Location: New York, NY
CIK: 0001581655 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 12, 2021
Total Value: $493M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | MAXIM INTEGRATED PRODS INC | 829,993 | $73.58M | 14.9% | $88.65 | $80.62 | — | COM | 57772K101 |
| — | VARIAN MED SYS INC | 218,140 | $38.18M | 7.7% | $175.01 | $173.99 | — | COM | 92220P105 |
| — | CC NEUBERGER PRINCIPAL HLDNG | 2,758,234 | $29.9M | 6.1% | $10.84 | $10.84 | — | COM | G1992Y114 |
| — | TUSCAN HLDGS CORP | 1,522,265 | $26.03M | 5.3% | $17.10 | $17.10 | — | COM | 90069K104 |
| VGACGBP | VG ACQUISITION CORP | 2,004,152 | $22.91M | 4.6% | $11.43 | $11.43 | — | SHS CL A | G9446E105 |
| — | GENERAL ELECTRIC CO | 1,800,000 | $19.44M | 3.9% | $10.80 | $6.82 | — | COM | 369604103 |
| — | DRAFTKINGS INC | 360,000 | $16.76M | 3.4% | $46.56 | $39.73 | — | COM CL A | 26142R104 |
| WTW | WILLIS TOWERS WATSON PLC LTD | 77,500 | $16.33M | 3.3% | $210.68 * | $187.51 | +2.5% | SHS | G96629103 |
| — | FORUM MERGER III CORP | 1,137,430 | $15.4M | 3.1% | $13.54 | $13.54 | — | COM CL A | 349885103 |
| — | INPHI CORP | 71,275 | $11.44M | 2.3% | $160.46 | $160.46 | — | COM | 45772F107 |
| FUBO | FUBOTV INC | 399,849 | $11.2M | 2.3% | $28.00 * | $21.99 | 0.0% | COM | 35953D104 |
| — | CHURCHILL CAPITAL CORP IV | 949,400 | $9.503M | 1.9% | $10.01 | $9.97 | — | CL A | 171439102 |
| PSA | PUBLIC STORAGE | 39,950 | $9.226M | 1.9% | $230.94 * | $183.60 | 0.0% | COM | 74460D109 |
| — | NATIONAL GEN HLDGS CORP | 260,331 | $8.898M | 1.8% | $34.18 | $34.18 | — | COM | 636220303 |
| IMNM | IMMUNOME INC | 790,208 | $7.649M | 1.6% | $9.68 * | $11.66 | 0.0% | COM | 45257U108 |
| ABNB | AIRBNB INC | 50,000 | $7.34M | 1.5% | $146.80 | $147.63 | 0.0% | COM CL A | 009066101 |
| — | GX ACQUISITION CORP | 661,571 | $7.277M | 1.5% | $11.00 | $11.00 | — | COM CL A | 36251A107 |
| — | SLACK TECHNOLOGIES INC | 165,000 | $6.97M | 1.4% | $42.24 | $42.24 | — | COM CL A | 83088V102 |
| — | DMY TECHNOLOGY GROUP INC II | 380,000 | $6.684M | 1.4% | $17.59 | $17.59 | — | COM CL A | 233277102 |
| TXNM | PNM RES INC | 133,300 | $6.469M | 1.3% | $48.53 | $48.23 | 0.0% | COM | 69349H107 |
| — | PERSHING SQUARE TONTINE HLDG | 220,379 | $6.109M | 1.2% | $27.72 | $22.69 | — | COM CL A | 71531R109 |
| — | NEW PROVIDENCE ACQUISITION | 414,655 | $5.631M | 1.1% | $13.58 | $13.58 | — | COM CL A | 64822P106 |
| — | LIBERTY MEDIA CORP DEL | 118,069 | $5.099M | 1.0% | $43.19 | $35.87 | — | COM A SIRIUSXM | 531229409 |
| — | HYDROFARM HLDGS GROUP INC | 95,000 | $4.995M | 1.0% | $52.58 | $52.58 | — | COM | 44888K209 |
| — | COLONNADE ACQUISITION CORP | 323,787 | $4.371M | 0.9% | $13.50 | $13.50 | — | COM CL A | G2283K110 |
| TTD | THE TRADE DESK INC | 5,000 | $4.005M | 0.8% | $801.00 * | $75.51 | 0.0% | COM CL A | 88339J105 |
| — | DMY TECHNOLOGY GROUP INC III | 350,000 | $3.99M | 0.8% | $11.40 | $11.40 | — | UNIT 99/99/9999 | 233278209 |
| — | SUPERNOVA PARTNERS ACQUISITI | 339,010 | $3.729M | 0.8% | $11.00 | $11.00 | — | COM CL A | 86846V108 |
| AI | C3 AI INC | 24,900 | $3.455M | 0.7% | $138.76 * | $134.16 | 0.0% | CL A | 12468P104 |
| — | XILINX INC | 22,500 | $3.19M | 0.6% | $141.78 | $141.78 | — | COM | 983919101 |
| — | GO ACQUISITION CORP | 300,000 | $3.057M | 0.6% | $10.19 | $10.19 | — | COM | 362019101 |
| QS | QUANTUMSCAPE CORP | 33,300 | $2.812M | 0.6% | $84.44 * | $36.62 | 0.0% | COM CL A | 74767V109 |
| — | PANACEA ACQUISITION CORP | 200,000 | $2.34M | 0.5% | $11.70 | $11.70 | — | CL A | 698102100 |
| DD | DUPONT DE NEMOURS INC | 32,000 | $2.276M | 0.5% | $71.13 * | $23.71 | 0.0% | COM | 26614N102 |
| — | ACAMAR PARTNERS ACQSITION CO | 200,000 | $2.24M | 0.5% | $11.20 | $11.20 | — | CL A | 004285102 |
| — | CELLULAR BIOMEDICINE GROUP I | 119,902 | $2.204M | 0.4% | $18.38 | $18.38 | — | COM NEW | 15117P102 |
| — | LANDCADIA HOLDINGS III INC | 200,000 | $2.096M | 0.4% | $10.48 | $10.48 | — | COM CL A | 51476H100 |
| — | MARATHON PATENT GROUP INC | 190,169 | $1.985M | 0.4% | $10.44 | $10.44 | — | COM | 56585W401 |
| OMCL | OMNICELL COM | 15,000 | $1.8M | 0.4% | $120.00 * | $98.08 | 0.0% | COM | 68213N109 |
| — | XERIS PHARMACEUTICALS INC | 350,000 | $1.722M | 0.3% | $4.92 | $2.30 | — | COM | 98422L107 |
| ITB | ISHARES TR | 30,404 | $1.697M | 0.3% | $55.82 | $55.82 | — | US HOME CONS ETF | 464288752 |
| — | GIGCAPITAL3 INC | 125,000 | $1.648M | 0.3% | $13.18 | $13.18 | — | COM | 37519D107 |
| — | SUSTAINABLE OPPORTNTS ACQ CO | 150,500 | $1.619M | 0.3% | $10.76 | $10.76 | — | ORD SHS A | G8598Y109 |
| — | EOS ENERGY ENTERPRISES INC | 194,228 | $1.614M | 0.3% | $8.31 | $8.31 | — | *W EXP 05/06/202 | 29415C119 |
| — | MACQUARIE INFRASTRUCTURE COR | 42,500 | $1.596M | 0.3% | $37.55 | $37.55 | — | COM | 55608B105 |
| — | CC NEUBERGER PRIN HLDGS II | 160,000 | $1.592M | 0.3% | $9.95 | $10.09 | — | UNIT 99/99/9999 | G3166T129 |
| — | AMBAC FINL GROUP INC | 340,980 | $1.511M | 0.3% | $4.43 | $5.89 | — | *W EXP 04/30/202 | 023139116 |
| — | HOLICITY INC | 142,000 | $1.477M | 0.3% | $10.40 | $10.35 | — | UNIT 08/05/2025 | 435063201 |
| — | TC PIPELINES LP | 50,000 | $1.473M | 0.3% | $29.46 | $29.46 | — | UT COM LTD PRT | 87233Q108 |
| KNSL | KINSALE CAP GROUP INC | 6,898 | $1.38M | 0.3% | $200.06 * | $217.26 | 0.0% | COM | 49714P108 |
| XLK | SELECT SECTOR SPDR TR | 10,534 | $1.37M | 0.3% | $130.06 | $130.06 | — | TECHNOLOGY | 81369Y803 |
| — | VERU INC | 155,238 | $1.343M | 0.3% | $8.65 | $8.65 | — | COM | 92536C103 |
| — | FOLEY TRASIMENE ACQUISITION | 88,900 | $1.342M | 0.3% | $15.10 | $15.10 | — | COM CL A | 344328109 |
| GNW | GENWORTH FINL INC | 350,000 | $1.323M | 0.3% | $3.78 * | $2.91 | +41.1% | COM CL A | 37247D106 |
| — | ROMEO POWER INC | 53,439 | $1.202M | 0.2% | $22.49 | $22.49 | — | COM | 776153108 |
| RSI | RUSH STREET INTERACTIVE INC | 54,756 | $1.185M | 0.2% | $21.64 * | $14.97 | 0.0% | COM | 782011100 |
| — | XL FLEET CORP | 49,600 | $1.177M | 0.2% | $23.73 | $23.73 | — | COM CL A | 9837FR100 |
| — | VELODYNE LIDAR INC | 51,500 | $1.175M | 0.2% | $22.82 | $22.82 | — | COM | 92259F101 |
| — | BULL HORN HLDGS CORP | 100,000 | $1.138M | 0.2% | $11.38 | $11.38 | — | UNIT 10/13/2025 | G1686P114 |
| ROL | ROLLINS INC | 28,750 | $1.123M | 0.2% | $39.06 * | $36.34 | 0.0% | COM | 775711104 |
| — | GORES HLDGS V INC | 99,750 | $1.084M | 0.2% | $10.87 | $10.35 | — | UNIT 99/99/9999 | 382864205 |
| — | SPORTS ENTERTAINMENT ACQU CO | 100,000 | $1.075M | 0.2% | $10.75 | $10.75 | — | UNIT 99/99/9999 | 84918M205 |
| — | JUNIPER INDL HLDGS INC | 100,000 | $1.071M | 0.2% | $10.71 | $10.46 | — | COM CL A | 48205G106 |
| — | SCVX CORP | 103,695 | $1.068M | 0.2% | $10.30 | $10.30 | — | COM | G79448208 |
| — | CASCADE ACQUISITION CORP | 100,000 | $1.045M | 0.2% | $10.45 | $10.45 | — | UNIT 99/99/9999 | 147151203 |
| SE | SEA LTD | 5,000 | $995K | 0.2% | $199.00 | $199.00 | — | SPONSORD ADS | 81141R100 |
| — | FTAC OLYMPUS ACQUISITION COR | 95,200 | $981K | 0.2% | $10.30 | $10.30 | — | CL A SHS | G37288100 |
| — | SOGOU INC | 115,369 | $940K | 0.2% | $8.15 | $8.15 | — | ADR REPSTG A | 83409V104 |
| — | SPORTS ENTERTAINMENT ACQU CO | 90,000 | $911K | 0.2% | $10.12 | $10.12 | — | COM CL A | 84918M106 |
| — | NORTHERN GENESIS ACQUISITION | 50,205 | $893K | 0.2% | $17.79 | $17.79 | — | COMMON STOCK | 66516T104 |
| XLF | SELECT SECTOR SPDR TR | 29,995 | $884K | 0.2% | $29.47 | $24.06 | — | SBI INT-FINL | 81369Y605 |
| LI | LI AUTO INC | 30,328 | $874K | 0.2% | $28.82 | $28.82 | — | SPONSORED ADS | 50202M102 |
| GBTG | APOLLO STRATEGIC GROWTH CAPT | 82,334 | $857K | 0.2% | $10.41 | $10.41 | — | SHS CL A | G0411R106 |
| — | ALEXION PHARMACEUTICALS INC | 5,000 | $781K | 0.2% | $156.20 | $156.20 | — | COM | 015351109 |
| UA | UNDER ARMOUR INC | 50,000 | $744K | 0.2% | $14.88 * | $13.38 | 0.0% | CL C | 904311206 |
| PRCH | PORCH GROUP INC | 51,448 | $734K | 0.1% | $14.27 * | $11.17 | 0.0% | COM | 733245104 |
| ZM | ZOOM VIDEO COMMUNICATIONS IN | 2,076 | $700K | 0.1% | $337.19 * | $445.83 | 0.0% | CL A | 98980L101 |
| CHD | CHURCH AND DWIGHT INC | 7,899 | $689K | 0.1% | $87.23 * | $83.37 | 0.0% | COM | 171340102 |
| — | FITBIT INC | 100,000 | $680K | 0.1% | $6.80 | $6.65 | — | CL A | 33812L102 |
| — | JAWS ACQUISITION CORP | 50,000 | $671K | 0.1% | $13.42 | $13.42 | — | SHS | G50744104 |
| MAPSW | SILVER SPIKE ACQUISITION COR | 203,117 | $668K | 0.1% | $3.29 | $1.57 | — | *W EXP 08/02/202 | G8136L114 |
| — | DESKTOP METAL INC | 36,267 | $624K | 0.1% | $17.21 | $17.21 | — | COM CL A | 25058X105 |
| DASH | DOORDASH INC | 4,300 | $614K | 0.1% | $142.79 * | $159.61 | 0.0% | CL A | 25809K105 |
| — | AURORA CANNABIS INC | 70,000 | $582K | 0.1% | $8.31 | $8.31 | — | COM | 05156X884 |
| — | TUSCAN HLDGS CORP | 121,594 | $580K | 0.1% | $4.77 | $4.77 | — | *W EXP 04/01/202 | 90069K112 |
| — | REDBALL ACQUISITION CORP | 50,000 | $578K | 0.1% | $11.56 | $10.58 | — | UNIT 99/99/9999 | G7417R121 |
| HYLN | HYLIION HOLDINGS CORP | 34,300 | $565K | 0.1% | $16.47 * | $22.75 | 0.0% | COMMON STOCK | 449109107 |
| — | NORTHERN GENESIS ACQUISITION | 100,000 | $564K | 0.1% | $5.64 | $5.64 | — | *W EXP 07/31/202 | 66516T112 |
| — | LUX HEALTH TECH ACQUISITION | 47,703 | $560K | 0.1% | $11.74 | $11.74 | — | UNIT 11/30/2027 | 55068A209 |
| — | EXPERIENCE INVT CORP | 50,000 | $554K | 0.1% | $11.08 | $11.08 | — | COM CL A | 30217C109 |
| OCGN | OCUGEN INC | 296,505 | $543K | 0.1% | $1.83 * | $0.48 | 0.0% | COM | 67577C105 |
| — | QUANTUMSCAPE CORP | 14,250 | $542K | 0.1% | $38.04 | $38.04 | — | *W EXP 11/25/202 | 74767V117 |
| — | PROPERTY SOLUTIONS ACQUISITI | 54,229 | $542K | 0.1% | $9.99 | $9.99 | — | COM | 74348Q108 |
| — | GLOBALSTAR INC | 1,598,530 | $541K | 0.1% | $0.34 | $0.95 | — | COM | 378973408 |
| MVIS | MICROVISION INC DEL | 100,000 | $538K | 0.1% | $5.38 * | $2.94 | 0.0% | COM NEW | 594960304 |
| ELF | E L F BEAUTY INC | 21,321 | $537K | 0.1% | $25.19 * | $21.51 | 0.0% | COM | 26856L103 |
| — | COLLECTIVE GROWTH CORP | 37,500 | $536K | 0.1% | $14.29 | $9.86 | — | COM CL A | 19424L101 |
| KODK | EASTMAN KODAK CO | 65,600 | $534K | 0.1% | $8.14 * | $8.33 | 0.0% | COM NEW | 277461406 |
| CLDX | CELLDEX THERAPEUTICS INC NEW | 29,820 | $522K | 0.1% | $17.51 * | $18.00 | 0.0% | COM NEW | 15117B202 |
| — | VY GLOBAL GROWTH | 50,000 | $521K | 0.1% | $10.42 | $10.42 | — | COM CL A | G9444H100 |
| — | COHN ROBBINS HOLDINGS CORP | 50,000 | $521K | 0.1% | $10.42 | $10.42 | — | COM CL A | G23726105 |
| — | SOCIAL CAP HEDSPIA HLDG CO I | 30,360 | $509K | 0.1% | $16.77 | $16.77 | — | COM CL A | G8251K107 |
| CELH | CELSIUS HLDGS INC | 9,868 | $496K | 0.1% | $50.26 * | $9.99 | 0.0% | COM NEW | 15118V207 |
| — | ALTIMETER GROWTH CORP | 38,222 | $492K | 0.1% | $12.87 | $12.87 | — | CL A | G0370L108 |
| LAUR | LAUREATE EDUCATION INC | 33,000 | $480K | 0.1% | $14.55 * | $14.12 | 0.0% | CL A | 518613203 |
| — | BULL HORN HLDGS CORP | 46,617 | $475K | 0.1% | $10.19 | $10.19 | — | SHS | G1686P106 |
| — | CHURCHILL CAPITAL CORP IV | 311,500 | $473K | 0.1% | $1.52 | $1.51 | — | *W EXP 08/04/202 | 171439110 |
| — | NOVUS CAP CORP | 30,000 | $470K | 0.1% | $15.67 | $11.76 | — | COM | 67012U108 |
| — | HORIZON THERAPEUTICS PUB L | 6,417 | $469K | 0.1% | $73.09 | $73.09 | — | SHS | G46188101 |
| OSG | AMBAC FINL GROUP INC | 30,339 | $467K | 0.1% | $15.39 * | $14.07 | +4.8% | COM NEW | 023139884 |
| — | OUTSET MED INC | 8,000 | $455K | 0.1% | $56.88 | $56.88 | — | COM | 690145107 |
| VUZI | VUZIX CORP | 47,020 | $427K | 0.1% | $9.08 * | $4.99 | 0.0% | COM NEW | 92921W300 |
| — | ALASKA COMMUNICATIONS SYS GR | 100,000 | $369K | 0.1% | $3.69 | $3.69 | — | COM | 01167P101 |
| — | SEAGEN INC | 1,981 | $347K | 0.1% | $175.16 | $175.16 | — | COM | 81181C104 |
| — | CIIG MERGER CORP | 12,125 | $341K | 0.1% | $28.12 | $28.12 | — | COM CL A | 12559C103 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 35,000 | $338K | 0.1% | $9.66 | $9.00 | — | SPONSORED ADS | 881624209 |
| MAPS | SILVER SPIKE ACQUISITION COR | 26,100 | $333K | 0.1% | $12.76 | $12.76 | — | CL A SHS | G8136L106 |
| ENTG | ENTEGRIS INC | 3,444 | $331K | 0.1% | $96.11 * | $85.63 | 0.0% | COM | 29362U104 |
| IPOC/U | SOCIAL CAP HEDSPIA HLDG CO I | 18,000 | $324K | 0.1% | $18.00 | $11.87 | — | UNIT 99/99/9999 | G8251K123 |
| XLB | SELECT SECTOR SPDR TR | 4,363 | $316K | 0.1% | $72.43 | $63.66 | — | SBI MATERIALS | 81369Y100 |
| — | AMEDISYS INC | 1,049 | $308K | 0.1% | $293.61 | $293.61 | — | COM | 023436108 |
| BEEM | BEAM GLOBAL | 3,903 | $288K | 0.1% | $73.79 * | $27.71 | 0.0% | COM | 07373B109 |
| — | LHC GROUP INC | 1,347 | $287K | 0.1% | $213.07 | $213.07 | — | COM | 50187A107 |
| — | PERSHING SQUARE TONTINE HLDG | 29,641 | $285K | 0.1% | $9.62 | $7.17 | — | *W EXP 07/24/202 | 71531R117 |
| — | CRESCENT ACQUISITION CORP | 25,860 | $270K | 0.1% | $10.44 | $10.44 | — | COM CL A | 22564L105 |
| — | SCVX CORP | 154,835 | $263K | 0.1% | $1.70 | $1.04 | — | *W EXP 01/24/202 | G79448117 |
| FR | FIRST INDL RLTY TR INC | 5,634 | $237K | 0.0% | $42.07 | $42.07 | — | COM | 32054K103 |
| — | NORTHERN STAR ACQUISITION CO | 16,110 | $235K | 0.0% | $14.59 | $14.59 | — | COM CL A | 665742102 |
| GOGO | GOGO INC | 23,446 | $226K | 0.0% | $9.64 * | $9.90 | 0.0% | COM | 38046C109 |
| — | TRAVELCENTERS OF AMERICA INC | 6,908 | $225K | 0.0% | $32.57 | $32.57 | — | COM NEW | 89421B109 |
| SMH | VANECK VECTORS ETF TR | 1,026 | $224K | 0.0% | $218.32 | $218.32 | — | SEMICONDUCTOR ET | 92189F676 |
| — | GORES HLDGS V INC | 100,000 | $201K | 0.0% | $2.01 | $2.01 | — | *W EXP 08/05/202 | 382864114 |
| — | SUSTAINABLE OPPORTNTS ACQ CO | 87,817 | $198K | 0.0% | $2.25 | $1.80 | — | *W EXP 99/99/999 | G8598Y117 |
| ALDX | ALDEYRA THERAPEUTICS INC | 27,873 | $191K | 0.0% | $6.85 * | $7.02 | 0.0% | COM | 01438T106 |
| SDCCQ | SMILEDIRECTCLUB INC | 15,106 | $180K | 0.0% | $11.92 * | $11.33 | 0.0% | CL A COM | 83192H106 |
| — | CURIOSITYSTREAM INC | 68,699 | $179K | 0.0% | $2.61 | $2.61 | — | *W EXP 10/14/202 | 23130Q115 |
| ALT | ALTIMMUNE INC | 15,457 | $174K | 0.0% | $11.26 * | $11.78 | 0.0% | COM NEW | 02155H200 |
| — | OTONOMY INC | 25,196 | $163K | 0.0% | $6.47 | $6.47 | — | COM | 68906L105 |
| — | INTERPRIVATE ACQUISITION COR | 10,483 | $152K | 0.0% | $14.50 | $14.50 | — | COM | 46064A103 |
| CVGI | COMMERCIAL VEH GROUP INC | 16,946 | $147K | 0.0% | $8.67 * | $7.24 | 0.0% | COM | 202608105 |
| — | CYMABAY THERAPEUTICS INC | 25,339 | $145K | 0.0% | $5.72 | $5.72 | — | COM | 23257D103 |
| ACRS | ACLARIS THERAPEUTICS INC | 22,333 | $144K | 0.0% | $6.45 * | $4.22 | 0.0% | COM | 00461U105 |
| — | FTAC OLYMPUS ACQUISITION COR | 75,000 | $143K | 0.0% | $1.91 | $1.91 | — | *W EXP 08/28/202 | G37288126 |
| TWI | TITAN INTL INC ILL | 27,387 | $133K | 0.0% | $4.86 * | $4.10 | 0.0% | COM | 88830M102 |
| — | SURFACE ONCOLOGY INC | 13,781 | $127K | 0.0% | $9.22 | $9.22 | — | COM | 86877M209 |
| ABUS | ARBUTUS BIOPHARMA CORP | 35,825 | $127K | 0.0% | $3.55 | $3.50 | 0.0% | COM | 03879J100 |
| LAB | FLUIDIGM CORP DEL | 20,982 | $126K | 0.0% | $6.01 * | $6.57 | 0.0% | COM | 34385P108 |
| — | AQUABOUNTY TECHNOLOGIES INC | 14,281 | $125K | 0.0% | $8.75 | $8.75 | — | COM NEW | 03842K200 |
| — | FOREST ROAD ACQUISITION CORP | 11,796 | $124K | 0.0% | $10.51 | $10.51 | — | UNIT 99/99/9999 | 34619R201 |
| — | OAKTREE ACQUISITION CORP | 30,700 | $120K | 0.0% | $3.91 | $1.32 | — | *W EXP 99/99/999 | G67145113 |
| — | YRC WORLDWIDE INC | 26,895 | $119K | 0.0% | $4.42 | $4.42 | — | COM PAR $.01 | 984249607 |
| — | IVERIC BIO INC | 16,520 | $114K | 0.0% | $6.90 | $6.90 | — | COM | 46583P102 |
| — | ATLAS TECHNICAL CONSULTANTS | 15,315 | $108K | 0.0% | $7.05 | $7.05 | — | COM CLS A | 049430101 |
| — | CTI BIOPHARMA CORP | 32,720 | $105K | 0.0% | $3.21 | $3.21 | — | COM | 12648L601 |
| REKR | REKOR SYSTEMS INC | 12,888 | $104K | 0.0% | $8.07 * | $5.46 | 0.0% | COM | 759419104 |
| — | BRISTOL-MYERS SQUIBB CO | 150,000 | $102K | 0.0% | $0.68 | $3.12 | — | RIGHT 99/99/9999 | 110122157 |
| — | GO ACQUISITION CORP | 66,666 | $100K | 0.0% | $1.50 | $1.50 | — | *W EXP 08/31/202 | 362019119 |
| — | ALTIMETER GROWTH CORP | 17,800 | $97,000 | 0.0% | $5.45 | $5.45 | — | *W EXP 09/30/202 | G0370L116 |
| — | DESKTOP METAL INC | 20,000 | $96,000 | 0.0% | $4.80 | $4.80 | — | *W EXP 03/31/202 | 25058X113 |
| — | HORIZON GLOBAL CORP | 11,225 | $96,000 | 0.0% | $8.55 | $8.55 | — | COM | 44052W104 |
| — | ONCTERNAL THERAPEUTICS INC | 19,540 | $96,000 | 0.0% | $4.91 | $4.91 | — | COM | 68236P107 |
| — | REMARK HLDGS INC | 50,011 | $95,000 | 0.0% | $1.90 | $1.90 | — | COM | 75955K102 |
| ARKO | ARKO CORP | 10,366 | $93,000 | 0.0% | $8.97 * | $9.16 | 0.0% | COM | 041242108 |
| — | JUNIPER INDL HLDGS INC | 50,000 | $92,000 | 0.0% | $1.84 | $0.78 | — | *W EXP 11/13/202 | 48205G114 |
| — | AKERNA CORP | 27,455 | $89,000 | 0.0% | $3.24 | $3.24 | — | COM | 00973W102 |
| — | BARNES AND NOBLE ED INC | 18,491 | $86,000 | 0.0% | $4.65 | $4.65 | — | COM | 06777U101 |
| BHR | BRAEMAR HOTELS AND RESORTS INC | 18,698 | $86,000 | 0.0% | $4.60 | $4.60 | — | COM | 10482B101 |
| — | PRGX GLOBAL INC | 11,115 | $85,000 | 0.0% | $7.65 | $7.65 | — | COM NEW | 69357C503 |
| — | NEPTUNE WELLNESS SOLUTIONS I | 54,500 | $85,000 | 0.0% | $1.56 | $3.88 | — | COM | 64079L105 |
| — | MOGO INC | 22,227 | $84,000 | 0.0% | $3.78 | $3.78 | — | COM | 60800C109 |
| LINC | LINCOLN EDL SVCS CORP | 12,901 | $84,000 | 0.0% | $6.51 * | $5.92 | 0.0% | COM | 533535100 |
| — | RUSH STREET INTERACTIVE INC | 10,920 | $84,000 | 0.0% | $7.69 | $7.69 | — | *W EXP 02/21/202 | 782011118 |
| — | COLLECTIVE GROWTH CORP | 22,000 | $83,000 | 0.0% | $3.77 | $0.61 | — | *W EXP 04/30/202 | 19424L119 |
| — | GORES HLDGS IV INC | 20,000 | $83,000 | 0.0% | $4.15 | $1.80 | — | *W EXP 01/22/202 | 382865111 |
| — | PORCH GROUP INC | 25,000 | $78,000 | 0.0% | $3.12 | $3.12 | — | *W EXP 12/23/202 | 733245112 |
| — | EMCORE CORP | 14,361 | $78,000 | 0.0% | $5.43 | $5.43 | — | COM NEW | 290846203 |
| ETWOW | CC NEUBERGER PRINCIPAL HLDNG | 33,333 | $78,000 | 0.0% | $2.34 | $1.45 | — | *W EXP 99/99/999 | G1992Y122 |
| — | MDC PARTNERS INC. | 30,763 | $77,000 | 0.0% | $2.50 | $2.50 | — | CL A SUB VTG | 552697104 |
| CARV | CARVER BANCORP INC | 11,523 | $75,000 | 0.0% | $6.51 * | $6.29 | +7.6% | COM NEW | 146875604 |
| — | DRIVE SHACK INC | 31,692 | $75,000 | 0.0% | $2.37 | $2.37 | — | COM | 262077100 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 51,000 | $74,000 | 0.0% | $1.45 | $0.65 | — | *W EXP 12/01/202 | 03212A113 |
| — | SELECT INTERIOR CONCEPTS INC | 10,001 | $72,000 | 0.0% | $7.20 | $7.20 | — | CL A | 816120307 |
| BW | BABCOCK AND WILCOX ENTERPRISES | 20,251 | $71,000 | 0.0% | $3.51 * | $3.14 | 0.0% | COM | 05614L209 |
| — | PACIFIC ETHANOL INC | 13,037 | $71,000 | 0.0% | $5.45 | $5.45 | — | COM | 69423U305 |
| — | SOCIAL CAP HEDSPIA HLDG CO I | 17,000 | $68,000 | 0.0% | $4.00 | $4.00 | — | *W EXP 99/99/999 | G8251K115 |
| — | SPORTS ENTERTAINMENT ACQU CO | 49,000 | $66,000 | 0.0% | $1.35 | $1.35 | — | *W EXP 10/30/202 | 84918M114 |
| — | LEAF GROUP LTD | 13,930 | $65,000 | 0.0% | $4.67 | $4.67 | — | COM | 52177G102 |
| — | ALUSSA ENERGY ACQUISITION CO | 50,000 | $62,000 | 0.0% | $1.24 | $0.76 | — | *W EXP 10/31/202 | G0232J119 |
| — | LIPOCINE INC NEW | 41,876 | $57,000 | 0.0% | $1.36 | $1.36 | — | COM | 53630X104 |
| — | SOCIAL CAPITAL HEDOSOPHA HLD | 16,968 | $55,000 | 0.0% | $3.24 | $3.24 | — | *W EXP 09/26/202 | G8251L113 |
| — | ADAMAS PHARMACEUTICALS INC | 12,581 | $54,000 | 0.0% | $4.29 | $4.29 | — | COM | 00548A106 |
| INFIQ | INFINITY PHARMACEUTICALS INC | 24,575 | $52,000 | 0.0% | $2.12 * | $1.65 | 0.0% | COM | 45665G303 |
| — | IDERA PHARMACEUTICALS INC | 13,966 | $51,000 | 0.0% | $3.65 | $3.65 | — | COM PAR | 45168K405 |
| — | MERIDA MERGER CORP I | 49,750 | $50,000 | 0.0% | $1.01 | $0.50 | — | *W EXP 11/07/202 | 58953M114 |
| — | DFP HEALTHCARE ACQUISITNS CO | 25,025 | $49,000 | 0.0% | $1.96 | $1.72 | — | *W EXP 03/31/202 | 23343Q118 |
| — | OSPREY TECHNLGY AQUISTION CO | 20,000 | $29,000 | 0.0% | $1.45 | $0.80 | — | *W EXP 10/30/202 | 68839R120 |
| — | CHP MERGER CORP | 20,000 | $25,000 | 0.0% | $1.25 | $0.55 | — | *W EXP 11/22/202 | 12558Y114 |
| — | AMPCO-PITTSBURG CORP | 11,936 | $11,000 | 0.0% | $0.92 | $0.37 | — | *W EXP 08/01/202 | 032037111 |
| — | ARTELO BIOSCIENCES INC | 14,100 | $4,000 | 0.0% | $0.28 | $0.57 | — | *W EXP 06/25/202 | 04301G128 |