Location: Louisville, KY
CIK: 0001595521 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 14, 2020
Total Value: $133M (99.8% shares, 0.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TESLA INC | 230 | $24.84M | 18.7% | — | — | Put | 88160R951 |
| SPY | SPDR S&P 500 ETF TR | 392 | $12.09M | 9.1% | $307.69 | — | Put | 78462F103 |
| — | CREDIT ACCEP CORP MICH | 176 | $7.375M | 5.6% | — | — | Put | 225310951 |
| HIFS | HINGHAM INSTITUTION FOR SVGS | 41,230 | $6.918M | 5.2% | $173.40 | -16.2% | COM | 433323102 |
| IBB | ISHARES TR | 42,376 | $5.792M | 4.4% | $136.68 | — | NASDAQ BIOTECH | 464287556 |
| V | VISA INC-CLASS A SHARES | 25,270 | $4.881M | 3.7% | $180.69 | -2.9% | COM CL A | 92826C839 |
| GOOGL | ALPHABET INC-CL A | 2,808 | $3.982M | 3.0% | $66.07 | +1.3% | CAP STK CL A | 02079K305 |
| META | FACEBOOK INC-CLASS A | 12,954 | $2.941M | 2.2% | $198.36 | +4.5% | CL A | 30303M102 |
| — | VERSO CORP - A | 238,413 | $2.851M | 2.1% | $14.30 | — | CL A | 92531L207 |
| — | MATCH GROUP INC | 304 | $2.808M | 2.1% | — | — | Put | 57665R956 |
| PAYX | PAYCHEX INC | 34,000 | $2.576M | 1.9% | $65.42 | -9.9% | COM | 704326107 |
| LEN/B | LENNAR CORP - B SHS | 52,274 | $2.409M | 1.8% | $40.22 | -14.5% | CL B | 526057302 |
| — | HIGHLAND INCOME FUND | 262,528 | $2.113M | 1.6% | $8.53 | — | HIGHLAND INCOME | 43010E404 |
| AMZN | AMAZON.COM INC | 735 | $2.028M | 1.5% | $94.47 | +27.9% | COM | 023135106 |
| NL | NL INDUSTRIES | 527,254 | $1.798M | 1.4% | $2.66 | -20.5% | COM NEW | 629156407 |
| MSFT | MICROSOFT CORP | 7,502 | $1.527M | 1.2% | $173.06 | 0.0% | COM | 594918104 |
| HCKT | HACKETT GROUP INC/THE | 109,643 | $1.485M | 1.1% | $15.01 | -8.1% | COM | 404609109 |
| — | WORKHORSE GROUP INC | 84,000 | $1.461M | 1.1% | $17.39 | — | COM | 98138J206 |
| EVTC | EVERTEC INC | 50,095 | $1.408M | 1.1% | $30.10 | -14.4% | COM | 30040P103 |
| XNDPX | TORTOISE ENERGY INDEPENDENCE | 120,043 | $1.399M | 1.1% | $11.65 | — | COM | 89148K200 |
| — | MYOVANT SCIENCES LTD | 67,000 | $1.382M | 1.0% | $20.63 | — | COM | G637AM102 |
| — | TORTOISE ENERGY INFRASTRUCT | 85,018 | $1.363M | 1.0% | $16.03 | — | COM | 89147L886 |
| MA | MASTERCARD INC - A | 4,500 | $1.331M | 1.0% | $287.82 | -5.0% | CL A | 57636Q104 |
| NGS | NATURAL GAS SERVICES GROUP | 204,777 | $1.284M | 1.0% | $5.74 | 0.0% | COM | 63886Q109 |
| BYND | BEYOND MEAT INC | 9,454 | $1.267M | 1.0% | $92.75 | +27.7% | COM | 08862E109 |
| — | TORTOISE ESSENT ASSTS INC | 109,075 | $1.218M | 0.9% | $10.69 | — | COM SH BEN INT | 89148A103 |
| CATO | CATO CORP-CLASS A | 148,802 | $1.217M | 0.9% | $10.94 | -31.4% | CL A | 149205106 |
| CTRN | CITI TRENDS INC | 59,675 | $1.207M | 0.9% | $17.23 | -24.0% | COM | 17306X102 |
| — | MAGELLAN MIDSTREAM PARTNERS | 26,165 | $1.13M | 0.9% | $36.49 | — | COM UNIT RP LP | 559080106 |
| XLU | SELECT SECTOR SPDR TR | 19,800 | $1.117M | 0.8% | $55.40 | — | SBI INT-UTILS | 81369Y886 |
| — | ARC DOCUMENT SOLUTIONS INC | 1,021,058 | $1.021M | 0.8% | $1.09 | — | COM | 00191G103 |
| EPD | ENTERPRISE PRODUCTS PARTNERS | 56,000 | $1.018M | 0.8% | $14.30 | — | COM | 293792107 |
| — | BEYOND MEAT INC | 76 | $1.018M | 0.8% | — | — | Put | 08862E959 |
| LW | LAMB WESTON HOLDINGS INC | 15,700 | $1.004M | 0.8% | $59.77 | -7.8% | COM | 513272104 |
| AGX | ARGAN INC | 20,459 | $969K | 0.7% | $33.73 | -3.4% | COM | 04010E109 |
| — | CAMBRIDGE BANCORP | 15,236 | $903K | 0.7% | $69.01 | — | COM | 132152109 |
| — | KAYNE ANDERSON MDSTM ENERGY | 193,187 | $875K | 0.7% | $3.33 | — | COM | 48661E108 |
| WOR | WORTHINGTON INDUSTRIES | 22,924 | $855K | 0.6% | $17.84 | 0.0% | COM | 981811102 |
| — | ROTH CH ACQUISITION I CO | 80,000 | $804K | 0.6% | $10.05 | — | UNIT 01/28/2025 | 778675207 |
| ZYXIQ | ZYNEX INC | 31,938 | $794K | 0.6% | $9.73 | +72.1% | COM | 98986M103 |
| — | TORTOISE POWER & ENRGY INFRA | 87,745 | $792K | 0.6% | $8.37 | — | COM | 89147X104 |
| GOOG | ALPHABET INC-CL C | 550 | $777K | 0.6% | $64.05 | +4.6% | CAP STK CL C | 02079K107 |
| — | HILTON WORLDWIDE HLDGS INC | 100 | $735K | 0.6% | — | — | Put | 43300A953 |
| TLYS | TILLY'S INC-CLASS A SHRS | 122,303 | $693K | 0.5% | $4.55 | 0.0% | CL A | 886885102 |
| SPSC | SPS COMMERCE INC | 9,000 | $676K | 0.5% | $53.17 | +14.6% | COM | 78463M107 |
| — | RATTLER MIDSTREAM LP | 64,861 | $629K | 0.5% | $9.70 | — | COM UNITS | 75419T103 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 3,394 | $606K | 0.5% | $217.17 | -15.9% | CL B NEW | 084670702 |
| — | NUVEEN REAL EST INC FD | 79,734 | $596K | 0.4% | $7.10 | — | COM | 67071B108 |
| — | AXOS FINANCIAL INC | 223 | $492K | 0.4% | — | — | Put | 05465C950 |
| — | CHARLES & COLVARD LTD | 664,546 | $485K | 0.4% | $1.42 | — | COM | 159765106 |
| BELFA | BEL FUSE INC-CL A | 46,744 | $468K | 0.4% | $13.14 | -35.1% | CL A | 077347201 |
| JOUT | JOHNSON OUTDOORS INC-A | 5,000 | $455K | 0.3% | $65.71 | +8.8% | CL A | 479167108 |
| — | SYNCHRONY FINANCIAL | 200 | $443K | 0.3% | — | — | Put | 87165B953 |
| — | TUSCAN HOLDINGS CORP | 40,000 | $428K | 0.3% | $10.10 | — | UNIT 99/99/9999 | 90069K203 |
| — | CBTX INC | 20,000 | $420K | 0.3% | $17.75 | — | COM | 12481V104 |
| ACCO | ACCO BRANDS CORP | 58,204 | $413K | 0.3% | $6.01 | -22.8% | COM | 00081T108 |
| — | SOLITON INC | 51,363 | $400K | 0.3% | $10.98 | — | COM | 834251100 |
| — | CEL SCI CORP | 25,500 | $380K | 0.3% | $11.54 | — | COM | 150837607 |
| ALK | ALASKA AIR GROUP INC | 10,000 | $363K | 0.3% | $32.56 | 0.0% | COM | 011659109 |
| — | TORTOISE MIDSTREAM ENERGY | 20,000 | $346K | 0.3% | $17.30 | — | COM | 89148B200 |
| — | VOYA NATURAL RESOURCES EQUIT | 127,591 | $324K | 0.2% | $2.37 | — | COM | 92913C106 |
| PLUG | PLUG POWER INC | 38,973 | $320K | 0.2% | $3.04 | +54.0% | COM | 72919P202 |
| — | TILRAY INC | 43,600 | $310K | 0.2% | $17.13 | — | COM CL 2 | 88688T100 |
| BBW | BUILD-A-BEAR WORKSHOP INC | 140,121 | $305K | 0.2% | $1.82 | 0.0% | COM | 120076104 |
| KMI | KINDER MORGAN INC | 20,000 | $303K | 0.2% | $13.37 | -18.8% | COM | 49456B101 |
| — | HIGHLAND GLOBAL ALLOCATION | 46,167 | $297K | 0.2% | $4.35 | — | COM | 43010T104 |
| — | INSEEGO CORP | 250 | $290K | 0.2% | — | — | Put | 45782B954 |
| VMD | VIEMED HEALTHCARE INC | 29,900 | $287K | 0.2% | $7.77 | 0.0% | COM | 92663R105 |
| — | KAYNE ANDERSON MLP/MIDSTREAM | 53,229 | $281K | 0.2% | $3.64 | — | COM | 486606106 |
| PLCE | CHILDREN'S PLACE INC/THE | 7,300 | $273K | 0.2% | $60.45 | -43.8% | COM | 168905107 |
| — | EPIZYME INC | 16,552 | $266K | 0.2% | $16.07 | — | COM | 29428V104 |
| SHOO | STEVEN MADDEN LTD | 10,000 | $247K | 0.2% | $20.97 | 0.0% | COM | 556269108 |
| — | NANTKWEST INC | 20,000 | $246K | 0.2% | $12.30 | — | COM | 63016Q102 |
| LSAK | NET 1 UEPS TECHNOLOGIES INC | 79,979 | $243K | 0.2% | $3.70 | -9.1% | COM NEW | 64107N206 |
| PRPL | PURPLE INNOVATION INC | 13,217 | $238K | 0.2% | $7.71 | +63.6% | COM | 74640Y106 |
| — | CNX MIDSTREAM PARTNERS LP | 35,756 | $238K | 0.2% | $6.66 | — | COM UNIT REPST | 12654A101 |
| MVIS | MICROVISION INC DEL | 173,282 | $236K | 0.2% | $0.80 | 0.0% | COM | 594960304 |
| — | TILRAY INC | 500,000 | $229K | 0.2% | $0.46 | — | NOTE 5.000%10/0 | 88688TAB6 |
| POWL | POWELL INDUSTRIES INC | 8,061 | $221K | 0.2% | $22.43 | 0.0% | COM | 739128106 |
| ARDX | ARDELYX INC | 30,951 | $214K | 0.2% | $6.95 | 0.0% | COM | 039697107 |
| TTEC | TTEC HOLDINGS INC | 4,511 | $210K | 0.2% | $39.91 | 0.0% | COM | 89854H102 |
| SPY | SPDR S&P 500 ETF TR | 650 | $200K | 0.2% | $307.69 | — | TR UNIT | 78462F103 |
| NX | QUANEX BUILDING PRODUCTS | 14,000 | $194K | 0.1% | $10.97 | 0.0% | COM | 747619104 |
| — | CORENERGY INFRASTRUCTURE TR | 200 | $183K | 0.1% | — | — | Put | 21870U952 |
| HWM | HOWMET AEROSPACE INC | 11,255 | $178K | 0.1% | $12.97 | 0.0% | COM | 443201108 |
| ARCO | ARCOS DORADOS HOLDINGS INC-A | 36,028 | $151K | 0.1% | $6.44 | -46.2% | SHS CLASS -A - | G0457F107 |
| — | CEL SCI CORP | 100 | $149K | 0.1% | — | — | Put | 150837957 |
| GPK | GRAPHIC PACKAGING HOLDING CO | 10,099 | $141K | 0.1% | $14.72 | -8.7% | COM | 388689101 |
| ALOT | ASTRONOVA INC | 17,633 | $140K | 0.1% | $15.03 | -56.3% | COM | 04638F108 |
| — | GRAFTECH INTERNATIONAL LTD | 16,963 | $135K | 0.1% | $7.96 | — | COM | 384313508 |
| — | BLACKSTONE GROUP INC | 20 | $113K | 0.1% | — | — | Put | 09260D957 |
| — | INTEVAC INC | 18,488 | $101K | 0.1% | $7.05 | — | COM | 461148108 |
| — | WORKHORSE GROUP INC | 50 | $87,000 | 0.1% | — | — | Call | 98138J906 |
| — | WIDEPOINT CORP | 117,333 | $82,000 | 0.1% | $0.39 | — | COM | 967590100 |
| JVA | COFFEE HOLDING CO INC | 20,000 | $60,000 | 0.0% | $2.69 | 0.0% | COM | 192176105 |
| — | GSX TECHEDU INC | 9 | $54,000 | 0.0% | — | — | Put | 36257Y959 |
| — | HL ACQUISITIONS CORP | 30,000 | $28,000 | 0.0% | $0.07 | — | RIGHT 07/17/2023 | G4603R130 |
| — | GLRY STR NW MDIA GRUP HLDG L | 100,000 | $4,000 | 0.0% | $0.08 | — | *W EXP 02/13/202 | G39973113 |