Location: Carlsbad, CA
CIK: 0001568303 · Show all filings
Period: Q2 2013 (Next →)
Filing Date: Aug 14, 2013
Total Value: $378M (98.2% shares, 1.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LEVEL 3 COMMUNICATIONS INC | 2,655,006 | $55.97M | 14.8% | $21.08 | $21.08 | — | COM NEW | 52729N308 |
| — | CHIMERA INVT CORP | 14,918,452 | $44.76M | 11.9% | $3.00 | $3.00 | — | COM | 16934Q109 |
| EPD | ENTERPRISE PRODS PARTNERS L | 339,511 | $21.1M | 5.6% | $62.15 | $62.15 | — | COM | 293792107 |
| BKD | BROOKDALE SR LIVING INC | 794,140 | $21M | 5.6% | $26.44 * | $27.55 | 0.0% | COM | 112463104 |
| — | ANNALY CAP MGMT INC | 1,341,822 | $16.87M | 4.5% | $12.57 | $12.57 | — | COM | 035710409 |
| GS | GOLDMAN SACHS GROUP INC | 89,400 | $13.52M | 3.6% | $151.25 * | $120.06 | 0.0% | COM | 38141G104 |
| SYK | STRYKER CORP | 201,120 | $13.01M | 3.4% | $64.68 * | $56.92 | 0.0% | COM | 863667101 |
| MSFT | MICROSOFT CORP | 330,000 | $11.4M | 3.0% | $34.55 * | $26.70 | 0.0% | COM | 594918104 |
| — | TWO HBRS INVT CORP | 1,023,554 | $10.49M | 2.8% | $10.25 | $10.25 | — | COM | 90187B101 |
| — | GENERAL ELECTRIC CO | 452,069 | $10.48M | 2.8% | $23.19 | $23.19 | — | COM | 369604103 |
| — | CYS INVTS INC | 1,136,626 | $10.47M | 2.8% | $9.21 | $9.21 | — | COM | 12673A108 |
| ARI | APOLLO COML REAL EST FIN INC | 438,006 | $6.956M | 1.8% | $15.88 | $15.88 | — | COM | 03762U105 |
| — | LEVEL 3 COMMUNICATIONS INC | 5,000,000 | $6.822M | 1.8% | $1.36 | $1.36 | — | NOTE 6.500%10/0 | 52729NBR0 |
| — | ELLINGTON FINANCIAL LLC | 297,374 | $6.783M | 1.8% | $22.81 | $22.81 | — | COM | 288522303 |
| — | MFA FINL INC | 715,500 | $6.046M | 1.6% | $8.45 | $8.45 | — | COM | 55272X102 |
| — | ALLIED WRLD ASSUR COM HLDG A | 58,480 | $5.352M | 1.4% | $91.52 | $91.52 | — | SHS | H01531104 |
| NMFC | NEW MTN FIN CORP | 339,800 | $4.811M | 1.3% | $14.16 * | $3.91 | 0.0% | COM | 647551100 |
| ZBH | ZIMMER HLDGS INC | 59,600 | $4.466M | 1.2% | $74.93 * | $67.30 | 0.0% | COM | 98956P102 |
| RIG | TRANSOCEAN LTD | 91,138 | $4.37M | 1.2% | $47.95 * | $50.97 | 0.0% | REG SHS | H8817H100 |
| — | MVC CAPITAL INC | 342,520 | $4.312M | 1.1% | $12.59 | $12.59 | — | COM | 553829102 |
| — | HOME LN SERVICING SOLUTIONS | 169,600 | $4.065M | 1.1% | $23.97 | $23.97 | — | ORD SHS | G6648D109 |
| — | REGENCY ENERGY PARTNERS L P | 148,835 | $4.014M | 1.1% | $26.97 | $26.97 | — | COM UNITS L P | 75885Y107 |
| — | ZAIS FINL CORP | 212,082 | $3.854M | 1.0% | $18.17 | $18.17 | — | COM | 98886K108 |
| — | TARGA RESOURCES PARTNERS LP | 76,095 | $3.839M | 1.0% | $50.45 | $50.45 | — | COM UNIT | 87611X105 |
| PFE | PFIZER INC | 122,347 | $3.427M | 0.9% | $28.01 * | $16.46 | 0.0% | COM | 717081103 |
| PNNT | PENNANTPARK INVT CORP | 307,624 | $3.399M | 0.9% | $11.05 * | $2.41 | 0.0% | COM | 708062104 |
| — | NUSTAR ENERGY LP | 70,406 | $3.214M | 0.9% | $45.65 | $45.65 | — | UNIT COM | 67058H102 |
| — | TOTAL S A | 60,000 | $2.922M | 0.8% | $48.70 | $48.70 | — | SPONSORED ADR | 89151E109 |
| SLRC | SOLAR CAP LTD | 126,462 | $2.92M | 0.8% | $23.09 * | $7.36 | 0.0% | COM | 83413U100 |
| CSCO | CISCO SYS INC | 120,000 | $2.92M | 0.8% | $24.33 * | $15.24 | 0.0% | COM | 17275R102 |
| STWD | STARWOOD PPTY TR INC | 111,753 | $2.766M | 0.7% | $24.75 | $24.75 | — | COM | 85571B105 |
| — | CALUMET SPECIALTY PRODS PTNR | 69,547 | $2.53M | 0.7% | $36.38 | $36.38 | — | UT LTD PARTNER | 131476103 |
| — | SOLAR SR CAP LTD | 131,980 | $2.43M | 0.6% | $18.41 | $18.41 | — | COM | 83416M105 |
| — | COMCAST CORP NEW | 60,000 | $2.38M | 0.6% | $39.67 | $39.67 | — | CL A SPL | 20030N200 |
| — | TRAVELCENTERS OF AMERICA LLC | 208,000 | $2.276M | 0.6% | $10.94 | $10.94 | — | COM | 894174101 |
| — | MEDLEY CAP CORP | 159,611 | $2.168M | 0.6% | $13.58 | $13.58 | — | COM | 58503F106 |
| EXC | EXELON CORP | 70,000 | $2.162M | 0.6% | $30.89 * | $15.41 | 0.0% | COM | 30161N101 |
| XOM | EXXON MOBIL CORP | 23,240 | $2.1M | 0.6% | $90.36 * | $53.69 | 0.0% | COM | 30231G102 |
| — | TRANSATLANTIC PETROLEUM LTD | 2,972,018 | $2.051M | 0.5% | $0.69 | $0.69 | — | SHS | G89982105 |
| — | BUCKEYE PARTNERS L P | 26,963 | $1.862M | 0.5% | $69.06 | $69.06 | — | UNIT LTD PARTN | 118230101 |
| — | TC PIPELINES LP | 38,000 | $1.835M | 0.5% | $48.29 | $48.29 | — | UT COM LTD PRT | 87233Q108 |
| — | JPMORGAN CHASE & CO | 108,800 | $1.697M | 0.4% | $15.60 | — | — | Call | 46634E114 |
| HRZN | HORIZON TECHNOLOGY FIN CORP | 113,334 | $1.557M | 0.4% | $13.74 * | $3.38 | 0.0% | COM | 44045A102 |
| — | BOARDWALK PIPELINE PARTNERS | 49,796 | $1.504M | 0.4% | $30.20 | $30.20 | — | UT LTD PARTNER | 096627104 |
| VALE | VALE S A | 105,600 | $1.389M | 0.4% | $13.15 | $13.15 | — | ADR | 91912E105 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1.341M | 0.4% | $54.51 | $54.51 | — | COM UNIT RP LP | 559080106 |
| — | MB FINANCIAL INC NEW | 50,000 | $1.34M | 0.4% | $26.80 | $26.80 | — | COM | 55264U108 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 95,000 | $1.274M | 0.3% | $13.41 | $13.41 | — | SPONSORED ADR | 71654V408 |
| ZTS | ZOETIS INC | 38,559 | $1.192M | 0.3% | $30.91 * | $29.32 | 0.0% | CL A | 98978V103 |
| GM | GENERAL MTRS CO | 35,306 | $1.176M | 0.3% | $33.31 * | $23.62 | 0.0% | COM | 37045V100 |
| — | VODAFONE GROUP PLC NEW | 40,000 | $1.15M | 0.3% | $28.75 | $28.75 | — | SPONS ADR NEW | 92857W209 |
| — | KKR FINL HLDGS LLC | 102,541 | $1.082M | 0.3% | $10.55 | $10.55 | — | COM | 48248A306 |
| CUBI | CUSTOMERS BANCORP INC | 65,000 | $1.056M | 0.3% | $16.25 * | $15.14 | 0.0% | COM | 23204G100 |
| — | GENERAL GROWTH PPTYS INC NEW | 50,719 | $1.008M | 0.3% | $19.87 | $19.87 | — | COM | 370023103 |
| — | INVESCO MORTGAGE CAPITAL INC | 60,834 | $1.008M | 0.3% | $16.57 | $16.57 | — | COM | 46131B100 |
| GM | GENERAL MTRS CO | 1,175 | $956K | 0.3% | $813.62 * | $23.62 | 0.0% | Call | 37045V100 |
| — | E M C CORP MASS | 40,000 | $945K | 0.3% | $23.63 | $23.63 | — | COM | 268648102 |
| ABBV | ABBVIE INC | 22,000 | $910K | 0.2% | $41.36 * | $26.55 | 0.0% | COM | 00287Y109 |
| — | TRIUS THERAPEUTICS INC | 110,424 | $894K | 0.2% | $8.10 | $8.10 | — | COM | 89685K100 |
| LLY | LILLY ELI & CO | 18,000 | $884K | 0.2% | $49.11 * | $42.21 | 0.0% | COM | 532457108 |
| KBR | KBR INC | 27,000 | $878K | 0.2% | $32.52 * | $26.54 | 0.0% | COM | 48242W106 |
| YPF | YPF SOCIEDAD ANONIMA | 57,500 | $849K | 0.2% | $14.77 | $14.77 | — | SPON ADR CL D | 984245100 |
| — | ISTAR FINL INC | 75,000 | $847K | 0.2% | $11.29 | $11.29 | — | COM | 45031U101 |
| PFLT | PENNANTPARK FLOATING RATE CA | 59,604 | $843K | 0.2% | $14.14 * | $4.10 | 0.0% | COM | 70806A106 |
| — | MFRI INC | 73,704 | $838K | 0.2% | $11.37 | $11.37 | — | COM | 552721102 |
| — | CABELAS INC | 2,459 | $806K | 0.2% | $327.78 | — | — | Put | 126804301 |
| — | GENERAL MTRS CO | 32,096 | $770K | 0.2% | $23.99 | — | — | Call | 37045V118 |
| ABT | ABBOTT LABS | 22,000 | $767K | 0.2% | $34.86 * | $28.85 | 0.0% | COM | 002824100 |
| — | AMERICAN CAPITAL AGENCY CORP | 30,100 | $693K | 0.2% | $23.02 | $23.02 | — | COM | 02503X105 |
| — | THL CR INC | 41,882 | $636K | 0.2% | $15.19 | $15.19 | — | COM | 872438106 |
| VEOEY | VEOLIA ENVIRONNEMENT | 55,000 | $628K | 0.2% | $11.42 | $11.42 | — | SPONSORED ADR | 92334N103 |
| — | SILVER BAY RLTY TR CORP | 36,791 | $609K | 0.2% | $16.55 | $16.55 | — | COM | 82735Q102 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $571K | 0.2% | $28.55 * | $23.16 | 0.0% | CL A | 609207105 |
| GBDC | GOLUB CAP BDC INC | 32,536 | $569K | 0.2% | $17.49 * | $5.68 | 0.0% | COM | 38173M102 |
| XYL | XYLEM INC | 20,000 | $539K | 0.1% | $26.95 * | $23.44 | 0.0% | COM | 98419M100 |
| — | GENERAL MTRS CO | 32,096 | $525K | 0.1% | $16.36 | — | — | Call | 37045V126 |
| — | VALE S A | 37,500 | $456K | 0.1% | $12.16 | $12.16 | — | ADR REPSTG PFD | 91912E204 |
| COP | CONOCOPHILLIPS | 7,200 | $436K | 0.1% | $60.56 * | $39.96 | 0.0% | COM | 20825C104 |
| GLW | CORNING INC | 5,200 | $413K | 0.1% | $79.42 | — | — | Call | 219350105 |
| — | KRAFT FOODS GROUP INC | 6,666 | $372K | 0.1% | $55.81 | $55.81 | — | COM | 50076Q106 |
| — | LEVEL 3 COMMUNICATIONS INC | 1,000 | $360K | 0.1% | $360.00 | $21.08 | — | Put | 52729N308 |
| F | FORD MTR CO DEL | 21,000 | $325K | 0.1% | $15.48 * | $7.61 | 0.0% | COM PAR $0.01 | 345370860 |
| — | BARRICK GOLD CORP | 19,250 | $303K | 0.1% | $15.74 | $15.74 | — | COM | 067901108 |
| — | ITT CORP NEW | 10,000 | $294K | 0.1% | $29.40 | $29.40 | — | COM NEW | 450911201 |
| — | SANDRIDGE ENERGY INC | 61,162 | $291K | 0.1% | $4.76 | $4.76 | — | COM | 80007P307 |
| KMI | KINDER MORGAN INC DEL | 7,600 | $290K | 0.1% | $38.16 * | $20.66 | 0.0% | COM | 49456B101 |
| — | EXELIS INC | 20,000 | $276K | 0.1% | $13.80 | $13.80 | — | COM | 30162A108 |
| SYK | STRYKER CORP | 600 | $234K | 0.1% | $390.00 * | $56.92 | 0.0% | Put | 863667101 |
| MSFT | MICROSOFT CORP | 2,320 | $213K | 0.1% | $91.81 * | $26.70 | 0.0% | Put | 594918104 |
| AAPL | APPLE INC | 500 | $198K | 0.1% | $396.00 * | $13.16 | 0.0% | COM | 037833100 |
| — | HEWLETT PACKARD CO | 7,000 | $174K | 0.0% | $24.86 | $24.86 | — | COM | 428236103 |
| — | INTREPID POTASH INC | 9,100 | $173K | 0.0% | $19.01 | $19.01 | — | COM | 46121Y102 |
| GS | GOLDMAN SACHS GROUP INC | 300 | $163K | 0.0% | $543.33 * | $120.06 | 0.0% | Put | 38141G104 |
| AAPL | APPLE INC | 50 | $126K | 0.0% | $2520.00 * | $13.16 | 0.0% | Put | 037833100 |
| — | GENERAL ELECTRIC CO | 1,100 | $92,000 | 0.0% | $83.64 | $23.19 | — | Put | 369604103 |
| — | NEW RESIDENTIAL INVT CORP | 12,000 | $81,000 | 0.0% | $6.75 | $6.75 | — | COM | 64828T102 |
| — | PENNEY J C INC | 500 | $80,000 | 0.0% | $160.00 | — | — | Call | 708160106 |
| PFE | PFIZER INC | 966 | $73,000 | 0.0% | $75.57 * | $16.46 | 0.0% | Put | 717081103 |
| BKD | BROOKDALE SR LIVING INC | 2,000 | $70,000 | 0.0% | $35.00 * | $27.55 | 0.0% | Put | 112463104 |
| — | NEWCASTLE INVT CORP | 12,000 | $63,000 | 0.0% | $5.25 | $5.25 | — | COM | 65105M108 |
| — | OCWEN FINL CORP | 100 | $48,000 | 0.0% | $480.00 | $480.00 | — | COM NEW | 675746309 |
| SONY | SONY CORP | 2,000 | $42,000 | 0.0% | $21.00 | $21.00 | — | ADR NEW | 835699307 |
| GLD | SPDR GOLD TRUST | 1,000 | $42,000 | 0.0% | $42.00 | — | — | Call | 78463V107 |
| AAPL | APPLE INC | 245 | $27,000 | 0.0% | $110.20 * | $13.16 | 0.0% | Call | 037833100 |
| — | BARRICK GOLD CORP | 2,000 | $15,000 | 0.0% | $7.50 | $15.74 | — | Call | 067901108 |