Windsor Capital Management, LLC Diversified Active

CIK: 0001543100 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 9, 2016

Total Value ($000): $182,718 (100.0% shares, 0.0% debt)

Holdings (116)

— SPDR BARCLAYS HIGH YIELD BOND ETF 6.9%
Value ($000) $12,604 Shares 343,265 Est. Cost $39.28 Unrealized —
IVV ISHARES CORE S&P 500 ETF 4.6%
Value ($000) $8,389 Shares 38,560 Est. Cost $208.03 Unrealized —
PFF ISHARES U.S. PREFERRED STOCK ETF 4.5%
Value ($000) $8,182 Shares 207,145 Est. Cost $39.32 Unrealized —
IGSB ISHARES 1-3 YEAR CREDIT BOND ETF 4.3%
Value ($000) $7,766 Shares 73,435 Est. Cost $105.10 Unrealized —
CWB SPDR BARCLAYS CONVERTIBLE SECURITIES ETF 4.1%
Value ($000) $7,467 Shares 161,071 Est. Cost $43.28 Unrealized —
IJH ISHARES S&P MIDCAP FUND 4.0%
Value ($000) $7,223 Shares 46,688 Est. Cost $127.37 Unrealized —
VEA VANGUARD FTSE DEVELOPED MARKETS ETF 3.9%
Value ($000) $7,194 Shares 192,320 Est. Cost $37.76 Unrealized —
VCSH VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND 3.6%
Value ($000) $6,523 Shares 80,984 Est. Cost $80.20 Unrealized —
SPY SPDR S&P 500 ETF 3.2%
Value ($000) $5,802 Shares 26,824 Est. Cost $178.43 Unrealized —
— ALERIAN MLP ETF 3.0%
Value ($000) $5,541 Shares 436,709 Est. Cost $17.84 Unrealized —
LQD ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 2.6%
Value ($000) $4,708 Shares 38,223 Est. Cost $114.93 Unrealized —
— ADVENT CLAYMORE CV SECS & INC COM 2.4%
Value ($000) $4,330 Shares 296,989 Est. Cost $16.94 Unrealized —
— POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO 2.3%
Value ($000) $4,271 Shares 139,459 Est. Cost $27.57 Unrealized —
— TEMPLETON GLOBAL INCOME FD COM 2.2%
Value ($000) $4,013 Shares 643,128 Est. Cost $8.52 Unrealized —
AGG ISHARES CORE U.S. AGGREGATE BOND ETF 2.1%
Value ($000) $3,898 Shares 34,677 Est. Cost $108.12 Unrealized —
IJR ISHARES S&P SMALL-CAP FUND 2.0%
Value ($000) $3,678 Shares 29,628 Est. Cost $104.02 Unrealized —
BSV VANGUARD SHORT-TERM BOND INDEX FUND 1.9%
Value ($000) $3,499 Shares 43,300 Est. Cost $80.16 Unrealized —
— JPMORGAN ALERIAN MLP INDEX ETN 1.5%
Value ($000) $2,659 Shares 84,414 Est. Cost $39.69 Unrealized —
XLK TECHNOLOGY SELECT SECTOR SPDR FUND 1.3%
Value ($000) $2,431 Shares 50,894 Est. Cost $31.98 Unrealized —
— POWERSHARES INTERNATIONAL CORPORATE BOND PORTFOLIO ETF 1.3%
Value ($000) $2,378 Shares 89,384 Est. Cost $26.19 Unrealized —
SHY ISHARES 1-3 YEAR TREASURY BOND ETF 1.3%
Value ($000) $2,373 Shares 27,913 Est. Cost $85.06 Unrealized —
VWO VANGUARD FTSE EMERGING MARKETS ETF 1.3%
Value ($000) $2,355 Shares 62,585 Est. Cost $39.82 Unrealized —
IBND SPDR BARCLAYS INTERNATIONAL CORPORATE BOND ETF 1.2%
Value ($000) $2,265 Shares 67,788 Est. Cost $33.53 Unrealized —
VNQ VANGUARD REIT ETF 1.2%
Value ($000) $2,216 Shares 25,548 Est. Cost $83.97 Unrealized —
DIA SPDR DOW JONES INDUSTRIAL AVERAGE ETF 1.1%
Value ($000) $2,020 Shares 11,053 Est. Cost $176.90 Unrealized —
— WESTERN ASSET HIGH INCM FD II COM 1.1%
Value ($000) $1,940 Shares 270,235 Est. Cost $9.22 Unrealized —
EFA ISHARES MSCI EAFE ETF 1.0%
Value ($000) $1,836 Shares 31,050 Est. Cost $59.83 Unrealized —
XOM EXXON MOBIL CORP COM 1.0%
Value ($000) $1,760 Shares 20,172 Est. Cost $53.39 Unrealized +9.6%
T AT&T INC COM 0.9%
Value ($000) $1,729 Shares 42,592 Est. Cost $11.90 Unrealized +36.9%
XLE ENERGY SELECT SECTOR SPDR FUND 0.9%
Value ($000) $1,685 Shares 23,867 Est. Cost $78.14 Unrealized —
XLP CONSUMER STAPLES SELECT SECTOR SPDR FUND 0.8%
Value ($000) $1,535 Shares 28,849 Est. Cost $40.14 Unrealized —
— GABELLI CONV&INCOM SECS FD INC COM 0.8%
Value ($000) $1,515 Shares 303,758 Est. Cost $6.18 Unrealized —
XLY CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND 0.8%
Value ($000) $1,421 Shares 17,755 Est. Cost $58.84 Unrealized —
INTC INTEL CORP COM 0.8%
Value ($000) $1,419 Shares 37,615 Est. Cost $21.96 Unrealized +30.3%
XLV HEALTH CARE SELECT SECTOR SPDR FUND 0.7%
Value ($000) $1,324 Shares 18,363 Est. Cost $48.97 Unrealized —
JNJ JOHNSON & JOHNSON COM 0.7%
Value ($000) $1,282 Shares 10,853 Est. Cost $64.26 Unrealized +45.6%
XLI INDUSTRIAL SELECT SECTOR SPDR FUND 0.7%
Value ($000) $1,267 Shares 21,706 Est. Cost $43.39 Unrealized —
WMT WAL-MART STORES INC COM 0.7%
Value ($000) $1,247 Shares 17,291 Est. Cost $20.11 Unrealized +2.4%
PG PROCTER & GAMBLE CO COM 0.7%
Value ($000) $1,213 Shares 13,522 Est. Cost $57.46 Unrealized +17.5%
KO COCA COLA CO COM 0.6%
Value ($000) $1,153 Shares 27,261 Est. Cost $28.22 Unrealized +15.4%
ICF ISHARES COHEN & STEERS REIT ETF 0.6%
Value ($000) $1,060 Shares 10,109 Est. Cost $81.33 Unrealized —
CVX CHEVRON CORP NEW COM 0.5%
Value ($000) $926 Shares 9,003 Est. Cost $68.64 Unrealized -0.2%
— GENERAL ELECTRIC CO COM 0.5%
Value ($000) $891 Shares 30,096 Est. Cost $27.56 Unrealized —
EEM ISHARES MSCI EMERGING MARKETS ETF 0.5%
Value ($000) $879 Shares 23,487 Est. Cost $39.62 Unrealized —
AAPL APPLE INC COM 0.5%
Value ($000) $877 Shares 7,761 Est. Cost $24.23 Unrealized 0.0%
MO ALTRIA GROUP INC COM 0.4%
Value ($000) $769 Shares 12,171 Est. Cost $18.60 Unrealized +86.8%
— DIVERSIFIED REAL ASSET INC FD COM SHS 0.4%
Value ($000) $769 Shares 44,622 Est. Cost $17.35 Unrealized —
PM PHILIP MORRIS INTL INC 0.4%
Value ($000) $767 Shares 7,896 Est. Cost $49.78 Unrealized +25.1%
BMY BRISTOL MYERS SQUIBB CO COM 0.4%
Value ($000) $721 Shares 13,381 Est. Cost $39.89 Unrealized +15.7%
MMM 3M CO COM 0.4%
Value ($000) $719 Shares 4,085 Est. Cost $82.16 Unrealized +32.9%
— NUVEEN FLTNG RTE INCM OPP FD COM SHS 0.4%
Value ($000) $709 Shares 64,114 Est. Cost $13.12 Unrealized —
WFC WELLS FARGO & CO NEW COM 0.4%
Value ($000) $704 Shares 15,910 Est. Cost $33.88 Unrealized +8.7%
ITOT ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF 0.4%
Value ($000) $703 Shares 14,203 Est. Cost $69.04 Unrealized —
IWM ISHARES RUSSELL 2000 ETF 0.4%
Value ($000) $702 Shares 5,652 Est. Cost $101.49 Unrealized —
XLF FINANCIAL SELECT SECTOR SPDR FUND 0.4%
Value ($000) $694 Shares 36,001 Est. Cost $20.14 Unrealized —
— TEMPLETON EMERG MKTS INCOME FD COM 0.4%
Value ($000) $689 Shares 62,725 Est. Cost $14.74 Unrealized —
VZ VERIZON COMMUNICATIONS INC COM 0.4%
Value ($000) $683 Shares 13,156 Est. Cost $27.70 Unrealized +18.8%
IBM INTERNATIONAL BUSINESS MACHS COM 0.4%
Value ($000) $645 Shares 4,061 Est. Cost $103.36 Unrealized -1.5%
GILD GILEAD SCIENCES INC COM 0.4%
Value ($000) $644 Shares 8,148 Est. Cost $57.78 Unrealized 0.0%
XLU UTILITIES SELECT SECTOR SPDR FUND 0.3%
Value ($000) $636 Shares 12,983 Est. Cost $38.16 Unrealized —
CAT CATERPILLAR INC DEL COM 0.3%
Value ($000) $633 Shares 7,132 Est. Cost $59.65 Unrealized +10.7%
PSK SPDR WELLS FARGO PREFERRED STOCK ETF 0.3%
Value ($000) $629 Shares 13,831 Est. Cost $43.38 Unrealized —
XEL XCEL ENERGY INC COM 0.3%
Value ($000) $613 Shares 14,906 Est. Cost $19.78 Unrealized +61.7%
HYG ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 0.3%
Value ($000) $612 Shares 7,022 Est. Cost $91.29 Unrealized —
SHM SPDR NUVEEN BARCLAYS SHORT TERM MUNICIPAL BOND ETF 0.3%
Value ($000) $595 Shares 12,184 Est. Cost $48.76 Unrealized —
YUM YUM BRANDS INC COM 0.3%
Value ($000) $583 Shares 6,423 Est. Cost $53.87 Unrealized 0.0%
XLB MATERIALS SELECT SECTOR SPDR FUND 0.3%
Value ($000) $581 Shares 12,171 Est. Cost $39.14 Unrealized —
ADI ANALOG DEVICES INC COM 0.3%
Value ($000) $572 Shares 8,883 Est. Cost $51.83 Unrealized 0.0%
HBAN HUNTINGTON BANCSHARES INC COM 0.3%
Value ($000) $565 Shares 57,372 Est. Cost $6.55 Unrealized -2.0%
BA BOEING CO COM 0.3%
Value ($000) $559 Shares 4,249 Est. Cost $118.99 Unrealized +1.5%
PPL PPL CORP COM 0.3%
Value ($000) $538 Shares 15,585 Est. Cost $23.64 Unrealized 0.0%
GVI ISHARES INTERMEDIATE GOVERNMENT/CREDIT BOND ETF 0.3%
Value ($000) $538 Shares 4,771 Est. Cost $112.76 Unrealized —
VCIT VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF 0.3%
Value ($000) $533 Shares 5,954 Est. Cost $85.85 Unrealized —
DLR DIGITAL RLTY TR INC COM 0.3%
Value ($000) $533 Shares 5,495 Est. Cost $73.33 Unrealized 0.0%
XPHTX PIONEER HIGH INCOME TR COM 0.3%
Value ($000) $530 Shares 50,449 Est. Cost $16.78 Unrealized —
MRK MERCK & CO INC COM 0.3%
Value ($000) $521 Shares 8,349 Est. Cost $34.81 Unrealized +25.6%
— HSBC HLDGS PLC ADR A 1/40PF A 0.3%
Value ($000) $514 Shares 20,044 Est. Cost $24.91 Unrealized —
TROW PRICE T ROWE GROUP INC COM 0.3%
Value ($000) $504 Shares 7,593 Est. Cost $51.16 Unrealized -3.4%
JPM JPMORGAN CHASE & CO COM 0.3%
Value ($000) $504 Shares 7,574 Est. Cost $41.43 Unrealized +22.7%
EMB ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF 0.3%
Value ($000) $501 Shares 4,281 Est. Cost $112.61 Unrealized —
VUG VANGUARD GROWTH INDEX FUND 0.2%
Value ($000) $448 Shares 3,991 Est. Cost $112.25 Unrealized —
SPSB SPDR BARCLAYS SHORT TERM CORPORATE BOND ETF 0.2%
Value ($000) $438 Shares 14,246 Est. Cost $30.61 Unrealized —
— UNITED TECHNOLOGIES CORP COM 0.2%
Value ($000) $435 Shares 4,291 Est. Cost $110.09 Unrealized —
GS GOLDMAN SACHS GROUP INC COM 0.2%
Value ($000) $421 Shares 2,611 Est. Cost $153.68 Unrealized -12.9%
MBB ISHARES MBS ETF 0.2%
Value ($000) $418 Shares 3,799 Est. Cost $110.03 Unrealized —
MCD MCDONALDS CORP COM 0.2%
Value ($000) $413 Shares 3,581 Est. Cost $74.11 Unrealized +27.6%
PEP PEPSICO INC COM 0.2%
Value ($000) $408 Shares 3,752 Est. Cost $56.37 Unrealized +43.8%
NSC NORFOLK SOUTHERN CORP COM 0.2%
Value ($000) $397 Shares 4,100 Est. Cost $65.12 Unrealized +15.4%
AXP AMERICAN EXPRESS CO COM 0.2%
Value ($000) $387 Shares 6,044 Est. Cost $61.37 Unrealized -8.2%
CSCO CISCO SYS INC COM 0.2%
Value ($000) $382 Shares 12,056 Est. Cost $18.18 Unrealized +26.8%
DUK DUKE ENERGY CORP NEW COM NEW 0.2%
Value ($000) $381 Shares 4,762 Est. Cost $41.84 Unrealized +34.8%
VGSH VANGUARD SHORT-TERM GOVERNMENT BOND ETF 0.2%
Value ($000) $377 Shares 6,160 Est. Cost $61.20 Unrealized —
VTV VANGUARD VALUE INDEX FUND 0.2%
Value ($000) $371 Shares 4,267 Est. Cost $86.95 Unrealized —
PFE PFIZER INC COM 0.2%
Value ($000) $367 Shares 10,853 Est. Cost $19.12 Unrealized +16.4%
IWR ISHARES RUSSELL MID-CAP ETF 0.2%
Value ($000) $366 Shares 2,101 Est. Cost $130.72 Unrealized —
— ST JUDE MED INC COM 0.2%
Value ($000) $361 Shares 4,531 Est. Cost $54.95 Unrealized —
CL COLGATE PALMOLIVE CO COM 0.2%
Value ($000) $358 Shares 4,837 Est. Cost $46.22 Unrealized +28.5%
FE FIRSTENERGY CORP COM 0.2%
Value ($000) $322 Shares 9,760 Est. Cost $20.72 Unrealized +11.1%
— DU PONT E I DE NEMOURS & CO COM 0.2%
Value ($000) $318 Shares 4,753 Est. Cost $63.76 Unrealized —
— UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN 0.2%
Value ($000) $305 Shares 10,755 Est. Cost $36.72 Unrealized —
ABBV ABBVIE INC COM 0.1%
Value ($000) $271 Shares 4,299 Est. Cost $40.88 Unrealized +7.4%
CVS CVS HEALTH CORP COM 0.1%
Value ($000) $263 Shares 2,965 Est. Cost $77.80 Unrealized -8.9%
SUB ISHARES SHORT-TERM NATIONAL MUNI BOND ETF 0.1%
Value ($000) $234 Shares 2,215 Est. Cost $105.64 Unrealized —
SLB SCHLUMBERGER LTD COM 0.1%
Value ($000) $221 Shares 2,821 Est. Cost $53.45 Unrealized +13.5%
— CALAMOS CONV OPP AND INC FD SH BEN INT 0.1%
Value ($000) $220 Shares 21,349 Est. Cost $12.97 Unrealized —
IWB ISHARES RUSSELL 1000 ETF 0.1%
Value ($000) $217 Shares 1,808 Est. Cost $90.00 Unrealized —
MDLZ MONDELEZ INTL INC CL A 0.1%
Value ($000) $209 Shares 4,766 Est. Cost $34.85 Unrealized +1.1%
MSFT MICROSOFT 0.1%
Value ($000) $206 Shares 3,581 Est. Cost $50.29 Unrealized 0.0%
AMAT APPLIED MATLS INC COM 0.1%
Value ($000) $205 Shares 6,822 Est. Cost $25.12 Unrealized 0.0%
UNP UNION PAC CORP COM 0.1%
Value ($000) $201 Shares 2,068 Est. Cost $75.95 Unrealized 0.0%
— NUVEEN CALIF MUN VALUE FD COM 0.1%
Value ($000) $129 Shares 11,463 Est. Cost $11.25 Unrealized —
— DUFF & PHELPS UTIL CORP BD TR COM 0.1%
Value ($000) $112 Shares 11,509 Est. Cost $10.95 Unrealized —
— ARES CAP CORP 4.375% 01/15/2019 0.0%
Value ($000) $46 Shares 45,000 Est. Cost $1.02 Unrealized —
— ARES CAP CORP 4.75% 01/15/2018 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.00 Unrealized —
— ARES CAP CORP 4.875% 03/15/2017 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $1.04 Unrealized —
— LIBERTY MEDIA CORP 4% 11/15/2029 0.0%
Value ($000) $5 Shares 10,000 Est. Cost — Unrealized —