CIK: 0001549408 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 12, 2021
Total Value ($000): $199,461 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AXSM | AXSOME THERAPEUTICS INC | 1,009,799 | $82,268 | 41.2% | $7.68 | +874.0% | COM | 05464T104 |
| RNAM | AVIDITY BIOSCIENCES INC | 1,571,160 | $40,096 | 20.1% | $29.16 | 0.0% | COM | 05370A108 |
| BIL | SPDR SER TR | 184,284 | $16,866 | 8.5% | $91.57 | — | SPDR BLOOMBERG | 78468R663 |
| COF | CAPITAL ONE FINL CORP | 57,837 | $5,717 | 2.9% | $66.87 | +16.2% | COM | 14040H105 |
| — | SPECTRUM PHARMACEUTICALS INC | 1,539,949 | $5,251 | 2.6% | $3.07 | — | COM | 84763A108 |
| — | CIDARA THERAPEUTICS INC | 1,154,131 | $2,308 | 1.2% | $3.52 | — | COM | 171757107 |
| SHV | ISHARES TR | 20,534 | $2,270 | 1.1% | $111.04 | — | SHORT TREAS BD | 464288679 |
| KURA | KURA ONCOLOGY INC | 67,568 | $2,207 | 1.1% | $13.36 | +163.1% | COM | 50127T109 |
| MS | MORGAN STANLEY | 28,363 | $1,944 | 1.0% | $48.82 | 0.0% | COM NEW | 617446448 |
| GLD | SPDR GOLD TR | 10,653 | $1,900 | 1.0% | $178.35 | — | GOLD SHS | 78463V107 |
| CB | CHUBB LIMITED | 11,666 | $1,796 | 0.9% | $130.07 | 0.0% | COM | H1467J104 |
| GRMN | GARMIN LTD | 14,363 | $1,719 | 0.9% | $98.98 | 0.0% | SHS | H2906T109 |
| EG | EVEREST RE GROUP LTD | 6,844 | $1,602 | 0.8% | $199.69 | 0.0% | COM | G3223R108 |
| ARE | ALEXANDRIA REAL ESTATE EQ IN | 8,419 | $1,500 | 0.8% | $133.68 | 0.0% | COM | 015271109 |
| CAG | CONAGRA BRANDS INC | 37,779 | $1,370 | 0.7% | $28.06 | +2.9% | COM | 205887102 |
| ABBV | ABBVIE INC | 12,338 | $1,322 | 0.7% | $78.94 | 0.0% | COM | 00287Y109 |
| IWM | ISHARES TR | 5,250 | $1,029 | 0.5% | $196.00 | — | RUSSELL 2000 ETF | 464287655 |
| SLV | ISHARES SILVER TR | 41,831 | $1,028 | 0.5% | $24.58 | — | ISHARES | 46428Q109 |
| C | CITIGROUP INC | 16,134 | $995 | 0.5% | $42.37 | 0.0% | COM NEW | 172967424 |
| EVRG | EVERGY INC | 16,951 | $941 | 0.5% | $44.68 | 0.0% | COM | 30034W106 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 83,399 | $937 | 0.5% | $11.24 | — | SPONSORED ADR | 71654V408 |
| WU | WESTERN UN CO | 39,562 | $868 | 0.4% | $21.94 | — | COM | 959802109 |
| KHC | KRAFT HEINZ CO | 23,029 | $798 | 0.4% | $25.88 | -1.3% | COM | 500754106 |
| GOOG | ALPHABET INC | 422 | $739 | 0.4% | $42.62 | +96.5% | CAP STK CL C | 02079K107 |
| BAC | BK OF AMERICA CORP | 23,924 | $725 | 0.4% | $19.62 | +20.6% | COM | 060505104 |
| HON | HONEYWELL INTL INC | 3,400 | $723 | 0.4% | $81.58 | +100.7% | COM | 438516106 |
| CSCO | CISCO SYS INC | 16,071 | $719 | 0.4% | $35.27 | 0.0% | COM | 17275R102 |
| CNP | CENTERPOINT ENERGY INC | 32,715 | $708 | 0.4% | $19.42 | 0.0% | COM | 15189T107 |
| MMM | 3M CO | 4,004 | $700 | 0.4% | $97.08 | +21.1% | COM | 88579Y101 |
| — | DUKE REALTY CORP | 17,157 | $686 | 0.3% | $39.98 | — | COM NEW | 264411505 |
| CVS | CVS HEALTH CORP | 9,802 | $669 | 0.3% | $55.22 | 0.0% | COM | 126650100 |
| MSFT | MICROSOFT CORP | 3,000 | $667 | 0.3% | $46.85 | +339.8% | COM | 594918104 |
| AAPL | APPLE INC | 5,000 | $663 | 0.3% | $87.14 | +34.3% | COM | 037833100 |
| T | AT&T INC | 22,207 | $639 | 0.3% | $15.38 | 0.0% | COM | 00206R102 |
| — | KELLOGG CO | 9,801 | $610 | 0.3% | $50.01 | 0.0% | COM | 487836108 |
| KMB | KIMBERLY-CLARK CORP | 4,500 | $607 | 0.3% | $103.36 | +12.2% | COM | 494368103 |
| DIS | DISNEY WALT CO | 3,301 | $598 | 0.3% | $100.71 | +39.2% | COM | 254687106 |
| XOM | EXXON MOBIL CORP | 14,299 | $589 | 0.3% | $32.10 | -5.4% | COM | 30231G102 |
| PG | PROCTER AND GAMBLE CO | 4,150 | $577 | 0.3% | $84.70 | +45.4% | COM | 742718109 |
| AMGN | AMGEN INC | 2,400 | $552 | 0.3% | $187.87 | +4.5% | COM | 031162100 |
| — | HESS CORP | 10,416 | $550 | 0.3% | $52.80 | — | COM | 42809H107 |
| ETN | EATON CORP PLC | 4,500 | $541 | 0.3% | $48.13 | +115.8% | SHS | G29183103 |
| MPC | MARATHON PETE CORP | 13,000 | $538 | 0.3% | $31.29 | 0.0% | COM | 56585A102 |
| WM | WASTE MGMT INC DEL | 4,500 | $531 | 0.3% | $76.40 | +40.6% | COM | 94106L109 |
| BX | BLACKSTONE GROUP INC | 8,100 | $525 | 0.3% | $40.79 | +19.7% | COM CL A | 09260D107 |
| ITW | ILLINOIS TOOL WKS INC | 2,500 | $510 | 0.3% | $86.60 | +109.0% | COM | 452308109 |
| — | BLACKROCK INC | 700 | $505 | 0.3% | $392.86 | — | COM | 09247X101 |
| DUK | DUKE ENERGY CORP NEW | 5,500 | $504 | 0.3% | $66.47 | +13.9% | COM NEW | 26441C204 |
| JPM | JPMORGAN CHASE & CO | 3,700 | $470 | 0.2% | $66.09 | +48.5% | COM | 46625H100 |
| EMN | EASTMAN CHEM CO | 4,500 | $451 | 0.2% | $51.71 | +49.8% | COM | 277432100 |
| PEP | PEPSICO INC | 3,000 | $445 | 0.2% | $101.63 | +19.3% | COM | 713448108 |
| HD | HOME DEPOT INC | 1,600 | $425 | 0.2% | $154.44 | +57.0% | COM | 437076102 |
| DLR | DIGITAL RLTY TR INC | 3,036 | $424 | 0.2% | $124.18 | -3.8% | COM | 253868103 |
| NWL | NEWELL BRANDS INC | 19,768 | $420 | 0.2% | $15.57 | 0.0% | COM | 651229106 |
| MDT | MEDTRONIC PLC | 3,500 | $410 | 0.2% | $76.09 | +25.0% | SHS | G5960L103 |
| KO | COCA COLA CO | 6,502 | $357 | 0.2% | $38.72 | +14.3% | COM | 191216100 |
| CMI | CUMMINS INC | 1,500 | $341 | 0.2% | $88.81 | +123.2% | COM | 231021106 |
| HEDJ | WISDOMTREE TR | 4,734 | $314 | 0.2% | $51.27 | — | EUROPE HEDGED EQ | 97717X701 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,350 | $313 | 0.2% | $209.19 | +5.3% | CL B NEW | 084670702 |
| ES | EVERSOURCE ENERGY | 3,464 | $300 | 0.2% | $73.10 | 0.0% | COM | 30040W108 |
| INTC | INTEL CORP | 6,000 | $299 | 0.1% | $52.08 | -15.5% | COM | 458140100 |
| DOW | DOW INC | 5,300 | $294 | 0.1% | $33.48 | +16.6% | COM | 260557103 |
| GILD | GILEAD SCIENCES INC | 4,922 | $287 | 0.1% | $56.12 | -12.1% | COM | 375558103 |
| REM | ISHARES TR | 8,732 | $278 | 0.1% | $24.85 | — | MORTGE REL ETF | 46435G342 |
| SYY | SYSCO CORP | 3,500 | $260 | 0.1% | $50.42 | +19.0% | COM | 871829107 |
| BIIB | BIOGEN INC | 1,000 | $245 | 0.1% | $277.46 | -6.6% | COM | 09062X103 |
| MRK | MERCK & CO. INC | 3,000 | $245 | 0.1% | $58.28 | +11.3% | COM | 58933Y105 |
| PFE | PFIZER INC | 5,500 | $202 | 0.1% | $27.11 | +5.6% | COM | 717081103 |
| — | BLACKROCK LTD DURATION INC T | 11,516 | $183 | 0.1% | $15.72 | — | COM SHS | 09249W101 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 13,579 | $160 | 0.1% | $11.77 | — | COM | 27828A100 |
| — | BGC PARTNERS INC | 34,052 | $136 | 0.1% | $11.82 | — | CL A | 05541T101 |
| — | RA MED SYS INC | 12,320 | $92 | 0.0% | $7.47 | — | COM | 74933X203 |
| AMGN | AMGEN INC | 500 | $2 | 0.0% | $187.87 | +4.5% | Call | 031162100 |
| IWM | ISHARES TR | 1,600 | $1 | 0.0% | $196.00 | — | Call | 464287655 |
| GLD | SPDR GOLD TR | 900 | $0 | 0.0% | $178.35 | — | Put | 78463V107 |
| GLD | SPDR GOLD TR | 900 | $0 | 0.0% | $178.35 | — | Call | 78463V107 |
| JPM | JPMORGAN CHASE & CO | 400 | $0 | 0.0% | $66.09 | +48.5% | Put | 46625H100 |
| IWM | ISHARES TR | 2,000 | $0 | 0.0% | $196.00 | — | Put | 464287655 |