CIK: 0001595521 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 12, 2021
Total Value ($000): $292,144 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TESLA INC | 130,500 | $92,090 | 31.5% | — | — | Put | 88160R951 |
| — | BEYOND MEAT INC | 112,400 | $14,050 | 4.8% | — | — | Put | 08862E959 |
| — | SPDR S&P 500 ETF TR | 30,000 | $11,216 | 3.8% | — | — | Call | 78462F903 |
| — | ISHARES TR | 51,000 | $9,999 | 3.4% | — | — | Put | 464287955 |
| — | NIKOLA CORP | 603,700 | $9,212 | 3.2% | — | — | Put | 654110955 |
| HIFS | HINGHAM INSTN SVGS MASS | 40,096 | $8,661 | 3.0% | $175.19 | +14.4% | COM | 433323102 |
| — | TESLA INC | 10,000 | $7,057 | 2.4% | — | — | Call | 88160R901 |
| — | ISHARES TR | 23,100 | $6,623 | 2.3% | — | — | Put | 464287958 |
| — | INVESCO QQQ TR | 20,000 | $6,275 | 2.1% | — | — | Put | 46090E953 |
| — | INVESCO QQQ TR | 20,000 | $6,275 | 2.1% | — | — | Call | 46090E903 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 278,254 | $4,669 | 1.6% | $11.05 | — | COM | 184692200 |
| GOOGL | ALPHABET INC | 2,358 | $4,133 | 1.4% | $66.07 | +26.4% | CAP STK CL A | 02079K305 |
| V | VISA INC | 18,770 | $4,106 | 1.4% | $180.69 | +9.1% | COM CL A | 92826C839 |
| XNDPX | TORTOISE ENERGY INDEPENDENC | 304,131 | $4,039 | 1.4% | $11.97 | — | COM | 89148K200 |
| — | NIO INC | 70,000 | $3,412 | 1.2% | — | — | Put | 62914V956 |
| LEN/B | LENNAR CORP | 52,274 | $3,199 | 1.1% | $40.22 | +34.9% | CL B | 526057302 |
| — | GSX TECHEDU INC | 60,000 | $3,103 | 1.1% | — | — | Put | 36257Y959 |
| — | TORTOISE ENERGY INFRA CORP | 148,904 | $2,993 | 1.0% | $15.50 | — | COM | 89147L886 |
| — | QUANTUMSCAPE CORP | 75,000 | $2,850 | 1.0% | $38.00 | — | *W EXP 11/25/202 | 74767V117 |
| — | FUELCELL ENERGY INC | 249,400 | $2,786 | 1.0% | — | — | Put | 35952H951 |
| — | TORTOISE MIDSTRM ENERGY FD I | 129,348 | $2,663 | 0.9% | $18.82 | — | COM | 89148B200 |
| NL | NL INDS INC | 527,254 | $2,520 | 0.9% | $2.66 | +23.4% | COM NEW | 629156407 |
| — | INVESCO EXCHANGE TRADED FD T | 19,600 | $2,500 | 0.9% | — | — | Call | 46137V907 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 179,937 | $2,417 | 0.8% | $8.77 | — | COM | 18469P209 |
| AMZN | AMAZON COM INC | 735 | $2,394 | 0.8% | $94.47 | +68.9% | COM | 023135106 |
| META | FACEBOOK INC | 8,000 | $2,185 | 0.7% | $198.36 | +37.2% | CL A | 30303M102 |
| — | FACEBOOK INC | 8,000 | $2,185 | 0.7% | — | — | Put | 30303M952 |
| — | INVESCO EXCH TRADED FD TR II | 61,700 | $1,905 | 0.7% | — | — | Call | 46138G901 |
| — | ARC DOCUMENT SOLUTIONS INC | 1,199,258 | $1,775 | 0.6% | $1.06 | — | COM | 00191G103 |
| STRT | STRATTEC SEC CORP | 34,689 | $1,712 | 0.6% | $35.60 | 0.0% | COM | 863111100 |
| — | HIGHLAND INCOME FD | 164,616 | $1,692 | 0.6% | $8.53 | — | HIGHLAND INCOME | 43010E404 |
| MSFT | MICROSOFT CORP | 7,502 | $1,669 | 0.6% | $173.06 | +19.1% | COM | 594918104 |
| — | ONTRAK INC | 26,600 | $1,644 | 0.6% | — | — | Put | 683373954 |
| — | PREVAIL THERAPEUTICS INC | 70,000 | $1,615 | 0.6% | $23.07 | — | COM | 74140Y101 |
| — | CENTER COAST BRKFLD MLP ENRG | 163,353 | $1,549 | 0.5% | $8.76 | — | SHS BEN INT | 151461209 |
| XTTPX | TORTOISE PIPELINE & ENERGY F | 87,033 | $1,480 | 0.5% | $17.01 | — | COM | 89148H207 |
| — | TORTOISE ESSENTIAL ASSETS IN | 110,953 | $1,449 | 0.5% | $10.68 | — | COM SH BEN INT | 89148A103 |
| — | CAMBRIDGE BANCORP | 19,981 | $1,394 | 0.5% | $69.19 | — | COM | 132152109 |
| — | HOME DEPOT INC | 5,000 | $1,328 | 0.5% | — | — | Call | 437076902 |
| — | KAYNE ANDERSON NEXTGEN ENRGY | 227,737 | $1,309 | 0.4% | $3.70 | — | COM | 48661E108 |
| — | NEW FORTRESS ENERGY INC | 23,200 | $1,243 | 0.4% | — | — | Put | 644393950 |
| — | FUELCELL ENERGY INC | 100,000 | $1,117 | 0.4% | $11.17 | — | COM | 35952H601 |
| — | CHARLES & COLVARD LTD | 833,686 | $1,025 | 0.4% | $1.38 | — | COM | 159765106 |
| — | PLUG POWER INC | 30,000 | $1,017 | 0.3% | — | — | Put | 72919P952 |
| — | BLINK CHARGING CO | 23,400 | $1,000 | 0.3% | — | — | Put | 09354A950 |
| — | TORTOISE PWR & ENERGY INFRAS | 87,745 | $972 | 0.3% | $8.37 | — | COM | 89147X104 |
| — | WORKHORSE GROUP INC | 47,300 | $936 | 0.3% | — | — | Put | 98138J956 |
| — | FUELCELL ENERGY INC | 81,000 | $905 | 0.3% | — | — | Call | 35952H901 |
| — | SWITCHBACK ENERGY ACQUISTN C | 56,950 | $878 | 0.3% | $15.42 | — | *W EXP 07/25/202 | 87105M110 |
| — | NIKOLA CORP | 54,214 | $827 | 0.3% | $17.58 | — | COM | 654110105 |
| TACT | TRANSACT TECHNOLOGIES INC | 115,901 | $823 | 0.3% | $7.87 | 0.0% | COM | 892918103 |
| HCKT | HACKETT GROUP INC | 57,042 | $821 | 0.3% | $15.01 | -7.7% | COM | 404609109 |
| MA | MASTERCARD INCORPORATED | 2,250 | $803 | 0.3% | $287.82 | +12.3% | CL A | 57636Q104 |
| MGA | MAGNA INTL INC | 11,167 | $791 | 0.3% | $50.00 | 0.0% | COM | 559222401 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,394 | $787 | 0.3% | $217.17 | +1.4% | CL B NEW | 084670702 |
| — | MAGNA INTL INC | 11,100 | $786 | 0.3% | — | — | Call | 559222901 |
| — | CLEVELAND-CLIFFS INC NEW | 50,000 | $728 | 0.2% | — | — | Call | 185899901 |
| — | VERSO CORP | 58,908 | $708 | 0.2% | $14.30 | — | CL A | 92531L207 |
| BBW | BUILD A BEAR WORKSHOP | 165,031 | $705 | 0.2% | $1.97 | +64.9% | COM | 120076104 |
| LSAK | NET 1 UEPS TECHNOLOGIES INC | 142,804 | $703 | 0.2% | $3.41 | +2.7% | COM NEW | 64107N206 |
| — | KAYNE ANDERSON ENERGY INFRST | 121,792 | $700 | 0.2% | $3.86 | — | COM | 486606106 |
| RCKY | ROCKY BRANDS INC | 24,243 | $681 | 0.2% | $24.99 | +14.0% | COM | 774515100 |
| — | INOVIO PHARMACEUTICALS INC | 76,600 | $678 | 0.2% | — | — | Put | 45773H951 |
| — | NUVEEN REAL ESTATE INCOME FD | 79,734 | $673 | 0.2% | $7.10 | — | COM | 67071B108 |
| — | MARATHON PATENT GROUP INC | 62,300 | $650 | 0.2% | — | — | Put | 56585W951 |
| CL | COLGATE PALMOLIVE CO | 7,600 | $650 | 0.2% | $67.34 | +9.0% | COM | 194162103 |
| MVIS | MICROVISION INC DEL | 119,682 | $644 | 0.2% | $1.09 | +168.9% | COM NEW | 594960304 |
| — | ODONATE THERAPEUTICS INC | 33,226 | $638 | 0.2% | $19.20 | — | COM | 676079106 |
| GS | GOLDMAN SACHS GROUP INC | 2,400 | $633 | 0.2% | $197.01 | 0.0% | COM | 38141G104 |
| HD | HOME DEPOT INC | 2,364 | $628 | 0.2% | $237.65 | +2.0% | COM | 437076102 |
| AGX | ARGAN INC | 14,000 | $623 | 0.2% | $33.73 | +17.7% | COM | 04010E109 |
| — | OPENDOOR TECHNOLOGIES INC | 80,600 | $622 | 0.2% | $7.72 | — | *W EXP 12/18/202 | 683712111 |
| NVR | NVR INC | 143 | $583 | 0.2% | $4157.18 | 0.0% | COM | 62944T105 |
| CLF | CLEVELAND-CLIFFS INC NEW | 39,767 | $579 | 0.2% | $6.02 | +68.3% | COM | 185899101 |
| NGS | NATURAL GAS SERVICES GROUP | 60,925 | $578 | 0.2% | $5.74 | +73.1% | COM | 63886Q109 |
| CTRN | CITI TRENDS INC | 11,078 | $550 | 0.2% | $17.23 | +97.5% | COM | 17306X102 |
| — | ORBCOMM INC | 72,877 | $541 | 0.2% | $7.42 | — | COM | 68555P100 |
| — | CBTX INC | 20,000 | $510 | 0.2% | $17.75 | — | COM | 12481V104 |
| — | NUANCE COMMUNICATIONS INC | 11,000 | $485 | 0.2% | $33.19 | — | COM | 67020Y100 |
| — | CUSHING NEXTGEN INFRA INCM F | 12,665 | $461 | 0.2% | $36.40 | — | COM | 231647207 |
| GOOG | ALPHABET INC | 250 | $438 | 0.1% | $64.05 | +30.7% | CAP STK CL C | 02079K107 |
| CSBR | CHAMPIONS ONCOLOGY INC | 40,000 | $432 | 0.1% | $10.31 | 0.0% | COM NEW | 15870P307 |
| — | FG NEW AMER ACQUISITION CORP | 39,700 | $422 | 0.1% | $10.00 | — | UNIT 08/31/2027 | 30259V205 |
| SHW | SHERWIN WILLIAMS CO | 550 | $404 | 0.1% | $208.25 | +8.9% | COM | 824348106 |
| BELFA | BEL FUSE INC | 29,026 | $385 | 0.1% | $13.14 | -7.0% | CL A | 077347201 |
| PAYX | PAYCHEX INC | 4,000 | $373 | 0.1% | $65.42 | +17.6% | COM | 704326107 |
| TTEC | TTEC HLDGS INC | 5,111 | $373 | 0.1% | $42.84 | +51.4% | COM | 89854H102 |
| CNI | CANADIAN NATL RY CO | 3,300 | $363 | 0.1% | $90.67 | +8.0% | COM | 136375102 |
| TLYS | TILLYS INC | 41,803 | $341 | 0.1% | $4.55 | +46.7% | CL A | 886885102 |
| — | CIIG MERGER CORP | 39,500 | $324 | 0.1% | $8.20 | — | *W EXP 12/31/202 | 12559C111 |
| — | OPENDOOR TECHNOLOGIES INC | 14,000 | $318 | 0.1% | — | — | Put | 683712953 |
| JKHY | HENRY JACK & ASSOC INC | 1,942 | $315 | 0.1% | $149.01 | 0.0% | COM | 426281101 |
| — | CEL-SCI CORP | 26,700 | $311 | 0.1% | — | — | Put | 150837957 |
| PLAB | PHOTRONICS INC | 27,152 | $303 | 0.1% | $10.94 | 0.0% | COM | 719405102 |
| — | HIGHLAND GLOBAL ALLOCATION F | 46,167 | $301 | 0.1% | $4.35 | — | COM | 43010T104 |
| — | TUSCAN HLDGS CORP | 17,500 | $299 | 0.1% | $17.09 | — | COM | 90069K104 |
| JOUT | JOHNSON OUTDOORS INC | 2,650 | $298 | 0.1% | $90.94 | 0.0% | CL A | 479167108 |
| ALOT | ASTRONOVA INC | 27,865 | $297 | 0.1% | $12.90 | -28.4% | COM | 04638F108 |
| — | PENUMBRA INC | 1,500 | $263 | 0.1% | — | — | Put | 70975L957 |
| — | LITHIUM AMERS CORP NEW | 20,759 | $261 | 0.1% | $12.57 | — | COM NEW | 53680Q207 |
| — | VOYA NAT RES EQUITY INCOME F | 92,892 | $238 | 0.1% | $2.37 | — | COM | 92913C106 |
| POWL | POWELL INDS INC | 8,061 | $238 | 0.1% | $23.93 | 0.0% | COM | 739128106 |
| — | EVOFEM BIOSCIENCES INC | 92,160 | $222 | 0.1% | $2.41 | — | COM | 30048L104 |
| BTU | PEABODY ENGR CORP | 91,417 | $220 | 0.1% | $1.56 | 0.0% | COM | 704551100 |
| — | FIDUCIARY CLAYMORE ENGRY INF | 37,083 | $214 | 0.1% | $7.20 | — | COM | 31647Q205 |
| — | REATA PHARMACEUTICALS INC | 1,676 | $207 | 0.1% | $123.51 | — | CL A | 75615P103 |
| SWBI | SMITH & WESSON BRANDS INC | 11,616 | $206 | 0.1% | $16.54 | 0.0% | COM | 831754106 |
| DBI | DESIGNER BRANDS INC | 26,766 | $205 | 0.1% | $5.95 | 0.0% | CL A | 250565108 |
| GEN | NORTONLIFELOCK INC | 9,748 | $203 | 0.1% | $18.13 | 0.0% | COM | 668771108 |
| YEXT | YEXT INC | 12,910 | $203 | 0.1% | $17.10 | 0.0% | COM | 98585N106 |
| SATS | ECHOSTAR CORP | 9,505 | $201 | 0.1% | $23.93 | 0.0% | CL A | 278768106 |
| FCN | FTI CONSULTING INC | 1,796 | $201 | 0.1% | $107.68 | 0.0% | COM | 302941109 |
| — | HOLLY ENERGY PARTNERS L P | 14,061 | $200 | 0.1% | $14.22 | — | COM UT LTD PTN | 435763107 |
| — | TELLURIAN INC NEW | 156,572 | $200 | 0.1% | $1.28 | — | COM | 87968A104 |
| PBF | PBF ENERGY INC | 28,083 | $199 | 0.1% | $6.52 | 0.0% | CL A | 69318G106 |
| CATO | CATO CORP NEW | 20,732 | $199 | 0.1% | $10.94 | -45.1% | CL A | 149205106 |
| — | LIPOCINE INC NEW | 146,648 | $199 | 0.1% | $1.36 | — | COM | 53630X104 |
| PRDO | PERDOCEO ED CORP | 15,555 | $196 | 0.1% | $11.39 | 0.0% | COM | 71363P106 |
| SFL | SFL CORPORATION LTD | 31,196 | $196 | 0.1% | $6.92 | 0.0% | SHS | G7738W106 |
| TDS | TELEPHONE & DATA SYS INC | 10,462 | $194 | 0.1% | $18.38 | 0.0% | COM NEW | 879433829 |
| — | BP MIDSTREAM PARTNERS LP | 18,326 | $194 | 0.1% | $10.59 | — | UNIT LTD PTNR | 0556EL109 |
| — | INOVALON HLDGS INC | 10,686 | $194 | 0.1% | $18.15 | — | COM CL A | 45781D101 |
| HTLD | HEARTLAND EXPRESS INC | 10,678 | $193 | 0.1% | $18.86 | 0.0% | COM | 422347104 |
| — | SHELL MIDSTREAM PARTNERS L P | 19,182 | $193 | 0.1% | $10.06 | — | UNIT LTD INT | 822634101 |
| — | BRIGHAM MINERALS INC | 17,395 | $191 | 0.1% | $10.98 | — | CL A COM | 10918L103 |
| — | LIMELIGHT NETWORKS INC | 47,932 | $191 | 0.1% | $3.98 | — | COM | 53261M104 |
| — | THERAPEUTICSMD INC | 156,747 | $190 | 0.1% | $1.21 | — | COM | 88338N107 |
| — | ORGANIGRAM HLDGS INC | 142,125 | $189 | 0.1% | $1.33 | — | COM | 68620P101 |
| — | NEW PROVIDENCE ACQUISITION | 50,000 | $189 | 0.1% | $3.78 | — | *W EXP 09/11/202 | 64822P114 |
| MTRX | MATRIX SVC CO | 17,032 | $188 | 0.1% | $9.21 | 0.0% | COM | 576853105 |
| CGEN | COMPUGEN LTD | 15,403 | $187 | 0.1% | $13.79 | 0.0% | ORD | M25722105 |
| CRK | COMSTOCK RES INC | 42,859 | $187 | 0.1% | $4.69 | 0.0% | COM | 205768302 |
| — | GREENSKY INC | 40,197 | $186 | 0.1% | $4.63 | — | CL A | 39572G100 |
| NOG | NORTHERN OIL AND GAS INC MN | 21,247 | $186 | 0.1% | $6.20 | 0.0% | COM | 665531307 |
| VET | VERMILION ENERGY INC | 41,042 | $183 | 0.1% | $3.55 | 0.0% | COM | 923725105 |
| — | TRICIDA INC | 25,887 | $183 | 0.1% | $7.07 | — | COM | 89610F101 |
| TALO | TALOS ENERGY INC | 21,938 | $181 | 0.1% | $7.78 | 0.0% | COM | 87484T108 |
| ADT | ADT INC DEL | 23,041 | $181 | 0.1% | $6.98 | 0.0% | COM | 00090Q103 |
| PAYS | PAYSIGN INC | 38,780 | $180 | 0.1% | $5.23 | 0.0% | COM | 70451A104 |
| — | PRINCIPAL REAL ESTATE INCOME | 14,770 | $180 | 0.1% | $12.19 | — | SHS BEN INT | 74255X104 |
| MOV | MOVADO GROUP INC | 10,605 | $176 | 0.1% | $14.28 | 0.0% | COM | 624580106 |
| — | KALA PHARMACEUTICALS INC | 25,891 | $176 | 0.1% | $6.80 | — | COM | 483119103 |
| ET | ENERGY TRANSFER LP | 28,386 | $175 | 0.1% | $6.17 | — | COM UT LTD PTN | 29273V100 |
| KRMD | REPRO MED SYS INC | 28,909 | $174 | 0.1% | $5.60 | 0.0% | COM | 759910102 |
| — | EXPRESS INC | 191,083 | $174 | 0.1% | $0.91 | — | COM | 30219E103 |
| — | TILRAY INC | 21,105 | $174 | 0.1% | $8.24 | — | COM CL 2 | 88688T100 |
| — | KANDI TECHNOLOGIES GROUP INC | 24,518 | $169 | 0.1% | $6.89 | — | COM | 483709101 |
| — | CHIASMA INC | 38,434 | $167 | 0.1% | $4.35 | — | COM | 16706W102 |
| ACEL | ACCEL ENTERTAINMENT INC | 16,563 | $167 | 0.1% | $10.47 | 0.0% | COM CL A1 | 00436Q106 |
| — | AURORA CANNABIS INC | 19,720 | $164 | 0.1% | $8.32 | — | COM | 05156X884 |
| — | ENERGOUS CORP | 90,571 | $163 | 0.1% | $1.80 | — | COM | 29272C103 |
| — | GENIUS BRANDS INTL INC | 116,644 | $161 | 0.1% | $1.38 | — | COM | 37229T301 |
| — | GASLOG LTD | 42,783 | $159 | 0.1% | $3.72 | — | SHS | G37585109 |
| — | AMC ENTMT HLDGS INC | 72,127 | $153 | 0.1% | $2.12 | — | CL A COM | 00165C104 |
| — | ABSOLUTE SOFTWARE CORP | 12,800 | $152 | 0.1% | $11.88 | — | COM | 00386B109 |
| JVA | COFFEE HLDG CO INC | 37,807 | $145 | 0.0% | $2.86 | +26.3% | COM | 192176105 |
| NGL | NGL ENERGY PARTNERS LP | 58,429 | $140 | 0.0% | $2.40 | — | COM UNIT REPST | 62913M107 |
| — | NEPTUNE WELLNESS SOLUTIONS I | 86,316 | $135 | 0.0% | $1.56 | — | COM | 64079L105 |
| VMD | VIEMED HEALTHCARE INC | 16,500 | $129 | 0.0% | $7.77 | +13.2% | COM | 92663R105 |
| — | ROTH CH ACQUISITION I CO | 29,025 | $128 | 0.0% | $1.03 | — | *W EXP 01/28/202 | 778675116 |
| — | AMCOR PLC | 10,253 | $121 | 0.0% | $9.23 | 0.0% | ORD | G0250X107 |
| — | IDEANOMICS INC | 50,712 | $101 | 0.0% | $1.99 | — | COM | 45166V106 |
| ASUR | ASURE SOFTWARE INC | 10,000 | $71 | 0.0% | $7.62 | 0.0% | COM | 04649U102 |
| — | NEUBERGER BERMAN MLP & ENERG | 20,456 | $69 | 0.0% | $3.37 | — | COM | 64129H104 |
| — | TUSCAN HLDGS CORP | 10,000 | $48 | 0.0% | $4.80 | — | *W EXP 04/01/202 | 90069K112 |
| — | DASEKE INC | 120,373 | $22 | 0.0% | $0.15 | — | *W EXP 02/27/202 | 23753F115 |
| — | GLRY STR NW MDIA GRUP HLDG L | 100,000 | $8 | 0.0% | $0.08 | — | *W EXP 02/13/202 | G39973113 |