Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 8, 2019

Total Value ($000): $165,022 (100.0% shares, 0.0% debt)

Holdings (80)

VTI VANGUARD TOTAL STOCK MARKET ETF 14.1%
Value ($000) $23,276 Shares 182,373 Est. Cost $119.17 Unrealized
MIPIX MATTHEWS ASIA DIVIDEND INS 6.3%
Value ($000) $10,403 Shares 648,571 Est. Cost $16.15 Unrealized
FGVXX FIRST AM GOVT OB FD CL Y 6.0%
Value ($000) $9,953 Shares 9,952,600 Est. Cost $1.00 Unrealized
MINT PIMCO ENHANCED SHORT MATURITY ETF 4.5%
Value ($000) $7,422 Shares 73,522 Est. Cost $101.69 Unrealized
WMT WALMART INC 3.8%
Value ($000) $6,347 Shares 68,140 Est. Cost $20.74 Unrealized +38.7%
MET METLIFE INC 3.6%
Value ($000) $5,917 Shares 144,108 Est. Cost $31.02 Unrealized +8.5%
GOOG ALPHABET INC CL C 3.5%
Value ($000) $5,780 Shares 5,581 Est. Cost $36.87 Unrealized +44.1%
PRU PRUDENTIAL FINANCIAL INC 3.4%
Value ($000) $5,602 Shares 68,699 Est. Cost $52.28 Unrealized +23.7%
SHIRE PLC A D R 2.8%
Value ($000) $4,635 Shares 26,630 Est. Cost $173.07 Unrealized
DIS WALT DISNEY CO THE 2.8%
Value ($000) $4,632 Shares 42,245 Est. Cost $97.17 Unrealized +12.3%
FDX FED EX CORP 2.8%
Value ($000) $4,608 Shares 28,562 Est. Cost $118.69 Unrealized +56.6%
ZTS ZOETIS INC 2.7%
Value ($000) $4,461 Shares 52,155 Est. Cost $58.79 Unrealized +44.6%
EPOL ISHARES MSCI POLAND ETF 2.7%
Value ($000) $4,429 Shares 192,335 Est. Cost $24.30 Unrealized
T AT&T INC 2.5%
Value ($000) $4,152 Shares 145,470 Est. Cost $13.50 Unrealized +3.9%
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 2.5%
Value ($000) $4,066 Shares 153,071 Est. Cost $25.89 Unrealized
GLW CORNING INC 2.4%
Value ($000) $3,995 Shares 132,256 Est. Cost $14.14 Unrealized +85.1%
META FACEBOOK INC CLASS A 2.3%
Value ($000) $3,797 Shares 28,967 Est. Cost $177.50 Unrealized -18.9%
VWO VANGUARD FTSE EMERGING MARKETS ETF 2.1%
Value ($000) $3,467 Shares 91,009 Est. Cost $40.72 Unrealized
GS GOLDMAN SACHS GROUP INC 1.9%
Value ($000) $3,214 Shares 19,241 Est. Cost $137.27 Unrealized +24.5%
HSIC SCHEIN HENRY INC 1.9%
Value ($000) $3,120 Shares 39,735 Est. Cost $55.40 Unrealized +18.9%
IBM INTL BUSINESS MACHINES CORP 1.8%
Value ($000) $2,991 Shares 26,313 Est. Cost $106.70 Unrealized -17.6%
VT VANGUARD TOTAL WORLD STOCK INDEX ETF 1.6%
Value ($000) $2,579 Shares 39,405 Est. Cost $71.10 Unrealized
LMT LOCKHEED MARTIN CORP 1.5%
Value ($000) $2,473 Shares 9,444 Est. Cost $264.26 Unrealized -5.4%
HBAN HUNTINGTON BANCSHARES INC 1.4%
Value ($000) $2,336 Shares 195,945 Est. Cost $6.11 Unrealized +62.9%
SGAPY SINGAPORE TELECOMMUNICATNS A D R 1.4%
Value ($000) $2,329 Shares 108,318 Est. Cost $29.07 Unrealized
TSN TYSON FOODS INC CL A 1.4%
Value ($000) $2,286 Shares 42,810 Est. Cost $32.40 Unrealized +48.2%
BANK OF NY MELLON 4.950 12/29/49 1.2%
Value ($000) $1,950 Shares 2,000,000 Est. Cost $1.03 Unrealized
KEY KEYCORP 1.2%
Value ($000) $1,899 Shares 128,470 Est. Cost $8.19 Unrealized +52.7%
KRATON CORPORATION 1.1%
Value ($000) $1,782 Shares 81,608 Est. Cost $19.41 Unrealized
BHF BRIGHTHOUSE FINL INC 1.1%
Value ($000) $1,775 Shares 58,230 Est. Cost $59.35 Unrealized -34.3%
ENERGY TRANSFER 5.47976 11/01/66 0.8%
Value ($000) $1,372 Shares 1,933,000 Est. Cost $0.85 Unrealized
US BANK CAPITAL IX 3.54413 4/15/49 0.6%
Value ($000) $1,070 Shares 1,446,000 Est. Cost $0.78 Unrealized
BWA BORG WARNER INC 0.6%
Value ($000) $1,040 Shares 29,940 Est. Cost $28.02 Unrealized +6.8%
FIRST MD CAP I 3.3113 1/15/27 0.6%
Value ($000) $909 Shares 1,004,000 Est. Cost $0.81 Unrealized
JP MORGAN CHASE MTN 2.4088 4/30/24 0.5%
Value ($000) $881 Shares 942,000 Est. Cost $0.97 Unrealized
BANK OF AMER MTN 2.87492 12/01/26 0.5%
Value ($000) $852 Shares 968,000 Est. Cost $0.87 Unrealized
WACHOVIA CAP TR II 5.44997 3/29/49 0.5%
Value ($000) $773 Shares 855,000 Est. Cost $0.99 Unrealized
MELLON CAPITAL IV 4.000 12/20/67 0.4%
Value ($000) $716 Shares 944,000 Est. Cost $0.87 Unrealized
MORGAN STANLEY MTN 4.58919 4/16/19 0.4%
Value ($000) $705 Shares 702,000 Est. Cost $0.99 Unrealized
NTC CAPITAL II 2.26174 4/15/27 0.4%
Value ($000) $694 Shares 758,000 Est. Cost $0.82 Unrealized
LLY ELI LILLY CO 0.4%
Value ($000) $689 Shares 5,955 Est. Cost $50.99 Unrealized +98.8%
AMERICAN EXPRESS CO 4.900 12/29/49 0.4%
Value ($000) $668 Shares 698,000 Est. Cost $1.01 Unrealized
HON HONEYWELL INTERNATIONAL INC 0.4%
Value ($000) $639 Shares 4,836 Est. Cost $69.20 Unrealized +70.1%
XOM EXXON MOBIL CORP 0.4%
Value ($000) $600 Shares 8,794 Est. Cost $56.40 Unrealized -0.0%
CITIGROUP INC 6.050 12/29/49 0.4%
Value ($000) $579 Shares 600,000 Est. Cost $1.03 Unrealized
AMAT APPLIED MATERIALS INC 0.3%
Value ($000) $530 Shares 16,203 Est. Cost $14.86 Unrealized +113.4%
AAPL APPLE INC 0.3%
Value ($000) $520 Shares 3,298 Est. Cost $30.44 Unrealized +51.2%
MRK MERCK CO INC 0.3%
Value ($000) $468 Shares 6,120 Est. Cost $32.98 Unrealized +71.3%
CMCSA COMCAST CORP CLASS A 0.3%
Value ($000) $464 Shares 13,629 Est. Cost $24.26 Unrealized +25.4%
CITIGROUP INC 2.79984 8/25/36 0.3%
Value ($000) $445 Shares 570,000 Est. Cost $0.78 Unrealized
MSFT MICROSOFT CORP 0.3%
Value ($000) $432 Shares 4,250 Est. Cost $31.32 Unrealized +219.3%
V VISA INC CLASS A SHARES 0.2%
Value ($000) $389 Shares 2,945 Est. Cost $80.89 Unrealized +62.4%
CHKP CHECK POINT SOFTWARE TECH LTD 0.2%
Value ($000) $347 Shares 3,376 Est. Cost $98.01 Unrealized +12.0%
PEP PEPSICO INC 0.2%
Value ($000) $326 Shares 2,950 Est. Cost $58.29 Unrealized +55.6%
NI NISOURCE INC 0.2%
Value ($000) $304 Shares 12,000 Est. Cost $8.50 Unrealized +140.3%
CITIGROUP INC MTN 3.58413 12/15/20 0.2%
Value ($000) $303 Shares 300,000 Est. Cost $1.03 Unrealized
KRE SPDR S&P REGIONAL BANKING ETF 0.2%
Value ($000) $293 Shares 6,270 Est. Cost $55.47 Unrealized
PM PHILIP MORRIS INTL 0.2%
Value ($000) $289 Shares 4,334 Est. Cost $52.73 Unrealized +8.7%
LYB LYONDELLBASELL INDU CL A 0.1%
Value ($000) $246 Shares 2,955 Est. Cost $54.20 Unrealized +7.0%
VOYA VOYA FINANCIAL INC 0.1%
Value ($000) $222 Shares 5,525 Est. Cost $36.14 Unrealized +10.5%
NEE NEXTERA ENERGY INC 0.1%
Value ($000) $209 Shares 1,200 Est. Cost $35.46 Unrealized +3.4%
OPUS BANK 5.500 7/01/26 0.1%
Value ($000) $203 Shares 200,000 Est. Cost $1.00 Unrealized
SUNTRUST CAPITAL 2.91995 3/15/28 0.1%
Value ($000) $188 Shares 219,000 Est. Cost $0.88 Unrealized
MANUF TRADERS 3.55175 12/28/20 0.1%
Value ($000) $173 Shares 173,000 Est. Cost $1.04 Unrealized
MEXICO EQUITY & INCOME FD 0.1%
Value ($000) $137 Shares 13,635 Est. Cost $15.70 Unrealized
GENERAL ELECTRIC CO 0.1%
Value ($000) $126 Shares 16,700 Est. Cost $28.51 Unrealized
BANK OF AMER MTN 5.10101 6/29/20 0.1%
Value ($000) $100 Shares 100,000 Est. Cost $1.02 Unrealized
INGRAM MICRO INC 5.450 12/15/24 0.1%
Value ($000) $88 Shares 90,000 Est. Cost $1.00 Unrealized
SOUTHBOROUGH MA REF 4.000 6/01/20 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $1.14 Unrealized
MILTON MA REF 2.000 1/15/19 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.02 Unrealized
WELLS FARGO MTN 3.500 3/08/22 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.04 Unrealized
WESTWOOD MA REF 4.000 6/01/19 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.14 Unrealized
MASSACHUSETTS ST SER 3.000 12/01/23 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.04 Unrealized
KOHLS CORPORATION 4.250 7/17/25 0.0%
Value ($000) $49 Shares 50,000 Est. Cost $0.98 Unrealized
SOUTH CAROLINA ST 2.46622 12/01/49 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.04 Unrealized
STATE STREET CORP 3.33413 6/15/37 0.0%
Value ($000) $24 Shares 30,000 Est. Cost $0.88 Unrealized
GABRIEL RESOURCES LTD 0.0%
Value ($000) $7 Shares 30,000 Est. Cost $0.37 Unrealized
DESARROLLADORA HOM 0.00001 9/28/15 0.0%
Value ($000) $0 Shares 63,000 Est. Cost Unrealized
AMICUS WIND DOWN 0.00001 6/15/12 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized
FIVE STAR SENIOR LIVING INC 0.0%
Value ($000) $0 Shares 100,000 Est. Cost Unrealized