Location: New York, NY
CIK: 0001581655 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 12, 2020
Total Value: $482M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SHOCKWAVE MED INC | 1,066,016 | $80.8M | 16.8% | $41.13 | — | COM | 82489T104 |
| — | GENERAL ELECTRIC CO | 5,999,623 | $37.38M | 7.8% | $6.82 | — | COM | 369604103 |
| — | TIFFANY AND CO NEW | 252,444 | $29.25M | 6.1% | $116.93 | — | COM | 886547108 |
| — | MAXIM INTEGRATED PRODS INC | 316,942 | $21.43M | 4.4% | $67.61 | — | COM | 57772K101 |
| — | PERSHING SQUARE TONTINE HLDG | 783,137 | $17.77M | 3.7% | $22.69 | — | COM CL A | 71531R109 |
| — | SOCIAL CAP HDOSPHIA HLDG CO | 922,691 | $17.52M | 3.6% | $18.99 | — | SHS CL A | G8250T109 |
| LBRDK | LIBERTY BROADBAND CORP | 118,372 | $16.91M | 3.5% | $125.71 | +2.3% | COM SER C | 530307305 |
| SPG | SIMON PPTY GROUP INC NEW | 250,076 | $16.18M | 3.4% | $48.49 | 0.0% | COM | 828806109 |
| — | CHURCHILL CAPITAL CORP IV | 1,500,000 | $15.03M | 3.1% | $10.02 | — | UNIT 99/99/9999 | 171439201 |
| SNOW | SNOWFLAKE INC | 43,500 | $10.92M | 2.3% | $238.10 | 0.0% | CL A | 833445109 |
| — | DRAFTKINGS INC | 184,971 | $10.88M | 2.3% | $33.26 | — | COM CL A | 26142R104 |
| — | B RILEY PRIN MERGER CORP II | 935,457 | $9.364M | 1.9% | $10.20 | — | CL A | 05600U106 |
| UBER | UBER TECHNOLOGIES INC | 253,482 | $9.247M | 1.9% | $30.97 | +6.6% | COM | 90353T100 |
| — | IMMUNOMEDICS INC | 107,831 | $9.169M | 1.9% | $85.03 | — | COM | 452907108 |
| WTW | WILLIS TOWERS WATSON PLC LTD | 42,634 | $8.903M | 1.8% | $183.73 | +3.4% | SHS | G96629103 |
| — | FTAC OLYMPUS ACQUISITION COR | 650,000 | $6.5M | 1.3% | $10.00 | — | UNIT 08/24/2025 | G37288118 |
| ABT | ABBOTT LABS | 50,000 | $5.442M | 1.1% | $91.52 | +0.9% | COM | 002824100 |
| KRE | SPDR SER TR | 133,238 | $4.754M | 1.0% | $35.68 | — | S AND P REGL BKG | 78464A698 |
| BHC | BAUSCH HEALTH COS INC | 300,000 | $4.662M | 1.0% | $17.22 | 0.0% | COM | 071734107 |
| PTON | PELOTON INTERACTIVE INC | 43,566 | $4.323M | 0.9% | $73.57 | 0.0% | CL A COM | 70614W100 |
| — | VARIAN MED SYS INC | 24,994 | $4.299M | 0.9% | $166.06 | — | COM | 92220P105 |
| — | VELODYNE LIDAR INC | 865,883 | $4.234M | 0.9% | $4.89 | — | *W EXP 09/29/202 | 92259F119 |
| — | LIBERTY MEDIA CORP DEL | 113,282 | $3.758M | 0.8% | $35.56 | — | COM A SIRIUSXM | 531229409 |
| — | XERIS PHARMACEUTICALS INC | 552,856 | $3.278M | 0.7% | $2.30 | — | COM | 98422L107 |
| XBI | SPDR SER TR | 26,340 | $2.935M | 0.6% | $111.43 | — | S AND P BIOTECH | 78464A870 |
| — | APEX TECHNOLOGY ACQUISITION | 273,790 | $2.902M | 0.6% | $10.05 | — | COM CL A | 03768F102 |
| OSG | AMBAC FINL GROUP INC | 221,313 | $2.826M | 0.6% | $14.07 | -8.4% | COM NEW | 023139884 |
| — | 89BIO INC | 104,534 | $2.682M | 0.6% | $25.66 | — | COM | 282559103 |
| — | GORES HLDGS IV INC | 250,000 | $2.578M | 0.5% | $10.31 | — | COM CL A | 382865103 |
| — | HUDSON LTD | 325,000 | $2.47M | 0.5% | $7.60 | — | COM CL A | G46408103 |
| PFE | PFIZER INC | 64,974 | $2.385M | 0.5% | $26.43 | +2.6% | COM | 717081103 |
| — | TAUBMAN CTRS INC | 69,716 | $2.321M | 0.5% | $33.29 | — | COM | 876664103 |
| RUN | SUNRUN INC | 30,000 | $2.312M | 0.5% | $47.07 | 0.0% | COM | 86771W105 |
| YUMC | YUM CHINA HLDGS INC | 38,356 | $2.031M | 0.4% | $51.27 | +3.2% | COM | 98850P109 |
| — | GO ACQUISITION CORP | 200,000 | $2.016M | 0.4% | $10.08 | — | UNIT 08/31/2027 | 362019200 |
| GNW | GENWORTH FINL INC | 600,000 | $2.01M | 0.4% | $2.91 | -8.5% | COM CL A | 37247D106 |
| — | CF FINANCE ACQUISITION CORP | 200,000 | $2.005M | 0.4% | $10.03 | — | UNIT 08/01/2027 | 15725Q203 |
| — | FG NEW AMER ACQUISITION CORP | 200,000 | $2.002M | 0.4% | $10.01 | — | UNIT 08/31/2027 | 30259V205 |
| — | AMBAC FINL GROUP INC | 358,450 | $1.961M | 0.4% | $5.89 | — | *W EXP 04/30/202 | 023139116 |
| XLF | SELECT SECTOR SPDR TR | 77,627 | $1.868M | 0.4% | $24.06 | — | SBI INT-FINL | 81369Y605 |
| — | NOVUS CAP CORP | 153,557 | $1.806M | 0.4% | $11.76 | — | COM | 67012U108 |
| — | KENSINGTON CAP ACQUISITION C | 107,778 | $1.805M | 0.4% | $16.75 | — | COM CL A | 490073103 |
| — | BRISTOL-MYERS SQUIBB CO | 752,739 | $1.694M | 0.4% | $3.12 | — | RIGHT 99/99/9999 | 110122157 |
| LNC | LINCOLN NATL CORP IND | 53,737 | $1.684M | 0.3% | $27.31 | 0.0% | COM | 534187109 |
| BWA | BORGWARNER INC | 43,047 | $1.668M | 0.3% | $31.74 | 0.0% | COM | 099724106 |
| — | SOCIAL CAP HDOSPHIA HLDG CO | 300,000 | $1.665M | 0.3% | $5.55 | — | *W EXP 99/99/999 | G8250T125 |
| — | SWITCHBACK ENERGY ACQUISTN C | 100,000 | $1.56M | 0.3% | $15.60 | — | COM CL A | 87105M102 |
| — | CONYERS PK II ACQUISITION CO | 150,000 | $1.524M | 0.3% | $10.16 | — | COM CL A | 212896104 |
| — | FUSION ACQUISITION CORP | 150,000 | $1.475M | 0.3% | $9.83 | — | CL A | 36118H105 |
| — | CHURCHILL CAPITAL CORP IV | 150,000 | $1.467M | 0.3% | $9.78 | — | CL A | 171439102 |
| — | HOLICITY INC | 140,000 | $1.449M | 0.3% | $10.35 | — | UNIT 08/05/2025 | 435063201 |
| — | LIVONGO HEALTH INC | 10,191 | $1.427M | 0.3% | $140.03 | — | COM | 539183103 |
| IPOC/U | SOCIAL CAP HEDSPIA HLDG CO I | 100,000 | $1.379M | 0.3% | $11.87 | — | UNIT 99/99/9999 | G8251K123 |
| — | MOMENTA PHARMACEUTICALS INC | 25,000 | $1.312M | 0.3% | $52.48 | — | COM | 60877T100 |
| REGN | REGENERON PHARMACEUTICALS | 2,306 | $1.291M | 0.3% | $602.99 | 0.0% | COM | 75886F107 |
| FSLY | FASTLY INC | 13,425 | $1.258M | 0.3% | $86.79 | 0.0% | CL A | 31188V100 |
| — | BARCLAYS BANK PLC | 49,836 | $1.241M | 0.3% | $24.90 | — | IPTH SR B S AND P | 06746P621 |
| AGO | ASSURED GUARANTY LTD | 57,500 | $1.235M | 0.3% | $20.18 | 0.0% | COM | G0585R106 |
| AAPL | APPLE INC | 10,666 | $1.235M | 0.3% | $105.97 | 0.0% | COM | 037833100 |
| — | HUDSON EXECUTIVE INVT CORP | 125,000 | $1.228M | 0.3% | $9.82 | — | COM CL A | 443761101 |
| SSSS | SURO CAPITAL CORP | 109,144 | $1.183M | 0.2% | $12.47 | 0.0% | COM NEW | 86887Q109 |
| — | OAKTREE ACQUISITION CORP | 100,000 | $1.175M | 0.2% | $10.17 | — | SHS CL A | G67145105 |
| — | FITBIT INC | 160,000 | $1.114M | 0.2% | $6.65 | — | CL A | 33812L102 |
| NIO | NIO INC | 52,398 | $1.112M | 0.2% | $21.22 | — | SPON ADS | 62914V106 |
| — | TRINE ACQUISITION CORP | 100,570 | $1.086M | 0.2% | $10.20 | — | COM CL A | 89628U108 |
| — | RMG ACQUISITION CORP | 100,000 | $1.069M | 0.2% | $10.34 | — | CL A | 749641106 |
| — | GORES HLDGS IV INC | 100,000 | $1.066M | 0.2% | $10.66 | — | UNIT 02/01/2023 | 382865202 |
| — | GORES METROPOULOS INC | 91,964 | $1.05M | 0.2% | $10.24 | — | COM CL A | 382872109 |
| — | JUNIPER INDL HLDGS INC | 100,000 | $1.046M | 0.2% | $10.46 | — | COM CL A | 48205G106 |
| — | GORES HLDGS V INC | 99,750 | $1.032M | 0.2% | $10.35 | — | UNIT 99/99/9999 | 382864205 |
| — | FINTECH ACQUISITION CORP III | 100,000 | $1.031M | 0.2% | $10.13 | — | COM CL A | 31811A101 |
| — | HEALTHCARE MERGER CORP | 100,000 | $1.015M | 0.2% | $10.15 | — | COM CL A | 42227L102 |
| — | CLIMATE CHANGE CRISIS REAL I | 100,000 | $1.005M | 0.2% | $10.05 | — | UNIT 99/99/9999 | 18716C209 |
| — | VIRTUSA CORP | 20,000 | $983K | 0.2% | $49.15 | — | COM | 92827P102 |
| GRPN | GROUPON INC | 48,000 | $979K | 0.2% | $22.69 | +2.8% | COM NEW | 399473206 |
| — | DIAMONDPEAK HLDGS COR | 38,000 | $979K | 0.2% | $25.76 | — | COM CL A | 25280H100 |
| — | NOBLE ENERGY INC | 113,016 | $966K | 0.2% | $8.55 | — | COM | 655044105 |
| CACC | CREDIT ACCEP CORP MICH | 2,758 | $934K | 0.2% | $420.71 | 0.0% | COM | 225310101 |
| XLV | SELECT SECTOR SPDR TR | 8,582 | $905K | 0.2% | $97.24 | — | SBI HEALTHCARE | 81369Y209 |
| — | PFENEX INC | 70,000 | $893K | 0.2% | $12.76 | — | COM | 717071104 |
| XLU | SELECT SECTOR SPDR TR | 14,780 | $878K | 0.2% | $59.40 | — | SBI INT-UTILS | 81369Y886 |
| MCK | MCKESSON CORP | 5,772 | $860K | 0.2% | $146.77 | 0.0% | COM | 58155Q103 |
| TDY | TELEDYNE TECHNOLOGIES INC | 2,769 | $859K | 0.2% | $315.48 | 0.0% | COM | 879360105 |
| FTV | FORTIVE CORP | 11,110 | $847K | 0.2% | $41.81 | +6.6% | COM | 34959J108 |
| XLY | SELECT SECTOR SPDR TR | 5,432 | $798K | 0.2% | $146.91 | — | SBI CONS DISCR | 81369Y407 |
| XOM | EXXON MOBIL CORP | 23,216 | $797K | 0.2% | $34.82 | -7.2% | COM | 30231G102 |
| LULU | LULULEMON ATHLETICA INC | 2,348 | $773K | 0.2% | $333.72 | 0.0% | COM | 550021109 |
| VZ | VERIZON COMMUNICATIONS INC | 12,977 | $772K | 0.2% | $40.75 | +4.5% | COM | 92343V104 |
| — | LINX SA | 125,000 | $769K | 0.2% | $6.15 | — | SPONSORED ADS | 53619W101 |
| CNNE | CANNAE HLDGS INC | 20,000 | $745K | 0.2% | $36.09 | 0.0% | COM | 13765N107 |
| — | DIVIDEND AND INCOME FD INC | 81,210 | $739K | 0.2% | $9.10 | — | COM NEW | 25538A204 |
| — | PERSHING SQUARE TONTINE HLDG | 102,211 | $733K | 0.2% | $7.17 | — | *W EXP 07/24/202 | 71531R117 |
| PAYC | PAYCOM SOFTWARE INC | 2,303 | $717K | 0.1% | $286.30 | 0.0% | COM | 70432V102 |
| ORCL | ORACLE CORP | 11,683 | $697K | 0.1% | $52.75 | 0.0% | COM | 68389X105 |
| — | WHITING PETE CORP NEW | 40,157 | $694K | 0.1% | $17.28 | — | COM NEW | 966387508 |
| XOP | SPDR SER TR | 16,359 | $688K | 0.1% | $42.06 | — | S AND P OILGAS EXP | 78468R556 |
| PCTY | PAYLOCITY HLDG CORP | 4,216 | $681K | 0.1% | $140.81 | 0.0% | COM | 70438V106 |
| — | DFP HEALTHCARE ACQUISITNS CO | 64,081 | $664K | 0.1% | $10.36 | — | COM CL A | 23343Q100 |
| MSFT | MICROSOFT CORP | 3,133 | $659K | 0.1% | $200.75 | 0.0% | COM | 594918104 |
| — | BLACKROCK INC | 1,135 | $640K | 0.1% | $563.88 | — | COM | 09247X101 |
| XLE | SELECT SECTOR SPDR TR | 20,836 | $624K | 0.1% | $29.95 | — | ENERGY | 81369Y506 |
| — | CC NEUBERGER PRIN HLDGS II | 60,000 | $620K | 0.1% | $10.33 | — | UNIT 99/99/9999 | G3166T129 |
| SBSW | SIBANYE STILLWATER LTD | 51,800 | $577K | 0.1% | $11.14 | — | SPONSORED ADR | 82575P107 |
| — | HENNESSY CAP ACQUSTION CORP | 50,000 | $557K | 0.1% | $10.11 | — | CL A COM | 42589C104 |
| — | COLLECTIVE GROWTH CORP | 56,300 | $555K | 0.1% | $9.86 | — | COM CL A | 19424L101 |
| GILT | GILAT SATELLITE NETWORKS LTD | 100,000 | $545K | 0.1% | $4.76 | 0.0% | SHS NEW | M51474118 |
| LILAK | LIBERTY LATIN AMERICA LTD | 66,331 | $540K | 0.1% | $8.81 | 0.0% | COM CL C | G9001E128 |
| — | REDBALL ACQUISITION CORP | 50,000 | $529K | 0.1% | $10.58 | — | UNIT 99/99/9999 | G7417R121 |
| NNOX | NANO X IMAGING LTD | 22,000 | $517K | 0.1% | $33.43 | 0.0% | ORD SHS | M70700105 |
| — | PROPERTY SOLUTIONS ACQUISITI | 50,000 | $505K | 0.1% | $10.10 | — | UNIT 03/30/2027 | 74348Q207 |
| — | GLOBALSTAR INC | 1,598,530 | $490K | 0.1% | $0.95 | — | COM | 378973408 |
| LLY | LILLY ELI AND CO | 3,302 | $489K | 0.1% | $145.78 | 0.0% | COM | 532457108 |
| AAL | AMERICAN AIRLS GROUP INC | 39,759 | $489K | 0.1% | $12.53 | 0.0% | COM | 02376R102 |
| — | CELLULAR BIOMEDICINE GROUP I | 25,000 | $459K | 0.1% | $18.36 | — | COM NEW | 15117P102 |
| — | WATFORD HLDGS LTD | 19,626 | $450K | 0.1% | $22.93 | — | SHS | G94787101 |
| IYR | ISHARES TR | 5,609 | $448K | 0.1% | $79.87 | — | U.S. REAL ES ETF | 464287739 |
| — | VAPOTHERM INC | 15,000 | $435K | 0.1% | $40.99 | — | COM | 922107107 |
| — | B RILEY PRIN MERGER CORP II | 319,228 | $431K | 0.1% | $1.43 | — | *W EXP 05/06/202 | 05600U114 |
| ARWR | ARROWHEAD PHARMACEUTICALS IN | 9,940 | $428K | 0.1% | $43.15 | 0.0% | COM | 04280A100 |
| BAC | BK OF AMERICA CORP | 17,754 | $428K | 0.1% | $20.57 | +6.1% | COM | 060505104 |
| PMVP | PMV PHARMACEUTICALS INC | 11,701 | $415K | 0.1% | $36.80 | 0.0% | COM | 69353Y103 |
| CAR | AVIS BUDGET GROUP | 15,000 | $395K | 0.1% | $28.61 | 0.0% | COM | 053774105 |
| XLP | SELECT SECTOR SPDR TR | 5,987 | $384K | 0.1% | $64.14 | — | SBI CONS STPLS | 81369Y308 |
| WMT | WALMART INC | 2,734 | $383K | 0.1% | $38.07 | +8.5% | COM | 931142103 |
| XYZ | SQUARE INC | 2,296 | $373K | 0.1% | $76.56 | +84.4% | CL A | 852234103 |
| — | SUMO LOGIC INC | 15,564 | $339K | 0.1% | $21.78 | — | COM | 86646P103 |
| SRNE | SORRENTO THERAPEUTICS INC | 30,200 | $337K | 0.1% | $9.15 | 0.0% | COM NEW | 83587F202 |
| EXR | EXTRA SPACE STORAGE INC | 3,104 | $332K | 0.1% | $84.13 | 0.0% | COM | 30225T102 |
| HEI | HEICO CORP NEW | 3,133 | $328K | 0.1% | $103.31 | 0.0% | COM | 422806109 |
| — | KARUNA THERAPEUTICS INC | 4,208 | $325K | 0.1% | $77.23 | — | COM | 48576A100 |
| AXON | AXON ENTERPRISE INC | 3,554 | $322K | 0.1% | $86.99 | 0.0% | COM | 05464C101 |
| — | BITAUTO HLDGS LTD | 20,190 | $318K | 0.1% | $15.75 | — | SPONSORED ADS | 091727107 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 35,000 | $315K | 0.1% | $9.00 | — | SPONSORED ADS | 881624209 |
| — | FORTRESS VALUE ACQUISITION C | 93,987 | $309K | 0.1% | $1.88 | — | *W EXP 05/04/202 | 34962V114 |
| XLB | SELECT SECTOR SPDR TR | 4,854 | $309K | 0.1% | $63.66 | — | SBI MATERIALS | 81369Y100 |
| GPC | GENUINE PARTS CO | 3,218 | $306K | 0.1% | $80.03 | 0.0% | COM | 372460105 |
| SPIEF | SPI ENERGY CO LTD | 41,526 | $299K | 0.1% | $2.14 | 0.0% | SHS NEW | G8651P110 |
| TGNA | TEGNA INC | 24,752 | $291K | 0.1% | $11.88 | 0.0% | COM | 87901J105 |
| ASAN | ASANA INC | 10,000 | $288K | 0.1% | $28.80 | 0.0% | CL A | 04342Y104 |
| IBP | INSTALLED BLDG PRODS INC | 2,693 | $274K | 0.1% | $79.00 | 0.0% | COM | 45780R101 |
| — | ETF MANAGERS TR | 26,000 | $271K | 0.1% | $10.42 | — | ETFMG ALTR HRVST | 26924G508 |
| — | SUSTAINABLE OPPORTNTS ACQ CO | 146,648 | $264K | 0.1% | $1.80 | — | *W EXP 99/99/999 | G8598Y117 |
| — | SK TELECOM LTD | 11,378 | $255K | 0.1% | $22.41 | — | SPONSORED ADR | 78440P108 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 17,790 | $244K | 0.1% | $11.91 | 0.0% | COM | 55933J203 |
| CMCSA | COMCAST CORP NEW | 5,163 | $239K | 0.0% | $32.76 | +14.8% | CL A | 20030N101 |
| — | SCVX CORP | 154,835 | $232K | 0.0% | $1.04 | — | *W EXP 01/24/202 | G79448117 |
| — | INOVIO PHARMACEUTICALS INC | 20,000 | $232K | 0.0% | $11.60 | — | COM NEW | 45773H201 |
| META | FACEBOOK INC | 882 | $231K | 0.0% | $256.10 | 0.0% | CL A | 30303M102 |
| IGV | ISHARES TR | 738 | $230K | 0.0% | $311.65 | — | EXPANDED TECH | 464287515 |
| — | BLINK CHARGING CO | 37,407 | $227K | 0.0% | $0.35 | — | *W EXP 01/31/202 | 09354A118 |
| CM | CANADIAN IMP BK COMM | 2,919 | $218K | 0.0% | $28.73 | 0.0% | COM | 136069101 |
| WM | WASTE MGMT INC DEL | 1,919 | $217K | 0.0% | $92.14 | +10.0% | COM | 94106L109 |
| NVAX | NOVAVAX INC | 2,000 | $217K | 0.0% | $121.82 | 0.0% | COM NEW | 670002401 |
| VSAT | VIASAT INC | 6,288 | $216K | 0.0% | $37.83 | 0.0% | COM | 92552V100 |
| ARCT | ARCTURUS THERAPEUTICS HLDGS | 4,940 | $212K | 0.0% | $49.64 | 0.0% | COM | 03969T109 |
| ETWOW | CC NEUBERGER PRINCIPAL HLDNG | 114,999 | $207K | 0.0% | $1.45 | — | *W EXP 99/99/999 | G1992Y122 |
| R | RYDER SYS INC | 4,910 | $207K | 0.0% | $40.43 | 0.0% | COM | 783549108 |
| BYD | BOYD GAMING CORP | 6,726 | $206K | 0.0% | $24.10 | 0.0% | COM | 103304101 |
| — | KRATON CORPORATION | 11,188 | $199K | 0.0% | $17.79 | — | COM | 50077C106 |
| — | VEONEER INC | 13,474 | $198K | 0.0% | $14.69 | — | COM | 92336X109 |
| — | LIVE OAK ACQUISITION CORP | 200,000 | $196K | 0.0% | $0.78 | — | *W EXP 05/08/202 | 53804F111 |
| — | FIESTA RESTAURANT GROUP INC | 19,187 | $180K | 0.0% | $9.38 | — | COM | 31660B101 |
| OXY/WS | OCCIDENTAL PETE CORP | 57,890 | $174K | 0.0% | $3.01 | — | *W EXP 08/03/202 | 674599162 |
| — | PROPTECH ACQUISITION CORP | 101,110 | $167K | 0.0% | $0.35 | — | *W EXP 05/26/202 | 74349F119 |
| — | CHANGE HEALTHCARE INC | 11,542 | $167K | 0.0% | $14.47 | — | COM | 15912K100 |
| — | GLOBAL MED REIT INC | 12,287 | $166K | 0.0% | $13.51 | — | COM NEW | 37954A204 |
| BRSL | INTERNATIONAL GAME TECHNOLOG | 14,818 | $165K | 0.0% | $7.59 | 0.0% | SHS USD | G4863A108 |
| KRO | KRONOS WORLDWIDE INC | 12,747 | $164K | 0.0% | $8.97 | 0.0% | COM | 50105F105 |
| OXY | OCCIDENTAL PETE CORP | 16,246 | $163K | 0.0% | $13.27 | 0.0% | COM | 674599105 |
| — | LONGVIEW ACQUISITION CORP | 166,666 | $162K | 0.0% | $0.97 | — | *W EXP 05/27/202 | 543195119 |
| ABR | ARBOR REALTY TRUST INC | 13,694 | $157K | 0.0% | $11.46 | — | COM | 038923108 |
| AEO | AMERICAN EAGLE OUTFITTERS IN | 10,457 | $155K | 0.0% | $10.30 | 0.0% | COM | 02553E106 |
| AXGN | AXOGEN INC | 12,750 | $148K | 0.0% | $11.61 | 0.0% | COM | 05463X106 |
| — | OAKTREE ACQUISITION CORP | 50,000 | $146K | 0.0% | $1.32 | — | *W EXP 99/99/999 | G67145113 |
| — | STABLE RD ACQUISITION CORP | 100,000 | $134K | 0.0% | $0.80 | — | *W EXP 05/15/202 | 85236Q117 |
| — | WPX ENERGY INC | 25,317 | $124K | 0.0% | $4.90 | — | COM | 98212B103 |
| — | KANDI TECHNOLOGIES GROUP INC | 20,000 | $124K | 0.0% | $6.20 | — | COM | 483709101 |
| SABR | SABRE CORP | 18,734 | $122K | 0.0% | $7.41 | 0.0% | COM | 78573M104 |
| DVN | DEVON ENERGY CORP NEW | 12,501 | $118K | 0.0% | $7.91 | 0.0% | COM | 25179M103 |
| VISN | COMMSCOPE HLDG CO INC | 12,754 | $115K | 0.0% | $9.87 | -4.6% | COM | 20337X109 |
| — | NEPTUNE WELLNESS SOLUTIONS I | 54,500 | $115K | 0.0% | $3.88 | — | COM | 64079L105 |
| BDN | BRANDYWINE RLTY TR | 11,061 | $114K | 0.0% | $10.31 | — | SH BEN INT NEW | 105368203 |
| FNB | F N B CORP | 16,746 | $114K | 0.0% | $5.97 | 0.0% | COM | 302520101 |
| CRMD | CORMEDIX INC | 18,839 | $114K | 0.0% | $5.02 | 0.0% | COM | 21900C308 |
| — | PARSLEY ENERGY INC | 12,129 | $114K | 0.0% | $9.40 | — | CL A | 701877102 |
| — | STERLING BANCORP DEL | 10,598 | $111K | 0.0% | $10.47 | — | COM | 85917A100 |
| MUR | MURPHY OIL CORP | 12,472 | $111K | 0.0% | $10.62 | 0.0% | COM | 626717102 |
| AM | ANTERO MIDSTREAM CORP | 20,459 | $110K | 0.0% | $3.81 | 0.0% | COM | 03676B102 |
| ADT | ADT INC DEL | 13,283 | $109K | 0.0% | $8.62 | 0.0% | COM | 00090Q103 |
| — | ELECTRAMECCANICA VEHS CORP | 43,827 | $109K | 0.0% | $2.49 | — | COM NEW | 284849205 |
| COTY | COTY INC | 39,076 | $106K | 0.0% | $3.78 | 0.0% | COM CL A | 222070203 |
| — | MARATHON OIL CORP | 25,367 | $104K | 0.0% | $4.10 | — | COM | 565849106 |
| GME | GAMESTOP CORP NEW | 10,000 | $102K | 0.0% | $1.45 | 0.0% | CL A | 36467W109 |
| CARV | CARVER BANCORP INC | 15,784 | $102K | 0.0% | $6.29 | 0.0% | COM NEW | 146875604 |
| — | NATIONAL OILWELL VARCO INC | 10,886 | $99,000 | 0.0% | $9.09 | — | COM | 637071101 |
| — | APEX TECHNOLOGY ACQUISITION | 50,000 | $98,000 | 0.0% | $1.26 | — | *W EXP 09/18/202 | 03768F110 |
| — | APACHE CORP | 10,285 | $97,000 | 0.0% | $9.43 | — | COM | 037411105 |
| — | LF CAP ACQUISITION CORP | 50,000 | $90,000 | 0.0% | $0.44 | — | *W EXP 06/22/202 | 50200K116 |
| — | FINSERV ACQUISITION CORP | 96,496 | $89,000 | 0.0% | $0.76 | — | *W EXP 12/31/202 | 318085115 |
| — | JUNIPER INDL HLDGS INC | 50,000 | $87,000 | 0.0% | $0.78 | — | *W EXP 11/13/202 | 48205G114 |
| — | COLLECTIVE GROWTH CORP | 140,650 | $86,000 | 0.0% | $0.61 | — | *W EXP 04/30/202 | 19424L119 |
| — | ADIAL PHARMACEUTICALS INC | 37,967 | $85,000 | 0.0% | $2.24 | — | COM | 00688A106 |
| — | AMBOW ED HLDG LTD | 15,347 | $78,000 | 0.0% | $5.08 | — | SPONSORED ADS | 02322P200 |
| MAPSW | SILVER SPIKE ACQUISITION COR | 125,000 | $76,000 | 0.0% | $0.50 | — | *W EXP 08/02/202 | G8136L114 |
| — | DMY TECHNOLOGY GROUP INC | 25,000 | $75,000 | 0.0% | $3.00 | — | *W EXP 02/21/202 | 233253111 |
| — | RMG ACQUISITION CORP | 33,333 | $71,000 | 0.0% | $0.60 | — | *W EXP 02/21/202 | 749641114 |
| — | CHURCHILL CAPITAL CORP IV | 47,000 | $70,000 | 0.0% | $1.49 | — | *W EXP 08/04/202 | 171439110 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 51,000 | $63,000 | 0.0% | $0.65 | — | *W EXP 12/01/202 | 03212A113 |
| — | ENERGOUS CORP | 18,157 | $54,000 | 0.0% | $2.97 | — | COM | 29272C103 |
| — | ATLAS TECHNICAL CONSULTANTS | 98,500 | $51,000 | 0.0% | $0.54 | — | *W EXP 11/26/202 | 049430119 |
| — | DFP HEALTHCARE ACQUISITNS CO | 25,025 | $43,000 | 0.0% | $1.72 | — | *W EXP 03/31/202 | 23343Q118 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 73,418 | $38,000 | 0.0% | $1.29 | — | *W EXP 12/31/202 | 80821R117 |
| — | SUNDANCE ENERGY INC | 15,000 | $35,000 | 0.0% | $2.33 | — | COM | 86725N102 |
| — | URBAN ONE INC | 30,000 | $35,000 | 0.0% | $1.17 | — | CL D NON VTG | 91705J204 |
| — | AETHLON MED INC | 25,000 | $34,000 | 0.0% | $1.36 | — | COM | 00808Y307 |
| — | ALUSSA ENERGY ACQUISITION CO | 50,000 | $33,000 | 0.0% | $0.76 | — | *W EXP 10/31/202 | G0232J119 |
| — | GORES HLDGS IV INC | 20,000 | $33,000 | 0.0% | $1.80 | — | *W EXP 01/22/202 | 382865111 |
| — | OSPREY TECHNLGY AQUISTION CO | 20,000 | $28,000 | 0.0% | $0.80 | — | *W EXP 10/30/202 | 68839R120 |
| — | TRINE ACQUISITION CORP | 10,000 | $26,000 | 0.0% | $2.60 | — | *W EXP 03/31/202 | 89628U116 |
| OXBR | OXBRIDGE RE HLDGS LTD | 15,000 | $26,000 | 0.0% | $1.25 | 0.0% | SHS | G6856M106 |
| — | MERIDA MERGER CORP I | 49,750 | $26,000 | 0.0% | $0.50 | — | *W EXP 11/07/202 | 58953M114 |
| — | CHP MERGER CORP | 20,000 | $26,000 | 0.0% | $0.55 | — | *W EXP 11/22/202 | 12558Y114 |
| — | SOFTWARE ACQUISITION GROUP I | 25,000 | $23,000 | 0.0% | $0.52 | — | *W EXP 10/01/202 | 83406B119 |
| — | AMPCO-PITTSBURG CORP | 45,700 | $17,000 | 0.0% | $0.37 | — | *W EXP 08/01/202 | 032037111 |
| — | QEP RESOURCES INC | 16,204 | $15,000 | 0.0% | $0.93 | — | COM | 74733V100 |
| — | WASHINGTON PRIME GROUP NEW | 11,714 | $8,000 | 0.0% | $0.68 | — | COM | 93964W108 |
| — | ARTELO BIOSCIENCES INC | 14,100 | $1,000 | 0.0% | $0.57 | — | *W EXP 06/25/202 | 04301G128 |