ALETHEA CAPITAL MANAGEMENT, LLC Quant / Systematic

Location: Mercer Island, WA

CIK: 0001549408 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 12, 2021

Total Value: $199M (100.0% shares, 0.0% debt)

Holdings (78)

AXSM AXSOME THERAPEUTICS INC 41.2%
Value $82.27M Shares 1,009,799 Est. Cost $7.68 Unrealized +874.0%
RNAM AVIDITY BIOSCIENCES INC 20.1%
Value $40.1M Shares 1,571,160 Est. Cost $29.16 Unrealized 0.0%
BIL SPDR SER TR 8.5%
Value $16.87M Shares 184,284 Est. Cost $91.57 Unrealized
COF CAPITAL ONE FINL CORP 2.9%
Value $5.717M Shares 57,837 Est. Cost $66.87 Unrealized +16.2%
SPECTRUM PHARMACEUTICALS INC 2.6%
Value $5.251M Shares 1,539,949 Est. Cost $3.07 Unrealized
CIDARA THERAPEUTICS INC 1.2%
Value $2.308M Shares 1,154,131 Est. Cost $3.52 Unrealized
SHV ISHARES TR 1.1%
Value $2.27M Shares 20,534 Est. Cost $111.04 Unrealized
KURA KURA ONCOLOGY INC 1.1%
Value $2.207M Shares 67,568 Est. Cost $13.36 Unrealized +163.1%
MS MORGAN STANLEY 1.0%
Value $1.944M Shares 28,363 Est. Cost $48.82 Unrealized 0.0%
GLD SPDR GOLD TR 1.0%
Value $1.9M Shares 10,653 Est. Cost $178.35 Unrealized
CB CHUBB LIMITED 0.9%
Value $1.796M Shares 11,666 Est. Cost $130.07 Unrealized 0.0%
GRMN GARMIN LTD 0.9%
Value $1.719M Shares 14,363 Est. Cost $98.98 Unrealized 0.0%
EG EVEREST RE GROUP LTD 0.8%
Value $1.602M Shares 6,844 Est. Cost $199.69 Unrealized 0.0%
ARE ALEXANDRIA REAL ESTATE EQ IN 0.8%
Value $1.5M Shares 8,419 Est. Cost $133.68 Unrealized 0.0%
CAG CONAGRA BRANDS INC 0.7%
Value $1.37M Shares 37,779 Est. Cost $28.06 Unrealized +2.9%
ABBV ABBVIE INC 0.7%
Value $1.322M Shares 12,338 Est. Cost $78.94 Unrealized 0.0%
IWM ISHARES TR 0.5%
Value $1.029M Shares 5,250 Est. Cost $196.00 Unrealized
SLV ISHARES SILVER TR 0.5%
Value $1.028M Shares 41,831 Est. Cost $24.58 Unrealized
C CITIGROUP INC 0.5%
Value $995K Shares 16,134 Est. Cost $42.37 Unrealized 0.0%
EVRG EVERGY INC 0.5%
Value $941K Shares 16,951 Est. Cost $44.68 Unrealized 0.0%
PBR PETROLEO BRASILEIRO SA PETRO 0.5%
Value $937K Shares 83,399 Est. Cost $11.24 Unrealized
WU WESTERN UN CO 0.4%
Value $868K Shares 39,562 Est. Cost $21.94 Unrealized
KHC KRAFT HEINZ CO 0.4%
Value $798K Shares 23,029 Est. Cost $25.88 Unrealized -1.3%
GOOG ALPHABET INC 0.4%
Value $739K Shares 422 Est. Cost $42.62 Unrealized +96.5%
BAC BK OF AMERICA CORP 0.4%
Value $725K Shares 23,924 Est. Cost $19.62 Unrealized +20.6%
HON HONEYWELL INTL INC 0.4%
Value $723K Shares 3,400 Est. Cost $81.58 Unrealized +100.7%
CSCO CISCO SYS INC 0.4%
Value $719K Shares 16,071 Est. Cost $35.27 Unrealized 0.0%
CNP CENTERPOINT ENERGY INC 0.4%
Value $708K Shares 32,715 Est. Cost $19.42 Unrealized 0.0%
MMM 3M CO 0.4%
Value $700K Shares 4,004 Est. Cost $97.08 Unrealized +21.1%
DUKE REALTY CORP 0.3%
Value $686K Shares 17,157 Est. Cost $39.98 Unrealized
CVS CVS HEALTH CORP 0.3%
Value $669K Shares 9,802 Est. Cost $55.22 Unrealized 0.0%
MSFT MICROSOFT CORP 0.3%
Value $667K Shares 3,000 Est. Cost $46.85 Unrealized +339.8%
AAPL APPLE INC 0.3%
Value $663K Shares 5,000 Est. Cost $87.14 Unrealized +34.3%
T AT&T INC 0.3%
Value $639K Shares 22,207 Est. Cost $15.38 Unrealized 0.0%
KELLOGG CO 0.3%
Value $610K Shares 9,801 Est. Cost $50.01 Unrealized 0.0%
KMB KIMBERLY-CLARK CORP 0.3%
Value $607K Shares 4,500 Est. Cost $103.36 Unrealized +12.2%
DIS DISNEY WALT CO 0.3%
Value $598K Shares 3,301 Est. Cost $100.71 Unrealized +39.2%
XOM EXXON MOBIL CORP 0.3%
Value $589K Shares 14,299 Est. Cost $32.10 Unrealized -5.4%
PG PROCTER AND GAMBLE CO 0.3%
Value $577K Shares 4,150 Est. Cost $84.70 Unrealized +45.4%
AMGN AMGEN INC 0.3%
Value $552K Shares 2,400 Est. Cost $187.87 Unrealized +4.5%
HESS CORP 0.3%
Value $550K Shares 10,416 Est. Cost $52.80 Unrealized
ETN EATON CORP PLC 0.3%
Value $541K Shares 4,500 Est. Cost $48.13 Unrealized +115.8%
MPC MARATHON PETE CORP 0.3%
Value $538K Shares 13,000 Est. Cost $31.29 Unrealized 0.0%
WM WASTE MGMT INC DEL 0.3%
Value $531K Shares 4,500 Est. Cost $76.40 Unrealized +40.6%
BX BLACKSTONE GROUP INC 0.3%
Value $525K Shares 8,100 Est. Cost $40.79 Unrealized +19.7%
ITW ILLINOIS TOOL WKS INC 0.3%
Value $510K Shares 2,500 Est. Cost $86.60 Unrealized +109.0%
BLACKROCK INC 0.3%
Value $505K Shares 700 Est. Cost $392.86 Unrealized
DUK DUKE ENERGY CORP NEW 0.3%
Value $504K Shares 5,500 Est. Cost $66.47 Unrealized +13.9%
JPM JPMORGAN CHASE & CO 0.2%
Value $470K Shares 3,700 Est. Cost $66.09 Unrealized +48.5%
EMN EASTMAN CHEM CO 0.2%
Value $451K Shares 4,500 Est. Cost $51.71 Unrealized +49.8%
PEP PEPSICO INC 0.2%
Value $445K Shares 3,000 Est. Cost $101.63 Unrealized +19.3%
HD HOME DEPOT INC 0.2%
Value $425K Shares 1,600 Est. Cost $154.44 Unrealized +57.0%
DLR DIGITAL RLTY TR INC 0.2%
Value $424K Shares 3,036 Est. Cost $124.18 Unrealized -3.8%
NWL NEWELL BRANDS INC 0.2%
Value $420K Shares 19,768 Est. Cost $15.57 Unrealized 0.0%
MDT MEDTRONIC PLC 0.2%
Value $410K Shares 3,500 Est. Cost $76.09 Unrealized +25.0%
KO COCA COLA CO 0.2%
Value $357K Shares 6,502 Est. Cost $38.72 Unrealized +14.3%
CMI CUMMINS INC 0.2%
Value $341K Shares 1,500 Est. Cost $88.81 Unrealized +123.2%
HEDJ WISDOMTREE TR 0.2%
Value $314K Shares 4,734 Est. Cost $51.27 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 0.2%
Value $313K Shares 1,350 Est. Cost $209.19 Unrealized +5.3%
ES EVERSOURCE ENERGY 0.2%
Value $300K Shares 3,464 Est. Cost $73.10 Unrealized 0.0%
INTC INTEL CORP 0.1%
Value $299K Shares 6,000 Est. Cost $52.08 Unrealized -15.5%
DOW DOW INC 0.1%
Value $294K Shares 5,300 Est. Cost $33.48 Unrealized +16.6%
GILD GILEAD SCIENCES INC 0.1%
Value $287K Shares 4,922 Est. Cost $56.12 Unrealized -12.1%
REM ISHARES TR 0.1%
Value $278K Shares 8,732 Est. Cost $24.85 Unrealized
SYY SYSCO CORP 0.1%
Value $260K Shares 3,500 Est. Cost $50.42 Unrealized +19.0%
BIIB BIOGEN INC 0.1%
Value $245K Shares 1,000 Est. Cost $277.46 Unrealized -6.6%
MRK MERCK & CO. INC 0.1%
Value $245K Shares 3,000 Est. Cost $58.28 Unrealized +11.3%
PFE PFIZER INC 0.1%
Value $202K Shares 5,500 Est. Cost $27.11 Unrealized +5.6%
BLACKROCK LTD DURATION INC T 0.1%
Value $183K Shares 11,516 Est. Cost $15.72 Unrealized
XEVMX EATON VANCE CALIF MUN BD FD 0.1%
Value $160K Shares 13,579 Est. Cost $11.77 Unrealized
BGC PARTNERS INC 0.1%
Value $136K Shares 34,052 Est. Cost $11.82 Unrealized
RA MED SYS INC 0.0%
Value $92,000 Shares 12,320 Est. Cost $7.47 Unrealized
AMGN AMGEN INC 0.0%
Value $2,000 Shares 500 Est. Cost $187.87 Unrealized +4.5%
IWM ISHARES TR 0.0%
Value $1,000 Shares 1,600 Est. Cost $196.00 Unrealized
GLD SPDR GOLD TR 0.0%
Value $0 Shares 900 Est. Cost $178.35 Unrealized
GLD SPDR GOLD TR 0.0%
Value $0 Shares 900 Est. Cost $178.35 Unrealized
JPM JPMORGAN CHASE & CO 0.0%
Value $0 Shares 400 Est. Cost $66.09 Unrealized +48.5%
IWM ISHARES TR 0.0%
Value $0 Shares 2,000 Est. Cost $196.00 Unrealized