Lumbard & Kellner, LLC Diversified Active

CIK: 0001602476 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 28, 2019

Total Value ($000): $179,536 (100.0% shares, 0.0% debt)

Holdings (79)

VTI VANGUARD TOTAL STOCK MARKET ETF 14.6%
Value ($000) $26,267 Shares 181,513 Est. Cost $119.17 Unrealized
MIPIX MATTHEWS ASIA DIVIDEND INS 6.2%
Value ($000) $11,116 Shares 648,177 Est. Cost $16.15 Unrealized
MINT PIMCO ENHANCED SHORT MATURITY ETF 4.1%
Value ($000) $7,444 Shares 73,294 Est. Cost $101.69 Unrealized
FGVXX FIRST AM GOVT OB FD CL Y 3.8%
Value ($000) $6,858 Shares 6,857,976 Est. Cost $1.00 Unrealized
WMT WALMART INC 3.7%
Value ($000) $6,600 Shares 67,675 Est. Cost $20.74 Unrealized +41.0%
GOOG ALPHABET INC CL C 3.6%
Value ($000) $6,540 Shares 5,574 Est. Cost $36.87 Unrealized +51.0%
PRU PRUDENTIAL FINANCIAL INC 3.5%
Value ($000) $6,307 Shares 68,639 Est. Cost $52.28 Unrealized +25.3%
MET METLIFE INC 3.4%
Value ($000) $6,178 Shares 145,133 Est. Cost $31.02 Unrealized +12.9%
QQQ INVESCO QQQ TRUST ETF 3.2%
Value ($000) $5,719 Shares 31,830 Est. Cost $179.67 Unrealized
ZTS ZOETIS INC 2.9%
Value ($000) $5,245 Shares 52,105 Est. Cost $58.79 Unrealized +46.1%
FDX FED EX CORP 2.9%
Value ($000) $5,197 Shares 28,647 Est. Cost $118.69 Unrealized +31.3%
META FACEBOOK INC CLASS A 2.7%
Value ($000) $4,929 Shares 29,567 Est. Cost $177.10 Unrealized -10.8%
DIS WALT DISNEY CO THE 2.6%
Value ($000) $4,669 Shares 42,055 Est. Cost $97.17 Unrealized +11.0%
T AT&T INC 2.5%
Value ($000) $4,565 Shares 145,571 Est. Cost $13.50 Unrealized +4.9%
EPOL ISHARES MSCI POLAND ETF 2.4%
Value ($000) $4,397 Shares 192,185 Est. Cost $24.30 Unrealized
GLW CORNING INC 2.4%
Value ($000) $4,374 Shares 132,141 Est. Cost $14.14 Unrealized +91.3%
MIDNX MATTHEWS INDIA FUND INSTITUTIONAL 2.4%
Value ($000) $4,291 Shares 153,040 Est. Cost $25.89 Unrealized
GS GOLDMAN SACHS GROUP INC 2.2%
Value ($000) $3,959 Shares 20,619 Est. Cost $139.06 Unrealized +18.0%
VWO VANGUARD FTSE EMERGING MARKETS ETF 2.1%
Value ($000) $3,840 Shares 90,359 Est. Cost $40.72 Unrealized
TSN TYSON FOODS INC CL A 1.7%
Value ($000) $3,015 Shares 43,420 Est. Cost $32.66 Unrealized +56.0%
VT VANGUARD TOTAL WORLD STOCK INDEX ETF 1.6%
Value ($000) $2,937 Shares 40,145 Est. Cost $71.14 Unrealized
LMT LOCKHEED MARTIN CORP 1.6%
Value ($000) $2,863 Shares 9,539 Est. Cost $264.05 Unrealized -7.7%
TAK TAKEDA PHARMACEUTICAL SP A D R 1.5%
Value ($000) $2,729 Shares 133,980 Est. Cost $20.37 Unrealized
KRATON CORPORATION 1.5%
Value ($000) $2,653 Shares 82,458 Est. Cost $19.55 Unrealized
SGAPY SINGAPORE TELECOMMUNICATNS A D R 1.4%
Value ($000) $2,529 Shares 112,858 Est. Cost $28.80 Unrealized
HBAN HUNTINGTON BANCSHARES INC 1.4%
Value ($000) $2,483 Shares 195,795 Est. Cost $6.11 Unrealized +59.6%
HSIC SCHEIN HENRY INC 1.4%
Value ($000) $2,432 Shares 40,455 Est. Cost $55.49 Unrealized +8.7%
BHF BRIGHTHOUSE FINL INC 1.2%
Value ($000) $2,177 Shares 59,995 Est. Cost $58.71 Unrealized -36.2%
KEY KEYCORP 1.1%
Value ($000) $2,022 Shares 128,400 Est. Cost $8.19 Unrealized +46.1%
BANK OF NY MELLON 4.950 12/29/49 1.1%
Value ($000) $2,020 Shares 2,000,000 Est. Cost $1.03 Unrealized
COVETRUS INC NPV 1.1%
Value ($000) $1,959 Shares 61,519 Est. Cost $31.84 Unrealized
ENERGY TRANSFER 5.68202 11/01/66 0.9%
Value ($000) $1,548 Shares 1,911,000 Est. Cost $0.85 Unrealized
BWA BORG WARNER INC 0.6%
Value ($000) $1,144 Shares 29,795 Est. Cost $28.02 Unrealized +10.7%
US BANK CAPITAL IX 3.57778 4/15/49 0.6%
Value ($000) $1,110 Shares 1,414,000 Est. Cost $0.78 Unrealized
FIRST MD CAP I 3.43631 1/15/27 0.5%
Value ($000) $918 Shares 992,000 Est. Cost $0.81 Unrealized
JP MORGAN CHASE MTN 2.4912 4/30/24 0.5%
Value ($000) $890 Shares 926,000 Est. Cost $0.97 Unrealized
BANK OF AMER MTN 2.90473 12/01/26 0.5%
Value ($000) $852 Shares 949,000 Est. Cost $0.87 Unrealized
WACHOVIA CAP TR II 5.44598 3/29/49 0.5%
Value ($000) $844 Shares 855,000 Est. Cost $0.99 Unrealized
CITIGROUP INC 5.950 12/29/49 0.4%
Value ($000) $798 Shares 790,000 Est. Cost $1.03 Unrealized
MELLON CAPITAL IV 4.000 12/20/67 0.4%
Value ($000) $781 Shares 944,000 Est. Cost $0.87 Unrealized
LLY ELI LILLY CO 0.4%
Value ($000) $773 Shares 5,955 Est. Cost $50.99 Unrealized +117.6%
HON HONEYWELL INTERNATIONAL INC 0.4%
Value ($000) $769 Shares 4,836 Est. Cost $69.20 Unrealized +75.1%
XOM EXXON MOBIL CORP 0.4%
Value ($000) $711 Shares 8,794 Est. Cost $56.40 Unrealized -1.7%
NTC CAPITAL II 3.0287 4/15/27 0.4%
Value ($000) $701 Shares 758,000 Est. Cost $0.82 Unrealized
MORGAN STANLEY MTN 4.68644 4/16/19 0.4%
Value ($000) $695 Shares 695,000 Est. Cost $0.99 Unrealized
AMERICAN EXPRESS CO 4.900 12/29/49 0.4%
Value ($000) $694 Shares 698,000 Est. Cost $1.01 Unrealized
AMAT APPLIED MATERIALS INC 0.4%
Value ($000) $643 Shares 16,203 Est. Cost $14.86 Unrealized +137.7%
AAPL APPLE INC 0.3%
Value ($000) $626 Shares 3,298 Est. Cost $30.44 Unrealized +32.8%
MRK MERCK CO INC 0.3%
Value ($000) $509 Shares 6,120 Est. Cost $32.98 Unrealized +82.8%
V VISA INC CLASS A SHARES 0.3%
Value ($000) $460 Shares 2,945 Est. Cost $80.89 Unrealized +69.8%
CITIGROUP INC 3.20404 8/25/36 0.3%
Value ($000) $449 Shares 570,000 Est. Cost $0.78 Unrealized
CHKP CHECK POINT SOFTWARE TECH LTD 0.2%
Value ($000) $427 Shares 3,376 Est. Cost $98.01 Unrealized +18.6%
CMCSA COMCAST CORP CLASS A 0.2%
Value ($000) $421 Shares 10,529 Est. Cost $24.26 Unrealized +30.0%
PM PHILIP MORRIS INTL 0.2%
Value ($000) $383 Shares 4,334 Est. Cost $52.73 Unrealized +6.3%
PEP PEPSICO INC 0.2%
Value ($000) $362 Shares 2,950 Est. Cost $58.29 Unrealized +58.6%
NI NISOURCE INC 0.2%
Value ($000) $344 Shares 12,000 Est. Cost $8.50 Unrealized +152.9%
KRE SPDR S&P REGIONAL BANKING ETF 0.2%
Value ($000) $322 Shares 6,270 Est. Cost $55.47 Unrealized
CITIGROUP INC MTN 4.03819 12/15/20 0.2%
Value ($000) $302 Shares 300,000 Est. Cost $1.03 Unrealized
VOYA VOYA FINANCIAL INC 0.2%
Value ($000) $276 Shares 5,525 Est. Cost $36.14 Unrealized +18.0%
LYB LYONDELLBASELL INDU CL A 0.1%
Value ($000) $248 Shares 2,955 Est. Cost $54.20 Unrealized +2.4%
MSFT MICROSOFT CORP 0.1%
Value ($000) $230 Shares 1,950 Est. Cost $31.32 Unrealized +226.6%
SPY SPDR S P 500 ETF 0.1%
Value ($000) $212 Shares 750 Est. Cost $282.67 Unrealized
JNJ JOHNSON JOHNSON 0.1%
Value ($000) $208 Shares 1,490 Est. Cost $110.34 Unrealized 0.0%
VFIAX VANGUARD 500 INDEX ADMIRAL 0.1%
Value ($000) $202 Shares 772 Est. Cost $261.66 Unrealized
OPUS BANK 5.500 7/01/26 0.1%
Value ($000) $194 Shares 192,000 Est. Cost $1.00 Unrealized
SUNTRUST CAPITAL 3.36179 3/15/28 0.1%
Value ($000) $189 Shares 204,000 Est. Cost $0.88 Unrealized
MANUF TRADERS 3.4608 12/28/20 0.1%
Value ($000) $173 Shares 173,000 Est. Cost $1.04 Unrealized
GENERAL ELECTRIC CO 0.1%
Value ($000) $167 Shares 16,700 Est. Cost $28.51 Unrealized
MEXICO EQUITY & INCOME FD 0.1%
Value ($000) $145 Shares 13,635 Est. Cost $15.70 Unrealized
BANK OF AMER MTN 4.66172 6/29/20 0.1%
Value ($000) $100 Shares 100,000 Est. Cost $1.02 Unrealized
INGRAM MICRO INC 5.450 12/15/24 0.0%
Value ($000) $89 Shares 90,000 Est. Cost $1.00 Unrealized
SOUTHBOROUGH MA REF 4.000 6/01/20 0.0%
Value ($000) $52 Shares 50,000 Est. Cost $1.14 Unrealized
WELLS FARGO MTN 3.500 3/08/22 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $1.04 Unrealized
KOHLS CORPORATION 4.250 7/17/25 0.0%
Value ($000) $51 Shares 50,000 Est. Cost $0.98 Unrealized
MASSACHUSETTS ST SER 3.000 12/01/23 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.04 Unrealized
WESTWOOD MA REF 4.000 6/01/19 0.0%
Value ($000) $50 Shares 50,000 Est. Cost $1.14 Unrealized
SOUTH CAROLINA ST 2.46622 12/01/49 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.04 Unrealized
STATE STREET CORP 3.78819 6/15/37 0.0%
Value ($000) $24 Shares 30,000 Est. Cost $0.88 Unrealized
GABRIEL RESOURCES LTD 0.0%
Value ($000) $10 Shares 30,000 Est. Cost $0.37 Unrealized