Location: Mercer Island, WA
CIK: 0001549408 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: May 14, 2021
Total Value: $164M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AXSM | AXSOME THERAPEUTICS INC | 1,012,203 | $57.31M | 35.0% | $7.68 | +816.3% | COM | 05464T104 |
| RNAM | AVIDITY BIOSCIENCES INC | 1,385,864 | $30.23M | 18.4% | $29.16 | -16.1% | COM | 05370A108 |
| BIL | SPDR SER TR | 177,084 | $16.2M | 9.9% | $91.57 | — | SPDR BLOOMBERG | 78468R663 |
| — | SPECTRUM PHARMACEUTICALS INC | 1,599,449 | $5.214M | 3.2% | $3.08 | — | COM | 84763A108 |
| — | CIDARA THERAPEUTICS INC | 1,163,631 | $3.095M | 1.9% | $3.52 | — | COM | 171757107 |
| SHV | ISHARES TR | 20,534 | $2.269M | 1.4% | $111.04 | — | SHORT TREAS BD | 464288679 |
| TLT | ISHARES TR | 15,959 | $2.162M | 1.3% | $135.47 | — | 20 YR TR BD ETF | 464287432 |
| PG | PROCTER AND GAMBLE CO | 15,783 | $2.137M | 1.3% | $107.54 | +7.6% | COM | 742718109 |
| LNT | ALLIANT ENERGY CORP | 31,410 | $1.701M | 1.0% | $42.55 | 0.0% | COM | 018802108 |
| ED | CONSOLIDATED EDISON INC | 22,394 | $1.675M | 1.0% | $59.14 | 0.0% | COM | 209115104 |
| WEC | WEC ENERGY GROUP INC | 17,585 | $1.646M | 1.0% | $74.07 | 0.0% | COM | 92939U106 |
| AEP | AMERICAN ELEC PWR CO INC | 19,439 | $1.646M | 1.0% | $67.49 | 0.0% | COM | 025537101 |
| D | DOMINION ENERGY INC | 21,524 | $1.635M | 1.0% | $58.48 | 0.0% | COM | 25746U109 |
| ETR | ENTERGY CORP NEW | 16,211 | $1.613M | 1.0% | $39.50 | 0.0% | COM | 29364G103 |
| DUK | DUKE ENERGY CORP NEW | 13,403 | $1.294M | 0.8% | $71.77 | +5.1% | COM NEW | 26441C204 |
| HD | HOME DEPOT INC | 3,405 | $1.039M | 0.6% | $202.15 | +20.9% | COM | 437076102 |
| ADM | ARCHER DANIELS MIDLAND CO | 17,732 | $1.011M | 0.6% | $47.95 | 0.0% | COM | 039483102 |
| VZ | VERIZON COMMUNICATIONS INC | 15,917 | $926K | 0.6% | $42.25 | 0.0% | COM | 92343V104 |
| BTI | BRITISH AMERN TOB PLC | 23,867 | $925K | 0.6% | $38.76 | — | SPONSORED ADR | 110448107 |
| PPL | PPL CORP | 31,729 | $915K | 0.6% | $23.19 | 0.0% | COM | 69351T106 |
| SNY | SANOFI | 18,415 | $911K | 0.6% | $49.47 | — | SPONSORED ADR | 80105N105 |
| AZN | ASTRAZENECA PLC | 17,899 | $890K | 0.5% | $49.72 | — | SPONSORED ADR | 046353108 |
| WHR | WHIRLPOOL CORP | 4,009 | $883K | 0.5% | $198.49 | 0.0% | COM | 963320106 |
| CCI | CROWN CASTLE INTL CORP NEW | 5,103 | $878K | 0.5% | $127.33 | 0.0% | COM | 22822V101 |
| GOOG | ALPHABET INC | 418 | $865K | 0.5% | $42.62 | +131.0% | CAP STK CL C | 02079K107 |
| CMS | CMS ENERGY CORP | 13,617 | $834K | 0.5% | $49.54 | 0.0% | COM | 125896100 |
| BBY | BEST BUY INC | 7,253 | $833K | 0.5% | $90.56 | 0.0% | COM | 086516101 |
| LPRO | OPEN LENDING CORP | 23,209 | $822K | 0.5% | $37.71 | 0.0% | COM CL A | 68373J104 |
| BAC | BK OF AMERICA CORP | 21,014 | $813K | 0.5% | $19.62 | +56.2% | COM | 060505104 |
| IP | INTERNATIONAL PAPER CO | 14,557 | $787K | 0.5% | $39.42 | 0.0% | COM | 460146103 |
| PSA | PUBLIC STORAGE | 3,134 | $773K | 0.5% | $188.24 | 0.0% | COM | 74460D109 |
| MMM | 3M CO | 4,000 | $771K | 0.5% | $97.08 | +28.8% | COM | 88579Y101 |
| MCD | MCDONALDS CORP | 3,371 | $756K | 0.5% | $191.26 | 0.0% | COM | 580135101 |
| HON | HONEYWELL INTL INC | 3,400 | $738K | 0.5% | $81.58 | +116.5% | COM | 438516106 |
| PEG | PUBLIC SVC ENTERPRISE GRP IN | 12,258 | $738K | 0.5% | $48.92 | 0.0% | COM | 744573106 |
| PNW | PINNACLE WEST CAP CORP | 9,053 | $736K | 0.4% | $62.43 | 0.0% | COM | 723484101 |
| XEL | XCEL ENERGY INC | 10,853 | $722K | 0.4% | $54.03 | 0.0% | COM | 98389B100 |
| UPS | UNITED PARCEL SERVICE INC | 4,150 | $705K | 0.4% | $131.98 | 0.0% | CL B | 911312106 |
| COF | CAPITAL ONE FINL CORP | 5,000 | $636K | 0.4% | $66.87 | +61.4% | COM | 14040H105 |
| KMB | KIMBERLY-CLARK CORP | 4,500 | $626K | 0.4% | $103.36 | +7.3% | COM | 494368103 |
| ETN | EATON CORP PLC | 4,500 | $622K | 0.4% | $48.13 | +147.1% | SHS | G29183103 |
| AAPL | APPLE INC | 5,000 | $611K | 0.4% | $87.14 | +43.5% | COM | 037833100 |
| CMI | CUMMINS INC | 2,356 | $610K | 0.4% | $137.16 | +61.8% | COM | 231021106 |
| DIS | DISNEY WALT CO | 3,301 | $609K | 0.4% | $100.71 | +78.9% | COM | 254687106 |
| BX | BLACKSTONE GROUP INC | 8,100 | $604K | 0.4% | $40.79 | +43.7% | COM | 09260D107 |
| AMGN | AMGEN INC | 2,400 | $597K | 0.4% | $187.87 | +9.0% | COM | 031162100 |
| WM | WASTE MGMT INC DEL | 4,500 | $581K | 0.4% | $76.40 | +41.6% | COM | 94106L109 |
| JPM | JPMORGAN CHASE & CO | 3,700 | $563K | 0.3% | $66.09 | +92.5% | COM | 46625H100 |
| ITW | ILLINOIS TOOL WKS INC | 2,500 | $554K | 0.3% | $86.60 | +113.6% | COM | 452308109 |
| MSFT | MICROSOFT CORP | 2,300 | $542K | 0.3% | $46.85 | +375.8% | COM | 594918104 |
| — | BLACKROCK INC | 700 | $528K | 0.3% | $392.86 | — | COM | 09247X101 |
| EMN | EASTMAN CHEM CO | 4,500 | $496K | 0.3% | $51.71 | +76.6% | COM | 277432100 |
| — | TRILLIUM THERAPEUTICS INC | 42,800 | $460K | 0.3% | $10.75 | — | COM NEW | 89620X506 |
| PEP | PEPSICO INC | 3,000 | $424K | 0.3% | $101.63 | +16.0% | COM | 713448108 |
| MDT | MEDTRONIC PLC | 3,500 | $413K | 0.3% | $76.09 | +33.7% | SHS | G5960L103 |
| XOM | EXXON MOBIL CORP | 7,000 | $391K | 0.2% | $32.10 | +34.9% | COM | 30231G102 |
| INTC | INTEL CORP | 6,000 | $384K | 0.2% | $52.08 | +3.9% | COM | 458140100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,350 | $345K | 0.2% | $209.19 | +16.1% | CL B NEW | 084670702 |
| HEDJ | WISDOMTREE TR | 4,734 | $344K | 0.2% | $51.27 | — | EUROPE HEDGED EQ | 97717X701 |
| KO | COCA COLA CO | 6,502 | $343K | 0.2% | $38.72 | +12.0% | COM | 191216100 |
| DOW | DOW INC | 5,300 | $339K | 0.2% | $33.48 | +36.8% | COM | 260557103 |
| MRK | MERCK & CO. INC | 4,300 | $331K | 0.2% | $59.73 | +5.6% | COM | 58933Y105 |
| REM | ISHARES TR | 8,702 | $307K | 0.2% | $24.85 | — | MORTGE REL ETF | 46435G342 |
| PFE | PFIZER INC | 7,782 | $282K | 0.2% | $27.38 | +2.4% | COM | 717081103 |
| BIIB | BIOGEN INC | 1,000 | $280K | 0.2% | $277.46 | -2.8% | COM | 09062X103 |
| SYY | SYSCO CORP | 3,500 | $276K | 0.2% | $50.42 | +35.0% | COM | 871829107 |
| — | TWITTER INC | 4,050 | $258K | 0.2% | $63.70 | — | COM | 90184L102 |
| CVS | CVS HEALTH CORP | 3,300 | $248K | 0.2% | $55.22 | +12.8% | COM | 126650100 |
| — | SL GREEN RLTY CORP | 3,500 | $245K | 0.1% | $70.00 | — | COM | 78440X804 |
| NFG | NATIONAL FUEL GAS CO | 4,500 | $225K | 0.1% | $45.39 | 0.0% | COM | 636180101 |
| AX | AXOS FINANCIAL INC | 4,400 | $207K | 0.1% | $45.04 | 0.0% | COM | 05465C100 |
| — | BLACKROCK LTD DURATION INC T | 10,871 | $182K | 0.1% | $15.72 | — | COM SHS | 09249W101 |
| — | BGC PARTNERS INC | 34,052 | $164K | 0.1% | $11.82 | — | CL A | 05541T101 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 13,579 | $158K | 0.1% | $11.77 | — | COM | 27828A100 |
| — | RA MED SYS INC | 12,320 | $57,000 | 0.0% | $7.47 | — | COM | 74933X203 |
| MCD | MCDONALDS CORP | 200 | $1,000 | 0.0% | $191.26 | 0.0% | Call | 580135101 |
| DIS | DISNEY WALT CO | 600 | $1,000 | 0.0% | $100.71 | +78.9% | Put | 254687106 |
| TLT | ISHARES TR | 400 | $0 | 0.0% | $135.47 | — | Put | 464287432 |
| BBY | BEST BUY INC | 500 | $0 | 0.0% | $90.56 | 0.0% | Put | 086516101 |
| DIS | DISNEY WALT CO | 600 | $0 | 0.0% | $100.71 | +78.9% | Call | 254687106 |
| INTC | INTEL CORP | 600 | $0 | 0.0% | $52.08 | +3.9% | Put | 458140100 |
| INTC | INTEL CORP | 600 | $0 | 0.0% | $52.08 | +3.9% | Call | 458140100 |
| TLT | ISHARES TR | 400 | $0 | 0.0% | $135.47 | — | Call | 464287432 |