CIK: 0001543100 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Aug 9, 2016
Total Value ($000): $171,290 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR BARCLAYS HIGH YIELD BOND ETF | 323,950 | $11,561 | 6.7% | $39.43 | — | BRC HGH YLD BD | 78464A417 |
| IGSB | ISHARES 1-3 YEAR CREDIT BOND ETF | 82,726 | $8,776 | 5.1% | $105.10 | — | 1-3 YR CR BD ETF | 464288646 |
| PFF | ISHARES U.S. PREFERRED STOCK ETF | 195,891 | $7,814 | 4.6% | $39.31 | — | U.S. PFD STK ETF | 464288687 |
| IJH | ISHARES S&P MIDCAP FUND | 45,980 | $6,869 | 4.0% | $126.94 | — | CORE S&P MCP ETF | 464287507 |
| IVV | ISHARES CORE S&P 500 ETF | 31,449 | $6,620 | 3.9% | $205.87 | — | CORE S&P500 ETF | 464287200 |
| CWB | SPDR BARCLAYS CONVERTIBLE SECURITIES ETF | 149,678 | $6,561 | 3.8% | $43.05 | — | BRC CNV SECS ETF | 78464A359 |
| SPY | SPDR S&P 500 TRUST | 30,777 | $6,447 | 3.8% | $178.43 | — | TR UNIT | 78462F103 |
| — | ALERIAN MLP ETF | 465,656 | $5,923 | 3.5% | $17.84 | — | ALERIAN MLP | 00162Q866 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 162,085 | $5,731 | 3.3% | $37.83 | — | FTSE DEV MKT ETF | 921943858 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 59,195 | $4,785 | 2.8% | $80.08 | — | SHRT TRM CORP BD | 92206C409 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 37,154 | $4,560 | 2.7% | $114.69 | — | IBOXX INV CP ETF | 464287242 |
| — | ADVENT CLAYMORE CV SECS & INC COM | 315,810 | $4,405 | 2.6% | $16.94 | — | COM | 00764C109 |
| — | TEMPLETON GLOBAL INCOME FD COM | 673,239 | $4,281 | 2.5% | $8.52 | — | COM | 880198106 |
| — | POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO | 137,945 | $4,080 | 2.4% | $27.53 | — | SOVEREIGN DEBT | 73936T573 |
| AGG | ISHARES AGGREGATE BOND ETF | 34,393 | $3,873 | 2.3% | $108.12 | — | CORE US AGGBD ET | 464287226 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 42,213 | $3,421 | 2.0% | $80.14 | — | SHORT TRM BOND | 921937827 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 28,775 | $3,344 | 2.0% | $103.43 | — | CORE S&P SCP ETF | 464287804 |
| — | JPMORGAN ALERIAN MLP INDEX ETN | 82,730 | $2,631 | 1.5% | $39.86 | — | ALERIAN ML ETN | 46625H365 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR FUND | 54,117 | $2,347 | 1.4% | $31.98 | — | TECHNOLOGY | 81369Y803 |
| IBND | SPDR BARCLAYS INTERNATIONAL CORPORATE BOND ETF | 70,660 | $2,298 | 1.3% | $33.53 | — | BRCLY INTL CRP | 78464A151 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 57,336 | $2,019 | 1.2% | $40.02 | — | FTSE EMR MKT ETF | 922042858 |
| — | WESTERN ASSET HIGH INCM FD II COM | 286,234 | $1,986 | 1.2% | $9.22 | — | COM | 95766J102 |
| VNQ | VANGUARD REIT INDEX ETF | 21,727 | $1,926 | 1.1% | $83.48 | — | REIT ETF | 922908553 |
| T | AT&T INC COM | 44,539 | $1,924 | 1.1% | $11.90 | +27.0% | COM | 00206R102 |
| XOM | EXXON MOBIL CORP COM | 19,938 | $1,869 | 1.1% | $53.33 | +8.5% | COM | 30231G102 |
| DIA | SPDR DOW JONES INDUSTRIAL AVERAGE ETF | 10,356 | $1,853 | 1.1% | $176.50 | — | UT SER 1 | 78467X109 |
| EFA | ISHARES MSCI EAFE ETF | 32,875 | $1,835 | 1.1% | $59.83 | — | MSCI EAFE ETF | 464287465 |
| — | POWERSHARES INTERNATIONAL CORPORATE BOND PORTFOLIO ETF | 68,055 | $1,759 | 1.0% | $26.06 | — | INTL CORP BOND | 73936Q835 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR FUND | 29,731 | $1,639 | 1.0% | $40.14 | — | SBI CONS STPLS | 81369Y308 |
| XLE | ENERGY SELECT SECTOR SPDR | 23,956 | $1,634 | 1.0% | $78.14 | — | SBI INT-ENERGY | 81369Y506 |
| SHY | ISHARES 1-3 YEAR TREASURY BOND ETF | 18,484 | $1,577 | 0.9% | $85.08 | — | 1-3 YR TR BD ETF | 464287457 |
| — | GABELLI CONV&INCOM SECS FD INC COM | 316,142 | $1,470 | 0.9% | $6.18 | — | COM | 36240B109 |
| XLY | CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | 17,828 | $1,391 | 0.8% | $58.84 | — | SBI CONS DISCR | 81369Y407 |
| XLV | HEALTH CARE SELECT SECTOR SPDR FUND | 18,673 | $1,338 | 0.8% | $48.97 | — | SBI HEALTHCARE | 81369Y209 |
| JNJ | JOHNSON & JOHNSON COM | 10,805 | $1,310 | 0.8% | $64.26 | +35.5% | COM | 478160104 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR FUND | 23,365 | $1,308 | 0.8% | $43.39 | — | SBI INT-INDS | 81369Y704 |
| KO | COCA COLA CO | 27,537 | $1,248 | 0.7% | $28.22 | +18.1% | COM | 191216100 |
| INTC | INTEL CORP COM | 36,447 | $1,195 | 0.7% | $21.74 | +15.5% | COM | 458140100 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 10,659 | $1,153 | 0.7% | $81.33 | — | COHEN&STEER REIT | 464287564 |
| PG | PROCTER & GAMBLE CO COM | 12,790 | $1,082 | 0.6% | $56.89 | +11.3% | COM | 742718109 |
| CVX | CHEVRON CORP NEW COM | 9,142 | $958 | 0.6% | $68.64 | -2.7% | COM | 166764100 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 26,441 | $908 | 0.5% | $39.62 | — | MSCI EMG MKT ETF | 464287234 |
| BMY | BRISTOL MYERS SQUIBB CO COM | 12,126 | $891 | 0.5% | $39.25 | +28.7% | COM | 110122108 |
| — | DIVERSIFIED REAL ASSET INC FD COM SHS | 53,099 | $878 | 0.5% | $17.35 | — | COM SHS | 25533B108 |
| MO | ALTRIA GROUP INC COM | 12,224 | $842 | 0.5% | $18.60 | +78.5% | COM | 02209S103 |
| PM | PHILIP MORRIS INTL INC | 8,151 | $829 | 0.5% | $49.78 | +23.3% | COM | 718172109 |
| CSCO | CISCO SYS INC COM | 28,876 | $828 | 0.5% | $18.18 | +14.7% | COM | 17275R102 |
| ABBV | ABBVIE INC COM | 12,944 | $801 | 0.5% | $40.88 | +0.2% | COM | 00287Y109 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 34,333 | $784 | 0.5% | $20.18 | — | SBI INT-FINL | 81369Y605 |
| — | NUVEEN FLTNG RTE INCM OPP FD COM SHS | 76,211 | $781 | 0.5% | $13.12 | — | COM SHS | 6706EN100 |
| WFC | WELLS FARGO & CO NEW COM | 15,887 | $751 | 0.4% | $33.88 | +9.9% | COM | 949746101 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 14,155 | $742 | 0.4% | $38.16 | — | SBI INT-UTILS | 81369Y886 |
| VZ | VERIZON COMMUNICATIONS | 13,134 | $733 | 0.4% | $27.70 | +13.6% | COM | 92343V104 |
| EXC | EXELON CORP COM | 19,826 | $720 | 0.4% | $15.86 | +11.3% | COM | 30161N101 |
| MMM | 3M CO COM | 4,063 | $711 | 0.4% | $82.16 | +24.7% | COM | 88579Y101 |
| — | TEMPLETON EMERG MKTS INCOME FD COM | 66,401 | $695 | 0.4% | $14.74 | — | COM | 880192109 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 7,166 | $682 | 0.4% | $88.24 | — | CORE S&P TTL STK | 464287150 |
| IWM | ISHARES RUSSELL 2000 ETF | 5,862 | $674 | 0.4% | $101.49 | — | RUSSELL 2000 ETF | 464287655 |
| XEL | XCEL ENERGY INC COM | 14,853 | $665 | 0.4% | $19.78 | +55.2% | COM | 98389B100 |
| WMT | WAL-MART STORES INC COM | 8,844 | $645 | 0.4% | $19.64 | -0.6% | COM | 931142103 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 7,545 | $639 | 0.4% | $91.29 | — | IBOXX HI YD ETF | 464288513 |
| XLB | MATERIALS SELECT SECTOR SPDR FUND | 13,343 | $618 | 0.4% | $39.14 | — | SBI MATERIALS | 81369Y100 |
| PSK | SPDR WELLS FARGO PREFERRED STOCK ETF | 13,423 | $618 | 0.4% | $43.32 | — | WELLS FG PFD ETF | 78464A292 |
| SJM | SMUCKER J M CO COM NEW | 4,053 | $617 | 0.4% | $84.66 | +17.1% | COM NEW | 832696405 |
| IBM | INTL BUSINESS MACHINES | 4,017 | $609 | 0.4% | $103.38 | -8.0% | COM | 459200101 |
| XPHTX | PIONEER HIGH INCOME TR COM | 59,634 | $601 | 0.4% | $16.78 | — | COM | 72369H106 |
| CAT | CATERPILLAR INC DEL COM | 7,135 | $540 | 0.3% | $59.65 | +0.3% | COM | 149123101 |
| CMI | CUMMINS INC COM | 4,701 | $528 | 0.3% | $95.88 | -8.6% | COM | 231021106 |
| GM | GENERAL MOTORS CORP | 18,388 | $520 | 0.3% | $26.45 | -6.2% | COM | 37045V100 |
| — | HSBC HLDGS PLC ADR A 1/40PF A | 19,965 | $517 | 0.3% | $24.91 | — | ADR A 1/40PF A | 404280604 |
| MCHP | MICROCHIP TECHNOLOGY INC | 10,181 | $516 | 0.3% | $18.58 | +11.7% | COM | 595017104 |
| BA | BOEING CO COM | 3,972 | $515 | 0.3% | $118.86 | -0.3% | COM | 097023105 |
| TROW | PRICE T ROWE GROUP INC COM | 7,021 | $512 | 0.3% | $51.30 | +2.1% | COM | 74144T108 |
| SHM | SPDR NUVEEN BARCLAYS SHORT TERM MUNICIPAL BOND ETF | 10,291 | $505 | 0.3% | $48.75 | — | NUVN BR SHT MUNI | 78468R739 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 5,616 | $502 | 0.3% | $85.62 | — | INT-TERM CORP | 92206C870 |
| F | FORD MTR CO DEL COM PAR $0.01 | 37,687 | $473 | 0.3% | $8.58 | -7.5% | COM PAR $0.01 | 345370860 |
| MRK | MERCK & CO INC NEW COM | 7,990 | $460 | 0.3% | $34.41 | +14.8% | COM | 58933Y105 |
| SPSB | SPDR BARCLAYS SHORT TERM CORPORATE BOND ETF | 14,948 | $460 | 0.3% | $30.61 | — | BARC SHT TR CP | 78464A474 |
| JPM | JPMORGAN CHASE & CO COM | 7,360 | $457 | 0.3% | $41.15 | +17.4% | COM | 46625H100 |
| — | UNITED TECHNOLOGIES CORP COM | 4,243 | $435 | 0.3% | $110.19 | — | COM | 913017109 |
| HBAN | HUNTINGTON BANCSHARES INC COM | 48,236 | $431 | 0.3% | $6.58 | 0.0% | COM | 446150104 |
| DUK | DUKE ENERGY CORP NEW COM NEW | 4,841 | $415 | 0.2% | $41.84 | +28.6% | COM NEW | 26441C204 |
| — | GENERAL ELECTRIC CO COM | 12,600 | $396 | 0.2% | $24.72 | — | COM | 369604103 |
| PEP | PEPSICO INC COM | 3,746 | $396 | 0.2% | $56.37 | +36.7% | COM | 713448108 |
| PFE | PFIZER INC COM | 11,189 | $393 | 0.2% | $19.12 | +10.1% | COM | 717081103 |
| MCD | MCDONALDS CORP COM | 3,257 | $392 | 0.2% | $72.08 | +37.6% | COM | 580135101 |
| GS | GOLDMAN SACHS GROUP INC COM | 2,638 | $392 | 0.2% | $153.68 | -16.8% | COM | 38141G104 |
| IWR | ISHARES RUSSELL MID-CAP ETF | 2,254 | $379 | 0.2% | $130.72 | — | RUS MID-CAP ETF | 464287499 |
| AXP | AMERICAN EXPRESS | 6,197 | $376 | 0.2% | $61.37 | -10.0% | COM | 025816109 |
| — | UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN | 12,994 | $367 | 0.2% | $36.72 | — | ALERIAN INFRST | 902641646 |
| CL | COLGATE PALMOLIVE CO COM | 4,836 | $354 | 0.2% | $46.22 | +23.1% | COM | 194162103 |
| — | ST JUDE MED INC COM | 4,531 | $353 | 0.2% | $54.95 | — | COM | 790849103 |
| NSC | NORFOLK SOUTHERN CORP COM | 4,100 | $349 | 0.2% | $65.12 | +7.1% | COM | 655844108 |
| FE | FIRSTENERGY CORP COM | 9,760 | $340 | 0.2% | $20.72 | +9.5% | COM | 337932107 |
| — | DU PONT E I DE NEMOURS & CO COM | 4,686 | $303 | 0.2% | $63.72 | — | COM | 263534109 |
| EMB | ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF | 2,526 | $290 | 0.2% | $109.54 | — | JP MOR EM MK ETF | 464288281 |
| CVS | CVS HEALTH CORP COM | 2,963 | $283 | 0.2% | $77.80 | -4.2% | COM | 126650100 |
| SLB | SCHLUMBERGER LTD COM | 2,830 | $223 | 0.1% | $53.45 | +9.0% | COM | 806857108 |
| IWB | ISHARES RUSSELL 1000 ETF | 1,858 | $217 | 0.1% | $90.00 | — | RUS 1000 ETF | 464287622 |
| — | CALAMOS CONV OPP AND INC FD SH BEN INT | 21,153 | $207 | 0.1% | $12.97 | — | SH BEN INT | 128117108 |
| MDLZ | MONDELEZ INTL INC CL A | 4,529 | $206 | 0.1% | $34.83 | 0.0% | CL A | 609207105 |
| — | DUFF & PHELPS UTIL CORP BD TR COM | 12,820 | $124 | 0.1% | $10.95 | — | COM | 26432K108 |
| — | ARES CAP CORP 4.375% 01/15/2019 | 45,000 | $46 | 0.0% | $1.02 | — | NOTE 4.375% 1/1 | 04010LAM5 |
| — | ARES CAP CORP 4.75% 01/15/2018 | 25,000 | $25 | 0.0% | $1.00 | — | NOTE 4.750% 1/1 | 04010LAJ2 |
| — | ARES CAP CORP 4.875% 03/15/2017 | 25,000 | $25 | 0.0% | $1.04 | — | NOTE 4.875% 3/1 | 04010LAG8 |
| — | LIBERTY MEDIA CORP 4% 11/15/2029 | 10,000 | $5 | 0.0% | — | — | DEB 4.000%11/1 | 530715AG6 |