Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: May 14, 2015

Total Value ($000): $138,976 (100.0% shares, 0.0% debt)

Holdings (88)

MAPIX MATTHEWS ASIA DIVIDEND FUND 5.5%
Value ($000) $7,579 Shares 457,667 Est. Cost $15.67 Unrealized
WMT WAL MART STORES INC 4.5%
Value ($000) $6,284 Shares 76,400 Est. Cost $20.75 Unrealized +11.0%
MET METLIFE INC 4.4%
Value ($000) $6,171 Shares 122,075 Est. Cost $30.27 Unrealized +3.1%
FGVXX FIRST AMER GOVT OBLIG FUND CL Y 4.1%
Value ($000) $5,699 Shares 5,699,010 Est. Cost $1.00 Unrealized
PRU PRUDENTIAL FINANCIAL INC 4.0%
Value ($000) $5,537 Shares 68,945 Est. Cost $51.39 Unrealized -1.8%
GLW CORNING INC 4.0%
Value ($000) $5,514 Shares 243,111 Est. Cost $14.14 Unrealized +26.1%
MSFT MICROSOFT CORP 3.5%
Value ($000) $4,896 Shares 120,420 Est. Cost $31.32 Unrealized +18.9%
FDX FED EX CORP 3.2%
Value ($000) $4,515 Shares 27,290 Est. Cost $113.45 Unrealized +30.3%
DIRECTV 3.0%
Value ($000) $4,156 Shares 48,835 Est. Cost $77.21 Unrealized
IBM INTERNATIONAL BUSINESS MACHINES CORP 3.0%
Value ($000) $4,144 Shares 25,818 Est. Cost $106.90 Unrealized -9.8%
VWO VANGUARD FTSE EMERGING MARKETS ETF 3.0%
Value ($000) $4,134 Shares 101,150 Est. Cost $40.87 Unrealized
SGAPY SINGAPORE TELECOMMUNICATNS A D R 2.9%
Value ($000) $3,988 Shares 125,150 Est. Cost $29.57 Unrealized
VTI VANGUARD TOTAL STOCK MKT ETF 2.8%
Value ($000) $3,843 Shares 35,835 Est. Cost $106.01 Unrealized
TSN TYSON FOODS INC CL A 2.5%
Value ($000) $3,414 Shares 89,135 Est. Cost $29.96 Unrealized +3.8%
KEY KEYCORP NEW 2.5%
Value ($000) $3,408 Shares 240,685 Est. Cost $8.05 Unrealized +11.1%
GM GENERAL MOTORS CO 2.4%
Value ($000) $3,338 Shares 89,004 Est. Cost $26.83 Unrealized +4.9%
FMC F M C CORPORATION 2.1%
Value ($000) $2,869 Shares 50,105 Est. Cost $38.13 Unrealized +7.2%
HOLLYFRONTIER CORP 2.0%
Value ($000) $2,770 Shares 68,775 Est. Cost $37.47 Unrealized
GS GOLDMAN SACHS GROUP INC 2.0%
Value ($000) $2,711 Shares 14,420 Est. Cost $129.00 Unrealized +16.1%
HAWAIIAN HLDGS INC 1.9%
Value ($000) $2,700 Shares 122,585 Est. Cost $9.81 Unrealized
TM TOYOTA MTR CORP A D R 1.8%
Value ($000) $2,504 Shares 17,900 Est. Cost $119.71 Unrealized
BOMBARDIER INC CL B 1.8%
Value ($000) $2,475 Shares 1,250,000 Est. Cost $1.98 Unrealized
RF REGIONS FINL CORP 1.8%
Value ($000) $2,453 Shares 259,600 Est. Cost $7.02 Unrealized -7.9%
HBAN HUNTINGTON BANCSHARES INC 1.8%
Value ($000) $2,451 Shares 221,825 Est. Cost $6.02 Unrealized +14.0%
PSX PHILLIPS 66 1.7%
Value ($000) $2,421 Shares 30,807 Est. Cost $49.15 Unrealized +0.2%
F FORD MOTOR CO 1.6%
Value ($000) $2,283 Shares 141,419 Est. Cost $9.00 Unrealized -1.9%
QCOM QUALCOMM INC 1.6%
Value ($000) $2,213 Shares 31,916 Est. Cost $50.58 Unrealized +2.1%
EPOL ISHARES MSCI POLAND CAPPED INVST ETF 1.5%
Value ($000) $2,117 Shares 90,530 Est. Cost $29.58 Unrealized
THAI FUND INC 1.3%
Value ($000) $1,777 Shares 203,786 Est. Cost $14.25 Unrealized
HEWLETT PACKARD CO 1.3%
Value ($000) $1,767 Shares 56,701 Est. Cost $28.21 Unrealized
KBR KBR INC 1.2%
Value ($000) $1,670 Shares 115,314 Est. Cost $21.04 Unrealized -34.2%
SEADRILL LIMITED 1.2%
Value ($000) $1,618 Shares 173,077 Est. Cost $24.95 Unrealized
STATE STREET CAP 1.38875% 6/15/37 1.1%
Value ($000) $1,580 Shares 1,870,000 Est. Cost $0.76 Unrealized
IMMUNOGEN INC 1.1%
Value ($000) $1,501 Shares 167,665 Est. Cost $11.64 Unrealized
MORGAN STANLEY MTN 3.500% 9/30/17 1.1%
Value ($000) $1,469 Shares 1,395,000 Est. Cost $1.04 Unrealized
FIRST RESOURCES LTD 1.0%
Value ($000) $1,378 Shares 1,000,000 Est. Cost $1.41 Unrealized
MORGAN STANLEY MTN 2.750% 4/16/19 0.9%
Value ($000) $1,238 Shares 1,205,000 Est. Cost $0.99 Unrealized
US BANK CAPITAL IX 3.58307% 4/15/49 0.9%
Value ($000) $1,226 Shares 1,482,000 Est. Cost $0.78 Unrealized
EPI WISDOMTREE INDIA EARNINGS 0.8%
Value ($000) $1,093 Shares 47,940 Est. Cost $21.92 Unrealized
MARKET VECTORS VIETNAM ETF 0.7%
Value ($000) $970 Shares 57,440 Est. Cost $18.99 Unrealized
CYNOSURE INC CL A 0.7%
Value ($000) $943 Shares 30,750 Est. Cost $30.67 Unrealized
FIRST MD CAP I 1.2336% 1/15/27 0.6%
Value ($000) $887 Shares 1,050,000 Est. Cost $0.81 Unrealized
EUROPEAN INVT BK 9.625% 4/01/15 0.6%
Value ($000) $850 Shares 2,208,000 Est. Cost $0.47 Unrealized
BANK OF AMERICA MTN 0.8861% 12/01/26 0.6%
Value ($000) $844 Shares 974,000 Est. Cost $0.87 Unrealized
MELLON CAP IV 6.244% 6/29/49 0.6%
Value ($000) $825 Shares 1,000,000 Est. Cost $0.87 Unrealized
XOM EXXON MOBIL CORP 0.5%
Value ($000) $721 Shares 8,478 Est. Cost $57.08 Unrealized -2.6%
GENERAL ELEC MTN 0.5963% 5/05/26 0.5%
Value ($000) $704 Shares 750,000 Est. Cost $0.90 Unrealized
MRK MERCK AND CO INC 0.5%
Value ($000) $679 Shares 11,810 Est. Cost $31.42 Unrealized +28.3%
MARKET VECTORS INDIA SMALL CAP ETF 0.5%
Value ($000) $657 Shares 13,915 Est. Cost $44.14 Unrealized
NTC CAPITAL II 0.82174% 4/15/27 0.5%
Value ($000) $653 Shares 758,000 Est. Cost $0.82 Unrealized
GENERAL ELECTRIC CO 0.4%
Value ($000) $593 Shares 23,900 Est. Cost $27.99 Unrealized
AMAT APPLIED MATERIALS INC 0.4%
Value ($000) $549 Shares 24,350 Est. Cost $14.86 Unrealized +40.9%
NI NISOURCE INC 0.4%
Value ($000) $530 Shares 12,000 Est. Cost $8.50 Unrealized +41.3%
CITIGROUP INC 0.78285% 8/25/36 0.3%
Value ($000) $467 Shares 600,000 Est. Cost $0.78 Unrealized
HON HONEYWELL INTERNATIONAL INC 0.3%
Value ($000) $465 Shares 4,458 Est. Cost $68.28 Unrealized +6.9%
CMCSA COMCAST CORP CL A 0.3%
Value ($000) $464 Shares 8,221 Est. Cost $18.38 Unrealized +21.9%
RPM RPM INTERNATIONAL INC 0.3%
Value ($000) $418 Shares 8,700 Est. Cost $38.93 Unrealized +24.2%
BROADCOM CORP CL A 0.3%
Value ($000) $414 Shares 9,560 Est. Cost $29.65 Unrealized
CVX CHEVRON CORPORATION 0.3%
Value ($000) $382 Shares 3,640 Est. Cost $72.49 Unrealized -7.7%
MEXICO EQUITY & INCOME FD 0.2%
Value ($000) $314 Shares 25,447 Est. Cost $15.70 Unrealized
CITIGROUP INC MTN 3.000% 12/15/20 0.2%
Value ($000) $309 Shares 300,000 Est. Cost $1.03 Unrealized
PEP PEPSICO INC 0.2%
Value ($000) $306 Shares 3,200 Est. Cost $58.05 Unrealized +20.1%
LLY ELI LILLY CO 0.2%
Value ($000) $291 Shares 4,000 Est. Cost $39.58 Unrealized +48.2%
ANADARKO PETROLEUM CORP 0.2%
Value ($000) $250 Shares 3,016 Est. Cost $79.58 Unrealized
MANUF & TRADERS 5.585% 12/28/20 0.2%
Value ($000) $234 Shares 227,000 Est. Cost $1.04 Unrealized
KMB KIMBERLY CLARK CORP 0.2%
Value ($000) $214 Shares 2,000 Est. Cost $66.48 Unrealized +14.8%
SUNTRUST CAPITAL 0.88092% 3/15/28 0.1%
Value ($000) $208 Shares 250,000 Est. Cost $0.88 Unrealized
BANK OF AMER MTN 3.62236% 6/29/20 0.1%
Value ($000) $103 Shares 100,000 Est. Cost $1.02 Unrealized
DESARROLLADORA HOMEX A D R 0.0%
Value ($000) $59 Shares 289,575 Est. Cost $1.17 Unrealized
SOUTHBOROUGH MA REF 4.000% 6/01/20 0.0%
Value ($000) $57 Shares 50,000 Est. Cost $1.14 Unrealized
WESTWOOD MA REF 4.000% 6/01/19 0.0%
Value ($000) $56 Shares 50,000 Est. Cost $1.14 Unrealized
WELLS FARGO MTN 3.500% 3/08/22 0.0%
Value ($000) $53 Shares 50,000 Est. Cost $1.04 Unrealized
UNIV OF MA 5.000% 5/01/16 0.0%
Value ($000) $53 Shares 50,000 Est. Cost $1.10 Unrealized
MASSACHUSETTS ST SER 3.000% 12/01/23 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $1.04 Unrealized
MILTON MA REF 2.000% 1/15/19 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $1.06 Unrealized
PROCTER & GAMBLE 3.150% 9/01/15 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $6.06 Unrealized
CELGENE CORP 2.300% 8/15/18 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.00 Unrealized
EVERETT MA REF 5.375% 12/15/16 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.04 Unrealized
GE ELEC CAP CRP MTN 6.100% 4/15/15 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.06 Unrealized
UNIV OF MICHIGAN MI 5.000% 4/01/16 0.0%
Value ($000) $42 Shares 40,000 Est. Cost $1.10 Unrealized
GOLDMAN SACHS GR MTN 3.250% 8/15/18 0.0%
Value ($000) $41 Shares 40,000 Est. Cost $1.02 Unrealized
TEXAS A M UNIV REVS 5.000% 5/15/18 0.0%
Value ($000) $28 Shares 25,000 Est. Cost $1.16 Unrealized
PENNSYLVANIA ST 5.000% 7/01/18 0.0%
Value ($000) $28 Shares 25,000 Est. Cost $1.16 Unrealized
NORTH FORK OH 5.750% 12/01/15 0.0%
Value ($000) $26 Shares 25,000 Est. Cost $1.08 Unrealized
WISCONSIN ST 5.250% 7/01/15 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.08 Unrealized
GEORGIA PACIFIC L P 7.700% 6/15/15 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.08 Unrealized
DERRY NH COOPERATIVE 3.750% 7/15/15 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.04 Unrealized
DESARROLLADORA HOMEX 7.500% 9/28/15 0.0%
Value ($000) $4 Shares 63,000 Est. Cost $0.13 Unrealized