Location: New York, NY
CIK: 0001595082 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Aug 14, 2020
Total Value: $5.089B
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | CELGENE CORP | 8,150,122 | $809M | 15.9% | $99.29 | $93.82 | — | COM | 151020104 |
| — | ALLERGAN PLC | 4,804,715 | $809M | 15.9% | $168.29 | $168.10 | — | SHS | G0177J108 |
| — | ALTABA INC | 20,451,811 | $398M | 7.8% | $19.47 | $57.99 | — | COM | 021346101 |
| VST | VISTRA ENERGY CORP | 9,506,286 | $254M | 5.0% | $26.73 * | $14.87 | +38.4% | COM | 92840M102 |
| — | ZAYO GROUP HLDGS INC | 6,796,368 | $230M | 4.5% | $33.90 | $31.84 | — | COM | 98919V105 |
| TSN | TYSON FOODS INC | 2,349,180 | $202M | 4.0% | $86.14 * | $62.86 | +12.4% | CL A | 902494103 |
| THC | TENET HEALTHCARE CORP | 4,868,688 | $108M | 2.1% | $22.12 * | $19.28 | +10.5% | COM NEW | 88033G407 |
| — | SYMANTEC CORP | 3,681,586 | $87M | 1.7% | $23.63 | $23.63 | — | COM | 871503108 |
| DLTR | DOLLAR TREE INC | 700,000 | $79.91M | 1.6% | $114.15 * | $104.94 | -0.3% | COM | 256746108 |
| — | AVAYA HLDGS CORP | 7,305,945 | $74.74M | 1.5% | $10.23 | $22.40 | — | COM | 05351X101 |
| — | ALDER BIOPHARMACEUTICALS INC | 3,312,203 | $62.47M | 1.2% | $18.86 | $18.86 | — | COM | 014339105 |
| — | ACTIVISION BLIZZARD INC | 1,075,000 | $56.88M | 1.1% | $52.91 | $52.91 | — | COM | 00507V109 |
| PCG | PG&E CORP | 5,435,925 | $54.36M | 1.1% | $10.00 * | $18.45 | -19.0% | COM | 69331C108 |
| CNC | CENTENE CORP DEL | 1,251,177 | $54.13M | 1.1% | $43.26 * | $52.84 | -7.8% | COM | 15135B101 |
| — | CONTURA ENERGY INC | 1,876,285 | $52.46M | 1.0% | $27.96 | $65.74 | — | COM | 21241B100 |
| — | CYPRESS SEMICONDUCTOR CORP | 2,238,284 | $52.22M | 1.0% | $23.33 | $22.23 | — | COM | 232806109 |
| — | TESLA INC | 45,000,000 | $45.71M | 0.9% | $1.02 | $0.99 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| DIS | DISNEY WALT CO | 350,000 | $45.61M | 0.9% | $130.32 * | $114.43 | +17.3% | COM DISNEY | 254687106 |
| — | MOMO INC | 50,000,000 | $45.02M | 0.9% | $0.90 | $0.90 | — | NOTE 1.250% 7/0 | 60879BAB3 |
| TMUS | T MOBILE US INC | 559,708 | $44.08M | 0.9% | $78.75 * | $64.48 | +17.4% | COM | 872590104 |
| OPTU | ALTICE USA INC | 1,525,000 | $43.74M | 0.9% | $28.68 * | $20.23 | +34.6% | CL A | 02156K103 |
| CCO | CLEAR CHANNEL OUTDOOR HLDGS | 16,888,360 | $42.56M | 0.8% | $2.52 * | $5.11 | -38.6% | COM | 18453H106 |
| HGV | HILTON GRAND VACATIONS INC | 1,326,468 | $42.45M | 0.8% | $32.00 | $30.87 | +1.9% | COM | 43283X105 |
| — | RADIUS HEALTH INC | 45,000,000 | $40.91M | 0.8% | $0.91 | $0.98 | — | NOTE 3.000% 9/0 | 750469AA6 |
| IHRT | IHEARTMEDIA INC | 2,684,387 | $40.27M | 0.8% | $15.00 * | $14.60 | 0.0% | COM CL A | 45174J509 |
| LOW | LOWES COS INC | 362,500 | $39.86M | 0.8% | $109.96 * | $94.02 | 0.0% | COM | 548661107 |
| — | SANDERSON FARMS INC | 221,638 | $33.53M | 0.7% | $151.27 | $146.44 | — | COM | 800013104 |
| OXY | OCCIDENTAL PETE CORP | 732,399 | $32.57M | 0.6% | $44.47 * | $41.72 | 0.0% | COM | 674599105 |
| — | SPLUNK INC | 30,000,000 | $32.23M | 0.6% | $1.07 | $1.07 | — | NOTE 0.500% 9/1 | 848637AC8 |
| — | TWITTER INC | 30,000,000 | $31.75M | 0.6% | $1.06 | $0.97 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| — | SPARTAN ENERGY ACQUISITON CO | 3,000,000 | $31.08M | 0.6% | $10.36 | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| MBI | MBIA INC | 3,318,091 | $30.63M | 0.6% | $9.23 * | $3.94 | +3.5% | COM | 55262C100 |
| — | IAC INTERACTIVECORP | 137,500 | $29.97M | 0.6% | $217.96 | $217.96 | — | COM | 44919P508 |
| — | GORES HOLDINGS III INC | 2,644,141 | $27.76M | 0.5% | $10.50 | $10.21 | — | UNIT 09/07/2024 | 38286G208 |
| — | UNIVAR SOLUTIONS INC | 1,316,029 | $27.32M | 0.5% | $20.76 | $22.04 | — | COM | 91336L107 |
| HGV | HILTON GRAND VACATIONS INC | 784,600 | $25.11M | 0.5% | $32.00 | $30.87 | +1.9% | CALL | 43283X105 |
| — | ZYNGA INC | 4,198,812 | $24.44M | 0.5% | $5.82 | $5.87 | — | CL A | 98986T108 |
| TWLO | TWILIO INC | 200,000 | $21.99M | 0.4% | $109.96 * | $106.88 | +21.3% | CL A | 90138F102 |
| — | NOVAVAX INC | 50,500,000 | $21.08M | 0.4% | $0.42 | $0.49 | — | NOTE 3.750% 2/0 | 670002AB0 |
| — | LANDCADIA HLDGS II INC | 2,000,000 | $20.12M | 0.4% | $10.06 | $9.98 | — | UNIT 05/09/2026 | 51476X204 |
| — | SILVER SPIKE ACQUISITION COR | 2,000,000 | $20.12M | 0.4% | $10.06 | $10.06 | — | UNIT 99/99/9999 | G8136L122 |
| — | SWITCHBACK ENERGY ACQUISITIO | 2,000,000 | $20M | 0.4% | $10.00 | $10.00 | — | UNIT 99/99/9999 | 87105M201 |
| — | HAYMAKER ACQUISITION CORP II | 1,899,425 | $19.47M | 0.4% | $10.25 | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | CHURCHILL CAP CORP II | 1,846,000 | $19.4M | 0.4% | $10.51 | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| KR | KROGER CO | 750,000 | $19.34M | 0.4% | $25.78 | — | — | CALL | 501044101 |
| NOW | SERVICENOW INC | 75,000 | $19.04M | 0.4% | $253.85 * | $54.38 | 0.0% | COM | 81762P102 |
| — | LIGAND PHARMACEUTICALS INC | 22,500,000 | $18.75M | 0.4% | $0.83 | $0.86 | — | NOTE 0.750% 5/1 | 53220KAF5 |
| SDCCQ | SMILEDIRECTCLUB INC | 1,305,000 | $18.11M | 0.4% | $13.88 * | $16.68 | 0.0% | CL A COM | 83192H106 |
| — | MOSAIC ACQUISITION CORP | 1,750,000 | $18.08M | 0.4% | $10.33 | $10.33 | — | COM CL A | 61946M100 |
| — | FINTECH ACQUISITION CORP III | 1,691,600 | $17.93M | 0.4% | $10.60 | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | MAXAR TECHNOLOGIES INC | 2,330,977 | $17.71M | 0.3% | $7.60 | $7.82 | — | COM | 57778K105 |
| — | SMARTSHEET INC | 486,542 | $17.53M | 0.3% | $36.03 | $43.58 | — | COM CL A | 83200N103 |
| — | SPARK THERAPEUTICS INC | 180,364 | $17.49M | 0.3% | $96.98 | $96.98 | — | COM | 84652J103 |
| — | GORES METROPOULOS INC | 1,626,600 | $17.24M | 0.3% | $10.60 | $10.18 | — | UNIT 99/99/9999 | 382872208 |
| TSN | TYSON FOODS INC | 200,000 | $17.23M | 0.3% | $86.14 * | $62.86 | +12.4% | CALL | 902494103 |
| — | SPIRIT MTA REIT | 2,007,867 | $16.95M | 0.3% | $8.44 | $6.91 | — | COM SHS BEN IN | 84861U105 |
| — | TPG PACE HLDGS CORP | 1,637,900 | $16.84M | 0.3% | $10.28 | $10.40 | — | CL A | G89827128 |
| — | CONYERS PK II ACQUISITION CO | 1,550,000 | $16.51M | 0.3% | $10.65 | $10.65 | — | UNIT 99/99/9999 | 212896203 |
| — | COLONY CR REAL ESTATE INC | 1,130,000 | $16.34M | 0.3% | $14.46 | $15.33 | — | COM CL A | 19625T101 |
| DHI | D R HORTON INC | 300,000 | $15.81M | 0.3% | $52.71 * | $44.66 | 0.0% | COM | 23331A109 |
| — | DIAMOND EAGLE ACQUISITION CO | 1,500,000 | $15.18M | 0.3% | $10.12 | $10.05 | — | UNIT 06/30/2026 | 25258L208 |
| MDB | MONGODB INC | 125,000 | $15.06M | 0.3% | $120.51 * | $144.33 | 0.0% | CL A | 60937P106 |
| UAL | UNITED AIRLINES HLDGS INC | 170,257 | $15.06M | 0.3% | $88.44 | $44.98 | +96.5% | COM | 910047109 |
| — | GS ACQUISITION HLDGS CORP | 1,334,597 | $14.21M | 0.3% | $10.65 | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| — | BOXWOOD MERGER CORP | 1,379,400 | $13.89M | 0.3% | $10.07 | $10.07 | — | COM CL A | 10319T101 |
| — | LEISURE ACQUISITION CORP | 1,299,600 | $13.84M | 0.3% | $10.65 | $9.90 | — | UNIT 99/99/9999 | 52539T206 |
| — | AMCI ACQUISITION CORP | 1,300,000 | $13.44M | 0.3% | $10.34 | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| PM | PHILIP MORRIS INTL INC | 175,000 | $13.29M | 0.3% | $75.93 * | $56.72 | 0.0% | COM | 718172109 |
| — | APEX TECHNOLOGY ACQUISITN CO | 1,300,000 | $13.25M | 0.3% | $10.19 | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| — | COLLIER CREEK HOLDINGS | 1,200,000 | $12.84M | 0.3% | $10.70 | $10.05 | — | UNIT 99/99/9999 | G22707122 |
| — | ACCELERATE DIAGNOSTICS INC | 16,000,000 | $12.79M | 0.3% | $0.80 | $0.84 | — | NOTE 2.500% 3/1 | 00430HAB8 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 3,530,488 | $12.71M | 0.2% | $3.60 * | $3.52 | -25.9% | COM | 203668108 |
| — | GX ACQUISITION CORP | 1,250,000 | $12.66M | 0.2% | $10.13 | $10.00 | — | UNIT 05/24/2026 | 36251A206 |
| — | ACT II GLOBAL ACQUISITION CO | 1,200,000 | $12.12M | 0.2% | $10.10 | $10.11 | — | UNIT 04/30/2026 | G0080J112 |
| — | ACORDA THERAPEUTICS INC | 15,120,000 | $11.83M | 0.2% | $0.78 | $0.93 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | INSURANCE ACQUISITION CORP | 1,100,000 | $11.43M | 0.2% | $10.39 | $10.06 | — | UNIT 03/31/2024 | 457867307 |
| — | TKK SYMPHONY ACQUISITION COR | 1,080,000 | $11.23M | 0.2% | $10.40 | $10.10 | — | UNIT 08/15/2023 | G88950111 |
| — | DIAMONDPEAK HLDGS COR | 1,100,000 | $11.12M | 0.2% | $10.11 | $9.99 | — | UNIT 99/99/9999 | 25280H209 |
| — | INTELSAT S A | 483,803 | $11.03M | 0.2% | $22.80 | $16.66 | — | COM | L5140P101 |
| XYZ | SQUARE INC | 175,000 | $10.84M | 0.2% | $61.95 * | $67.93 | 0.0% | CL A | 852234103 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 985,000 | $10.19M | 0.2% | $10.34 | $9.95 | — | UNIT 12/31/2023 | 80821R208 |
| — | PIVOTAL INVT CORP II | 1,000,000 | $10.18M | 0.2% | $10.18 | $10.18 | — | UNIT 06/01/2025 | 72582K209 |
| — | TORTOISE ACQUISITION CORP | 1,000,000 | $10.08M | 0.2% | $10.08 | $9.99 | — | UNIT 03/04/2024 | 89154L209 |
| — | TUSCAN HLDGS CORP II | 950,000 | $9.548M | 0.2% | $10.05 | $10.05 | — | UNIT 04/01/2026 | 90070A202 |
| — | CF FIN ACQUISITION CORP | 900,000 | $9.495M | 0.2% | $10.55 | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | VMWARE INC | 62,500 | $9.379M | 0.2% | $150.06 | $150.06 | — | CL A COM | 928563402 |
| CRM | SALESFORCE COM INC | 62,500 | $9.278M | 0.2% | $148.45 | $150.15 | 0.0% | COM | 79466L302 |
| — | GIGCAPITAL2 INC | 850,000 | $8.755M | 0.2% | $10.30 | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| CNC | CENTENE CORP DEL | 200,000 | $8.652M | 0.2% | $43.26 * | $52.84 | -7.8% | CALL | 15135B101 |
| QQQ | INVESCO QQQ TR | 45,000 | $8.495M | 0.2% | $188.78 | $188.78 | — | UNIT SER 1 | 46090E103 |
| FNKO | FUNKO INC | 397,214 | $8.171M | 0.2% | $20.57 * | $23.13 | 0.0% | COM CL A | 361008105 |
| — | ACTIVISION BLIZZARD INC | 150,000 | $7.938M | 0.2% | $52.92 | $52.91 | — | CALL | 00507V109 |
| — | SENTINEL ENERGY SVCS INC | 748,300 | $7.685M | 0.2% | $10.27 | $9.54 | — | CL A | 81728P105 |
| RACE | FERRARI N V | 49,337 | $7.612M | 0.1% | $154.29 * | $151.76 | +5.1% | COM | N3167Y103 |
| — | AVALARA INC | 112,500 | $7.57M | 0.1% | $67.29 | $67.29 | — | COM | 05338G106 |
| — | LIBERTY PPTY TR | 145,000 | $7.443M | 0.1% | $51.33 | $51.33 | — | SH BEN INT | 531172104 |
| — | TWELVE SEAS INVESTMENT COMPA | 721,500 | $7.388M | 0.1% | $10.24 | $10.15 | — | SHS | G9145A107 |
| — | INTELSAT S A | 5,000,000 | $7.341M | 0.1% | $1.47 | $1.47 | — | NOTE 4.500% 6/1 | 45790VAB6 |
| SCPE/U | SC HEALTH CORP | 600,000 | $6.21M | 0.1% | $10.35 | $10.35 | — | UNIT 99/99/9999 | G78516302 |
| WTS | WATTS WATER TECHNOLOGIES INC | 60,638 | $5.684M | 0.1% | $93.74 | $92.88 | 0.0% | CL A | 942749102 |
| — | ELDORADO RESORTS INC | 134,850 | $5.378M | 0.1% | $39.88 | $39.88 | — | COM | 28470R102 |
| — | HEALTH SCIENCES ACQUSTN CORP | 524,400 | $5.134M | 0.1% | $9.79 | $9.79 | — | COM | 42227C102 |
| — | NEW PROVIDENCE ACQUISITIN CO | 500,000 | $5.035M | 0.1% | $10.07 | $10.07 | — | UNIT 09/01/2024 | 64822P205 |
| DT | DYNATRACE INC | 262,500 | $4.901M | 0.1% | $18.67 * | $22.67 | 0.0% | COM | 268150109 |
| CNC | CENTENE CORP DEL | 100,000 | $4.326M | 0.1% | $43.26 * | $52.84 | -7.8% | PUT | 15135B101 |
| — | HD SUPPLY HLDGS INC | 100,000 | $3.918M | 0.1% | $39.18 | $39.18 | — | COM | 40416M105 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 358,688 | $3.838M | 0.1% | $10.70 | $10.70 | — | CL A | G8250R103 |
| — | QUORUM HEALTH CORP | 2,971,526 | $3.596M | 0.1% | $1.21 | $5.90 | — | COM | 74909E106 |
| HCA | HCA HEALTHCARE INC | 28,586 | $3.442M | 0.1% | $120.41 | $122.45 | 0.0% | COM | 40412C101 |
| DDOG | DATADOG INC | 100,200 | $3.398M | 0.1% | $33.91 * | $34.77 | 0.0% | CL A COM | 23804L103 |
| NET | CLOUDFLARE INC | 179,000 | $3.324M | 0.1% | $18.57 * | $19.34 | 0.0% | CL A COM | 18915M107 |
| CVS | CVS HEALTH CORP | 52,012 | $3.28M | 0.1% | $63.06 * | $48.37 | 0.0% | COM | 126650100 |
| ZBH | ZIMMER BIOMET HLDGS INC | 21,669 | $2.975M | 0.1% | $137.29 * | $122.61 | 0.0% | COM | 98956P102 |
| PTON | PELOTON INTERACTIVE INC | 114,000 | $2.906M | 0.1% | $25.49 | $25.37 | 0.0% | CL A COM | 70614W100 |
| CI | CIGNA CORP NEW | 17,141 | $2.602M | 0.1% | $151.80 | $148.86 | 0.0% | COM | 125523100 |
| RH | RH | 15,200 | $2.597M | 0.1% | $170.86 * | $142.38 | 0.0% | COM | 74967X103 |
| — | LABORATORY CORP AMER HLDGS | 14,160 | $2.379M | 0.0% | $168.01 | $168.01 | — | COM NEW | 50540R409 |
| MCK | MCKESSON CORP | 17,341 | $2.37M | 0.0% | $136.67 | $135.60 | 0.0% | COM | 58155Q103 |
| — | BIOHAVEN PHARMACTL HLDG CO L | 53,084 | $2.215M | 0.0% | $41.73 | $43.79 | — | COM | G11196105 |
| YETI | YETI HLDGS INC | 75,000 | $2.1M | 0.0% | $28.00 * | $30.33 | 0.0% | COM | 98585X104 |
| — | MEDALLIA INC | 76,500 | $2.098M | 0.0% | $27.42 | $27.42 | — | COM | 584021109 |
| ETSY | ETSY INC | 37,000 | $2.091M | 0.0% | $56.51 * | $58.80 | 0.0% | COM | 29786A106 |
| MRK | MERCK & CO INC | 23,782 | $2.002M | 0.0% | $84.18 * | $65.47 | 0.0% | COM | 58933Y105 |
| XRAY | DENTSPLY SIRONA INC | 33,967 | $1.811M | 0.0% | $53.32 | $53.72 | 0.0% | COM | 24906P109 |
| — | WEIBO CORP | 1,925,000 | $1.797M | 0.0% | $0.93 | $0.94 | — | NOTE 1.250%11/1 | 948596AC5 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 622,194 | $1.555M | 0.0% | $2.50 | $2.50 | — | *W EXP 09/14/202 | G8250R129 |
| — | BOXWOOD MERGER CORP | 1,880,000 | $1.353M | 0.0% | $0.72 | $0.72 | — | *W EXP 11/26/202 | 10319T119 |
| — | PRA HEALTH SCIENCES INC | 11,800 | $1.17M | 0.0% | $99.15 | $99.15 | — | COM | 69354M108 |
| TXG | 10X GENOMICS INC | 22,500 | $1.143M | 0.0% | $50.80 * | $55.34 | 0.0% | CL A COM | 88025U109 |
| HUM | HUMANA INC | 4,285 | $1.096M | 0.0% | $255.78 * | $265.05 | 0.0% | COM | 444859102 |
| RYAM | RAYONIER ADVANCED MATLS INC | 250,000 | $1.083M | 0.0% | $4.33 | $13.60 | -68.6% | COM | 75508B104 |
| — | TPG PACE HLDGS CORP | 662,633 | $1.047M | 0.0% | $1.58 | $1.58 | — | *W EXP 06/27/202 | G89827110 |
| OKTA | OKTA INC | 10,600 | $1.043M | 0.0% | $98.40 * | $124.90 | 0.0% | CL A | 679295105 |
| BMY | BRISTOL MYERS SQUIBB CO | 20,275 | $1.028M | 0.0% | $50.70 * | $36.77 | 0.0% | COM | 110122108 |
| ELAN | ELANCO ANIMAL HEALTH INC | 37,097 | $986K | 0.0% | $26.58 * | $30.00 | 0.0% | COM | 28414H103 |
| — | PING IDENTITY HLDG CORP | 50,000 | $863K | 0.0% | $17.26 | $17.26 | — | COM | 72341T103 |
| — | MOSAIC ACQUISITION CORP | 633,333 | $728K | 0.0% | $1.15 | $1.15 | — | *W EXP 10/23/202 | 61946M118 |
| CNMD | CONMED CORP | 7,483 | $719K | 0.0% | $96.08 * | $88.75 | 0.0% | COM | 207410101 |
| — | SYNEOS HEALTH INC | 10,900 | $580K | 0.0% | $53.21 | $53.21 | — | CL A | 87166B102 |
| — | WILLSCOT CORP | 36,200 | $564K | 0.0% | $15.58 | $13.86 | — | COM | 971375126 |
| — | PENSARE ACQUISITION CORP | 1,849,800 | $508K | 0.0% | $0.27 | $0.27 | — | RIGHT 99/99/9999 | 70957E121 |
| — | WRIGHT MED GROUP N V | 24,200 | $499K | 0.0% | $20.62 | $20.62 | — | ORD SHS | N96617118 |
| ASH | ASHLAND GLOBAL HLDGS INC | 5,497 | $424K | 0.0% | $77.13 * | $68.28 | -0.5% | COM | 044186104 |
| — | HEALTH SCIENCES ACQUSTN CORP | 524,400 | $399K | 0.0% | $0.76 | $0.76 | — | *W EXP 04/01/202 | 42227C110 |
| — | U S WELL SVCS INC | 1,400,000 | $350K | 0.0% | $0.25 | $0.58 | — | *W EXP 03/15/202 | 91274U119 |
| — | AKAZOO SA | 54,674 | $344K | 0.0% | $6.29 | $6.29 | — | SHS | L0164E108 |
| — | TARGET HOSPITALITY CORP | 365,000 | $314K | 0.0% | $0.86 | $1.50 | — | *W EXP 03/15/202 | 87615L115 |
| — | TWELVE SEAS INVESTMENT COMPA | 921,500 | $295K | 0.0% | $0.32 | $0.30 | — | RIGHT 12/22/2019 | G9145A131 |
| — | SPRINGWORKS THERAPEUTICS INC | 12,500 | $271K | 0.0% | $21.68 | $21.68 | — | COM | 85205L107 |
| — | TWELVE SEAS INVESTMENT COMPA | 921,500 | $257K | 0.0% | $0.28 | $0.20 | — | *W EXP 12/22/202 | G9145A115 |
| BBCP | CONCRETE PUMPING HLDGS INC | 64,133 | $253K | 0.0% | $3.94 * | $5.05 | -25.9% | COM | 206704108 |
| — | RANPAK HLDGS CORP | 300,000 | $225K | 0.0% | $0.75 | $1.20 | — | *W EXP 06/03/202 | 75321W111 |
| — | FALCON MINERALS CORP | 634,023 | $221K | 0.0% | $0.35 | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | II VI INC | 5,787 | $204K | 0.0% | $35.25 | $36.56 | — | COM | 902104108 |
| — | PENSARE ACQUISITION CORP | 924,900 | $203K | 0.0% | $0.22 | $0.20 | — | *W EXP 07/27/202 | 70957E113 |
| — | AKAZOO SA | 273,365 | $202K | 0.0% | $0.74 | $0.74 | — | *W EXP 09/11/202 | L0164E116 |
| — | PIVOTAL ACQUISITION CORP | 129,923 | $174K | 0.0% | $1.34 | $1.35 | — | *W EXP 12/01/202 | 72583A119 |
| — | KAIXIN AUTO HLDGS | 84,929 | $153K | 0.0% | $1.80 | $2.15 | — | SHS | G5223X100 |
| — | NESCO HLDGS INC | 149,490 | $129K | 0.0% | $0.86 | $0.86 | — | *W EXP 01/01/202 | 64083J112 |
| — | SENTINEL ENERGY SVCS INC | 243,800 | $80,000 | 0.0% | $0.33 | $1.38 | — | *W EXP 11/02/202 | 81728P113 |
| — | BORQS TECHNOLOGIES INC | 41,679 | $70,000 | 0.0% | $1.68 | $5.59 | — | SHS | G1466B103 |
| — | ESTRE AMBIENTAL INC | 701,404 | $7,000 | 0.0% | $0.01 | $0.65 | — | *W EXP 12/21/202 | G3206V118 |
| — | AGROFRESH SOLUTIONS | 439,956 | $2,000 | 0.0% | $0.00 | $1.82 | — | *W EXP 07/31/202 | 00856G117 |