 | 0.1% | $32.05 | — | Common Stocks | 98933Q108 |
| — | FCB FINANCIAL HOLDINGS | 8,890 | $318 | 0.1% | $32.19 | — | Common Stocks | 30255G103 |
| — | SVB FINANCIAL GROUP | 2,490 | $296 | 0.1% | $118.88 | — | Common Stocks | 78486Q101 |
| MPLX | MPLX LP | 7,085 | $279 | 0.1% | $39.38 | — | Common Stocks | 55336V100 |
| — | PINNACLE FINANCIAL PARTNERS | 5,300 | $272 | 0.1% | $54.08 | — | Common Stocks | 72346Q104 |
| PG | PROCTER & GAMBLE COMPANY | 3,368 | $267 | 0.1% | $55.00 | +5.3% | Common Stocks | 742718109 |
| AMP | AMERIPRISE FINL INC | 2,400 | $255 | 0.1% | $68.12 | +32.4% | Common Stocks | 03076C106 |
| MRK | MERCK & COMPANY | 4,607 | $243 | 0.1% | $30.65 | +20.0% | Common Stocks | 58933Y105 |
| — | ENERGY TRANSFER PARTNERS L.P. | 7,122 | $240 | 0.1% | $52.14 | — | Common Stocks | 29273R109 |
| WHG | WESTWOOD HOLDINGS GROUP, INC. | 4,575 | $238 | 0.1% | $56.69 | -0.7% | Common Stocks | 961765104 |
| T | A T & T INC (NEW) | 6,843 | $235 | 0.1% | $11.39 | +9.1% | Common Stocks | 00206R102 |
| IWF | Ishares Russell 1000 Growth ETF | 2,345 | $233 | 0.1% | $97.41 | — | Equity ETFs | 464287614 |
| EDAP | EDAP TMS SA-ADR | 55,000 | $227 | 0.1% | $5.58 | — | Common Stocks | 268311107 |
| VIG | VANGUARD DIVIDEND APPREC | 2,815 | $219 | 0.1% | $73.75 | — | Equity ETFs | 921908844 |
| CMCSA | COMCAST CORP NEW CL A | 3,772 | $213 | 0.1% | $23.34 | +1.8% | Common Stocks | 20030N101 |
| — | PROSHARES SHORT DOW 30 | 9,000 | $203 | 0.1% | $23.33 | — | Equity ETFs | 74347R701 |
| — | 1ST CENTY BANCSHARES INC COM | 29,479 | $203 | 0.1% | $6.96 | — | Common Stocks | 31943X102 |
| EFSC | ENTERPRISE FINANCIAL SERVICES CORP | 7,065 | $200 | 0.1% | $23.54 | 0.0% | Common Stocks | 293712105 |
| KMI | KINDER MORGAN INC | 10,765 | $161 | 0.1% | $22.45 | -36.4% | Common Stocks | 49456B101 |
| — | AMERICAN MIDSTREAM PARTNERS LLP | 19,000 | $154 | 0.0% | $24.49 | — | Common Stocks | 02752P100 |
| — | AMERICAN RIVER BANKSHRS | 11,675 | $124 | 0.0% | $9.31 | — | Common Stocks | 029326105 |
| — | GREEN BANCORP INC | 11,655 | $122 | 0.0% | $15.22 | — | Common Stocks | 39260X100 |
| OXBR | OXBRIDGE RE HOLDINGS LTD | 19,750 | $113 | 0.0% | $5.97 | -3.3% | Common Stocks | G6856M106 |
| — | MACQUARIE INFRASTRUCTURE | 100,000 | $112 | 0.0% | $1.11 | — | Convertible Bonds | 55608BAA3 |
| AG | FIRST MAJESTIC SILVER CORP | 20,485 | $67 | 0.0% | $3.36 | 0.0% | Common Stocks | 32076V103 |
| — | EV ENERGY PARTNERS LP | 13,500 | $38 | 0.0% | $32.70 | — | Common Stocks | 26926V107 |
| — | BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN | 25,500 | $17 | 0.0% | $12.16 | — | Common Stocks | 106776107 |
| — | Royal Gold Inc Conv Sr Note 2.875% 06/15/19 | 11,000 | $10 | 0.0% | $1.00 | — | Convertible Bonds | 780287AA6 |