CIK: 0001568303 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 14, 2014
Total Value ($000): $456,872 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | LEVEL 3 COMMUNICATIONS INC | 2,849,911 | $111,545 | 24.4% | $22.20 | — | COM NEW | 52729N308 |
| — | CHIMERA INVT CORP | 15,938,854 | $48,773 | 10.7% | $3.01 | — | COM | 16934Q109 |
| BKD | BROOKDALE SR LIVING INC | 794,140 | $26,612 | 5.8% | $27.55 | +9.9% | COM | 112463104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 339,511 | $23,549 | 5.2% | $62.15 | — | COM | 293792107 |
| — | CYS INVTS INC | 2,020,310 | $16,688 | 3.7% | $8.50 | — | COM | 12673A108 |
| — | ANNALY CAP MGMT INC | 1,361,822 | $14,939 | 3.3% | $12.54 | — | COM | 035710409 |
| — | TWO HBRS INVT CORP | 1,272,654 | $13,045 | 2.9% | $10.11 | — | COM | 90187B101 |
| GS | GOLDMAN SACHS GROUP INC | 79,400 | $13,010 | 2.8% | $120.06 | +11.4% | COM | 38141G104 |
| MSFT | MICROSOFT CORP | 311,200 | $12,756 | 2.8% | $26.70 | +17.1% | COM | 594918104 |
| — | GENERAL ELECTRIC CO | 427,069 | $11,057 | 2.4% | $23.19 | — | COM | 369604103 |
| SYK | STRYKER CORP | 131,220 | $10,690 | 2.3% | $56.92 | +21.3% | COM | 863667101 |
| — | MFA FINL INC | 1,218,300 | $9,442 | 2.1% | $7.97 | — | COM | 55272X102 |
| ARI | APOLLO COML REAL EST FIN INC | 428,084 | $7,119 | 1.6% | $15.82 | — | COM | 03762U105 |
| — | ELLINGTON FINANCIAL LLC | 297,374 | $7,083 | 1.6% | $22.81 | — | COM | 288522303 |
| — | ALLIED WRLD ASSUR COM HLDG A | 58,480 | $6,035 | 1.3% | $91.52 | — | SHS | H01531104 |
| — | MVC CAPITAL INC | 423,887 | $5,744 | 1.3% | $12.73 | — | COM | 553829102 |
| — | ZAIS FINL CORP | 309,811 | $5,161 | 1.1% | $17.81 | — | COM | 98886K108 |
| — | BARRICK GOLD CORP | 284,250 | $5,068 | 1.1% | $17.64 | — | COM | 067901108 |
| NMFC | NEW MTN FIN CORP | 339,800 | $4,945 | 1.1% | $3.91 | +8.4% | COM | 647551100 |
| — | TARGA RESOURCES PARTNERS LP | 76,095 | $4,281 | 0.9% | $50.45 | — | COM UNIT | 87611X105 |
| — | REGENCY ENERGY PARTNERS L P | 148,835 | $4,051 | 0.9% | $26.97 | — | COM UNITS L P | 75885Y107 |
| — | NUSTAR ENERGY LP | 70,406 | $3,869 | 0.8% | $45.65 | — | UNIT COM | 67058H102 |
| RIG | TRANSOCEAN LTD | 91,138 | $3,768 | 0.8% | $50.97 | -14.7% | REG SHS | H8817H100 |
| — | HOME LN SERVICING SOLUTIONS | 168,100 | $3,631 | 0.8% | $23.52 | — | ORD SHS | G6648D109 |
| — | TRANSATLANTIC PETROLEUM LTD | 407,749 | $3,527 | 0.8% | $8.65 | — | SHS NEW | G89982113 |
| PNNT | PENNANTPARK INVT CORP | 307,624 | $3,399 | 0.7% | $2.41 | +8.6% | COM | 708062104 |
| GM | GENERAL MTRS CO | 87,178 | $3,001 | 0.7% | $26.02 | +5.4% | COM | 37045V100 |
| — | COMCAST CORP NEW | 60,000 | $2,926 | 0.6% | $39.67 | — | CL A SPL | 20030N200 |
| — | WEST CORP | 113,347 | $2,712 | 0.6% | $23.93 | — | COM | 952355204 |
| PFE | PFIZER INC | 84,247 | $2,706 | 0.6% | $16.46 | +10.6% | COM | 717081103 |
| CSCO | CISCO SYS INC | 120,000 | $2,690 | 0.6% | $15.24 | +0.4% | COM | 17275R102 |
| SLRC | SOLAR CAP LTD | 121,462 | $2,645 | 0.6% | $7.36 | +1.3% | COM | 83413U100 |
| STWD | STARWOOD PPTY TR INC | 111,753 | $2,636 | 0.6% | $24.75 | — | COM | 85571B105 |
| ZBH | ZIMMER HLDGS INC | 27,100 | $2,563 | 0.6% | $67.30 | +24.2% | COM | 98956P102 |
| EXC | EXELON CORP | 70,000 | $2,349 | 0.5% | $15.41 | -10.4% | COM | 30161N101 |
| NEM | NEWMONT MINING CORP | 98,000 | $2,297 | 0.5% | $18.43 | 0.0% | COM | 651639106 |
| XOM | EXXON MOBIL CORP | 23,240 | $2,270 | 0.5% | $53.69 | +8.2% | COM | 30231G102 |
| — | SOLAR SR CAP LTD | 131,980 | $2,258 | 0.5% | $18.41 | — | COM | 83416M105 |
| — | JPMORGAN CHASE & CO | 108,800 | $2,198 | 0.5% | — | — | Call | 46634E114 |
| — | MEDLEY CAP CORP | 159,611 | $2,172 | 0.5% | $13.58 | — | COM | 58503F106 |
| — | BUCKEYE PARTNERS L P | 26,963 | $2,024 | 0.4% | $69.06 | — | UNIT LTD PARTN | 118230101 |
| — | TC PIPELINES LP | 38,000 | $1,821 | 0.4% | $48.29 | — | UT COM LTD PRT | 87233Q108 |
| — | CALUMET SPECIALTY PRODS PTNR | 69,547 | $1,797 | 0.4% | $36.38 | — | UT LTD PARTNER | 131476103 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | $1,716 | 0.4% | $54.51 | — | COM UNIT RP LP | 559080106 |
| — | TRAVELCENTERS OF AMERICA LLC | 208,000 | $1,695 | 0.4% | $10.94 | — | COM | 894174101 |
| — | MB FINANCIAL INC NEW | 50,000 | $1,548 | 0.3% | $26.80 | — | COM | 55264U108 |
| KGC | KINROSS GOLD CORP | 353,352 | $1,463 | 0.3% | $4.79 | 0.0% | COM NO PAR | 496902404 |
| VALE | VALE S A | 105,600 | $1,460 | 0.3% | $13.15 | — | ADR | 91912E105 |
| PFLT | PENNANTPARK FLOATING RATE CA | 93,520 | $1,292 | 0.3% | $4.08 | +3.5% | COM | 70806A106 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 95,000 | $1,249 | 0.3% | $13.41 | — | SPONSORED ADR | 71654V408 |
| HRZN | HORIZON TECHNOLOGY FIN CORP | 93,750 | $1,173 | 0.3% | $3.38 | +7.0% | COM | 44045A102 |
| ABBV | ABBVIE INC | 22,000 | $1,131 | 0.2% | $26.55 | +18.6% | COM | 00287Y109 |
| — | ISTAR FINL INC | 75,000 | $1,107 | 0.2% | $11.29 | — | COM | 45031U101 |
| — | E M C CORP MASS | 40,000 | $1,096 | 0.2% | $23.63 | — | COM | 268648102 |
| — | AMERICAN CAPITAL AGENCY CORP | 50,100 | $1,077 | 0.2% | $21.53 | — | COM | 02503X105 |
| — | MAXWELL TECHNOLOGIES INC | 82,100 | $1,061 | 0.2% | $12.92 | — | COM | 577767106 |
| LLY | LILLY ELI & CO | 18,000 | $1,059 | 0.2% | $42.21 | +5.5% | COM | 532457108 |
| — | INVESCO MORTGAGE CAPITAL INC | 60,834 | $1,002 | 0.2% | $16.57 | — | COM | 46131B100 |
| — | GENERAL GROWTH PPTYS INC NEW | 40,719 | $896 | 0.2% | $19.87 | — | COM | 370023103 |
| — | TOTAL S A | 13,600 | $892 | 0.2% | $48.70 | — | SPONSORED ADR | 89151E109 |
| ABT | ABBOTT LABS | 22,000 | $847 | 0.2% | $28.85 | +6.5% | COM | 002824100 |
| — | AEROPOSTALE | 150,000 | $753 | 0.2% | $5.02 | — | COM | 007865108 |
| KBR | KBR INC | 27,000 | $720 | 0.2% | $26.54 | -4.6% | COM | 48242W106 |
| FSLR | FIRST SOLAR INC | 10,000 | $698 | 0.2% | $54.68 | +2.0% | COM | 336433107 |
| MDLZ | MONDELEZ INTL INC | 20,000 | $691 | 0.2% | $23.16 | +13.8% | CL A | 609207105 |
| — | BOARDWALK PIPELINE PARTNERS | 49,796 | $668 | 0.1% | $30.20 | — | UT LTD PARTNER | 096627104 |
| — | STARWOOD WAYPOINT RESIDENTL | 22,350 | $643 | 0.1% | $28.77 | — | COM SHS | 85571W109 |
| ZTS | ZOETIS INC | 21,174 | $613 | 0.1% | $29.32 | -5.1% | CL A | 98978V103 |
| — | LEVEL 3 COMMUNICATIONS INC | 5,170 | $578 | 0.1% | $22.20 | — | Put | 52729N308 |
| — | SILVER BAY RLTY TR CORP | 36,791 | $571 | 0.1% | $16.55 | — | COM | 82735Q102 |
| ESNT | ESSENT GROUP LTD | 23,600 | $530 | 0.1% | $19.64 | +9.1% | COM | G3198U102 |
| COP | CONOCOPHILLIPS | 7,200 | $507 | 0.1% | $39.96 | +13.7% | COM | 20825C104 |
| — | NUVEEN PREM INCOME MUN FD | 37,251 | $488 | 0.1% | $12.32 | — | COM | 67062T100 |
| — | VALE S A | 37,500 | $467 | 0.1% | $12.16 | — | ADR REPSTG PFD | 91912E204 |
| AAPL | APPLE INC | 125 | $441 | 0.1% | — | — | Call | 037833100 |
| — | PENNEY J C INC | 50,000 | $431 | 0.1% | $8.62 | — | COM | 708160106 |
| — | GENERAL ELECTRIC CO | 2,760 | $429 | 0.1% | $23.19 | — | Put | 369604103 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 22,478 | $380 | 0.1% | $15.39 | — | COM SHS BEN INT | 288578107 |
| — | SANDRIDGE ENERGY INC | 61,162 | $376 | 0.1% | $4.76 | — | COM | 80007P307 |
| — | KRAFT FOODS GROUP INC | 6,666 | $374 | 0.1% | $55.81 | — | COM | 50076Q106 |
| — | INVESCO QUALITY MUNI INC TRS | 30,674 | $362 | 0.1% | $11.12 | — | COM | 46133G107 |
| — | INVESCO MUN OPPORTUNITY TR | 27,800 | $339 | 0.1% | $11.73 | — | COM | 46132C107 |
| — | INVESCO MUN TR | 26,900 | $325 | 0.1% | $11.60 | — | COM | 46131J103 |
| — | INVESCO TR INVT GRADE MUNS | 24,400 | $312 | 0.1% | $12.17 | — | COM | 46131M106 |
| — | INVESCO ADVANTAGE MUNICIPAL | 28,300 | $311 | 0.1% | $10.53 | — | SH BEN INT | 46132E103 |
| — | EATON VANCE MUN BD FD | 25,500 | $303 | 0.1% | $11.29 | — | COM | 27827X101 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 22,450 | $298 | 0.1% | $12.52 | — | COM | 01864U106 |
| — | APOLLO INVT CORP | 34,800 | $289 | 0.1% | $8.30 | — | COM | 03761U106 |
| KMI | KINDER MORGAN INC DEL | 7,600 | $247 | 0.1% | $20.66 | -10.8% | COM | 49456B101 |
| — | PUTNAM MANAGED MUN INCOM TR | 32,800 | $228 | 0.0% | $6.65 | — | COM | 746823103 |
| MDLZ | MONDELEZ INTL INC | 1,000 | $201 | 0.0% | $23.16 | +13.8% | Call | 609207105 |
| — | INTREPID POTASH INC | 9,100 | $141 | 0.0% | $19.01 | — | COM | 46121Y102 |
| — | THL CR INC | 7,167 | $99 | 0.0% | $13.81 | — | COM | 872438106 |
| BKD | BROOKDALE SR LIVING INC | 500 | $81 | 0.0% | $27.55 | +9.9% | Put | 112463104 |
| — | NEW RESIDENTIAL INVT CORP | 12,000 | $78 | 0.0% | $6.75 | — | COM | 64828T102 |
| — | INVESCO CALIF VALUE MUN INC | 5,000 | $59 | 0.0% | $11.40 | — | COM | 46132H106 |
| — | NEWCASTLE INVT CORP | 12,000 | $56 | 0.0% | $5.25 | — | COM | 65105M108 |
| C | CITIGROUP INC | 100 | $44 | 0.0% | — | — | Call | 172967424 |
| — | YUME INC | 5,700 | $42 | 0.0% | $7.37 | — | COM | 98872B104 |
| SONY | SONY CORP | 2,000 | $38 | 0.0% | $21.00 | — | ADR NEW | 835699307 |
| MSFT | MICROSOFT CORP | 650 | $22 | 0.0% | $26.70 | +17.1% | Put | 594918104 |
| — | NEW MEDIA INVT GROUP INC | 866 | $13 | 0.0% | $15.01 | — | COM | 64704V106 |
| — | AMERICAN CAP SR FLOATING LTD | 500 | $7 | 0.0% | $14.00 | — | COM | 02504D108 |
| — | ALTISOURCE PORTFOLIO SOLNS S | 121 | $2 | 0.0% | — | — | Call | L0175J104 |
| — | BURGER KING WORLDWIDE INC | 400 | $1 | 0.0% | — | — | Put | 121220107 |