CIK: 0001543100 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Oct 15, 2015
Total Value ($000): $169,761 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR SERIES TRUST BRC HGH YLD BD | 314,136 | $11,202 | 6.6% | $39.58 | — | BRC HGH YLD BD | 78464A417 |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETF | 97,441 | $10,243 | 6.0% | $105.10 | — | 1-3 YR CR BD ETF | 464288646 |
| — | ALPS TRUST ETF ALERIAN MLP | 547,008 | $6,826 | 4.0% | $17.84 | — | ALERIAN MLP | 00162Q866 |
| SPY | SPDR S&P 500 ETF | 33,293 | $6,380 | 3.8% | $178.43 | — | TR UNIT | 78462F103 |
| CWB | SPDR BARCLAYS CONVERTIBLE SECURITIES ETF | 136,892 | $6,121 | 3.6% | $43.00 | — | BRC CNV SECS ETF | 78464A359 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 153,154 | $5,911 | 3.5% | $39.26 | — | U.S. PFD STK ETF | 464288687 |
| IJH | ISHARES CORE S&P MID CAP ETF | 38,930 | $5,318 | 3.1% | $123.63 | — | CORE S&P MCP ETF | 464287507 |
| — | TEMPLETON GLOBAL INCOME FD COM | 822,606 | $5,009 | 3.0% | $8.52 | — | COM | 880198106 |
| — | ADVENT CLAYMORE CV SECS & INC COM | 377,489 | $4,971 | 2.9% | $16.94 | — | COM | 00764C109 |
| — | POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC | 190,657 | $4,392 | 2.6% | $24.74 | — | SENIOR LN PORT | 73936Q769 |
| — | POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT | 143,029 | $3,923 | 2.3% | $27.51 | — | SOVEREIGN DEBT | 73936T573 |
| LQD | ISHARES TR IBOXX INV CP ETF | 32,925 | $3,822 | 2.3% | $113.79 | — | IBOXX INV CP ETF | 464287242 |
| IBND | SPDR BARCLAYS INTERNATIONAL CORPORATE BOND ETF | 118,592 | $3,714 | 2.2% | $33.53 | — | BRCLY INTL CRP | 78464A151 |
| — | NUVEEN FLTNG RTE INCM OPP FD COM SHS | 328,149 | $3,265 | 1.9% | $13.12 | — | COM SHS | 6706EN100 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 86,509 | $3,083 | 1.8% | $39.66 | — | FTSE DEV MKT ETF | 921943858 |
| AGG | ISHARES TR CORE US AGGBD ET | 26,975 | $2,955 | 1.7% | $107.31 | — | CORE US AGGBD ET | 464287226 |
| IVV | ISHARES S&P 500 INDEX | 15,049 | $2,900 | 1.7% | $203.11 | — | CORE S&P500 ETF | 464287200 |
| BSV | VANGUARD BD INDEX FD INC SHORT TRM BOND | 35,693 | $2,869 | 1.7% | $80.10 | — | SHORT TRM BOND | 921937827 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 84,260 | $2,788 | 1.6% | $40.02 | — | FTSE EMR MKT ETF | 922042858 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 22,749 | $2,424 | 1.4% | $100.66 | — | CORE S&P SCP ETF | 464287804 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 59,558 | $2,352 | 1.4% | $31.42 | — | TECHNOLOGY | 81369Y803 |
| — | JP MORGAN ALERIAN MLP ETN | 71,995 | $2,187 | 1.3% | $41.48 | — | ALERIAN ML ETN | 46625H365 |
| — | WESTERN ASSET HIGH INCM FD II COM | 337,751 | $2,185 | 1.3% | $9.22 | — | COM | 95766J102 |
| EFA | ISHARES MSCI EAFE ETF | 34,102 | $1,954 | 1.2% | $59.88 | — | MSCI EAFE ETF | 464287465 |
| — | GABELLI CONV&INCOM SECS FD INC COM | 375,613 | $1,825 | 1.1% | $6.18 | — | COM | 36240B109 |
| VCSH | VANGUARD SHORT TERM CORP BOND FD ETF | 20,553 | $1,638 | 1.0% | $79.72 | — | SHRT TRM CORP BD | 92206C409 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 34,404 | $1,623 | 1.0% | $40.14 | — | SBI CONS STPLS | 81369Y308 |
| T | AT&T INC COM | 48,543 | $1,581 | 0.9% | $11.62 | +5.5% | COM | 00206R102 |
| — | DIVERSIFIED REAL ASSET INC FD COM SHS | 96,823 | $1,556 | 0.9% | $17.35 | — | COM SHS | 25533B108 |
| XLE | ENERGY SELECT SECTOR SPDR | 24,388 | $1,492 | 0.9% | $78.58 | — | SBI INT-ENERGY | 81369Y506 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 20,029 | $1,487 | 0.9% | $58.84 | — | SBI CONS DISCR | 81369Y407 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 27,474 | $1,370 | 0.8% | $43.39 | — | SBI INT-INDS | 81369Y704 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 41,499 | $1,360 | 0.8% | $39.62 | — | MSCI EMG MKT ETF | 464287234 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 20,296 | $1,344 | 0.8% | $48.97 | — | SBI HEALTHCARE | 81369Y209 |
| XOM | EXXON MOBIL CORP COM | 17,486 | $1,300 | 0.8% | $53.11 | -7.6% | COM | 30231G102 |
| XPHTX | PIONEER HIGH INCOME TR COM | 121,068 | $1,247 | 0.7% | $16.78 | — | COM | 72369H106 |
| VNQ | VANGUARD REIT INDEX ETF | 15,893 | $1,200 | 0.7% | $82.60 | — | REIT ETF | 922908553 |
| GLD | SPDR GOLD ETF | 10,690 | $1,142 | 0.7% | $120.00 | — | GOLD SHS | 78463V107 |
| ICF | ISHARES COHEN & STEERS RLTY | 12,152 | $1,125 | 0.7% | $81.33 | — | COHEN&STEER REIT | 464287564 |
| KO | COCA COLA CO COM | 25,830 | $1,036 | 0.6% | $27.79 | +3.7% | COM | 191216100 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 12,247 | $1,020 | 0.6% | $91.29 | — | IBOXX HI YD ETF | 464288513 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 37,741 | $855 | 0.5% | $20.18 | — | SBI INT-FINL | 81369Y605 |
| JNJ | JOHNSON & JOHNSON COM | 8,994 | $839 | 0.5% | $60.74 | +19.3% | COM | 478160104 |
| WFC | WELLS FARGO & CO NEW COM | 16,221 | $832 | 0.5% | $33.88 | +21.2% | COM | 949746101 |
| — | TEMPLETON EMERG MKTS INCOME FD COM | 85,179 | $825 | 0.5% | $14.74 | — | COM | 880192109 |
| INTC | INTEL CORP COM | 27,250 | $821 | 0.5% | $20.61 | +9.8% | COM | 458140100 |
| BA | BOEING CO COM | 6,066 | $794 | 0.5% | $118.86 | +3.8% | COM | 097023105 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 9,008 | $789 | 0.5% | $88.24 | — | CORE S&P TTL STK | 464287150 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 17,148 | $751 | 0.4% | $43.32 | — | WELLS FG PFD ETF | 78464A292 |
| PG | PROCTER & GAMBLE CO COM | 10,380 | $746 | 0.4% | $55.69 | +1.2% | COM | 742718109 |
| XLU | UTILITIES SELECT SECTOR SPDR | 16,614 | $719 | 0.4% | $38.16 | — | SBI INT-UTILS | 81369Y886 |
| — | GENERAL ELECTRIC CO COM | 27,000 | $680 | 0.4% | $24.54 | — | COM | 369604103 |
| PM | PHILIP MORRIS INTL INC | 8,443 | $669 | 0.4% | $49.78 | -1.8% | COM | 718172109 |
| IWM | ISHARES RUSSELL 2000 ETF | 6,130 | $669 | 0.4% | $101.49 | — | RUSSELL 2000 ETF | 464287655 |
| CVX | CHEVRON CORP NEW COM | 8,052 | $635 | 0.4% | $69.57 | -22.6% | COM | 166764100 |
| CSCO | CISCO SYS INC | 23,702 | $622 | 0.4% | $17.77 | +10.2% | COM | 17275R102 |
| XLB | MATERIALS SELECT SECTOR SPDR | 15,542 | $620 | 0.4% | $39.14 | — | SBI MATERIALS | 81369Y100 |
| MCD | MCDONALDS CORP COM | 6,238 | $614 | 0.4% | $71.88 | +4.8% | COM | 580135101 |
| XEL | XCEL ENERGY INC COM | 17,328 | $613 | 0.4% | $19.78 | +24.1% | COM | 98389B100 |
| MO | ALTRIA GROUP INC COM | 11,217 | $610 | 0.4% | $16.56 | +63.1% | COM | 02209S103 |
| VZ | VERIZON COMMUNICATIONS | 12,917 | $562 | 0.3% | $27.35 | -1.2% | COM | 92343V104 |
| — | UBS AG JERSEY BRH E TRACS LKD TO ALERIANMLP INFRASTRUCTURE UNDEX | 19,164 | $518 | 0.3% | $36.72 | — | ALERIAN INFRST | 902641646 |
| — | H S B C HLDGS 6.20% ADRF SPONSORED ADR | 19,540 | $494 | 0.3% | $24.91 | — | ADR A 1/40PF A | 404280604 |
| — | COCA COLA ENTERPRISES INC NEW COM | 9,854 | $476 | 0.3% | $44.59 | — | COM | 19122T109 |
| — | ITC HLDGS CORP | 14,174 | $472 | 0.3% | $41.35 | — | COM | 465685105 |
| ABBV | ABBVIE INC COM | 8,652 | $470 | 0.3% | $42.52 | 0.0% | COM | 00287Y109 |
| TROW | T ROWE PRICE GROUP INC | 6,489 | $451 | 0.3% | $51.43 | -0.8% | COM | 74144T108 |
| PFG | PRINCIPAL FINL GROUP INC COM | 9,525 | $450 | 0.3% | $33.96 | +3.7% | COM | 74251V102 |
| IBM | INTL BUSINESS MACHINES | 3,067 | $444 | 0.3% | $107.76 | -11.5% | COM | 459200101 |
| VCIT | VANGUARD SCOTTSDALE FDS INT-TERM CORP | 5,156 | $440 | 0.3% | $85.34 | — | INT-TERM CORP | 92206C870 |
| SJM | SMUCKER J M CO COM NEW | 3,788 | $432 | 0.3% | $84.06 | -2.8% | COM NEW | 832696405 |
| GM | GENERAL MOTORS CORP | 14,200 | $426 | 0.3% | $26.92 | -10.2% | COM | 37045V100 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 2,721 | $423 | 0.2% | $130.72 | — | RUS MID-CAP ETF | 464287499 |
| GS | GOLDMAN SACHS GROUP INC | 2,300 | $399 | 0.2% | $164.32 | -3.3% | COM | 38141G104 |
| F | FORD MOTOR COMPANY | 28,711 | $389 | 0.2% | $8.82 | -7.6% | COM PAR $0.01 | 345370860 |
| CMI | CUMMINS INC COM | 3,283 | $356 | 0.2% | $103.77 | -10.4% | COM | 231021106 |
| MRK | MERCK & CO INC | 7,194 | $355 | 0.2% | $33.89 | +13.3% | COM | 58933Y105 |
| DUK | DUKE ENERGY CORP NEW COM NEW | 4,940 | $355 | 0.2% | $41.84 | +12.8% | COM NEW | 26441C204 |
| — | FIFTH STR FIN CORP 5.375% 04/01/2016 | 350,000 | $354 | 0.2% | $1.03 | — | NOTE 5.375% 4/0 | 31679BAC4 |
| PEP | PEPSICO INC COM | 3,753 | $353 | 0.2% | $56.03 | +24.1% | COM | 713448108 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 11,578 | $353 | 0.2% | $30.56 | — | BARC SHT TR CP | 78464A474 |
| WMT | WAL-MART STORES INC COM | 5,396 | $349 | 0.2% | $20.20 | -6.4% | COM | 931142103 |
| JPM | JPMORGAN CHASE & CO COM | 5,583 | $340 | 0.2% | $39.16 | +26.7% | COM | 46625H100 |
| NSC | NORFOLK SOUTHERN CORP COM | 4,432 | $338 | 0.2% | $65.12 | 0.0% | COM | 655844108 |
| EMB | ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | 3,123 | $332 | 0.2% | $109.54 | — | JP MOR EM MK ETF | 464288281 |
| AXP | AMERICAN EXPRESS CO COM | 4,275 | $316 | 0.2% | $68.05 | -2.7% | COM | 025816109 |
| FE | FIRSTENERGY CORP | 9,760 | $305 | 0.2% | $20.72 | +2.3% | COM | 337932107 |
| — | UNITED TECHNOLOGIES CORP COM | 3,412 | $303 | 0.2% | $114.75 | — | COM | 913017109 |
| CL | COLGATE PALMOLIVE CO COM | 4,731 | $300 | 0.2% | $46.08 | +11.3% | COM | 194162103 |
| MSFT | MICROSOFT | 6,582 | $291 | 0.2% | $37.58 | +3.6% | COM | 594918104 |
| CVS | CVS HEALTH CORP COM | 2,959 | $285 | 0.2% | $77.80 | 0.0% | COM | 126650100 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 4,818 | $285 | 0.2% | $30.22 | +47.4% | COM | 110122108 |
| PFE | PFIZER INC COM | 8,638 | $271 | 0.2% | $18.66 | +10.4% | COM | 717081103 |
| — | SPDR NUVEEN BARCLAYS SHORT TERM MUNICIPAL BOND ETF | 10,951 | $266 | 0.2% | $23.97 | — | NUVN BR SHT MUNI | 78464A425 |
| DIS | DISNEY WALT CO COM DISNEY | 2,520 | $257 | 0.2% | $93.80 | +6.3% | COM DISNEY | 254687106 |
| STPZ | PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND | 4,953 | $255 | 0.2% | $52.65 | — | 1-5 US TIP IDX | 72201R205 |
| MMM | 3M CO | 1,664 | $236 | 0.1% | $61.91 | +41.4% | COM | 88579Y101 |
| — | HANCOCK JOHN PFD INCOME FD SH BEN INT | 11,771 | $227 | 0.1% | $20.74 | — | SH BEN INT | 41013W108 |
| — | CALAMOS CONV OPPORTUNITIES & INCOME FD | 22,845 | $225 | 0.1% | $12.97 | — | SH BEN INT | 128117108 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 2,068 | $221 | 0.1% | $90.00 | — | RUS 1000 ETF | 464287622 |
| SLB | SCHLUMBERGER LTD COM | 3,196 | $220 | 0.1% | $53.45 | +10.2% | COM | 806857108 |
| KMB | KIMBERLY CLARK CORP COM | 1,994 | $217 | 0.1% | $75.84 | +2.0% | COM | 494368103 |
| CAT | CATERPILLAR INC DEL COM | 3,282 | $214 | 0.1% | $63.65 | -7.1% | COM | 149123101 |
| — | ENERGY TRANSFER PARTNERS LP | 4,610 | $189 | 0.1% | $50.67 | — | UNIT LTD PARTN | 29273R109 |
| MDLZ | MONDELEZ INTL INC COM | 4,491 | $188 | 0.1% | $34.03 | 0.0% | CL A | 609207105 |
| — | E M C CORP | 7,323 | $176 | 0.1% | $24.03 | — | COM | 268648102 |
| UNP | UNION PAC CORP COM | 1,860 | $164 | 0.1% | $72.17 | 0.0% | COM | 907818108 |
| TIP | ISHARES TR TIPS BD ETF | 1,470 | $162 | 0.1% | $110.20 | — | TIPS BD ETF | 464287176 |
| GILD | GILEAD SCIENCES INC | 1,461 | $143 | 0.1% | $77.50 | 0.0% | COM | 375558103 |
| KMI | KINDER MORGAN INC | 5,032 | $139 | 0.1% | $19.54 | 0.0% | COM | 49456B101 |
| COP | CONOCOPHILLIPS COM | 2,810 | $134 | 0.1% | $36.80 | 0.0% | COM | 20825C104 |
| — | EQUITY ONE COM | 5,468 | $133 | 0.1% | $24.32 | — | COM | 294752100 |
| — | DUFF & PHELPS UTIL CORP BD TR COM | 13,959 | $132 | 0.1% | $10.95 | — | COM | 26432K108 |
| NVS | NOVARTIS AG ADR | 1,429 | $131 | 0.1% | $91.67 | — | SPONSORED ADR | 66987V109 |
| EXC | EXELON CORP COM | 4,418 | $131 | 0.1% | $15.56 | 0.0% | COM | 30161N101 |
| BAC | BANK AMER CORP COM | 8,273 | $128 | 0.1% | $13.45 | 0.0% | COM | 060505104 |
| AMAT | APPLIED MATLS INC COM | 8,684 | $127 | 0.1% | $14.74 | 0.0% | COM | 038222105 |
| ELV | ANTHEM INC COM | 890 | $124 | 0.1% | $129.85 | 0.0% | COM | 036752103 |
| TBT | PROSHARES ULTRASHORT 20+ YR TREAS 1 FOR 4 R/S INTOPROSHARES TR PROSHARES UL | 2,857 | $123 | 0.1% | $43.05 | — | PSHS ULTSH 20YRS | 74347B201 |
| D | DOMINION RESOURCES INC | 1,716 | $120 | 0.1% | $44.94 | 0.0% | COM | 25746U109 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 723 | $117 | 0.1% | $161.83 | — | UT SER 1 | 78467X109 |
| IXN | ISHARES GLOBAL TECH ETF | 1,200 | $107 | 0.1% | $89.17 | — | GLOBAL TECH ETF | 464287291 |
| — | GOOGLE INC | 165 | $105 | 0.1% | $636.36 | — | CL A | 38259P508 |
| PSA | PUBLIC STORAGE INC | 500 | $105 | 0.1% | $135.28 | 0.0% | COM | 74460D109 |
| VUG | VANGUARD GROWTH ETF | 1,000 | $100 | 0.1% | $100.00 | — | GROWTH ETF | 922908736 |
| — | GOOGLE INC - CLASS C | 165 | $100 | 0.1% | $606.06 | — | CL C | 38259P706 |
| EPD | ENTERPRISE PRODS PARTNERS L P | 4,025 | $100 | 0.1% | $24.84 | — | COM | 293792107 |
| USB | US BANCORP DEL COM NEW | 2,454 | $100 | 0.1% | $29.81 | 0.0% | COM NEW | 902973304 |
| AAPL | APPLE INC | 856 | $94 | 0.1% | $28.55 | -7.9% | COM | 037833100 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD ADR | 1,663 | $93 | 0.1% | $55.92 | — | ADR | 881624209 |
| — | SHIP FINANCE INTERNATIONAL LTD SHS | 5,427 | $88 | 0.1% | $16.22 | — | SHS | G81075106 |
| VIG | VANGUARD DIVIDEND APPRECIATION ETF | 1,200 | $88 | 0.1% | $73.33 | — | DIV APP ETF | 921908844 |
| WMB | WILLIAMS COS INC DEL COM | 2,355 | $86 | 0.1% | $27.42 | 0.0% | COM | 969457100 |
| META | FACEBOOK INC CL A | 900 | $80 | 0.0% | $91.13 | 0.0% | CL A | 30303M102 |
| TGT | TARGET CORP COM | 983 | $77 | 0.0% | $58.64 | 0.0% | COM | 87612E106 |
| OXY | OCCIDENTAL PETE CORP DEL COM | 1,151 | $76 | 0.0% | $51.32 | 0.0% | COM | 674599105 |
| — | EXPRESS SCRIPTS INC | 931 | $75 | 0.0% | $80.56 | — | COM | 30219G108 |
| IDCC | INTERDIGITAL INC COM | 1,500 | $75 | 0.0% | $51.62 | 0.0% | COM | 45867G101 |
| — | ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R | 3,000 | $74 | 0.0% | $24.67 | — | ADR PREF SHS R | 780097747 |
| WELL | WELLTOWER INC COM | 1,082 | $73 | 0.0% | $44.80 | 0.0% | COM | 95040Q104 |
| SPIP | SPDR BARCLAYS CAP TIPS CAPITAL TIPS ETF | 1,327 | $73 | 0.0% | $55.01 | — | BARCLYS TIPS ETF | 78464A656 |
| MDY | S & P MID CAP 400 DEP RCPTS MID CAP | 295 | $73 | 0.0% | $247.46 | — | UTSER1 S&PDCRP | 78467Y107 |
| VO | VANGUARD MID CAP | 600 | $70 | 0.0% | $116.67 | — | MID CAP ETF | 922908629 |
| WDC | WESTERN DIGITAL CORP COM | 875 | $69 | 0.0% | $50.91 | 0.0% | COM | 958102105 |
| — | ENBRIDGE ENERGY PARTNERS L P COM | 2,775 | $68 | 0.0% | $24.50 | — | COM | 29250R106 |
| AEP | AMERICAN ELEC PWR INC COM | 1,200 | $68 | 0.0% | $38.45 | 0.0% | COM | 025537101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B | 511 | $66 | 0.0% | $137.00 | 0.0% | CL B NEW | 084670702 |
| ILCB | ISHARES MORNINGSTAR LARGE-CAP ETF | 578 | $64 | 0.0% | $110.73 | — | MRNGSTR LG-CP ET | 464287127 |
| — | NUVEEN CALIF MUN VALUE FD COM | 6,088 | $64 | 0.0% | $10.51 | — | COM | 67062C107 |
| AMZN | AMAZON.COM INC | 125 | $63 | 0.0% | $25.28 | 0.0% | COM | 023135106 |
| BTI | BRITISH AMERICAN TOBACCO | 580 | $63 | 0.0% | $108.62 | — | SPONSORED ADR | 110448107 |
| — | BP PRUDHOE BAY ROYALTY TR | 1,496 | $61 | 0.0% | $40.78 | — | UNIT BEN INT | 055630107 |
| IEP | ICAHN ENTERPRISES LP DEPOSITARY UNIT | 925 | $61 | 0.0% | $65.95 | — | DEPOSITARY UNIT | 451100101 |
| — | NUVEEN CA SELECT TAX FREE PRTF SH BEN INT | 4,077 | $61 | 0.0% | $14.96 | — | SH BEN INT | 67063R103 |
| — | SENIOR HOUSING PROPERTIES TRUST | 3,785 | $61 | 0.0% | $16.12 | — | SH BEN INT | 81721M109 |
| OGE | OGE ENERGY CORP COM | 2,200 | $60 | 0.0% | $28.50 | 0.0% | COM | 670837103 |
| — | EATON VANCE LTD DUR INCOME FD COM | 4,765 | $60 | 0.0% | $12.59 | — | COM | 27828H105 |
| PBA | PEMBINA PIPELINE CORPORATION | 2,530 | $60 | 0.0% | $16.17 | 0.0% | COM | 706327103 |
| PSX | PHILLIPS 66 | 780 | $59 | 0.0% | $54.04 | 0.0% | COM | 718546104 |
| ABT | ABBOTT LABS COM | 1,487 | $59 | 0.0% | $38.80 | 0.0% | COM | 002824100 |
| — | GOVERNMENT PPTYS INCOME TR COM SHS BEN INT | 3,550 | $56 | 0.0% | $15.77 | — | COM SHS BEN INT | 38376A103 |
| — | MARKWEST ENERGY PARTNERS L P | 1,300 | $55 | 0.0% | $42.31 | — | UNIT LTD PARTN | 570759100 |
| — | POWERSHARES INTL DIVID ACHIEVERS PORT | 3,800 | $54 | 0.0% | $14.21 | — | INTL DIV ACHV | 73935X716 |
| IJT | ISHARES S&P SMALL CAP 600 GROWTH ETF | 442 | $53 | 0.0% | $119.91 | — | SP SMCP600GR ETF | 464287887 |
| HALO | HALOZYME THERAPEUTICS INC COM | 4,000 | $53 | 0.0% | $20.08 | 0.0% | COM | 40637H109 |
| BND | VANGUARD BD INDEX FD INC TOTAL BND MRKT | 636 | $52 | 0.0% | $81.76 | — | TOTAL BND MRKT | 921937835 |
| — | TIME WARNER INC | 733 | $50 | 0.0% | $68.21 | — | COM NEW | 887317303 |
| AWR | AMERICAN STS WTR CO COM | 1,212 | $50 | 0.0% | $31.57 | 0.0% | COM | 029899101 |
| ORLY | O REILLY AUTOMOTIVE INC | 200 | $50 | 0.0% | $16.15 | 0.0% | COM | 67103H107 |
| VOX | VANGUARD TELECOMMUNICATIONS SERVICES ETF | 630 | $49 | 0.0% | $77.78 | — | TELCOMM ETF | 92204A884 |
| — | ROCKWELL MED INC COM | 6,400 | $49 | 0.0% | $7.66 | — | COM | 774374102 |
| LTC | LTC PPTYS INC COM | 1,159 | $49 | 0.0% | $42.28 | — | COM | 502175102 |
| — | CIGNA CORPORATION COM | 350 | $47 | 0.0% | $134.29 | — | COM | 125509109 |
| — | ANNALY CAPITAL MANAGEMENT INC | 4,728 | $46 | 0.0% | $9.73 | — | COM | 035710409 |
| — | ARES CAP CORP 4.375% 01/15/2019 | 45,000 | $46 | 0.0% | $1.02 | — | NOTE 4.375% 1/1 | 04010LAM5 |
| SWX | SOUTHWEST GAS CORP COM | 800 | $46 | 0.0% | $55.26 | 0.0% | COM | 844895102 |
| VV | VANGUARD LARGE CAP | 524 | $46 | 0.0% | $87.79 | — | LARGE CAP ETF | 922908637 |
| — | ROYAL DUTCH SHELL PLC-ADR | 939 | $44 | 0.0% | $46.86 | — | SPONS ADR A | 780259206 |
| BK | BANK NEW YORK MELLON CORP COM | 1,140 | $44 | 0.0% | $32.00 | 0.0% | COM | 064058100 |
| DTE | DTE ENERGY CO COM | 550 | $44 | 0.0% | $47.24 | 0.0% | COM | 233331107 |
| — | RAYTHEON CO COM NEW | 400 | $43 | 0.0% | $107.50 | — | COM NEW | 755111507 |
| MUB | ISHARES AMT-FREE MUNI BOND ETF | 390 | $42 | 0.0% | $107.69 | — | NAT AMT FREE BD | 464288414 |
| — | ONEOK PARTNERS LP | 1,450 | $42 | 0.0% | $28.97 | — | UNIT LTD PARTN | 68268N103 |
| AIVI | WISDOMTREE INTERNATIONAL DIVIDEND EX-FINANCIALS FUND | 1,000 | $38 | 0.0% | $38.00 | — | INTL DIV EX FINL | 97717W786 |
| — | NUSTAR ENERGY LP UNIT COM | 857 | $38 | 0.0% | $44.34 | — | UNIT COM | 67058H102 |
| WPC | W P CAREY INC COM | 650 | $37 | 0.0% | $56.92 | — | COM | 92936U109 |
| HP | HELMERICH & PAYNE INC COM | 800 | $37 | 0.0% | $56.61 | 0.0% | COM | 423452101 |
| SJNK | SPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND ETF | 1,400 | $37 | 0.0% | $26.43 | — | SHT TRM HGH YLD | 78468R408 |
| ZBH | ZIMMER BIOMET HLDGS INC COM | 400 | $37 | 0.0% | $92.02 | 0.0% | COM | 98956P102 |
| — | FIRST NIAGARA FINL GP INC COM | 3,530 | $36 | 0.0% | $10.20 | — | COM | 33582V108 |
| BABA | ALIBABA GROUP HLDG LTD SPONSORED ADS | 600 | $35 | 0.0% | $58.33 | — | SPONSORED ADS | 01609W102 |
| — | ANADARKO PETE CORP | 569 | $34 | 0.0% | $59.75 | — | COM | 032511107 |
| — | UIL HLDG CORP COM | 695 | $34 | 0.0% | $48.92 | — | COM | 902748102 |
| CWT | CALIFORNIA WTR SVC GROUP COM | 1,550 | $34 | 0.0% | $17.65 | 0.0% | COM | 130788102 |
| SO | SOUTHERN CO COM | 777 | $34 | 0.0% | $28.33 | 0.0% | COM | 842587107 |
| SPH | SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN | 1,008 | $33 | 0.0% | $32.74 | — | UNIT LTD PARTN | 864482104 |
| — | CENTURYLINK INC COM | 1,348 | $33 | 0.0% | $24.48 | — | COM | 156700106 |
| SCZ | ISHARES MSCI EAFE SMALL CAP ETF | 700 | $33 | 0.0% | $47.14 | — | EAFE SML CP ETF | 464288273 |
| SHY | ISHARES 1-3 YR TREASURY BOND ETF | 400 | $33 | 0.0% | $82.50 | — | 1-3 YR TR BD ETF | 464287457 |
| — | STONEMOR PARTNERS L P COM UNITS | 1,200 | $32 | 0.0% | $26.67 | — | COM UNITS | 86183Q100 |
| — | COMMUNICATIONS SALES & LEASING INC | 1,809 | $32 | 0.0% | $17.69 | — | COM | 20341J104 |
| — | SEADRILL LIMITED SHS | 5,521 | $32 | 0.0% | $5.80 | — | SHS | G7945E105 |
| PNW | PINNACLE WEST CAP CORP COM | 500 | $32 | 0.0% | $40.69 | 0.0% | COM | 723484101 |
| VLO | VALERO ENERGY CORP | 520 | $31 | 0.0% | $42.17 | 0.0% | COM | 91913Y100 |
| HAL | HALLIBURTON CO COM | 895 | $31 | 0.0% | $32.17 | 0.0% | COM | 406216101 |
| SLV | ISHARES SILVER TRUST ETF | 2,279 | $31 | 0.0% | $13.60 | — | ISHARES | 46428Q109 |
| VYM | VANGUARD HIGH DIVIDEND YIELD | 500 | $31 | 0.0% | $62.00 | — | HIGH DIV YLD | 921946406 |
| TRV | TRAVELERS COMPANIES INC COM | 317 | $31 | 0.0% | $81.32 | 0.0% | COM | 89417E109 |
| KLAC | KLA-TENCOR CORP | 614 | $30 | 0.0% | $42.50 | 0.0% | COM | 482480100 |
| MMLP | MARTIN MIDSTREAM PRTNRS L P UNIT L P INT | 1,250 | $30 | 0.0% | $24.00 | — | UNIT L P INT | 573331105 |
| RSG | REPUBLIC SVCS INC COM | 750 | $30 | 0.0% | $34.34 | 0.0% | COM | 760759100 |
| BP | BP PLC SPONSORED ADR | 1,001 | $30 | 0.0% | $29.97 | — | SPONSORED ADR | 055622104 |
| VB | VANGUARD SMALL CAP ETF | 285 | $30 | 0.0% | $105.26 | — | SMALL CP ETF | 922908751 |
| — | PIMCO HIGH INCOME FD COM SHS | 4,100 | $30 | 0.0% | $7.32 | — | COM SHS | 722014107 |
| SBR | SABINE ROYALTY TR UNIT BEN INT | 1,000 | $30 | 0.0% | $30.00 | — | UNIT BEN INT | 785688102 |
| — | HOSPITALITY PROPERTIES TRUST | 1,188 | $30 | 0.0% | $25.25 | — | COM SH BEN INT | 44106M102 |
| MDT | MEDTRONIC PLC | 444 | $29 | 0.0% | $56.98 | 0.0% | SHS | G5960L103 |
| LNT | ALLIANT ENERGY CORP COM | 500 | $29 | 0.0% | $21.20 | 0.0% | COM | 018802108 |
| — | LAZARD LTD SHS -A - | 672 | $29 | 0.0% | $43.15 | — | SHS A | G54050102 |
| HON | HONEYWELL INTL INC | 312 | $29 | 0.0% | $73.33 | 0.0% | COM | 438516106 |
| UPS | UNITED PARCEL SERVICE INC | 285 | $28 | 0.0% | $67.80 | 0.0% | CL B | 911312106 |
| — | ROYCE VALUE TR INC COM | 2,437 | $28 | 0.0% | $11.49 | — | COM | 780910105 |
| RWO | SPDR DJ GLOBAL REAL ESTATE ETF | 627 | $28 | 0.0% | $44.66 | — | DJ GLB RL ES ETF | 78463X749 |
| COST | COSTCO WHOLESALE CORP | 200 | $28 | 0.0% | $119.60 | 0.0% | COM | 22160K105 |
| — | NEW YORK CMNTY BANCORP INC COM | 1,500 | $27 | 0.0% | $18.00 | — | COM | 649445103 |
| ORCL | ORACLE CORPORATION | 770 | $27 | 0.0% | $32.91 | 0.0% | COM | 68389X105 |
| BMO | BANK MONTREAL QUE COM | 500 | $27 | 0.0% | $36.08 | 0.0% | COM | 063671101 |
| — | UNILEVER PLC SPON ADR NEW | 645 | $26 | 0.0% | $40.31 | — | SPON ADR NEW | 904767704 |
| — | HANCOCK JOHN PFD INCOME FD III COM | 1,600 | $26 | 0.0% | $16.25 | — | COM | 41021P103 |
| — | HANCOCK JOHN PFD INCOME FD II COM | 1,398 | $26 | 0.0% | $18.60 | — | COM | 41013X106 |
| — | NUVEEN MUN ADVANTAGE FD INC COM | 2,000 | $26 | 0.0% | $13.00 | — | COM | 67062H106 |
| — | NUSTAR GP HOLDINGS LLC UNIT RESTG LLC | 1,000 | $26 | 0.0% | $26.00 | — | UNIT RESTG LLC | 67059L102 |
| ED | CONSOLIDATED EDISON INC COM | 400 | $26 | 0.0% | $43.44 | 0.0% | COM | 209115104 |
| — | ARES CAP CORP 4.75% 01/15/2018 | 25,000 | $25 | 0.0% | $1.00 | — | NOTE 4.750% 1/1 | 04010LAJ2 |
| — | ARES CAP CORP 4.875% 03/15/2017 | 25,000 | $25 | 0.0% | $1.04 | — | NOTE 4.875% 3/1 | 04010LAG8 |
| IYM | ISHARES DJ US BASIC MATERIALS | 400 | $25 | 0.0% | $62.50 | — | U.S. BAS MTL ETF | 464287838 |
| — | BARCLAYS BK PLC ADR 2 PREF 2 | 1,000 | $25 | 0.0% | $25.00 | — | ADR 2 PREF 2 | 06739F390 |
| GYLD | ARROW DOW JONES GLOBAL YIELD ETF | 1,334 | $25 | 0.0% | $18.74 | — | ARROW DJ GLB YLD | 04273H104 |
| — | NUVEEN QUALITY PFD INC FD 3 COM | 3,129 | $25 | 0.0% | $7.99 | — | COM | 67072W101 |
| — | ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H | 1,000 | $25 | 0.0% | $25.00 | — | SPON ADR SER H | 780097879 |
| — | BARCLAYS BANK PLC ADR PFD SR 5 | 1,000 | $25 | 0.0% | $25.00 | — | ADR PFD SR 5 | 06739H362 |
| — | HEALTHCARE RLTY TR | 1,000 | $24 | 0.0% | $24.00 | — | COM | 421946104 |
| — | XEROX CORP COM | 2,500 | $24 | 0.0% | $9.60 | — | COM | 984121103 |
| XMVTX | BLACKROCK MUNIVEST FD II INC COM | 1,600 | $24 | 0.0% | $15.00 | — | COM | 09253T101 |
| CLX | CLOROX CO DEL COM | 200 | $23 | 0.0% | $83.86 | 0.0% | COM | 189054109 |
| — | SPIRIT RLTY CAP INC NEW COM | 2,600 | $23 | 0.0% | $8.85 | — | COM | 84860W102 |
| IWD | ISHARES RUSSELL 1000 VALUE ETF | 248 | $23 | 0.0% | $92.74 | — | RUS 1000 VAL ETF | 464287598 |
| — | AG MTG INVT TR INC COM | 1,550 | $23 | 0.0% | $14.84 | — | COM | 001228105 |
| MDU | MDU RES GROUP INC COM | 1,328 | $22 | 0.0% | $4.95 | 0.0% | COM | 552690109 |
| CSX | CSX CORP | 824 | $22 | 0.0% | $8.37 | 0.0% | COM | 126408103 |
| KOF | COCA COLA FEMSA SA SPON ADR SPONSORED ADR | 319 | $22 | 0.0% | $68.97 | — | SPON ADR REP L | 191241108 |
| STWD | STARWOOD PROPERTY TRUST | 1,100 | $22 | 0.0% | $20.00 | — | COM | 85571B105 |
| IYR | ISHARES US REAL ESTATE ETF | 300 | $21 | 0.0% | $70.00 | — | U.S. REAL ES ETF | 464287739 |
| — | AMERICA MOVIL SAB DE CV SPON ADR L SHS | 1,270 | $21 | 0.0% | $16.54 | — | SPON ADR L SHS | 02364W105 |
| VBR | VANGUARD SMALL CAP VALUE ETF | 224 | $21 | 0.0% | $93.75 | — | SM CP VAL ETF | 922908611 |
| IWO | ISHARES RUSSELL 2000 GROWTH INDEX | 155 | $20 | 0.0% | $129.03 | — | RUS 2000 GRW ETF | 464287648 |
| VOD | Vodafone Group Plc | 649 | $20 | 0.0% | $30.82 | — | SPNSR ADR NO PAR | 92857W308 |
| IWP | ISHARES RUSSELL MID-CAP GROWTH ETF | 235 | $20 | 0.0% | $85.11 | — | RUS MD CP GR ETF | 464287481 |
| — | WABCO HLDGS INC COM | 200 | $20 | 0.0% | $100.00 | — | COM | 92927K102 |
| — | BARRICK GOLD CORP F | 3,244 | $20 | 0.0% | $6.17 | — | COM | 067901108 |
| — | GUGGENHEIM BRIC | 866 | $20 | 0.0% | $23.09 | — | GUGG BRIC ETF | 18383M100 |
| — | DUKE REALTY CORP | 1,000 | $19 | 0.0% | $19.00 | — | COM NEW | 264411505 |
| — | WHOLE FOODS MARKET INC | 620 | $19 | 0.0% | $30.65 | — | COM | 966837106 |
| — | PIMCO CORPORATE & INCOME OPP F COM | 1,495 | $19 | 0.0% | $12.71 | — | COM | 72201B101 |
| UAA | UNDER ARMOUR INC CL A | 200 | $19 | 0.0% | $47.53 | 0.0% | CL A | 904311107 |
| C | CITIGROUP INC | 390 | $19 | 0.0% | $40.76 | 0.0% | COM NEW | 172967424 |
| — | POWERSHARES QQQ TR | 188 | $19 | 0.0% | $101.06 | — | UNIT SER 1 | 73935A104 |
| HD | HOME DEPOT INC | 170 | $19 | 0.0% | $90.45 | 0.0% | COM | 437076102 |
| RF | REGIONS FINL CORP NEW COM | 2,000 | $18 | 0.0% | $6.84 | 0.0% | COM | 7591EP100 |
| — | DOW CHEM CO COM | 432 | $18 | 0.0% | $41.67 | — | COM | 260543103 |
| — | BUCKEYE PARTNERS L P UNIT LTD PARTN | 320 | $18 | 0.0% | $56.25 | — | UNIT LTD PARTN | 118230101 |
| — | HEWLETT PACKARD CO COM | 741 | $18 | 0.0% | $24.29 | — | COM | 428236103 |
| — | POWERSHARES INDIA PORTFOLIO | 910 | $18 | 0.0% | $19.78 | — | INDIA PORT | 73935L100 |
| XPHDX | PIONEER FLOATING RATE TR COM | 1,650 | $18 | 0.0% | $10.91 | — | COM | 72369J102 |
| MET | METLIFE INC COM | 400 | $18 | 0.0% | $32.90 | 0.0% | COM | 59156R108 |
| — | NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS | 1,053 | $18 | 0.0% | $17.09 | — | COM SHS | 670699107 |
| RIG | TRANSOCEAN | 1,400 | $18 | 0.0% | $13.88 | 0.0% | REG SHS | H8817H100 |
| — | NUVEEN QUALITY PFD INCOME FD COM | 2,300 | $18 | 0.0% | $7.83 | — | COM | 67071S101 |
| — | MARKET VECTORS AGRIBUSINESS ETF | 400 | $18 | 0.0% | $45.00 | — | AGRIBUS ETF | 57060U605 |
| — | GABELLI DIV AND INC TR | 1,010 | $17 | 0.0% | $16.83 | — | COM | 36242H104 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US | 400 | $17 | 0.0% | $42.50 | — | ALLWRLD EX US | 922042775 |
| — | BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER | 1,500 | $17 | 0.0% | $11.33 | — | UT LTD PARTNER | 096627104 |
| — | DU PONT E I DE NEMOURS & CO COM | 355 | $17 | 0.0% | $47.89 | — | COM | 263534109 |
| — | WILLIAMS PARTNERS L P COM UNIT LTD PARTNERSHIP INT | 544 | $17 | 0.0% | $31.25 | — | COM UNIT LTD PAR | 96949L105 |
| — | XILINX INC | 397 | $16 | 0.0% | $40.30 | — | COM | 983919101 |
| — | NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT | 1,250 | $16 | 0.0% | $12.80 | — | COM SH BEN INT | 67070X101 |
| — | GABELLI GLOBL UTIL & INCOME TR COM SH BEN INT | 1,000 | $16 | 0.0% | $16.00 | — | COM SH BEN INT | 36242L105 |
| GIS | GENERAL MLS INC COM | 300 | $16 | 0.0% | $39.98 | 0.0% | COM | 370334104 |
| IDU | ISHARES DOW JONES US UTILITIES | 156 | $16 | 0.0% | $102.56 | — | U.S. UTILITS ETF | 464287697 |
| — | TRIANGLE CAP CORP COM | 1,000 | $16 | 0.0% | $16.00 | — | COM | 895848109 |
| — | HANCOCK JOHN INCOME SECS TR COM | 1,200 | $16 | 0.0% | $13.33 | — | COM | 410123103 |
| — | POWERSHARES GLOBAL ETF TRUST AGG PFD PORT | 1,100 | $16 | 0.0% | $14.55 | — | AGG PFD PORT | 73936T565 |
| — | NUVEEN CAL AMT-FREE MUN INC FD COM | 1,149 | $16 | 0.0% | $13.93 | — | COM | 670651108 |
| — | ENSCO PLC | 1,200 | $16 | 0.0% | $13.33 | — | SHS CLASS A | G3157S106 |
| — | BLACKROCK MUNICIPAL BOND TR COM | 1,000 | $15 | 0.0% | $15.00 | — | COM | 09249H104 |
| — | ALLIANCE BERNSTEIN INCOME FUND | 2,000 | $15 | 0.0% | $7.50 | — | COM | 01881E101 |
| — | KKR & CO L P DEL COM UNITS | 900 | $15 | 0.0% | $16.67 | — | COM UNITS | 48248M102 |
| — | INVESCO SR INCOME TR COM | 3,600 | $15 | 0.0% | $4.17 | — | COM | 46131H107 |
| — | FMC TECHNOLOGIES INC | 500 | $15 | 0.0% | $30.00 | — | COM | 30249U101 |
| — | VELOCITYSHARES 3X INVERSE CRUDE ETN LINKED TO THE S&P GSCI CRUDE OIL INDEX | 150 | $15 | 0.0% | $100.00 | — | VS 3XINV CRUDE | 22542D548 |
| NEE | NEXTERA ENERGY INC COM | 150 | $14 | 0.0% | $19.44 | 0.0% | COM | 65339F101 |
| PCG | PG&E CORP COM | 275 | $14 | 0.0% | $47.04 | 0.0% | COM | 69331C108 |
| — | ENERPLUS CORP | 3,070 | $14 | 0.0% | $4.56 | — | COM | 292766102 |
| — | NUVEEN REAL ASSET INC & GROWTH COM | 950 | $13 | 0.0% | $13.68 | — | COM | 67074Y105 |
| YORW | YORK WTR CO | 643 | $13 | 0.0% | $17.17 | 0.0% | COM | 987184108 |
| — | DONNELLEY R R & SONS CO COM | 925 | $13 | 0.0% | $14.05 | — | COM | 257867101 |
| BNS | BANK N S HALIFAX COM | 300 | $13 | 0.0% | $27.68 | 0.0% | COM | 064149107 |
| — | WESTERN ASST MNGD MUN FD INC COM | 986 | $13 | 0.0% | $13.18 | — | COM | 95766M105 |
| — | BLDRS DEVELOPED MARKETS 100 ADR INDEX FUND | 634 | $13 | 0.0% | $20.50 | — | DEV MK 100 ADR | 09348R201 |
| WEC | WEC ENERGY GROUP INC COM | 266 | $13 | 0.0% | $34.80 | 0.0% | COM | 92939U106 |
| — | NUVEEN PREM INCOME MUN FD COM | 1,000 | $13 | 0.0% | $13.00 | — | COM | 67062T100 |
| — | SCICLONE PHARMACEUTICALS INC COM | 2,000 | $13 | 0.0% | $6.50 | — | COM | 80862K104 |
| ESS | ESSEX PPTY TR REIT | 55 | $12 | 0.0% | $157.07 | 0.0% | COM | 297178105 |
| RWT | REDWOOD TR INC COM | 900 | $12 | 0.0% | $13.33 | — | COM | 758075402 |
| — | NUVEEN MULTI MKT INCOME FD COM | 1,800 | $12 | 0.0% | $6.67 | — | COM | 67075J107 |
| — | AMERIGAS PARTNERS L P UNIT L P INT | 300 | $12 | 0.0% | $40.00 | — | UNIT L P INT | 030975106 |
| — | PCM FUND INC COM | 1,300 | $12 | 0.0% | $9.23 | — | COM | 69323T101 |
| — | CALUMET SPECIALTY PRODS PTNRS UT LTD PARTNER | 500 | $12 | 0.0% | $24.00 | — | UT LTD PARTNER | 131476103 |
| — | CVR PARTNERS LP COM | 1,300 | $12 | 0.0% | $9.23 | — | COM | 126633106 |
| — | THL CR INC COM | 1,100 | $12 | 0.0% | $10.91 | — | COM | 872438106 |
| — | TARGA RESOURCES PARTNERS LP | 436 | $12 | 0.0% | $27.52 | — | COM UNIT | 87611X105 |
| — | FIRST TR INTER DUR PFD & IN FD COM | 600 | $12 | 0.0% | $20.00 | — | COM | 33718W103 |
| — | VANGUARD NAT RES LLC COM UNIT | 1,500 | $11 | 0.0% | $7.33 | — | COM UNIT | 92205F106 |
| — | SIX FLAGS ENTMT CORP NEW COM | 250 | $11 | 0.0% | $44.00 | — | COM | 83001A102 |
| — | PREFERRED APT CMNTYS INC COM | 1,100 | $11 | 0.0% | $10.00 | — | COM | 74039L103 |
| RY | ROYAL BANK OF CANADA | 207 | $11 | 0.0% | $56.94 | 0.0% | COM | 780087102 |
| — | GLAXOSMITHKLINE PLC SPONSORED ADR | 303 | $11 | 0.0% | $36.30 | — | SPONSORED ADR | 37733W105 |
| — | FRONTIER COMMUNICATIONS CORP COM | 2,517 | $11 | 0.0% | $4.37 | — | COM | 35906A108 |
| IXP | ISHARES GLOBAL TELECOM ETF | 200 | $11 | 0.0% | $55.00 | — | GLOB TELECOM ETF | 464287275 |
| PLUG | PLUG PWR INC | 6,200 | $11 | 0.0% | $2.13 | 0.0% | COM NEW | 72919P202 |
| XMHIX | PIONEER MUN HIGH INCOME TR COM SHS | 916 | $11 | 0.0% | $12.01 | — | COM SHS | 723763108 |
| SBUX | STARBUCKS CORP | 200 | $11 | 0.0% | $45.32 | 0.0% | COM | 855244109 |
| — | MACQUARIE INFRASTRUCTURE CORP COM | 150 | $11 | 0.0% | $73.33 | — | COM | 55608B105 |
| WYNN | WYNN RESORTS LTD COM | 200 | $10 | 0.0% | $75.76 | 0.0% | COM | 983134107 |
| VTI | VANGUARD TOTAL STK MKT | 108 | $10 | 0.0% | $92.59 | — | TOTAL STK MKT | 922908769 |
| — | CEDAR FAIR L P DEP UNIT | 200 | $10 | 0.0% | $50.00 | — | DEPOSITRY UNIT | 150185106 |
| LOW | LOWES COS INC COM | 147 | $10 | 0.0% | $56.94 | 0.0% | COM | 548661107 |
| ETR | ENTERGY CORP NEW COM | 160 | $10 | 0.0% | $22.53 | 0.0% | COM | 29364G103 |
| — | ADT CORP | 335 | $10 | 0.0% | $29.85 | — | COM | 00101J106 |
| IBB | ISHARES NASDAQ BIOTECHNOLOGY ETF | 36 | $10 | 0.0% | $277.78 | — | NASDQ BIOTEC ETF | 464287556 |
| — | IPATH S&P GSCI CRUDE OIL TR INDEX | 1,300 | $10 | 0.0% | $7.69 | — | IPSP CROIL ETN | 06738C786 |
| — | HEALTH CARE PPTY INVS INC | 270 | $10 | 0.0% | $37.04 | — | COM | 40414L109 |
| CELJF | CELLCOM ISRAEL LTD SHS | 1,505 | $9 | 0.0% | $5.93 | 0.0% | SHS | M2196U109 |
| CCL | CARNIVAL CORP | 200 | $9 | 0.0% | $44.02 | 0.0% | PAIRED CTF | 143658300 |
| — | CALAMOS CONV & HIGH INCOME FD COM SHS | 875 | $9 | 0.0% | $10.29 | — | COM SHS | 12811P108 |
| — | VECTOR GROUP LTD | 401 | $9 | 0.0% | $22.44 | — | COM | 92240M108 |
| — | TEEKAY LNG PARTNERS L P UNIT LTD PARTNERSHIP INT | 381 | $9 | 0.0% | $23.62 | — | PRTNRSP UNITS | Y8564M105 |
| — | BROOKFIELD HIGH INCOME FD INC COM | 1,253 | $9 | 0.0% | $7.18 | — | COM | 11272P102 |
| — | WINDSTREAM HLDGS INC COM NEW | 1,508 | $9 | 0.0% | $5.97 | — | COM NEW | 97382A200 |
| OMC | OMNICOM GROUP INC COM | 143 | $9 | 0.0% | $49.25 | 0.0% | COM | 681919106 |
| — | MAGELLAN MIDSTREAM PARTNERS LP | 163 | $9 | 0.0% | $55.21 | — | COM UNIT RP LP | 559080106 |
| — | APOLLO RESIDENTIAL MTG INC COM | 650 | $8 | 0.0% | $12.31 | — | COM | 03763V102 |
| — | BAXALTA INC COM | 259 | $8 | 0.0% | $30.89 | — | COM | 07177M103 |
| — | LINN ENERGY LLC | 3,108 | $8 | 0.0% | $2.57 | — | UNIT LTD LIAB | 536020100 |
| PAC | GPO AEROPORTUARIO DEL PAC SAB SPON ADR B | 100 | $8 | 0.0% | $80.00 | — | SPON ADR B | 400506101 |
| — | PIMCO INCOME STRATEGY FUND II COM | 1,000 | $8 | 0.0% | $8.00 | — | COM | 72201J104 |
| MAIN | MAIN STREET CAPITAL CORP | 319 | $8 | 0.0% | $29.57 | 0.0% | COM | 56035L104 |
| — | DNP SELECT INCOME FD COM | 1,000 | $8 | 0.0% | $8.00 | — | COM | 23325P104 |
| — | NUVEEN S&P 500 BUY-WRITE INC COM | 685 | $8 | 0.0% | $11.68 | — | COM | 6706ER101 |
| — | NUVEEN QUALITY PFD INCOME FD 2 COM | 1,000 | $8 | 0.0% | $8.00 | — | COM | 67072C105 |
| BAX | BAXTER INTL INC COM | 262 | $8 | 0.0% | $32.49 | -1.3% | COM | 071813109 |
| — | GABELLI UTIL TR COM | 1,512 | $8 | 0.0% | $5.29 | — | COM | 36240A101 |
| LYB | LYONDELLBASELL | 100 | $8 | 0.0% | $49.81 | 0.0% | SHS - A - | N53745100 |
| CAG | CONAGRA FOODS INC COM | 200 | $8 | 0.0% | $23.43 | 0.0% | COM | 205887102 |
| — | PACHOLDER HIGH YIELD FD INC COM | 1,300 | $8 | 0.0% | $6.15 | — | COM | 693742108 |
| PRU | PRUDENTIAL FINL INC | 100 | $7 | 0.0% | $52.99 | 0.0% | COM | 744320102 |
| — | BREITBURN ENERGY PARTNERS L P COM UNIT LTD PARTNERSHIP INT | 3,712 | $7 | 0.0% | $1.89 | — | COM UT LTD PTN | 106776107 |
| — | GUGGENHEIM STRATEGIC OPP FD COM SBI | 403 | $7 | 0.0% | $17.37 | — | COM SBI | 40167F101 |
| — | NAVIOS MARITIME PARTNERS LP | 1,000 | $7 | 0.0% | $7.00 | — | UNIT LPI | Y62267102 |
| MCY | MERCURY GENL CORP NEW COM | 150 | $7 | 0.0% | $53.58 | 0.0% | COM | 589400100 |
| — | HANCOCK JOHN INVS TR COM | 500 | $7 | 0.0% | $14.00 | — | COM | 410142103 |
| — | FIRST TRUST MORTGAGE INCM FD COM SHS | 500 | $7 | 0.0% | $14.00 | — | COM SHS | 33734E103 |
| — | NATURAL RESOURCE PARTNERS L P COM UNIT L P | 2,908 | $7 | 0.0% | $2.41 | — | COM UNIT L P | 63900P103 |
| — | BROOKFIELD TOTAL RETURN FD INC COM | 336 | $7 | 0.0% | $20.83 | — | COM | 11283U108 |
| SDY | SPDR SER TR S&P DIVID ETF | 100 | $7 | 0.0% | $70.00 | — | S&P DIVID ETF | 78464A763 |
| ENR | ENERGIZER HLDGS INC NEW COM | 195 | $7 | 0.0% | $28.77 | 0.0% | COM | 29272W109 |
| — | SEASPAN CORP SHS | 500 | $7 | 0.0% | $14.00 | — | SHS | Y75638109 |
| AIVL | WISDOMTREE DIVIDEND EX-FINANCIALS FUND | 108 | $7 | 0.0% | $64.81 | — | DIV EX-FINL FD | 97717W406 |
| — | BLACKROCK CAPITAL INVESTMENT C COM | 900 | $7 | 0.0% | $7.78 | — | COM | 092533108 |
| SAN | BANCO SANTANDER SA ADR | 1,364 | $7 | 0.0% | $5.13 | — | ADR | 05964H105 |
| — | CONSOLIDATED COMMUNICATIONS HLDGSINC COM | 400 | $7 | 0.0% | $17.50 | — | COM | 209034107 |
| GOOD | GLADSTONE COML CORP | 500 | $7 | 0.0% | $14.00 | — | COM | 376536108 |
| — | HEALTHCARE TR AMER INC CL A NEW | 300 | $7 | 0.0% | $23.33 | — | CL A NEW | 42225P501 |
| — | ELLIE MAE INC COM | 100 | $6 | 0.0% | $60.00 | — | COM | 28849P100 |
| — | NEXPOINT CR STRATEGIES FD COM | 1,211 | $6 | 0.0% | $4.95 | — | COM | 65340G106 |
| — | NORTHERN TIER ENERGY LP COM UN REPR PART | 300 | $6 | 0.0% | $20.00 | — | COM UN REPR PART | 665826103 |
| PMT | PENNYMAC MTG INVT TR COM | 400 | $6 | 0.0% | $15.00 | — | COM | 70931T103 |
| SLRC | SOLAR CAP LTD COM | 409 | $6 | 0.0% | $6.66 | 0.0% | COM | 83413U100 |
| ARLP | ALLIANCE RES PARTNER L P UT LTD PART | 300 | $6 | 0.0% | $20.00 | — | UT LTD PART | 01877R108 |
| — | HATTERAS FINL CORP COM | 400 | $6 | 0.0% | $15.00 | — | COM | 41902R103 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 80 | $6 | 0.0% | $75.00 | — | COM | 931427108 |
| DY | DYCOM INDS INC COM | 84 | $6 | 0.0% | $69.22 | 0.0% | COM | 267475101 |
| QSR | RESTAURANT BRANDS INTL INC COM | 170 | $6 | 0.0% | $39.64 | 0.0% | COM | 76131D103 |
| — | DIVIDEND & INCOME FUND COM NEW | 600 | $6 | 0.0% | $10.00 | — | COM NEW | 25538A204 |
| — | VOYA GLBL ADV & PREM OPP FD COM | 600 | $6 | 0.0% | $10.00 | — | COM | 92912R104 |
| — | INVESCO MORTGAGE CAPITAL INC COM | 500 | $6 | 0.0% | $12.00 | — | COM | 46131B100 |
| BHP | BHP BILLITON LTD SPONSORED ADR | 200 | $6 | 0.0% | $30.00 | — | SPONSORED ADR | 088606108 |
| — | BLACKROCK MUN 2020 TERM TR COM SHS | 400 | $6 | 0.0% | $15.00 | — | COM SHS | 09249X109 |
| UNH | UNITEDHEALTH GROUP | 55 | $6 | 0.0% | $101.20 | 0.0% | COM | 91324P102 |
| — | AMTRUST FINL SVCS INC COM | 100 | $6 | 0.0% | $60.00 | — | COM | 032359309 |
| EWZ | ISHARES MSCI BRAZIL INDEX FD ETF | 275 | $6 | 0.0% | $21.82 | — | MSCI BRZ CAP ETF | 464286400 |
| FPPP | FIELDPOINT PETROLEUM CORP COM | 6,270 | $6 | 0.0% | $1.05 | 0.0% | COM | 316570100 |
| — | FLAHERTY & CRUMRINE PFD INC OP COM | 500 | $5 | 0.0% | $10.00 | — | COM | 33848E106 |
| — | GARRISON CAP INC COM | 400 | $5 | 0.0% | $12.50 | — | COM | 366554103 |
| — | NOBLE CORP PLC SHS USD | 489 | $5 | 0.0% | $10.22 | — | SHS USD | G65431101 |
| — | AMERICAN CAP MTG INVT CORP COM | 400 | $5 | 0.0% | $12.50 | — | COM | 02504A104 |
| IP | INTL PAPER CO COM | 146 | $5 | 0.0% | $27.15 | 0.0% | COM | 460146103 |
| — | NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS | 1,775 | $5 | 0.0% | $2.82 | — | UNIT LTD LIABI | 654678101 |
| — | ABRAXAS PETE CORP COM | 4,000 | $5 | 0.0% | $1.25 | — | COM | 003830106 |
| — | EATON VANCE TAX MNGD GBL DV EQ COM | 700 | $5 | 0.0% | $7.14 | — | COM | 27829F108 |
| NGL | NGL ENERGY PARTNERS LP COM UNIT REPST | 300 | $5 | 0.0% | $16.67 | — | COM UNIT REPST | 62913M107 |
| — | BLACKROCK ENH CAP & INC FD INC COM | 400 | $5 | 0.0% | $12.50 | — | COM | 09256A109 |
| NXRT | NEXPOINT RESIDENTIAL TR INC COM | 403 | $5 | 0.0% | $12.41 | — | COM | 65341D102 |
| LUV | SOUTHWEST AIRLS CO COM | 150 | $5 | 0.0% | $32.73 | 0.0% | COM | 844741108 |
| GEL | GENESIS ENERGY L P UNIT LTD PARTN | 150 | $5 | 0.0% | $33.33 | — | UNIT LTD PARTN | 371927104 |
| — | TERRA NITROGEN CO L P COM UNIT | 50 | $5 | 0.0% | $100.00 | — | COM UNIT | 881005201 |
| GAIN | GLADSTONE INVT CORP COM | 800 | $5 | 0.0% | $2.66 | 0.0% | COM | 376546107 |
| NEM | NEWMONT MINING CORP COM | 320 | $5 | 0.0% | $14.01 | 0.0% | COM | 651639106 |
| — | WPX ENERGY INC COM | 856 | $5 | 0.0% | $5.84 | — | COM | 98212B103 |
| AOR | ISHARES GROWTH ALLOCATION FUND | 131 | $5 | 0.0% | $38.17 | — | GRWT ALLOCAT ETF | 464289867 |
| V | VISA INC | 72 | $5 | 0.0% | $66.38 | 0.0% | COM CL A | 92826C839 |
| — | FLAHERTY & CRUMRINE TOTAL RETU COM | 300 | $5 | 0.0% | $16.67 | — | COM | 338479108 |
| XBKNX | BLACKROCK INVT QUALITY MUN TR COM | 350 | $5 | 0.0% | $14.29 | — | COM | 09247D105 |
| — | LIBERTY MEDIA CORP 4% 11/15/2029 | 10,000 | $5 | 0.0% | — | — | DEB 4.000%11/1 | 530715AG6 |
| — | CYS INVTS INC COM | 700 | $5 | 0.0% | $7.14 | — | COM | 12673A108 |
| — | SANDRIDGE PERMIAN TR COM UNIT BEN INT | 1,200 | $5 | 0.0% | $4.17 | — | COM UNIT BEN INT | 80007A102 |
| — | FLAHERTY&CRMN PFD SEC INCOM FD COM | 300 | $5 | 0.0% | $16.67 | — | COM | 338478100 |
| — | EATON VANCE TX MGD DIV EQ INCM COM | 400 | $4 | 0.0% | $10.00 | — | COM | 27828N102 |
| — | EATON VANCE TAX-ADV BD & OPTN COM SH BEN INT | 375 | $4 | 0.0% | $10.67 | — | COM SH BEN INT | 27829M103 |
| SCM | STELLUS CAP INVT CORP COM | 400 | $4 | 0.0% | $10.77 | 0.0% | COM | 858568108 |
| — | CAMPUS CREST COMMUNITIES INC | 800 | $4 | 0.0% | $5.00 | — | COM | 13466Y105 |
| — | JOHN HANCOCK HDG EQ & INC FD COM | 300 | $4 | 0.0% | $13.33 | — | COM | 47804L102 |
| — | NUVEEN TAX ADVANTAGED DIV GRWT COM | 300 | $4 | 0.0% | $13.33 | — | COM | 67073G105 |
| — | PIMCO STRATEGIC INCOME FD INC COM | 500 | $4 | 0.0% | $8.00 | — | COM | 72200X104 |
| FCX | FREEPORT MCMORAN COPPER | 502 | $4 | 0.0% | $10.82 | 0.0% | CL B | 35671D857 |
| — | GUGGENHEIM ENHANCED EQUITY STR COM | 300 | $4 | 0.0% | $13.33 | — | COM | 40167K100 |
| XHNWX | PIONEER DIV HIGH INCOME TRUST COM | 300 | $4 | 0.0% | $13.33 | — | COM | 723653101 |
| FDUS | FIDUS INVT CORP COM | 300 | $4 | 0.0% | $4.62 | 0.0% | COM | 316500107 |
| — | LIFELOCK INC COM | 500 | $4 | 0.0% | $8.00 | — | COM | 53224V100 |
| — | SPIRIT AEROSYSTEMS HLDGS INC COM CL A | 100 | $4 | 0.0% | $40.00 | — | COM CL A | 848574109 |
| — | POTASH CORP SASK INC | 200 | $4 | 0.0% | $20.00 | — | COM | 73755L107 |
| HRZN | HORIZON TECHNOLOGY FIN CORP COM | 500 | $4 | 0.0% | $3.24 | 0.0% | COM | 44045A102 |
| — | NTELOS HLDGS CORP COM NEW | 500 | $4 | 0.0% | $8.00 | — | COM NEW | 67020Q305 |
| — | GLADSTONE CAPITAL CORP COM | 550 | $4 | 0.0% | $7.27 | — | COM | 376535100 |
| RYN | RAYONIER INC COM | 225 | $4 | 0.0% | $17.78 | — | COM | 754907103 |
| — | ZAIS FINL CORP COM | 300 | $4 | 0.0% | $13.33 | — | COM | 98886K108 |
| — | NUVEEN SR INCOME FD COM | 800 | $4 | 0.0% | $5.00 | — | COM | 67067Y104 |
| IPGP | IPG PHOTONICS CORP COM | 62 | $4 | 0.0% | $84.77 | 0.0% | COM | 44980X109 |
| HTGC | HERCULES TECH GROWTH CAP INC COM | 400 | $4 | 0.0% | $11.34 | 0.0% | COM | 427096508 |
| MSB | MESABI TR CTF BEN INT | 400 | $4 | 0.0% | $10.00 | — | CTF BEN INT | 590672101 |
| — | FIRST TR STRATEGIC HIGH INC FD COM SHS NEW | 400 | $4 | 0.0% | $10.00 | — | COM SHS NEW | 337353304 |
| — | WESTERN ASSET MTG CAP CORP COM | 329 | $4 | 0.0% | $12.16 | — | COM | 95790D105 |
| — | NUVEEN GLOBAL HIGH INCOME FD SHS | 258 | $3 | 0.0% | $11.63 | — | SHS | 67075G103 |
| — | NUVEEN REAL ESTATE INCOME FD COM | 300 | $3 | 0.0% | $10.00 | — | COM | 67071B108 |
| — | CAPITAL PRODUCT PARTNERS L P COM UNIT LP | 624 | $3 | 0.0% | $4.81 | — | COM UNIT LP | Y11082107 |
| — | NUVEEN DIVERSIFIED DIV INCM FD COM | 300 | $3 | 0.0% | $10.00 | — | COM | 6706EP105 |
| — | DREYFUS HIGH YIELD STRATEGIES SH BEN INT | 1,000 | $3 | 0.0% | $3.00 | — | SH BEN INT | 26200S101 |
| WAL | WESTERN ALLIANCE BANCORP COM | 100 | $3 | 0.0% | $28.07 | 0.0% | COM | 957638109 |
| — | VOYA INFRASTRUCTURE INDLS & MT COM | 300 | $3 | 0.0% | $10.00 | — | COM | 92912X101 |
| — | MALLINCKRODT PUB LTD CO SHS | 58 | $3 | 0.0% | $51.72 | — | SHS | G5785G107 |
| — | ABERDEEN AUSTRALIA EQTY FD INC COM | 600 | $3 | 0.0% | $5.00 | — | COM | 003011103 |
| XPMAX | PIONEER MUN HIGH INCOME ADV TR COM | 300 | $3 | 0.0% | $10.00 | — | COM | 723762100 |
| — | WESTERN ASSET GLB HI INCOME FD COM | 400 | $3 | 0.0% | $7.50 | — | COM | 95766B109 |
| CHMI | CHERRY HILL MTG INVT CORP COM | 200 | $3 | 0.0% | $15.00 | — | COM | 164651101 |
| — | YIELDSHARES HIGH INCOME ETF | 200 | $3 | 0.0% | $15.00 | — | YLD SHS HGH INC | 301505301 |
| GPRO | GOPRO INC CL A | 100 | $3 | 0.0% | $49.19 | 0.0% | CL A | 38268T103 |
| — | BLACKROCK GLOBAL OPP EQTY TR COM | 300 | $3 | 0.0% | $10.00 | — | COM | 092501105 |
| — | PIMCO FLOATING RATE INCOME FD COM | 400 | $3 | 0.0% | $7.50 | — | COM | 72201H108 |
| — | CBRE CLARION GLOBAL REAL ESTAT COM | 500 | $3 | 0.0% | $6.00 | — | COM | 12504G100 |
| NRT | NORTH EUROPEAN OIL RTY TR SH BEN INT | 400 | $3 | 0.0% | $7.50 | — | SH BEN INT | 659310106 |
| LVS | LAS VEGAS SANDS CORP COM | 100 | $3 | 0.0% | $37.74 | 0.0% | COM | 517834107 |
| — | SILVER WHEATON CORP COM | 300 | $3 | 0.0% | $10.00 | — | COM | 828336107 |
| — | GUGGENHEIM ENHNCD EQTY INCM FD COM | 500 | $3 | 0.0% | $6.00 | — | COM | 40167B100 |
| — | NUVEEN GLOBAL EQUITY INCOME FD COM | 300 | $3 | 0.0% | $10.00 | — | COM | 6706EH103 |
| — | CLOUGH GLOBAL EQUITY FD COM | 300 | $3 | 0.0% | $10.00 | — | COM | 18914C100 |
| IWV | ISHARES TRUST RUSSELL 3000 INDEX FD | 28 | $3 | 0.0% | $107.14 | — | RUSSELL 3000 ETF | 464287689 |
| — | CRESTWOOD MIDSTREAM PARTNERS L UNIT LTD PARTNER | 604 | $3 | 0.0% | $4.97 | — | UNIT LTD PARTNER | 226378107 |
| — | AMERICAN CAPITAL AGENCY CORP COM | 200 | $3 | 0.0% | $15.00 | — | COM | 02503X105 |
| — | WELLS FARGO ADVANTAGE INCOME COM SHS | 400 | $3 | 0.0% | $7.50 | — | COM SHS | 94987B105 |
| — | NEW YORK MTG TR INC COM PAR $.02 | 700 | $3 | 0.0% | $4.29 | — | COM PAR $.02 | 649604501 |
| HSBC | HSBC HOLDINGS PLC SPONS ADR | 100 | $3 | 0.0% | $30.00 | — | SPON ADR NEW | 404280406 |
| — | ATLANTIC PWR CORP COM NEW | 1,650 | $3 | 0.0% | $1.82 | — | COM NEW | 04878Q863 |
| — | FITBIT INC CL A | 100 | $3 | 0.0% | $30.00 | — | CL A | 33812L102 |
| — | ACTIVISION BLIZZARD INC COM | 100 | $3 | 0.0% | $30.00 | — | COM | 00507V109 |
| — | MANNKIND CORP COM | 1,200 | $3 | 0.0% | $2.50 | — | COM | 56400P201 |
| — | ALLIANZGI CONV & INCOME FD II COM | 700 | $3 | 0.0% | $4.29 | — | COM | 018825109 |
| — | ORCHID IS CAP INC COM | 400 | $3 | 0.0% | $7.50 | — | COM | 68571X103 |
| — | ARLINGTON ASSET INVTCORP COM | 276 | $3 | 0.0% | $10.87 | — | CL A NEW | 041356205 |
| — | CALAMOS GLOBAL TOTAL RETURN FD COM SH BEN INT | 300 | $3 | 0.0% | $10.00 | — | COM SH BEN INT | 128118106 |
| — | FIRST TR ABERDEEN GLBL OPP FD COM SHS | 400 | $3 | 0.0% | $7.50 | — | COM SHS | 337319107 |
| PAA | PLAINS ALL AMERICAN PIPELINE LP | 100 | $3 | 0.0% | $30.00 | — | UNIT LTD PARTN | 726503105 |
| IDV | ISHARES INTERNATIONAL SELECT DIVIDEND ETF | 115 | $3 | 0.0% | $26.09 | — | INTL SEL DIV ETF | 464288448 |
| — | DEUTSCHE MULTI-MKT INCOME TR SHS | 500 | $3 | 0.0% | $6.00 | — | SHS | 25160E102 |
| — | ELLINGTON FINANCIAL LLC COM | 200 | $3 | 0.0% | $15.00 | — | COM | 288522303 |
| — | FLAHERTY & CRUMRINE PFD INC FD COM | 200 | $2 | 0.0% | $10.00 | — | COM | 338480106 |
| — | MADISON STRTG SECTOR PREM FD COM | 200 | $2 | 0.0% | $10.00 | — | COM | 558268108 |
| — | GOLDEN OCEAN GROUP LTD SHS | 1,150 | $2 | 0.0% | $1.74 | — | SHS | G39637106 |
| — | BLACKROCK CORPOR HI YLD FD INC COM | 224 | $2 | 0.0% | $8.93 | — | COM | 09255P107 |
| — | ISHARES MORTGAGE REAL ESTATE CAPPED ETF | 300 | $2 | 0.0% | $6.67 | — | MRG RL ES CP ETF | 464288539 |
| — | VOYA EMERGING MKTS HIGH DIVID COM | 300 | $2 | 0.0% | $6.67 | — | COM | 92912P108 |
| ARCC | ARES CAP CORP COM | 200 | $2 | 0.0% | $5.81 | 0.0% | COM | 04010L103 |
| — | APOLLO INVT CORP COM | 400 | $2 | 0.0% | $5.00 | — | COM | 03761U106 |
| PSEC | PROSPECT CAPITAL CORPORATION | 400 | $2 | 0.0% | $2.09 | 0.0% | COM | 74348T102 |
| PNNT | PENNANTPARK INVT CORP COM | 400 | $2 | 0.0% | $2.11 | 0.0% | COM | 708062104 |
| — | EV ENERGY PARTNERS LP COM UNITS | 400 | $2 | 0.0% | $5.00 | — | COM UNITS | 26926V107 |
| — | FIVE OAKS INVT CORP COM | 400 | $2 | 0.0% | $5.00 | — | COM | 33830W106 |
| — | ALLIANZGI CONV & INCOME FD COM | 500 | $2 | 0.0% | $4.00 | — | COM | 018828103 |
| — | ALLIANZGI NFJ DIVID INT & PREM COM | 200 | $2 | 0.0% | $10.00 | — | COM | 01883A107 |
| — | BARCLAYS BANK PLC SP ADR 7.1%PF3 | 100 | $2 | 0.0% | $20.00 | — | SP ADR 7.1%PF3 | 06739H776 |
| — | ADVENT CLAYMORE ENH GRW & INC COM | 300 | $2 | 0.0% | $6.67 | — | COM | 00765E104 |
| — | PIMCO GLOBAL STOCKSPLS INCM FD COM | 200 | $2 | 0.0% | $10.00 | — | COM | 722011103 |
| — | MEDLEY CAP CORP COM | 400 | $2 | 0.0% | $5.00 | — | COM | 58503F106 |
| — | CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER | 1,000 | $2 | 0.0% | $2.00 | — | UNIT LTD PARTNER | 226344109 |
| — | PIMCO INCOME OPPORTUNITY FD COM | 100 | $2 | 0.0% | $20.00 | — | COM | 72202B100 |
| — | VOYA GLBL EQTY DIV & PREM OPP COM | 400 | $2 | 0.0% | $5.00 | — | COM | 92912T100 |
| — | JAVELIN MTG INVT CORP COM USD0.001 | 400 | $2 | 0.0% | $5.00 | — | COM | 47200B104 |
| — | RENTECH NITROGEN PARTNERS L P COM UNIT | 200 | $2 | 0.0% | $10.00 | — | COM UNIT | 760113100 |
| MVO | MV OIL TR TR UNITS | 400 | $2 | 0.0% | $5.00 | — | TR UNITS | 553859109 |
| — | MEMORIAL PRODTN PARTNERS LP COM U REP LTD | 500 | $2 | 0.0% | $4.00 | — | COM U REP LTD | 586048100 |
| — | CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT | 302 | $2 | 0.0% | $6.62 | — | COM SH BEN INT | 128125101 |
| — | ANWORTH MORTGAGE ASSET CP COM | 500 | $2 | 0.0% | $4.00 | — | COM | 037347101 |
| — | TRINSEO S A SHS | 100 | $2 | 0.0% | $20.00 | — | SHS | L9340P101 |
| — | NUVEEN AMT-FREE MUN INCOME FD COM | 200 | $2 | 0.0% | $10.00 | — | COM | 670657105 |
| MARPS | MARINE PETE TR UNIT BEN INT | 500 | $2 | 0.0% | $4.00 | — | UNIT BEN INT | 568423107 |
| — | WELLS FARGO ADV GLB DIV OPP FD COM | 400 | $2 | 0.0% | $5.00 | — | COM | 94987C103 |
| — | OCH-ZIFF CAPITAL MANAGEME | 300 | $2 | 0.0% | $6.67 | — | CL A | 67551U105 |
| IWS | ISHARES RUSSELL MIDCAP VALUE INDEX | 36 | $2 | 0.0% | $55.56 | — | RUS MDCP VAL ETF | 464287473 |
| — | PUTNAM PREMIER INCOME TR SH BEN INT | 600 | $2 | 0.0% | $3.33 | — | SH BEN INT | 746853100 |
| — | NORTHSTAR REALTY FINANCE CP | 200 | $2 | 0.0% | $10.00 | — | COM NEW | 66704R704 |
| — | TEEKAY TANKERS LTD CL A | 300 | $2 | 0.0% | $6.67 | — | CL A | Y8565N102 |
| WHF | WHITEHORSE FIN INC COM | 200 | $2 | 0.0% | $12.56 | 0.0% | COM | 96524V106 |
| SEDG | SOLAREDGE TECHNOLOGIES INC COM | 100 | $2 | 0.0% | $28.01 | 0.0% | COM | 83417M104 |
| — | NANOVIRICIDES INC COM NEW | 1,715 | $2 | 0.0% | $1.17 | — | COM NEW | 630087203 |
| — | GOLDCORP INC | 200 | $2 | 0.0% | $10.00 | — | COM | 380956409 |
| — | NUVEEN DIVERSIFIED COMMODTY FD COM UT BEN INT | 200 | $2 | 0.0% | $10.00 | — | COM UT BEN INT | 67074P104 |
| — | VOYA ASIA PAC DIVID EQUITY IN COM | 300 | $2 | 0.0% | $6.67 | — | COM | 92912J102 |
| — | ARMOUR RESIDENTIAL REIT INC COM NEW | 112 | $2 | 0.0% | $17.86 | — | COM NEW | 042315507 |
| — | CALAMOS GBL DYN INCOME FUND COM | 400 | $2 | 0.0% | $5.00 | — | COM | 12811L107 |
| — | TICC CAPITAL CORP COM | 400 | $2 | 0.0% | $5.00 | — | COM | 87244T109 |
| — | KCAP FINL INC COM | 400 | $1 | 0.0% | $2.50 | — | COM | 48668E101 |
| HGTXU | HUGOTON RTY TR TEX UNIT BEN INT | 400 | $1 | 0.0% | $2.50 | — | UNIT BEN INT | 444717102 |
| — | ANGLOGOLD ASHANTI LTD SPONSORED ADR | 150 | $1 | 0.0% | $6.67 | — | SPONSORED ADR | 035128206 |
| — | WHITING PETE CORP NEW COM | 88 | $1 | 0.0% | $11.36 | — | COM | 966387102 |
| — | GROUPE CGI INC CL A SUB VTG | 47 | $1 | 0.0% | $21.28 | — | CL A SUB VTG | 39945C109 |
| — | NUVEEN NJ DIV ADVANTAGE MUNI FUND | 100 | $1 | 0.0% | $10.00 | — | COM | 67069Y102 |
| — | MFS GOVT MKTS INCOME TR SH BEN INT | 300 | $1 | 0.0% | $3.33 | — | SH BEN INT | 552939100 |
| SRE | SEMPRA ENERGY | 19 | $1 | 0.0% | $35.44 | 0.0% | COM | 816851109 |
| PFLT | PENNANTPARK FLOATING RATE CAP COM | 96 | $1 | 0.0% | $4.46 | 0.0% | COM | 70806A106 |
| — | SIRIUS XM HLDGS INC COM | 500 | $1 | 0.0% | $2.00 | — | COM | 82968B103 |
| — | APOLLO GLOBAL MGMT LLC CL A SHS | 100 | $1 | 0.0% | $10.00 | — | CL A SHS | 037612306 |
| — | EXPRESS INC COM | 100 | $1 | 0.0% | $10.00 | — | COM | 30219E103 |
| — | CLOUGH GLOBAL ALLOCATION FD COM | 100 | $1 | 0.0% | $10.00 | — | COM | 18913Y103 |
| — | LEGACY RESVS LP UNIT LP INT | 300 | $1 | 0.0% | $3.33 | — | UNIT LP INT | 524707304 |
| — | NATIONAL BK GREECE S A ADR PRF SER A | 200 | $1 | 0.0% | $5.00 | — | ADR PRF SER A | 633643507 |
| VOC | VOC ENERGY TR TR UNIT | 400 | $1 | 0.0% | $2.50 | — | TR UNIT | 91829B103 |
| — | TEXTAINER GROUP HOLDINGS LTD SHS | 100 | $1 | 0.0% | $10.00 | — | SHS | G8766E109 |
| — | NORDIC AMERN OFFSHORE LTD SHS | 200 | $1 | 0.0% | $5.00 | — | SHS | Y6366T112 |
| — | TIME WARNER CABLE INC CL A | 8 | $1 | 0.0% | $125.00 | — | COM | 88732J207 |
| — | BLACKROCK INTL GRWTH & INC TR COM BENE INTER | 300 | $1 | 0.0% | $3.33 | — | COM BENE INTER | 092524107 |
| — | VOYA INTL HIGH DIVID EQTY INC COM | 200 | $1 | 0.0% | $5.00 | — | COM | 92912Y109 |
| — | VOYA RISK MANAGED NAT RES FD COM | 200 | $1 | 0.0% | $5.00 | — | COM | 92913C106 |
| — | DYNEX CAP INC COM NEW | 300 | $1 | 0.0% | $3.33 | — | COM NEW | 26817Q506 |
| — | WESTERN ASSET GLB PTNRS INCOME COM | 200 | $1 | 0.0% | $5.00 | — | COM | 95766G108 |
| VLRS | CONTROLADORA VUELA CIA DE AVIA SPON ADR RP 10 | 100 | $1 | 0.0% | $10.00 | — | SPON ADR RP 10 | 21240E105 |
| — | CREDIT SUISSE HIGH YLD BND FD SH BEN INT | 800 | $1 | 0.0% | $1.25 | — | SH BEN INT | 22544F103 |
| — | CALIFORNIA RES CORP | 456 | $1 | 0.0% | $2.19 | — | COM | 13057Q107 |
| — | PENN WEST PETE LTD NEW COM | 715 | $0 | 0.0% | — | — | COM | 707887105 |
| — | VERITIV CORP | 2 | $0 | 0.0% | — | — | COM | 923454102 |
| MFIN | MEDALLION FINL CORP COM | 100 | $0 | 0.0% | $5.83 | 0.0% | COM | 583928106 |
| — | PROSHARES ULTRASHORT FTSE CHINA 50 | 13 | $0 | 0.0% | — | — | ULTSHT FT CH 50 | 74348A350 |
| — | MID CON ENERGY PARTNERS LP COM UNIT REPST | 300 | $0 | 0.0% | — | — | COM UNIT REPST | 59560V109 |
| — | HALYARD HEALTH INC | 29 | $0 | 0.0% | — | — | COM | 40650V100 |
| — | LRR ENERGY LP COM | 200 | $0 | 0.0% | — | — | COM | 50214A104 |
| — | LINNCO LLC COM SHS LTD INT | 300 | $0 | 0.0% | — | — | COM SHS LTD INT | 535782106 |
| — | TIME INC NEW COM | 4 | $0 | 0.0% | — | — | COM | 887228104 |
| — | ENDURO RTY TR TR UNIT | 370 | $0 | 0.0% | — | — | TR UNIT | 29269K100 |
| PGN1EUR | PARAGON OFFSHORE PLC | 150 | $0 | 0.0% | — | — | SHS | G6S01W108 |
| — | POWERSHARES BUYBACK ACHIEVERS PORTFOLIO | 10 | $0 | 0.0% | — | — | DYNA BUYBK ACH | 73935X286 |
| CHKR | CHESAPEAKE GRANITE WASH TR COM SH BEN INT | 200 | $0 | 0.0% | — | — | COM SH BEN INT | 165185109 |
| RYAM | RAYONIER ADVANCED MATERIALS INC. | 75 | $0 | 0.0% | $10.12 | 0.0% | COM | 75508B104 |
| — | WESTPORT INNOVATIONS INC COM NEW | 100 | $0 | 0.0% | — | — | COM NEW | 960908309 |
| — | COEUR MNG INC WT EXP 041617 | 11 | $0 | 0.0% | — | — | *W EXP 04/16/201 | 192108116 |
| — | ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N | 100 | $0 | 0.0% | — | — | COM SH BEN INT N | 021060207 |
| — | DIANA CONTAINERSHIPS INC COM | 300 | $0 | 0.0% | — | — | COM | Y2069P101 |
| — | ALASKA COMMUNICATIONS SYS GRP COM | 300 | $0 | 0.0% | — | — | COM | 01167P101 |
| IMO | IMPERIAL OIL LTD COM NEW | 1 | $0 | 0.0% | $27.33 | 0.0% | COM NEW | 453038408 |
| CC | CHEMOURS CO | 71 | $0 | 0.0% | $7.40 | 0.0% | COM | 163851108 |
| — | CUSHING MLP TOTAL RETURN FD COM NEW | 80 | $0 | 0.0% | — | — | COM NEW | 231631201 |
| — | SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT | 250 | $0 | 0.0% | — | — | UNIT BEN INT | 80007T101 |
| — | GENERAL MTRS CO WTS EXP 07/10/2016 | 1 | $0 | 0.0% | — | — | *W EXP 07/10/201 | 37045V118 |
| — | GENERAL MTRS CO WTS EXP 07/10/2019 | 1 | $0 | 0.0% | — | — | *W EXP 07/10/201 | 37045V126 |
| — | HANCOCK JOHN INV TRUST TAX ADV GLB SH | 100 | $0 | 0.0% | — | — | TAX ADV GLB SH | 41013P749 |
| — | CORNERSTONE TOTAL RTRN FD INC COM PAR $0.01 | 25 | $0 | 0.0% | — | — | COM PAR $0.01 | 21924U300 |
| — | ATLAS RESOURCE PARTNERS LP COM UNT LTD PR | 200 | $0 | 0.0% | — | — | COM UNT LTD PR | 04941A101 |
| PAAS | PAN AMERICAN SILVER CORP COM | 100 | $0 | 0.0% | $6.83 | 0.0% | COM | 697900108 |
| ALL | ALLSTATE CORP | 2 | $0 | 0.0% | $49.76 | 0.0% | COM | 020002101 |
| — | INTERSECTIONS INC COM | 400 | $0 | 0.0% | — | — | COM | 460981301 |
| — | SANDRIDGE MISSISSIPPIAN TR II SH BEN INT | 400 | $0 | 0.0% | — | — | SH BEN INT | 80007V106 |
| — | TWO HARBORS INVESMENT CORP | 28 | $0 | 0.0% | — | — | COM | 90187B101 |
| — | CORNERSTONE STRATEGIC VALUE FD COM PAR $0.001 | 19 | $0 | 0.0% | — | — | COM PAR $0.001 | 21924B302 |
| — | PENGROWTH ENERGY CORP COM | 63 | $0 | 0.0% | — | — | COM | 70706P104 |
| DOMR | DOMINION RES BLACK WARRIOR TR UNITS BEN INT | 400 | $0 | 0.0% | — | — | UNITS BEN INT | 25746Q108 |
| NRG | NRG ENERGY INC COM NEW | 1 | $0 | 0.0% | $15.78 | 0.0% | COM NEW | 629377508 |