CIK: 0001543100 · Show all filings
Period: Q4 2021 (← Previous) (Next →)
Filing Date: Feb 7, 2022
Total Value ($000): $331,559 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPYM | SPDR PORTFOLIO S&P 500 ETF | 425,381 | $23,749 | 7.2% | $35.64 | — | PORTFOLIO S&P500 | 78464A854 |
| IVV | ISHARES S&P 500 INDEX | 43,619 | $20,805 | 6.3% | $223.80 | — | CORE S&P500 ETF | 464287200 |
| SPYV | SPDR PORTFOLIO S&P 500 VALUE ETF | 450,302 | $18,912 | 5.7% | $33.70 | — | PRTFLO S&P500 VL | 78464A508 |
| SPMD | SPDR PORTFOLIO S&P 400 MID CAP ETF | 253,207 | $12,594 | 3.8% | $34.32 | — | PORTFOLIO S&P400 | 78464A847 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 397,046 | $12,296 | 3.7% | $30.66 | — | PORTFOLIO SHORT | 78464A474 |
| ESGD | ISHARES MSCI EAFE ESG SELECT ETF | 126,320 | $10,037 | 3.0% | $67.92 | — | ESG AW MSCI EAFE | 46435G516 |
| IJH | ISHARES CORE S&P MID CAP ETF | 35,261 | $9,981 | 3.0% | $138.34 | — | CORE S&P MCP ETF | 464287507 |
| SPSM | SPDR PORTFOLIO S&P 600 SMALL CAP ETF | 214,702 | $9,595 | 2.9% | $30.56 | — | PORTFOLIO S&P600 | 78468R853 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 117,453 | $9,544 | 2.9% | $80.88 | — | SHRT TRM CORP BD | 92206C409 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 183,028 | $9,345 | 2.8% | $38.40 | — | FTSE DEV MKT ETF | 921943858 |
| JPIB | JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF | 179,496 | $9,089 | 2.7% | $49.95 | — | INTL BD OPP ETF | 46641Q852 |
| JNK | SPDR BLOOMBERG HIGH YIELD BOND ETF | 83,589 | $9,075 | 2.7% | $108.94 | — | BLOOMBERG HIGH Y | 78468R622 |
| SPIB | SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 245,192 | $8,863 | 2.7% | $34.77 | — | PORTFOLIO INTRMD | 78464A375 |
| TIP | ISHARES TIPS BOND ETF | 65,162 | $8,418 | 2.5% | $127.73 | — | TIPS BD ETF | 464287176 |
| FLOT | ISHARES FLOATING RATE BOND ETF | 154,502 | $7,837 | 2.4% | $50.83 | — | FLTG RATE NT ETF | 46429B655 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 96,931 | $7,834 | 2.4% | $80.92 | — | SHORT TRM BOND | 921937827 |
| BBHY | JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF | 147,644 | $7,643 | 2.3% | $50.65 | — | HIGH YLD RESRCH | 46641Q878 |
| CWB | SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF | 88,153 | $7,313 | 2.2% | $45.54 | — | BLOOMBERG CONV | 78464A359 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 159,097 | $6,273 | 1.9% | $39.24 | — | PFD AND INCM SEC | 464288687 |
| SPY | SPDR S&P 500 ETF | 13,163 | $6,252 | 1.9% | $184.76 | — | TR UNIT | 78462F103 |
| JPST | JPMORGAN ULTRA-SHORT INCOME ETF | 119,515 | $6,033 | 1.8% | $50.41 | — | ULTRA SHRT INC | 46641Q837 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 47,216 | $5,406 | 1.6% | $84.87 | — | CORE S&P SCP ETF | 464287804 |
| SRLN | SPDR BLACKSTONE SENIOR LOAN ETF | 115,656 | $5,277 | 1.6% | $46.26 | — | BLACKSTONE SENR | 78467V608 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 29,194 | $5,076 | 1.5% | $42.89 | — | TECHNOLOGY | 81369Y803 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 37,431 | $4,960 | 1.5% | $121.37 | — | IBOXX INV CP ETF | 464287242 |
| AAPL | APPLE INC | 26,450 | $4,696 | 1.4% | $86.92 | +78.0% | COM | 037833100 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 108,557 | $4,658 | 1.4% | $43.28 | — | ICE PFD SEC ETF | 78464A292 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 110,831 | $4,598 | 1.4% | $38.03 | — | PORTFOLIO EMG MK | 78463X509 |
| USRT | ISHARES CORE U.S. REIT ETF | 42,447 | $2,869 | 0.9% | $49.29 | — | CRE U S REIT ETF | 464288521 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 13,180 | $2,694 | 0.8% | $65.10 | — | SBI CONS DISCR | 81369Y407 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 18,919 | $2,665 | 0.8% | $63.90 | — | SBI HEALTHCARE | 81369Y209 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 6,212 | $2,257 | 0.7% | $186.37 | — | UT SER 1 | 78467X109 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 40,922 | $2,024 | 0.6% | $40.00 | — | FTSE EMR MKT ETF | 922042858 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 50,881 | $1,986 | 0.6% | $23.12 | — | FINANCIAL | 81369Y605 |
| WMT | WALMART INC COM | 13,407 | $1,939 | 0.6% | $21.19 | +113.2% | COM | 931142103 |
| JPM | JPMORGAN CHASE & CO COM | 12,247 | $1,939 | 0.6% | $68.25 | +116.6% | COM | 46625H100 |
| EFA | ISHARES MSCI EAFE ETF | 22,563 | $1,775 | 0.5% | $60.55 | — | MSCI EAFE ETF | 464287465 |
| VNQ | VANGUARD REIT INDEX ETF | 15,046 | $1,745 | 0.5% | $83.53 | — | REAL ESTATE ETF | 922908553 |
| CSCO | CISCO SYS INC | 26,985 | $1,710 | 0.5% | $29.87 | +69.0% | COM | 17275R102 |
| PG | PROCTER AND GAMBLE CO COM | 10,152 | $1,660 | 0.5% | $59.92 | +123.9% | COM | 742718109 |
| MCD | MCDONALDS CORP COM | 5,960 | $1,597 | 0.5% | $102.47 | +124.1% | COM | 580135101 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 14,214 | $1,504 | 0.5% | $47.25 | — | SBI INT-INDS | 81369Y704 |
| MRK | MERCK & CO INC | 19,235 | $1,474 | 0.4% | $48.89 | +42.9% | COM | 58933Y105 |
| NEAR | BLACKROCK SHORT MATURITY BOND ETF | 27,935 | $1,395 | 0.4% | $50.16 | — | BLACKROCK ST MAT | 46431W507 |
| MSFT | MICROSOFT | 4,003 | $1,346 | 0.4% | $95.47 | +228.3% | COM | 594918104 |
| — | PROSPECT CAP CORP 6.375 03/01/2025 | 1,220,000 | $1,337 | 0.4% | $1.10 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| AVGO | BROADCOM INC COM | 1,870 | $1,244 | 0.4% | $18.59 | +178.5% | COM | 11135F101 |
| JNJ | JOHNSON & JOHNSON COM | 6,978 | $1,193 | 0.4% | $72.70 | +99.6% | COM | 478160104 |
| KO | COCA COLA CO COM | 20,059 | $1,187 | 0.4% | $30.50 | +61.2% | COM | 191216100 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 15,362 | $1,184 | 0.4% | $42.19 | — | SBI CONS STPLS | 81369Y308 |
| PLD | PROLOGIS INC. COM | 6,979 | $1,175 | 0.4% | $63.35 | +108.3% | COM | 74340W103 |
| NKE | NIKE INC CLASS B | 6,820 | $1,136 | 0.3% | $49.94 | +209.5% | CL B | 654106103 |
| INTC | INTEL CORP COM | 21,969 | $1,131 | 0.3% | $26.98 | +75.3% | COM | 458140100 |
| HD | HOME DEPOT | 2,564 | $1,064 | 0.3% | $137.39 | +149.8% | COM | 437076102 |
| IWM | ISHARES RUSSELL 2000 ETF | 4,590 | $1,021 | 0.3% | $104.86 | — | RUSSELL 2000 ETF | 464287655 |
| PFE | PFIZER INC COM | 17,010 | $1,004 | 0.3% | $21.76 | +84.9% | COM | 717081103 |
| V | VISA INC | 4,346 | $941 | 0.3% | $97.70 | +113.0% | COM CL A | 92826C839 |
| LOW | LOWES COS INC COM | 3,625 | $937 | 0.3% | $184.17 | +19.4% | COM | 548661107 |
| CVX | CHEVRON CORP NEW COM | 7,815 | $917 | 0.3% | $73.58 | +30.6% | COM | 166764100 |
| XLE | ENERGY SELECT SECTOR SPDR | 15,897 | $882 | 0.3% | $67.09 | — | ENERGY | 81369Y506 |
| VTV | VANGUARD VALUE ETF | 5,907 | $869 | 0.3% | $90.68 | — | VALUE ETF | 922908744 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 7,887 | $843 | 0.3% | $67.56 | — | CORE S&P TTL STK | 464287150 |
| AXON | AXON ENTERPRISE INC COM | 5,000 | $785 | 0.2% | $74.86 | +124.3% | COM | 05464C101 |
| — | TEMPLETON GLOBAL INCOME FD INC | 149,016 | $773 | 0.2% | $8.52 | — | COM | 880198106 |
| GD | GENERAL DYNAMICS CORP COM | 3,705 | $772 | 0.2% | $124.38 | +48.9% | COM | 369550108 |
| VUG | VANGUARD GROWTH ETF | 2,308 | $740 | 0.2% | $116.92 | — | GROWTH ETF | 922908736 |
| DIS | DISNEY WALT CO COM | 4,767 | $738 | 0.2% | $104.32 | +51.3% | COM | 254687106 |
| XOM | EXXON MOBIL CORP COM | 11,882 | $727 | 0.2% | $53.73 | +0.3% | COM | 30231G102 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 8,586 | $712 | 0.2% | $58.77 | — | RUS MID CAP ETF | 464287499 |
| MDT | MEDTRONIC PLC SHS | 6,844 | $708 | 0.2% | $77.54 | +31.6% | SHS | G5960L103 |
| MET | METLIFE INC COM | 11,276 | $704 | 0.2% | $36.03 | +53.7% | COM | 59156R108 |
| GS | GOLDMAN SACHS GROUP INC | 1,822 | $697 | 0.2% | $181.33 | +96.6% | COM | 38141G104 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 9,723 | $696 | 0.2% | $41.94 | — | SBI INT-UTILS | 81369Y886 |
| AMZN | AMAZON.COM INC | 204 | $681 | 0.2% | $95.05 | +80.1% | COM | 023135106 |
| ALL | ALLSTATE CORP | 5,691 | $669 | 0.2% | $85.89 | +24.5% | COM | 020002101 |
| LMT | LOCKHEED MARTIN CORP | 1,875 | $666 | 0.2% | $282.53 | +9.4% | COM | 539830109 |
| — | TE CONNECTIVITY LTD | 4,015 | $647 | 0.2% | $135.22 | — | SHS | H84989104 |
| IFF | INTERNATIONAL FLAVORS&FRAGRANC COM | 4,245 | $639 | 0.2% | $126.34 | +2.6% | COM | 459506101 |
| XLB | MATERIALS SELECT SECTOR SPDR | 6,679 | $605 | 0.2% | $42.37 | — | SBI MATERIALS | 81369Y100 |
| JMST | JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 11,503 | $587 | 0.2% | $50.54 | — | ULTRA SHT MUNCPL | 46641Q654 |
| MEAR | BLACKROCK SHORT MATURITY MUNICIPAL BOND ETF | 11,342 | $568 | 0.2% | $50.00 | — | BLACKROCK SHORT | 46431W838 |
| CAT | CATERPILLAR INC COM | 2,620 | $541 | 0.2% | $114.00 | +63.8% | COM | 149123101 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 10,908 | $532 | 0.2% | $39.94 | — | MSCI EMG MKT ETF | 464287234 |
| HON | HONEYWELL INTL INC | 2,529 | $527 | 0.2% | $140.89 | +31.4% | COM | 438516106 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 27,940 | $515 | 0.2% | $17.01 | — | COM | 00764C109 |
| META | META PLATFORMS INC CL A | 1,285 | $436 | 0.1% | $209.20 | +57.6% | CL A | 30303M102 |
| IXN | ISHARES GLOBAL TECH ETF | 6,300 | $405 | 0.1% | $75.56 | — | GLOBAL TECH ETF | 464287291 |
| TSLA | TESLA MOTORS INC | 375 | $396 | 0.1% | $118.07 | +184.1% | COM | 88160R101 |
| FE | FIRSTENERGY CORP | 9,215 | $383 | 0.1% | $27.98 | +16.5% | COM | 337932107 |
| VZ | VERIZON COMMUNICATIONS | 6,965 | $361 | 0.1% | $33.17 | +21.8% | COM | 92343V104 |
| — | GABELLI CONV & INCOME SECS FD INC | 52,596 | $361 | 0.1% | $6.18 | — | COM | 36240B109 |
| MMM | 3M CO COM | 1,970 | $349 | 0.1% | $94.05 | +35.3% | COM | 88579Y101 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 6,664 | $347 | 0.1% | $52.32 | — | COM | 931427108 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 4,560 | $346 | 0.1% | $68.31 | — | COHEN STEER REIT | 464287564 |
| T | AT&T INC COM | 13,874 | $341 | 0.1% | $13.05 | +12.4% | COM | 00206R102 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 3,724 | $324 | 0.1% | $91.22 | — | IBOXX HI YD ETF | 464288513 |
| STIP | ISHARES 0-5 YEAR TIPS BOND ETF | 3,025 | $320 | 0.1% | $104.38 | — | 0-5 YR TIPS ETF | 46429B747 |
| CL | COLGATE PALMOLIVE CO COM | 3,700 | $315 | 0.1% | $46.22 | +53.4% | COM | 194162103 |
| SUSC | ISHARES ESG AWARE USD CORPORATE BOND ETF | 11,422 | $311 | 0.1% | $26.91 | — | ESG AWRE USD ETF | 46435G193 |
| AXP | AMERICAN EXPRESS CO COM | 1,899 | $310 | 0.1% | $93.98 | +72.2% | COM | 025816109 |
| ORCL | ORACLE CORPORATION | 3,412 | $297 | 0.1% | $55.51 | +60.1% | COM | 68389X105 |
| WFC | WELLS FARGO CO NEW COM | 6,130 | $294 | 0.1% | $23.04 | +92.8% | COM | 949746101 |
| QQQ | POWERSHARES QQQ TR | 728 | $289 | 0.1% | $232.68 | — | UNIT SER 1 | 46090E103 |
| UNP | UNION PAC CORP COM | 1,136 | $286 | 0.1% | $147.74 | +45.5% | COM | 907818108 |
| IBM | INTL BUSINESS MACHINES | 1,927 | $257 | 0.1% | $100.85 | +5.6% | COM | 459200101 |
| VIG | VANGUARD DIVIDEND APPRECIATION ETF | 1,433 | $246 | 0.1% | $140.78 | — | DIV APP ETF | 921908844 |
| — | ISHARES IBONDS DEC 2022 TERM CORPORATE ETF | 9,770 | $245 | 0.1% | $25.43 | — | IBONDS DEC22 ETF | 46434VBA7 |
| ELV | ANTHEM INC COM | 502 | $233 | 0.1% | $286.17 | +38.8% | COM | 036752103 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 867 | $229 | 0.1% | $211.12 | — | RUS 1000 ETF | 464287622 |
| IWP | ISHARES RUSSELL MIDCAP GROWTH ETF | 1,982 | $228 | 0.1% | $102.26 | — | RUS MD CP GR ETF | 464287481 |
| ABBV | ABBVIE INC COM | 1,673 | $226 | 0.1% | $101.71 | 0.0% | COM | 00287Y109 |
| TRV | TRAVELERS COMPANIES INC COM | 1,413 | $221 | 0.1% | $141.77 | +1.5% | COM | 89417E109 |
| ABT | ABBOTT LABS COM | 1,550 | $218 | 0.1% | $118.69 | 0.0% | COM | 002824100 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 2,344 | $217 | 0.1% | $87.59 | — | INT-TERM CORP | 92206C870 |
| — | ISHARES IBONDS DEC 2023 TERM CORPORATE ETF | 8,440 | $216 | 0.1% | $25.95 | — | IBONDS DEC23 ETF | 46434VAX8 |
| XEL | XCEL ENERGY INC COM | 3,133 | $212 | 0.1% | $56.85 | 0.0% | COM | 98389B100 |
| FERG1GBX | FERGUSON PLC NEW SHS | 1,134 | $203 | 0.1% | $179.01 | — | SHS | G3421J106 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 14,670 | $105 | 0.0% | $9.22 | — | COM | 95766J102 |