Location: Mercer Island, WA
CIK: 0001549408 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 16, 2020
Total Value: $148M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AXSM | AXSOME THERAPEUTICS INC | 1,009,131 | $71.9M | 48.7% | $7.68 | +915.0% | COM | 05464T104 |
| BIL | SPDR SER TR | 216,852 | $19.85M | 13.4% | $91.57 | — | SPDR BLOOMBERG | 78468R663 |
| — | SPECTRUM PHARMACEUTICALS INC | 1,477,212 | $6.027M | 4.1% | $3.06 | — | COM | 84763A108 |
| COF | CAPITAL ONE FINL CORP | 57,837 | $4.156M | 2.8% | $66.87 | -8.8% | COM | 14040H105 |
| KURA | KURA ONCOLOGY INC | 115,641 | $3.543M | 2.4% | $13.36 | +65.3% | COM | 50127T109 |
| — | CIDARA THERAPEUTICS INC | 1,154,288 | $3.29M | 2.2% | $3.52 | — | COM | 171757107 |
| SHV | ISHARES TR | 20,534 | $2.273M | 1.5% | $111.04 | — | SHORT TREAS BD | 464288679 |
| GEN | NORTONLIFELOCK INC | 81,112 | $1.69M | 1.1% | $19.32 | 0.0% | COM | 668771108 |
| CTRA | CABOT OIL & GAS CORP | 93,901 | $1.63M | 1.1% | $14.31 | 0.0% | COM | 127097103 |
| GIS | GENERAL MLS INC | 26,417 | $1.629M | 1.1% | $51.43 | +1.3% | COM | 370334104 |
| CAG | CONAGRA BRANDS INC | 44,750 | $1.598M | 1.1% | $28.06 | +3.2% | COM | 205887102 |
| CPB | CAMPBELL SOUP CO | 32,286 | $1.562M | 1.1% | $41.25 | 0.0% | COM | 134429109 |
| GILD | GILEAD SCIENCES INC | 19,870 | $1.256M | 0.9% | $56.12 | 0.0% | COM | 375558103 |
| AMGN | AMGEN INC | 4,852 | $1.233M | 0.8% | $187.87 | +11.5% | COM | 031162100 |
| DLR | DIGITAL RLTY TR INC | 7,534 | $1.106M | 0.7% | $124.18 | 0.0% | COM | 253868103 |
| DUK | DUKE ENERGY CORP NEW | 12,325 | $1.092M | 0.7% | $66.47 | +0.4% | COM NEW | 26441C204 |
| AZN | ASTRAZENECA PLC | 19,381 | $1.062M | 0.7% | $54.80 | — | SPONSORED ADR | 046353108 |
| TGT | TARGET CORP | 6,369 | $1.003M | 0.7% | $101.25 | +17.2% | COM | 87612E106 |
| KHC | KRAFT HEINZ CO | 32,632 | $977K | 0.7% | $25.88 | 0.0% | COM | 500754106 |
| MRK | MERCK & CO. INC | 10,908 | $905K | 0.6% | $58.28 | +13.1% | COM | 58933Y105 |
| PFE | PFIZER INC | 23,717 | $870K | 0.6% | $27.11 | 0.0% | COM | 717081103 |
| KMB | KIMBERLY CLARK CORP | 4,602 | $680K | 0.5% | $103.36 | +19.5% | COM | 494368103 |
| SJM | SMUCKER J M CO | 5,880 | $679K | 0.5% | $93.44 | 0.0% | COM NEW | 832696405 |
| WEC | WEC ENERGY GROUP INC | 7,001 | $678K | 0.5% | $75.83 | +3.0% | COM | 92939U106 |
| VZ | VERIZON COMMUNICATIONS INC | 11,371 | $676K | 0.5% | $41.27 | +3.2% | COM | 92343V104 |
| AAPL | APPLE INC | 5,800 | $672K | 0.5% | $87.14 | +21.6% | COM | 037833100 |
| ED | CONSOLIDATED EDISON INC | 8,528 | $663K | 0.4% | $62.00 | -2.0% | COM | 209115104 |
| JNJ | JOHNSON & JOHNSON | 4,419 | $658K | 0.4% | $124.89 | +1.7% | COM | 478160104 |
| — | SEAGATE TECHNOLOGY PLC | 13,066 | $644K | 0.4% | $49.29 | — | SHS | G7945M107 |
| MMM | 3M CO | 4,004 | $641K | 0.4% | $97.08 | +13.7% | COM | 88579Y101 |
| GOOG | ALPHABET INC | 430 | $632K | 0.4% | $42.62 | +77.7% | CAP STK CL C | 02079K107 |
| BMY | BRISTOL-MYERS SQUIBB CO | 10,487 | $632K | 0.4% | $48.46 | +0.3% | COM | 110122108 |
| MSFT | MICROSOFT CORP | 3,000 | $631K | 0.4% | $46.85 | +328.5% | COM | 594918104 |
| IFF | INTERNATIONAL FLAVORS&FRAGRA | 5,055 | $619K | 0.4% | $107.46 | 0.0% | COM | 459506101 |
| BAC | BK OF AMERICA CORP | 24,631 | $593K | 0.4% | $19.62 | +11.2% | COM | 060505104 |
| PG | PROCTER AND GAMBLE CO | 4,150 | $577K | 0.4% | $84.70 | +37.4% | COM | 742718109 |
| HON | HONEYWELL INTL INC | 3,403 | $560K | 0.4% | $81.58 | +63.3% | COM | 438516106 |
| — | JUNIPER NETWORKS INC | 25,792 | $555K | 0.4% | $21.52 | — | COM | 48203R104 |
| WM | WASTE MGMT INC DEL | 4,500 | $509K | 0.3% | $76.40 | +32.6% | COM | 94106L109 |
| ITW | ILLINOIS TOOL WKS INC | 2,500 | $483K | 0.3% | $86.60 | +93.2% | COM | 452308109 |
| ETN | EATON CORP PLC | 4,500 | $459K | 0.3% | $48.13 | +85.3% | SHS | G29183103 |
| HD | HOME DEPOT INC | 1,600 | $444K | 0.3% | $154.44 | +53.9% | COM | 437076102 |
| BX | BLACKSTONE GROUP INC | 8,100 | $423K | 0.3% | $40.79 | +9.1% | COM CL A | 09260D107 |
| CMI | CUMMINS INC | 2,000 | $422K | 0.3% | $88.81 | +96.9% | COM | 231021106 |
| PEP | PEPSICO INC | 3,000 | $416K | 0.3% | $101.63 | +13.3% | COM | 713448108 |
| DIS | DISNEY WALT CO | 3,301 | $410K | 0.3% | $100.71 | +21.3% | COM DISNEY | 254687106 |
| — | BLACKROCK INC | 700 | $394K | 0.3% | $392.86 | — | COM | 09247X101 |
| MDT | MEDTRONIC PLC | 3,500 | $364K | 0.2% | $76.09 | +13.3% | SHS | G5960L103 |
| JPM | JPMORGAN CHASE & CO | 3,700 | $356K | 0.2% | $66.09 | +29.3% | COM | 46625H100 |
| EMN | EASTMAN CHEM CO | 4,500 | $352K | 0.2% | $51.71 | +20.8% | COM | 277432100 |
| CHRW | C H ROBINSON WORLDWIDE INC | 3,171 | $324K | 0.2% | $82.63 | 0.0% | COM NEW | 12541W209 |
| KO | COCA COLA CO | 6,502 | $321K | 0.2% | $38.72 | +5.3% | COM | 191216100 |
| INTC | INTEL CORP | 6,000 | $311K | 0.2% | $52.08 | -10.7% | COM | 458140100 |
| HEDJ | WISDOMTREE TR | 4,734 | $292K | 0.2% | $51.27 | — | EUROPE HEDGED EQ | 97717X701 |
| BIIB | BIOGEN INC | 1,000 | $284K | 0.2% | $277.46 | +0.5% | COM | 09062X103 |
| DOW | DOW INC | 5,300 | $249K | 0.2% | $33.48 | 0.0% | COM | 260557103 |
| XOM | EXXON MOBIL CORP | 7,000 | $240K | 0.2% | $33.93 | -4.7% | COM | 30231G102 |
| REM | ISHARES TR | 8,732 | $225K | 0.2% | $24.85 | — | MORTGE REL ETF | 46435G342 |
| SYY | SYSCO CORP | 3,500 | $218K | 0.1% | $50.42 | 0.0% | COM | 871829107 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 950 | $202K | 0.1% | $204.56 | 0.0% | CL B NEW | 084670702 |
| — | BLACKROCK LTD DURATION INC T | 11,516 | $169K | 0.1% | $15.72 | — | COM SHS | 09249W101 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 13,579 | $154K | 0.1% | $11.77 | — | COM | 27828A100 |
| — | RA MED SYS INC | 524,680 | $152K | 0.1% | $4.30 | — | COM | 74933X104 |
| — | BGC PARTNERS INC | 34,052 | $82,000 | 0.1% | $11.82 | — | CL A | 05541T101 |
| — | GENERAL ELECTRIC CO | 11,000 | $69,000 | 0.0% | $6.27 | — | COM | 369604103 |
| BMY | BRISTOL-MYERS SQUIBB CO | 500 | $0 | 0.0% | $48.46 | +0.3% | Call | 110122108 |
| BMY | BRISTOL-MYERS SQUIBB CO | 500 | $0 | 0.0% | $48.46 | +0.3% | Put | 110122108 |
| KO | COCA COLA CO | 800 | $0 | 0.0% | $38.72 | +5.3% | Put | 191216100 |
| PG | PROCTER AND GAMBLE CO | 700 | $0 | 0.0% | $84.70 | +37.4% | Put | 742718109 |