CIK: 0001595521 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 12, 2020
Total Value ($000): $144,143 (98.8% shares, 1.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TESLA INC | 121,000 | $51,910 | 36.0% | — | — | Put | 88160R951 |
| HIFS | HINGHAM INSTN SVGS MASS | 37,446 | $6,890 | 4.8% | $173.40 | -1.0% | COM | 433323102 |
| — | CREDIT ACCEP CORP MICH | 12,000 | $4,064 | 2.8% | — | — | Put | 225310951 |
| V | VISA INC | 18,770 | $3,753 | 2.6% | $180.69 | +6.4% | COM CL A | 92826C839 |
| GOOGL | ALPHABET INC | 2,358 | $3,456 | 2.4% | $66.07 | +14.5% | CAP STK CL A | 02079K305 |
| LEN/B | LENNAR CORP | 52,274 | $3,432 | 2.4% | $40.22 | +22.6% | CL B | 526057302 |
| — | FORUM MERGER II CORP | 353,483 | $3,135 | 2.2% | $8.87 | — | *W EXP 09/30/202 | 34986F111 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 278,254 | $3,075 | 2.1% | $11.05 | — | COM | 184692200 |
| — | BEYOND MEAT INC | 17,600 | $2,923 | 2.0% | — | — | Put | 08862E959 |
| — | GSX TECHEDU INC | 32,000 | $2,884 | 2.0% | — | — | Put | 36257Y959 |
| — | NIKOLA CORP | 117,900 | $2,415 | 1.7% | — | — | Put | 654110955 |
| AMZN | AMAZON COM INC | 735 | $2,314 | 1.6% | $94.47 | +66.9% | COM | 023135106 |
| NL | NL INDS INC | 527,254 | $2,241 | 1.6% | $2.66 | -6.7% | COM NEW | 629156407 |
| — | TORTOISE ENERGY INFRA CORP | 148,904 | $2,202 | 1.5% | $15.50 | — | COM | 89147L886 |
| META | FACEBOOK INC | 8,000 | $2,095 | 1.5% | $198.36 | +29.1% | CL A | 30303M102 |
| — | HIGHLAND INCOME FD | 229,076 | $1,968 | 1.4% | $8.53 | — | HIGHLAND INCOME | 43010E404 |
| — | PIVOTAL INVT CORP II | 170,000 | $1,960 | 1.4% | $11.53 | — | COM CL A | 72582K100 |
| XNDPX | TORTOISE ENERGY INDEPENDENC | 180,772 | $1,797 | 1.2% | $11.08 | — | COM | 89148K200 |
| — | TWITTER INC | 39,000 | $1,736 | 1.2% | $44.51 | — | COM | 90184L102 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 179,937 | $1,578 | 1.1% | $8.77 | — | COM | 18469P209 |
| MSFT | MICROSOFT CORP | 7,502 | $1,578 | 1.1% | $173.06 | +16.0% | COM | 594918104 |
| — | CORENERGY INFRASTRUCTURE TR | 20,000 | $1,439 | 1.0% | $71.95 | — | NOTE 5.875% 8/1 | 21870UAC0 |
| PAYX | PAYCHEX INC | 17,000 | $1,356 | 0.9% | $65.42 | -1.3% | COM | 704326107 |
| — | NETFLIX INC | 2,500 | $1,250 | 0.9% | — | — | Put | 64110L956 |
| NGS | NATURAL GAS SERVICES GROUP | 147,925 | $1,250 | 0.9% | $5.74 | +30.5% | COM | 63886Q109 |
| — | TORTOISE ESSENTIAL ASSETS IN | 118,308 | $1,249 | 0.9% | $10.68 | — | COM SH BEN INT | 89148A103 |
| BPOP | POPULAR INC | 31,840 | $1,155 | 0.8% | $31.61 | 0.0% | COM NEW | 733174700 |
| — | ARC DOCUMENT SOLUTIONS INC | 1,248,422 | $1,124 | 0.8% | $1.06 | — | COM | 00191G103 |
| GOTU | GSX TECHEDU INC | 11,100 | $1,000 | 0.7% | $90.09 | — | SPONSORED ADS | 36257Y109 |
| — | BEYOND MEAT INC | 5,600 | $930 | 0.6% | — | — | Call | 08862E909 |
| HCKT | HACKETT GROUP INC | 82,042 | $917 | 0.6% | $15.01 | -13.8% | COM | 404609109 |
| BF/A | BROWN FORMAN CORP | 12,546 | $862 | 0.6% | $58.87 | 0.0% | CL A | 115637100 |
| — | HILTON WORLDWIDE HLDGS INC | 10,000 | $853 | 0.6% | — | — | Put | 43300A953 |
| IBB | ISHARES TR | 6,020 | $815 | 0.6% | $136.68 | — | NASDAQ BIOTECH | 464287556 |
| — | CAMBRIDGE BANCORP | 15,236 | $810 | 0.6% | $69.01 | — | COM | 132152109 |
| — | KAYNE ANDERSON NEXTGEN ENRGY | 193,187 | $779 | 0.5% | $3.33 | — | COM | 48661E108 |
| MA | MASTERCARD INCORPORATED | 2,250 | $761 | 0.5% | $287.82 | +9.7% | CL A | 57636Q104 |
| — | TORTOISE PWR & ENERGY INFRAS | 87,745 | $748 | 0.5% | $8.37 | — | COM | 89147X104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,394 | $723 | 0.5% | $217.17 | -5.8% | CL B NEW | 084670702 |
| — | TORTOISE MIDSTRM ENERGY FD I | 46,777 | $678 | 0.5% | $15.69 | — | COM | 89148B200 |
| LSAK | NET 1 UEPS TECHNOLOGIES INC | 197,979 | $667 | 0.5% | $3.41 | -5.8% | COM NEW | 64107N206 |
| HD | HOME DEPOT INC | 2,364 | $657 | 0.5% | $237.65 | 0.0% | COM | 437076102 |
| — | VERSO CORP | 82,216 | $649 | 0.5% | $14.30 | — | CL A | 92531L207 |
| — | NUVEEN REAL ESTATE INCOME FD | 79,734 | $602 | 0.4% | $7.10 | — | COM | 67071B108 |
| — | KAYNE ANDERSON ENERGY INFRST | 147,717 | $589 | 0.4% | $3.86 | — | COM | 486606106 |
| AGX | ARGAN INC | 14,000 | $587 | 0.4% | $33.73 | +13.6% | COM | 04010E109 |
| CL | COLGATE PALMOLIVE CO | 7,600 | $586 | 0.4% | $67.34 | 0.0% | COM | 194162103 |
| TLYS | TILLYS INC | 96,803 | $584 | 0.4% | $4.55 | +22.1% | CL A | 886885102 |
| CLF | CLEVELAND-CLIFFS INC NEW | 89,567 | $575 | 0.4% | $6.02 | 0.0% | COM | 185899101 |
| XBI | SPDR SER TR | 4,800 | $535 | 0.4% | $111.46 | — | S&P BIOTECH | 78464A870 |
| WOR | WORTHINGTON INDS INC | 13,000 | $530 | 0.4% | $17.84 | +36.6% | COM | 981811102 |
| — | CHARLES & COLVARD LTD | 639,724 | $525 | 0.4% | $1.42 | — | COM | 159765106 |
| — | AXOS FINANCIAL INC | 22,300 | $520 | 0.4% | — | — | Put | 05465C950 |
| — | NIKOLA CORP | 24,000 | $492 | 0.3% | $20.50 | — | COM | 654110105 |
| MVIS | MICROVISION INC DEL | 250,182 | $488 | 0.3% | $1.09 | +60.0% | COM NEW | 594960304 |
| — | NUANCE COMMUNICATIONS INC | 14,400 | $478 | 0.3% | $33.19 | — | COM | 67020Y100 |
| BELFA | BEL FUSE INC | 40,650 | $476 | 0.3% | $13.14 | -19.8% | CL A | 077347201 |
| — | MONOLITHIC PWR SYS INC | 1,600 | $447 | 0.3% | — | — | Put | 609839955 |
| — | CENTER COAST BRKFLD MLP ENRG | 58,115 | $433 | 0.3% | $7.45 | — | SHS BEN INT | 151461209 |
| — | VELODYNE LIDAR INC | 88,333 | $432 | 0.3% | $4.89 | — | *W EXP 09/29/202 | 92259F119 |
| CTRN | CITI TRENDS INC | 17,044 | $426 | 0.3% | $17.23 | +15.7% | COM | 17306X102 |
| — | FG NEW AMER ACQUISITION CORP | 40,000 | $400 | 0.3% | $10.00 | — | UNIT 08/31/2027 | 30259V205 |
| SHW | SHERWIN WILLIAMS CO | 550 | $383 | 0.3% | $208.25 | 0.0% | COM | 824348106 |
| BBW | BUILD A BEAR WORKSHOP | 149,231 | $373 | 0.3% | $1.84 | +16.8% | COM | 120076104 |
| GOOG | ALPHABET INC | 250 | $367 | 0.3% | $64.05 | +18.2% | CAP STK CL C | 02079K107 |
| RCKY | ROCKY BRANDS INC | 14,643 | $364 | 0.3% | $22.70 | 0.0% | COM | 774515100 |
| CNI | CANADIAN NATL RY CO | 3,300 | $351 | 0.2% | $90.67 | 0.0% | COM | 136375102 |
| — | IMEDIA BRANDS INC | 58,088 | $337 | 0.2% | $5.80 | — | COM CL A | 452465206 |
| — | PLURISTEM THERAPEUTICS INC | 31,300 | $330 | 0.2% | $10.54 | — | COM NEW | 72940R300 |
| — | CBTX INC | 20,000 | $327 | 0.2% | $17.75 | — | COM | 12481V104 |
| CATO | CATO CORP NEW | 41,332 | $323 | 0.2% | $10.94 | -45.4% | CL A | 149205106 |
| — | VOYA NAT RES EQUITY INCOME F | 127,591 | $311 | 0.2% | $2.37 | — | COM | 92913C106 |
| — | HIGHLAND GLOBAL ALLOCATION F | 46,167 | $286 | 0.2% | $4.35 | — | COM | 43010T104 |
| SRNE | SORRENTO THERAPEUTICS INC | 24,302 | $271 | 0.2% | $9.15 | 0.0% | COM NEW | 83587F202 |
| — | FIDUCIARY CLAYMORE ENGRY INF | 37,083 | $267 | 0.2% | $7.20 | — | COM | 31647Q205 |
| — | KENSINGTON CAP ACQUISITION C | 56,138 | $253 | 0.2% | $4.51 | — | *W EXP 07/01/202 | 490073111 |
| — | DIAMONDPEAK HLDGS COR | 23,450 | $249 | 0.2% | $10.62 | — | *W EXP 02/22/202 | 25280H118 |
| TTEC | TTEC HLDGS INC | 4,511 | $246 | 0.2% | $39.91 | +32.0% | COM | 89854H102 |
| — | TILRAY INC | 5,000 | $219 | 0.2% | $0.46 | — | NOTE 5.000%10/0 | 88688TAB6 |
| VMD | VIEMED HEALTHCARE INC | 16,500 | $143 | 0.1% | $7.77 | +29.8% | COM | 92663R105 |
| ALOT | ASTRONOVA INC | 17,633 | $141 | 0.1% | $15.03 | -51.6% | COM | 04638F108 |
| JVA | COFFEE HLDG CO INC | 37,807 | $132 | 0.1% | $2.86 | +6.5% | COM | 192176105 |
| — | CEL-SCI CORP | 10,000 | $128 | 0.1% | — | — | Put | 150837957 |
| — | CORENERGY INFRASTRUCTURE TR | 20,000 | $117 | 0.1% | — | — | Put | 21870U952 |
| — | JUST ENERGY GROUP INC | 17,835 | $93 | 0.1% | $5.21 | — | COM NEW | 48213W408 |
| PBI | PITNEY BOWES INC | 16,000 | $85 | 0.1% | $4.62 | 0.0% | COM | 724479100 |
| — | GRAFTECH INTL LTD | 11,462 | $78 | 0.1% | $7.96 | — | COM | 384313508 |
| — | ENDURANCE INTL GROUP HLDGS I | 11,967 | $69 | 0.0% | $5.77 | — | COM | 29272B105 |
| — | ROTH CH ACQUISITION I CO | 59,025 | $61 | 0.0% | $1.03 | — | *W EXP 01/28/202 | 778675116 |
| — | HL ACQUISITIONS CORP | 30,000 | $32 | 0.0% | $0.07 | — | RIGHT 07/17/2023 | G4603R130 |
| — | DASEKE INC | 120,373 | $18 | 0.0% | $0.15 | — | *W EXP 02/27/202 | 23753F115 |
| — | GLRY STR NW MDIA GRUP HLDG L | 100,000 | $6 | 0.0% | $0.08 | — | *W EXP 02/13/202 | G39973113 |