Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q2 2015 (← Previous) (Next →)

Filing Date: Aug 14, 2015

Total Value ($000): $140,001 (100.0% shares, 0.0% debt)

Holdings (82)

FGVXX FIRST AMER GOVT OBLIG FUND CL Y 7.8%
Value ($000) $10,964 Shares 10,964,372 Est. Cost $1.00 Unrealized
MAPIX MATTHEWS ASIA DIVIDEND FUND 5.4%
Value ($000) $7,626 Shares 448,849 Est. Cost $15.67 Unrealized
MET METLIFE INC 4.8%
Value ($000) $6,773 Shares 120,975 Est. Cost $30.27 Unrealized +9.4%
PRU PRUDENTIAL FINANCIAL INC 4.4%
Value ($000) $6,117 Shares 69,888 Est. Cost $51.41 Unrealized +3.6%
WMT WAL MART STORES INC 3.8%
Value ($000) $5,375 Shares 75,775 Est. Cost $20.75 Unrealized +0.6%
MSFT MICROSOFT CORP 3.8%
Value ($000) $5,266 Shares 119,285 Est. Cost $31.32 Unrealized +25.5%
GLW CORNING INC 3.4%
Value ($000) $4,759 Shares 241,186 Est. Cost $14.14 Unrealized +14.0%
FDX FED EX CORP 3.3%
Value ($000) $4,629 Shares 27,165 Est. Cost $113.45 Unrealized +30.8%
DIRECTV 3.2%
Value ($000) $4,504 Shares 48,540 Est. Cost $77.21 Unrealized
IBM INTERNATIONAL BUSINESS MACHINES CORP 3.0%
Value ($000) $4,203 Shares 25,838 Est. Cost $106.90 Unrealized -3.7%
VWO VANGUARD FTSE EMERGING MARKETS ETF 2.9%
Value ($000) $4,094 Shares 100,150 Est. Cost $40.87 Unrealized
VTI VANGUARD TOTAL STOCK MKT ETF 2.8%
Value ($000) $3,885 Shares 36,300 Est. Cost $106.02 Unrealized
SGAPY SINGAPORE TELECOMMUNICATNS A D R 2.8%
Value ($000) $3,882 Shares 123,875 Est. Cost $29.57 Unrealized
TSN TYSON FOODS INC CL A 2.7%
Value ($000) $3,763 Shares 88,260 Est. Cost $29.96 Unrealized +6.8%
KEY KEYCORP 2.6%
Value ($000) $3,594 Shares 239,310 Est. Cost $8.05 Unrealized +19.7%
GS GOLDMAN SACHS GROUP INC 2.2%
Value ($000) $3,019 Shares 14,460 Est. Cost $129.00 Unrealized +27.6%
RF REGIONS FINL CORP 2.1%
Value ($000) $2,996 Shares 289,175 Est. Cost $7.01 Unrealized -1.2%
GM GENERAL MOTORS CO 2.1%
Value ($000) $2,941 Shares 88,229 Est. Cost $26.83 Unrealized +3.8%
FMC F M C CORPORATION 1.9%
Value ($000) $2,631 Shares 50,065 Est. Cost $38.13 Unrealized +2.4%
PSX PHILLIPS 66 1.8%
Value ($000) $2,519 Shares 31,272 Est. Cost $49.22 Unrealized +9.1%
HBAN HUNTINGTON BANCSHARES INC 1.8%
Value ($000) $2,504 Shares 221,400 Est. Cost $6.02 Unrealized +21.5%
MARKET VECTORS INDIA SMALL CAP ETF 1.8%
Value ($000) $2,501 Shares 59,060 Est. Cost $42.77 Unrealized
IMMUNOGEN INC 1.7%
Value ($000) $2,386 Shares 165,925 Est. Cost $11.64 Unrealized
TM TOYOTA MTR CORP A D R 1.6%
Value ($000) $2,284 Shares 17,075 Est. Cost $119.71 Unrealized
BOMBARDIER INC CL B 1.6%
Value ($000) $2,239 Shares 1,236,925 Est. Cost $1.98 Unrealized
7011 MITSUBISHI HEAVY INDUSTRIES 1.5%
Value ($000) $2,146 Shares 350,000 Est. Cost $6.13 Unrealized
F FORD MOTOR CO 1.5%
Value ($000) $2,102 Shares 140,019 Est. Cost $9.00 Unrealized -2.8%
EPOL ISHARES MSCI POLAND CAPPED INVST ETF 1.5%
Value ($000) $2,089 Shares 91,480 Est. Cost $29.51 Unrealized
BROADCOM CORP CL A 1.3%
Value ($000) $1,761 Shares 34,210 Est. Cost $45.38 Unrealized
ENERGY TRANSFER 3.32948% 11/01/66 1.2%
Value ($000) $1,700 Shares 2,000,000 Est. Cost $0.85 Unrealized
THAI FUND INC 1.2%
Value ($000) $1,672 Shares 201,699 Est. Cost $14.25 Unrealized
STATE STREET CAP 1.38875% 6/15/37 1.2%
Value ($000) $1,632 Shares 1,870,000 Est. Cost $0.76 Unrealized
FIRST RESOURCES LTD 1.1%
Value ($000) $1,501 Shares 990,575 Est. Cost $1.41 Unrealized
MORGAN STANLEY MTN 3.500% 9/30/17 1.0%
Value ($000) $1,451 Shares 1,395,000 Est. Cost $1.04 Unrealized
HAWAIIAN HLDGS INC 0.9%
Value ($000) $1,299 Shares 54,710 Est. Cost $9.81 Unrealized
MORGAN STANLEY MTN 2.750% 4/16/19 0.9%
Value ($000) $1,236 Shares 1,205,000 Est. Cost $0.99 Unrealized
US BANK CAPITAL IX 3.500% 4/15/49 0.9%
Value ($000) $1,223 Shares 1,482,000 Est. Cost $0.78 Unrealized
CYNOSURE INC CL A 0.8%
Value ($000) $1,169 Shares 30,310 Est. Cost $30.67 Unrealized
MARKET VECTORS VIETNAM ETF 0.8%
Value ($000) $1,060 Shares 56,890 Est. Cost $18.99 Unrealized
EPI WISDOMTREE INDIA EARNINGS 0.7%
Value ($000) $1,039 Shares 47,925 Est. Cost $21.92 Unrealized
FIRST MD CAP I 0.07833% 1/15/27 0.7%
Value ($000) $937 Shares 1,050,000 Est. Cost $0.81 Unrealized
BANK OF AMERICA MTN 0.8861% 12/01/26 0.6%
Value ($000) $818 Shares 942,000 Est. Cost $0.87 Unrealized
MELLON CAP IV 6.244% 6/29/49 0.6%
Value ($000) $772 Shares 947,000 Est. Cost $0.87 Unrealized
XOM EXXON MOBIL CORP 0.5%
Value ($000) $705 Shares 8,478 Est. Cost $57.08 Unrealized -4.9%
MRK MERCK AND CO INC 0.5%
Value ($000) $672 Shares 11,810 Est. Cost $31.42 Unrealized +28.1%
NTC CAPITAL II 0.82174% 4/15/27 0.5%
Value ($000) $664 Shares 758,000 Est. Cost $0.82 Unrealized
GENERAL ELECTRIC CO 0.5%
Value ($000) $635 Shares 23,900 Est. Cost $27.99 Unrealized
NI NISOURCE INC 0.4%
Value ($000) $547 Shares 12,000 Est. Cost $8.50 Unrealized +49.4%
CMCSA COMCAST CORP CL A 0.4%
Value ($000) $494 Shares 8,221 Est. Cost $18.38 Unrealized +25.0%
AMAT APPLIED MATERIALS INC 0.3%
Value ($000) $468 Shares 24,350 Est. Cost $14.86 Unrealized +21.2%
CITIGROUP INC 0.80924% 8/25/36 0.3%
Value ($000) $467 Shares 600,000 Est. Cost $0.78 Unrealized
HON HONEYWELL INTERNATIONAL INC 0.3%
Value ($000) $455 Shares 4,458 Est. Cost $68.28 Unrealized +9.5%
RPM RPM INTERNATIONAL INC 0.3%
Value ($000) $353 Shares 7,200 Est. Cost $38.93 Unrealized +26.5%
CVX CHEVRON CORPORATION 0.3%
Value ($000) $351 Shares 3,640 Est. Cost $72.49 Unrealized -8.3%
LLY ELI LILLY CO 0.2%
Value ($000) $334 Shares 4,000 Est. Cost $39.58 Unrealized +59.7%
CITIGROUP INC MTN 3.000% 12/15/20 0.2%
Value ($000) $310 Shares 300,000 Est. Cost $1.03 Unrealized
PEP PEPSICO INC 0.2%
Value ($000) $299 Shares 3,200 Est. Cost $58.05 Unrealized +19.4%
MEXICO EQUITY & INCOME FD 0.2%
Value ($000) $254 Shares 20,654 Est. Cost $15.70 Unrealized
SPY SPDR S P 500 ETF 0.2%
Value ($000) $247 Shares 1,200 Est. Cost $205.83 Unrealized
ANADARKO PETROLEUM CORP 0.2%
Value ($000) $235 Shares 3,016 Est. Cost $79.58 Unrealized
KMB KIMBERLY CLARK CORP 0.2%
Value ($000) $212 Shares 2,000 Est. Cost $66.48 Unrealized +14.1%
MANUF & TRADERS 5.585% 12/28/20 0.1%
Value ($000) $204 Shares 201,000 Est. Cost $1.04 Unrealized
SUNTRUST CAPITAL 0.91059% 3/15/28 0.1%
Value ($000) $186 Shares 219,000 Est. Cost $0.88 Unrealized
BANK OF AMER MTN 2.27487% 6/29/20 0.1%
Value ($000) $101 Shares 100,000 Est. Cost $1.02 Unrealized
DESARROLLADORA HOMEX A D R 0.0%
Value ($000) $61 Shares 289,575 Est. Cost $1.17 Unrealized
SOUTHBOROUGH MA REF 4.000% 6/01/20 0.0%
Value ($000) $56 Shares 50,000 Est. Cost $1.14 Unrealized
WESTWOOD MA REF 4.000% 6/01/19 0.0%
Value ($000) $55 Shares 50,000 Est. Cost $1.14 Unrealized
UNIV OF MA 5.000% 5/01/16 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $1.10 Unrealized
MASSACHUSETTS ST SER 3.000% 12/01/23 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $1.04 Unrealized
MILTON MA REF 2.000% 1/15/19 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.06 Unrealized
CELGENE CORP 2.300% 8/15/18 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.00 Unrealized
WELLS FARGO MTN 3.500% 3/08/22 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.04 Unrealized
PROCTER & GAMBLE 3.150% 9/01/15 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $6.06 Unrealized
EVERETT MA REF 5.375% 12/15/16 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.04 Unrealized
UNIV OF MICHIGAN MI 5.000% 4/01/16 0.0%
Value ($000) $41 Shares 40,000 Est. Cost $1.10 Unrealized
GOLDMAN SACHS GR MTN 3.250% 8/15/18 0.0%
Value ($000) $41 Shares 40,000 Est. Cost $1.02 Unrealized
PENNSYLVANIA ST 5.000% 7/01/18 0.0%
Value ($000) $28 Shares 25,000 Est. Cost $1.16 Unrealized
TEXAS A M UNIV REVS 5.000% 5/15/18 0.0%
Value ($000) $28 Shares 25,000 Est. Cost $1.16 Unrealized
NORTH FORK OH 5.750% 12/01/15 0.0%
Value ($000) $26 Shares 25,000 Est. Cost $1.08 Unrealized
WISCONSIN ST 5.250% 7/01/15 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.08 Unrealized
DERRY NH COOPERATIVE 3.750% 7/15/15 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.04 Unrealized
DESARROLLADORA HOMEX 7.500% 9/28/15 0.0%
Value ($000) $4 Shares 63,000 Est. Cost $0.13 Unrealized