Windsor Capital Management, LLC Diversified Active

CIK: 0001543100 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Feb 1, 2016

Total Value ($000): $160,500 (100.0% shares, 0.0% debt)

Holdings (111)

— SPDR BARCLAYS HIGH YIELD BOND ETF 6.6%
Value ($000) $10,616 Shares 313,071 Est. Cost $39.58 Unrealized —
IGSB ISHARES 1-3 YEAR CREDIT BOND ETF 6.2%
Value ($000) $9,987 Shares 95,480 Est. Cost $105.10 Unrealized —
SPY SPDR S&P 500 TRUST 4.2%
Value ($000) $6,751 Shares 33,118 Est. Cost $178.43 Unrealized —
— ALPS TRUST ETF ALERIAN MLP 3.9%
Value ($000) $6,323 Shares 524,741 Est. Cost $17.84 Unrealized —
PFF ISHARES U.S. PREFERRED STOCK ETF 3.7%
Value ($000) $5,939 Shares 152,878 Est. Cost $39.26 Unrealized —
CWB SPDR BARCLAYS CONVERTIBLE SECURITIES ETF 3.6%
Value ($000) $5,851 Shares 135,193 Est. Cost $43.00 Unrealized —
IJH ISHARES S&P MIDCAP FUND 3.5%
Value ($000) $5,607 Shares 40,246 Est. Cost $124.14 Unrealized —
— ADVENT CLAYMORE CV SECS & INC COM 3.1%
Value ($000) $5,023 Shares 371,591 Est. Cost $16.94 Unrealized —
— TEMPLETON GLOBAL INCOME FD COM 3.1%
Value ($000) $4,931 Shares 776,608 Est. Cost $8.52 Unrealized —
— POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC 2.6%
Value ($000) $4,188 Shares 186,979 Est. Cost $24.74 Unrealized —
— POWERSHARES EMERGING MKTS SOVEREIGN DEBT 2.4%
Value ($000) $3,932 Shares 143,992 Est. Cost $27.51 Unrealized —
LQD ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 2.3%
Value ($000) $3,721 Shares 32,644 Est. Cost $113.79 Unrealized —
IBND SPDR BARCLAYS INTERNATIONAL CORPORATE BOND ETF 2.3%
Value ($000) $3,640 Shares 118,184 Est. Cost $33.53 Unrealized —
IVV ISHARES S&P 500 INDEX 2.1%
Value ($000) $3,310 Shares 16,159 Est. Cost $203.23 Unrealized —
VEA VANGUARD FTSE DEVELOPED MARKETS ETF 2.0%
Value ($000) $3,268 Shares 89,009 Est. Cost $39.58 Unrealized —
— NUVEEN FLTNG RTE INCM OPP FD COM SHS 2.0%
Value ($000) $3,219 Shares 328,569 Est. Cost $13.12 Unrealized —
BSV VANGUARD SHORT-TERM BOND INDEX FUND 1.9%
Value ($000) $3,072 Shares 38,612 Est. Cost $80.06 Unrealized —
AGG ISHARES AGGREGATE BOND ETF 1.9%
Value ($000) $3,070 Shares 28,426 Est. Cost $107.35 Unrealized —
VWO VANGUARD FTSE EMERGING MARKETS ETF 1.7%
Value ($000) $2,777 Shares 84,924 Est. Cost $40.02 Unrealized —
XLK TECHNOLOGY SELECT SECTOR SPDR FUND 1.7%
Value ($000) $2,682 Shares 62,641 Est. Cost $31.98 Unrealized —
IJR ISHARES S&P SMALL-CAP FUND 1.6%
Value ($000) $2,612 Shares 23,725 Est. Cost $101.05 Unrealized —
— JP MORGAN ALERIAN MLP ETN 1.4%
Value ($000) $2,270 Shares 78,388 Est. Cost $40.46 Unrealized —
— WESTERN ASSET HIGH INCM FD II COM 1.3%
Value ($000) $2,054 Shares 325,521 Est. Cost $9.22 Unrealized —
EFA ISHARES MSCI EAFE ETF 1.2%
Value ($000) $1,951 Shares 33,226 Est. Cost $59.88 Unrealized —
VCSH VANGUARD SHORT TERM CORP BOND FD ETF 1.1%
Value ($000) $1,759 Shares 22,270 Est. Cost $79.66 Unrealized —
XLP CONSUMER STAPLES SELECT SECTOR SPDR FUND 1.1%
Value ($000) $1,714 Shares 33,950 Est. Cost $40.14 Unrealized —
— GABELLI CONV&INCOM SECS FD INC COM 1.0%
Value ($000) $1,642 Shares 343,707 Est. Cost $6.18 Unrealized —
XLY CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND 1.0%
Value ($000) $1,543 Shares 19,750 Est. Cost $58.84 Unrealized —
T AT&T INC COM 1.0%
Value ($000) $1,538 Shares 44,701 Est. Cost $11.62 Unrealized +7.0%
XLV HEALTH CARE SELECT SECTOR SPDR FUND 0.9%
Value ($000) $1,469 Shares 20,402 Est. Cost $48.97 Unrealized —
XLE ENERGY SELECT SECTOR SPDR 0.9%
Value ($000) $1,460 Shares 24,211 Est. Cost $78.58 Unrealized —
XLI INDUSTRIAL SELECT SECTOR SPDR FUND 0.9%
Value ($000) $1,459 Shares 27,524 Est. Cost $43.39 Unrealized —
XOM EXXON MOBIL CORP COM 0.9%
Value ($000) $1,394 Shares 17,893 Est. Cost $53.07 Unrealized -3.2%
VNQ VANGUARD REIT INDEX ETF 0.8%
Value ($000) $1,291 Shares 16,204 Est. Cost $82.54 Unrealized —
EEM ISHARES MSCI EMERGING MARKETS ETF 0.8%
Value ($000) $1,282 Shares 39,835 Est. Cost $39.62 Unrealized —
ICF ISHARES COHEN & STEERS REIT ETF 0.7%
Value ($000) $1,131 Shares 11,401 Est. Cost $81.33 Unrealized —
KO COCA COLA CO COM 0.7%
Value ($000) $1,096 Shares 25,523 Est. Cost $27.79 Unrealized +11.0%
— DIVERSIFIED REAL ASSET INC FD COM SHS 0.6%
Value ($000) $1,042 Shares 67,222 Est. Cost $17.35 Unrealized —
GLD SPDR GOLD ETF 0.6%
Value ($000) $976 Shares 9,629 Est. Cost $120.00 Unrealized —
XPHTX PIONEER HIGH INCOME TR COM 0.6%
Value ($000) $969 Shares 101,732 Est. Cost $16.78 Unrealized —
JNJ JOHNSON & JOHNSON COM 0.6%
Value ($000) $917 Shares 8,932 Est. Cost $60.74 Unrealized +25.0%
XLF FINANCIAL SELECT SECTOR SPDR 0.6%
Value ($000) $906 Shares 38,023 Est. Cost $20.18 Unrealized —
INTC INTEL CORP COM 0.6%
Value ($000) $900 Shares 26,141 Est. Cost $20.61 Unrealized +29.3%
WFC WELLS FARGO & CO NEW COM 0.5%
Value ($000) $882 Shares 16,241 Est. Cost $33.88 Unrealized +20.5%
— GENERAL ELECTRIC CO COM 0.5%
Value ($000) $864 Shares 27,750 Est. Cost $24.72 Unrealized —
BA BOEING CO COM 0.5%
Value ($000) $856 Shares 5,921 Est. Cost $118.86 Unrealized +8.4%
PG PROCTER & GAMBLE CO COM 0.5%
Value ($000) $845 Shares 10,649 Est. Cost $55.75 Unrealized +3.9%
HYG ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF 0.5%
Value ($000) $820 Shares 10,180 Est. Cost $91.29 Unrealized —
ITOT ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF 0.5%
Value ($000) $806 Shares 8,682 Est. Cost $88.24 Unrealized —
— TEMPLETON EMERG MKTS INCOME FD COM 0.5%
Value ($000) $775 Shares 77,800 Est. Cost $14.74 Unrealized —
MO ALTRIA GROUP INC COM 0.5%
Value ($000) $775 Shares 13,330 Est. Cost $18.60 Unrealized +58.4%
PM PHILIP MORRIS INTL INC 0.5%
Value ($000) $748 Shares 8,519 Est. Cost $49.78 Unrealized +5.0%
MCD MCDONALDS CORP COM 0.5%
Value ($000) $746 Shares 6,319 Est. Cost $72.08 Unrealized +21.0%
XLU UTILITIES SELECT SECTOR SPDR FUND 0.4%
Value ($000) $713 Shares 16,490 Est. Cost $38.16 Unrealized —
IWM ISHARES RUSSELL 2000 ETF 0.4%
Value ($000) $695 Shares 6,171 Est. Cost $101.49 Unrealized —
CVX CHEVRON CORP NEW COM 0.4%
Value ($000) $694 Shares 7,718 Est. Cost $69.57 Unrealized -16.0%
XLB MATERIALS SELECT SECTOR SPDR FUND 0.4%
Value ($000) $668 Shares 15,393 Est. Cost $39.14 Unrealized —
CSCO CISCO SYS INC 0.4%
Value ($000) $665 Shares 24,514 Est. Cost $17.85 Unrealized +13.0%
PSK SPDR SER TR WELLS FARGO PFD STOCK ETF 0.4%
Value ($000) $650 Shares 14,566 Est. Cost $43.32 Unrealized —
VZ VERIZON COMMUNICATIONS 0.4%
Value ($000) $639 Shares 13,843 Est. Cost $27.32 Unrealized -1.4%
XEL XCEL ENERGY INC COM 0.4%
Value ($000) $621 Shares 17,302 Est. Cost $19.78 Unrealized +31.5%
ABBV ABBVIE INC COM 0.3%
Value ($000) $549 Shares 9,274 Est. Cost $42.21 Unrealized -10.1%
— ITC HLDGS CORP COM 0.3%
Value ($000) $528 Shares 13,475 Est. Cost $41.35 Unrealized —
GM GENERAL MTRS CO COM 0.3%
Value ($000) $503 Shares 14,800 Est. Cost $26.95 Unrealized +2.8%
— HSBC HLDGS PLC ADR A 1/40PF A 0.3%
Value ($000) $503 Shares 19,680 Est. Cost $24.91 Unrealized —
— COCA COLA ENTERPRISES INC NEW COM 0.3%
Value ($000) $495 Shares 10,057 Est. Cost $44.68 Unrealized —
— UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN 0.3%
Value ($000) $485 Shares 18,549 Est. Cost $36.72 Unrealized —
SJM SMUCKER J M CO COM NEW 0.3%
Value ($000) $475 Shares 3,854 Est. Cost $84.13 Unrealized +4.5%
F FORD MTR CO DEL COM PAR $0.01 0.3%
Value ($000) $447 Shares 31,746 Est. Cost $8.78 Unrealized -4.9%
TROW T ROWE PRICE GROUP INC 0.3%
Value ($000) $439 Shares 6,152 Est. Cost $51.43 Unrealized -1.1%
PFG PRINCIPAL FINL GROUP INC COM 0.3%
Value ($000) $429 Shares 9,544 Est. Cost $33.96 Unrealized -1.5%
GS GOLDMAN SACHS GROUP INC COM 0.3%
Value ($000) $426 Shares 2,366 Est. Cost $163.96 Unrealized -7.8%
VCIT VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF 0.3%
Value ($000) $406 Shares 4,833 Est. Cost $85.34 Unrealized —
IWR ISHARES RUSSELL MID-CAP ETF 0.2%
Value ($000) $397 Shares 2,483 Est. Cost $130.72 Unrealized —
IBM INTL BUSINESS MACHINES 0.2%
Value ($000) $394 Shares 2,866 Est. Cost $107.76 Unrealized -18.8%
PEP PEPSICO INC COM 0.2%
Value ($000) $382 Shares 3,828 Est. Cost $56.37 Unrealized +30.3%
MRK MERCK & CO INC NEW COM 0.2%
Value ($000) $375 Shares 7,100 Est. Cost $33.89 Unrealized +8.5%
MSFT MICROSOFT 0.2%
Value ($000) $365 Shares 6,584 Est. Cost $37.58 Unrealized +22.2%
NSC NORFOLK SOUTHERN CRP 0.2%
Value ($000) $363 Shares 4,302 Est. Cost $65.12 Unrealized +6.1%
JPM JPMORGAN CHASE & CO COM 0.2%
Value ($000) $359 Shares 5,448 Est. Cost $39.16 Unrealized +26.9%
CMI CUMMINS INC COM 0.2%
Value ($000) $358 Shares 4,068 Est. Cost $98.38 Unrealized -22.9%
DUK DUKE ENERGY CORP NEW COM NEW 0.2%
Value ($000) $354 Shares 4,970 Est. Cost $41.84 Unrealized +10.8%
SPSB SPDR BARCLAYS SHORT TERM CORPORATE BOND ETF 0.2%
Value ($000) $352 Shares 11,603 Est. Cost $30.56 Unrealized —
— FIFTH STR FIN CORP 5.375% 04/01/2016 0.2%
Value ($000) $350 Shares 350,000 Est. Cost $1.03 Unrealized —
WMT WAL-MART STORES INC COM 0.2%
Value ($000) $349 Shares 5,696 Est. Cost $20.01 Unrealized -16.9%
BMY BRISTOL MYERS SQUIBB CO COM 0.2%
Value ($000) $331 Shares 4,818 Est. Cost $30.22 Unrealized +54.5%
CL COLGATE PALMOLIVE CO COM 0.2%
Value ($000) $322 Shares 4,833 Est. Cost $46.22 Unrealized +13.7%
— SPDR NUVEEN BARCLAYS SHORT TERM MUNICIPAL BOND ETF 0.2%
Value ($000) $317 Shares 13,046 Est. Cost $24.02 Unrealized —
FE FIRSTENERGY CORP COM 0.2%
Value ($000) $309 Shares 9,760 Est. Cost $20.72 Unrealized -0.6%
PFE PFIZER INC COM 0.2%
Value ($000) $299 Shares 9,272 Est. Cost $18.78 Unrealized +8.5%
EMB ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF 0.2%
Value ($000) $295 Shares 2,797 Est. Cost $109.54 Unrealized —
CVS CVS HEALTH CORP COM 0.2%
Value ($000) $289 Shares 2,960 Est. Cost $77.80 Unrealized -6.7%
— UNITED TECHNOLOGIES CORP COM 0.2%
Value ($000) $266 Shares 2,770 Est. Cost $114.75 Unrealized —
KMB KIMBERLY CLARK CORP COM 0.2%
Value ($000) $254 Shares 1,996 Est. Cost $75.84 Unrealized +12.1%
DIS DISNEY WALT CO COM DISNEY 0.2%
Value ($000) $250 Shares 2,383 Est. Cost $93.80 Unrealized +9.0%
MMM 3M CO COM 0.2%
Value ($000) $250 Shares 1,665 Est. Cost $61.91 Unrealized +48.8%
DIA SPDR DOW JONES INDUSTRIAL ETF 0.2%
Value ($000) $249 Shares 1,434 Est. Cost $167.68 Unrealized —
— HANCOCK JOHN PFD INCOME FD SH BEN INT 0.1%
Value ($000) $239 Shares 11,938 Est. Cost $20.73 Unrealized —
STPZ PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND 0.1%
Value ($000) $238 Shares 4,647 Est. Cost $52.65 Unrealized —
AXP AMERICAN EXPRESS CO COM 0.1%
Value ($000) $236 Shares 3,403 Est. Cost $68.05 Unrealized -7.6%
CAT CATERPILLAR INC DEL COM 0.1%
Value ($000) $230 Shares 3,387 Est. Cost $63.37 Unrealized -13.9%
SLB SCHLUMBERGER LTD COM 0.1%
Value ($000) $224 Shares 3,215 Est. Cost $53.45 Unrealized +4.9%
— CALAMOS CONV OPP AND INC FD SH BEN INT 0.1%
Value ($000) $220 Shares 22,236 Est. Cost $12.97 Unrealized —
IWB ISHARES TR RUSSELL 1000 INDEX ETF 0.1%
Value ($000) $218 Shares 1,925 Est. Cost $90.00 Unrealized —
AAPL APPLE INC 0.1%
Value ($000) $208 Shares 1,982 Est. Cost $26.95 Unrealized -4.5%
MDLZ MONDELEZ INTL INC CL A 0.1%
Value ($000) $203 Shares 4,529 Est. Cost $34.03 Unrealized +4.2%
— DUFF & PHELPS UTIL CORP BD TR COM 0.1%
Value ($000) $128 Shares 13,982 Est. Cost $10.95 Unrealized —
— ARES CAP CORP 4.375% 01/15/2019 0.0%
Value ($000) $44 Shares 45,000 Est. Cost $1.02 Unrealized —
— ARES CAP CORP 4.875% 03/15/2017 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.04 Unrealized —
— ARES CAP CORP 4.75% 01/15/2018 0.0%
Value ($000) $24 Shares 25,000 Est. Cost $1.00 Unrealized —
— LIBERTY MEDIA CORP 4% 11/15/2029 0.0%
Value ($000) $5 Shares 10,000 Est. Cost — Unrealized —