Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q4 2021 (← Previous) (Next →)
Filing Date: Feb 7, 2022
Total Value: $332M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPYM | SPDR PORTFOLIO S&P 500 ETF | 425,381 | $23.75M | 7.2% | $55.83 | $35.59 | +56.9% | PORTFOLIO S&P500 | 78464A854 |
| IVV | ISHARES S&P 500 INDEX | 43,619 | $20.8M | 6.3% | $476.97 | $221.12 | +115.7% | CORE S&P500 ETF | 464287200 |
| SPYV | SPDR PORTFOLIO S&P 500 VALUE ETF | 450,302 | $18.91M | 5.7% | $42.00 | $32.73 | +28.3% | PRTFLO S&P500 VL | 78464A508 |
| SPMD | SPDR PORTFOLIO S&P 400 MID CAP ETF | 253,207 | $12.59M | 3.8% | $49.74 | $34.44 | +44.4% | PORTFOLIO S&P400 | 78464A847 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 397,046 | $12.3M | 3.7% | $30.97 | $30.68 | +1.0% | PORTFOLIO SHORT | 78464A474 |
| ESGD | ISHARES MSCI EAFE ESG SELECT ETF | 126,320 | $10.04M | 3.0% | $79.46 | $68.57 | +15.9% | ESG AW MSCI EAFE | 46435G516 |
| IJH | ISHARES CORE S&P MID CAP ETF | 35,261 | $9.981M | 3.0% | $283.06 * | $27.43 | +106.4% | CORE S&P MCP ETF | 464287507 |
| SPSM | SPDR PORTFOLIO S&P 600 SMALL CAP ETF | 214,702 | $9.595M | 2.9% | $44.69 | $30.93 | +44.5% | PORTFOLIO S&P600 | 78468R853 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 117,453 | $9.544M | 2.9% | $81.26 | $80.73 | +0.7% | SHRT TRM CORP BD | 92206C409 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 183,028 | $9.345M | 2.8% | $51.06 | $37.92 | +34.7% | FTSE DEV MKT ETF | 921943858 |
| JPIB | JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF | 179,496 | $9.089M | 2.7% | $50.64 | $49.76 | +1.8% | INTL BD OPP ETF | 46641Q852 |
| JNK | SPDR BLOOMBERG HIGH YIELD BOND ETF | 83,589 | $9.075M | 2.7% | $108.57 | $107.89 | +0.6% | BLOOMBERG HIGH Y | 78468R622 |
| SPIB | SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 245,192 | $8.863M | 2.7% | $36.15 | $34.82 | +3.8% | PORTFOLIO INTRMD | 78464A375 |
| TIP | ISHARES TIPS BOND ETF | 65,162 | $8.418M | 2.5% | $129.19 | $128.94 | +0.2% | TIPS BD ETF | 464287176 |
| FLOT | ISHARES FLOATING RATE BOND ETF | 154,502 | $7.837M | 2.4% | $50.72 | $50.78 | -0.1% | FLTG RATE NT ETF | 46429B655 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 96,931 | $7.834M | 2.4% | $80.82 | $81.21 | -0.5% | SHORT TRM BOND | 921937827 |
| BBHY | JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF | 147,644 | $7.643M | 2.3% | $51.77 | $50.75 | +2.0% | HIGH YLD RESRCH | 46641Q878 |
| CWB | SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF | 88,153 | $7.313M | 2.2% | $82.96 | $45.59 | +82.0% | BLOOMBERG CONV | 78464A359 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 159,097 | $6.273M | 1.9% | $39.43 | $39.73 | -0.7% | PFD AND INCM SEC | 464288687 |
| SPY | SPDR S&P 500 ETF | 13,163 | $6.252M | 1.9% | $474.97 | $186.48 | +154.7% | TR UNIT | 78462F103 |
| JPST | JPMORGAN ULTRA-SHORT INCOME ETF | 119,515 | $6.033M | 1.8% | $50.48 | $50.42 | +0.1% | ULTRA SHRT INC | 46641Q837 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 47,216 | $5.406M | 1.6% | $114.50 | $61.82 | +85.2% | CORE S&P SCP ETF | 464287804 |
| SRLN | SPDR BLACKSTONE SENIOR LOAN ETF | 115,656 | $5.277M | 1.6% | $45.63 | $45.96 | -0.7% | BLACKSTONE SENR | 78467V608 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 29,194 | $5.076M | 1.5% | $173.87 * | $21.23 | +309.5% | TECHNOLOGY | 81369Y803 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 37,431 | $4.96M | 1.5% | $132.51 | $123.59 | +7.2% | IBOXX INV CP ETF | 464287242 |
| AAPL | APPLE INC | 26,450 | $4.696M | 1.4% | $177.54 * | $86.92 | +100.1% | COM | 037833100 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 108,557 | $4.658M | 1.4% | $42.91 | $43.25 | -0.8% | ICE PFD SEC ETF | 78464A292 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 110,831 | $4.598M | 1.4% | $41.49 | $38.57 | +7.6% | PORTFOLIO EMG MK | 78463X509 |
| USRT | ISHARES CORE U.S. REIT ETF | 42,447 | $2.869M | 0.9% | $67.59 | $48.73 | +38.7% | CRE U S REIT ETF | 464288521 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 13,180 | $2.694M | 0.8% | $204.40 * | $32.11 | +218.4% | SBI CONS DISCR | 81369Y407 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 18,919 | $2.665M | 0.8% | $140.86 | $63.42 | +122.2% | SBI HEALTHCARE | 81369Y209 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 6,212 | $2.257M | 0.7% | $363.33 | $186.48 | +94.8% | UT SER 1 | 78467X109 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 40,922 | $2.024M | 0.6% | $49.46 | $40.25 | +22.9% | FTSE EMR MKT ETF | 922042858 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 50,881 | $1.986M | 0.6% | $39.03 | $21.00 | +85.9% | FINANCIAL | 81369Y605 |
| WMT | WALMART INC COM | 13,407 | $1.939M | 0.6% | $144.63 * | $21.19 | +116.0% | COM | 931142103 |
| JPM | JPMORGAN CHASE & CO COM | 12,247 | $1.939M | 0.6% | $158.32 * | $68.25 | +108.9% | COM | 46625H100 |
| EFA | ISHARES MSCI EAFE ETF | 22,563 | $1.775M | 0.5% | $78.67 | $62.83 | +25.2% | MSCI EAFE ETF | 464287465 |
| VNQ | VANGUARD REIT INDEX ETF | 15,046 | $1.745M | 0.5% | $115.98 | $83.60 | +38.8% | REAL ESTATE ETF | 922908553 |
| CSCO | CISCO SYS INC | 26,985 | $1.71M | 0.5% | $63.37 * | $29.87 | +87.4% | COM | 17275R102 |
| PG | PROCTER AND GAMBLE CO COM | 10,152 | $1.66M | 0.5% | $163.51 * | $59.92 | +147.0% | COM | 742718109 |
| MCD | MCDONALDS CORP COM | 5,960 | $1.597M | 0.5% | $267.95 * | $102.47 | +138.7% | COM | 580135101 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 14,214 | $1.504M | 0.5% | $105.81 | $46.90 | +125.6% | SBI INT-INDS | 81369Y704 |
| MRK | MERCK & CO INC | 19,235 | $1.474M | 0.4% | $76.63 * | $48.89 | +38.6% | COM | 58933Y105 |
| NEAR | BLACKROCK SHORT MATURITY BOND ETF | 27,935 | $1.395M | 0.4% | $49.94 | $50.19 | -0.5% | BLACKROCK ST MAT | 46431W507 |
| MSFT | MICROSOFT | 4,003 | $1.346M | 0.4% | $336.25 * | $95.47 | +240.8% | COM | 594918104 |
| — | PROSPECT CAP CORP 6.375 03/01/2025 | 1,220,000 | $1.337M | 0.4% | $1.10 | $1.10 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| AVGO | BROADCOM INC COM | 1,870 | $1.244M | 0.4% | $665.24 * | $18.59 | +231.5% | COM | 11135F101 |
| JNJ | JOHNSON & JOHNSON COM | 6,978 | $1.193M | 0.4% | $170.97 * | $72.70 | +109.3% | COM | 478160104 |
| KO | COCA COLA CO COM | 20,059 | $1.187M | 0.4% | $59.18 * | $30.50 | +72.3% | COM | 191216100 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 15,362 | $1.184M | 0.4% | $77.07 | $42.81 | +80.1% | SBI CONS STPLS | 81369Y308 |
| PLD | PROLOGIS INC. COM | 6,979 | $1.175M | 0.4% | $168.36 * | $63.35 | +135.7% | COM | 74340W103 |
| NKE | NIKE INC CLASS B | 6,820 | $1.136M | 0.3% | $166.57 * | $49.94 | +213.1% | CL B | 654106103 |
| INTC | INTEL CORP COM | 21,969 | $1.131M | 0.3% | $51.48 * | $26.98 | +77.0% | COM | 458140100 |
| HD | HOME DEPOT | 2,564 | $1.064M | 0.3% | $414.98 * | $137.39 | +173.0% | COM | 437076102 |
| IWM | ISHARES RUSSELL 2000 ETF | 4,590 | $1.021M | 0.3% | $222.44 | $108.93 | +104.2% | RUSSELL 2000 ETF | 464287655 |
| PFE | PFIZER INC COM | 17,010 | $1.004M | 0.3% | $59.02 * | $21.76 | +121.0% | COM | 717081103 |
| V | VISA INC | 4,346 | $941K | 0.3% | $216.52 * | $97.70 | +115.2% | COM CL A | 92826C839 |
| LOW | LOWES COS INC COM | 3,625 | $937K | 0.3% | $258.48 * | $184.17 | +29.8% | COM | 548661107 |
| CVX | CHEVRON CORP NEW COM | 7,815 | $917K | 0.3% | $117.34 * | $73.58 | +35.7% | COM | 166764100 |
| XLE | ENERGY SELECT SECTOR SPDR | 15,897 | $882K | 0.3% | $55.48 * | $34.11 | -18.6% | ENERGY | 81369Y506 |
| VTV | VANGUARD VALUE ETF | 5,907 | $869K | 0.3% | $147.11 | $90.60 | +62.4% | VALUE ETF | 922908744 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 7,887 | $843K | 0.3% | $106.88 | $49.03 | +118.2% | CORE S&P TTL STK | 464287150 |
| AXON | AXON ENTERPRISE INC COM | 5,000 | $785K | 0.2% | $157.00 | $74.86 | +109.7% | COM | 05464C101 |
| — | TEMPLETON GLOBAL INCOME FD INC | 149,016 | $773K | 0.2% | $5.19 | $8.52 | — | COM | 880198106 |
| GD | GENERAL DYNAMICS CORP COM | 3,705 | $772K | 0.2% | $208.37 * | $124.38 | +53.8% | COM | 369550108 |
| VUG | VANGUARD GROWTH ETF | 2,308 | $740K | 0.2% | $320.62 * | $19.25 | +177.8% | GROWTH ETF | 922908736 |
| DIS | DISNEY WALT CO COM | 4,767 | $738K | 0.2% | $154.81 * | $104.32 | +45.1% | COM | 254687106 |
| XOM | EXXON MOBIL CORP COM | 11,882 | $727K | 0.2% | $61.18 * | $53.73 | -1.2% | COM | 30231G102 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 8,586 | $712K | 0.2% | $82.93 | $49.61 | +67.3% | RUS MID CAP ETF | 464287499 |
| MDT | MEDTRONIC PLC SHS | 6,844 | $708K | 0.2% | $103.45 * | $77.54 | +18.2% | SHS | G5960L103 |
| MET | METLIFE INC COM | 11,276 | $704K | 0.2% | $62.43 * | $36.03 | +53.5% | COM | 59156R108 |
| GS | GOLDMAN SACHS GROUP INC | 1,822 | $697K | 0.2% | $382.55 * | $181.33 | +90.6% | COM | 38141G104 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 9,723 | $696K | 0.2% | $71.58 * | $21.57 | +65.9% | SBI INT-UTILS | 81369Y886 |
| AMZN | AMAZON.COM INC | 204 | $681K | 0.2% | $3338.24 * | $95.05 | +75.4% | COM | 023135106 |
| ALL | ALLSTATE CORP | 5,691 | $669K | 0.2% | $117.55 * | $85.89 | +24.3% | COM | 020002101 |
| LMT | LOCKHEED MARTIN CORP | 1,875 | $666K | 0.2% | $355.20 * | $282.53 | +13.0% | COM | 539830109 |
| — | TE CONNECTIVITY LTD | 4,015 | $647K | 0.2% | $161.15 | $135.22 | — | SHS | H84989104 |
| IFF | INTERNATIONAL FLAVORS&FRAGRANC COM | 4,245 | $639K | 0.2% | $150.53 * | $126.34 | +6.7% | COM | 459506101 |
| XLB | MATERIALS SELECT SECTOR SPDR | 6,679 | $605K | 0.2% | $90.58 * | $21.59 | +109.8% | SBI MATERIALS | 81369Y100 |
| JMST | JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 11,503 | $587K | 0.2% | $51.03 | $50.63 | +0.8% | ULTRA SHT MUNCPL | 46641Q654 |
| MEAR | BLACKROCK SHORT MATURITY MUNICIPAL BOND ETF | 11,342 | $568K | 0.2% | $50.08 | $50.09 | +0.0% | BLACKROCK SHORT | 46431W838 |
| CAT | CATERPILLAR INC COM | 2,620 | $541K | 0.2% | $206.49 * | $114.00 | +68.3% | COM | 149123101 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 10,908 | $532K | 0.2% | $48.77 | $41.85 | +16.7% | MSCI EMG MKT ETF | 464287234 |
| HON | HONEYWELL INTL INC | 2,529 | $527K | 0.2% | $208.38 * | $140.89 | +28.1% | COM | 438516106 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 27,940 | $515K | 0.2% | $18.43 | $17.01 | — | COM | 00764C109 |
| META | META PLATFORMS INC CL A | 1,285 | $436K | 0.1% | $339.30 | $209.20 | +59.7% | CL A | 30303M102 |
| IXN | ISHARES GLOBAL TECH ETF | 6,300 | $405K | 0.1% | $64.29 | $53.19 | +21.1% | GLOBAL TECH ETF | 464287291 |
| TSLA | TESLA MOTORS INC | 375 | $396K | 0.1% | $1056.00 * | $118.07 | +198.4% | COM | 88160R101 |
| FE | FIRSTENERGY CORP | 9,215 | $383K | 0.1% | $41.56 * | $27.98 | +26.2% | COM | 337932107 |
| VZ | VERIZON COMMUNICATIONS | 6,965 | $361K | 0.1% | $51.83 * | $33.17 | +21.4% | COM | 92343V104 |
| — | GABELLI CONV & INCOME SECS FD INC | 52,596 | $361K | 0.1% | $6.86 | $6.18 | — | COM | 36240B109 |
| MMM | 3M CO COM | 1,970 | $349K | 0.1% | $177.16 * | $94.05 | +35.5% | COM | 88579Y101 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 6,664 | $347K | 0.1% | $52.07 | $52.32 | — | COM | 931427108 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 4,560 | $346K | 0.1% | $75.88 | $47.27 | +60.9% | COHEN STEER REIT | 464287564 |
| T | AT&T INC COM | 13,874 | $341K | 0.1% | $24.58 * | $13.05 | +11.9% | COM | 00206R102 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 3,724 | $324K | 0.1% | $87.00 | $93.63 | -7.1% | IBOXX HI YD ETF | 464288513 |
| STIP | ISHARES 0-5 YEAR TIPS BOND ETF | 3,025 | $320K | 0.1% | $105.79 | $104.10 | +1.7% | 0-5 YR TIPS ETF | 46429B747 |
| CL | COLGATE PALMOLIVE CO COM | 3,700 | $315K | 0.1% | $85.14 * | $46.22 | +67.9% | COM | 194162103 |
| SUSC | ISHARES ESG AWARE USD CORPORATE BOND ETF | 11,422 | $311K | 0.1% | $27.23 | $26.60 | +2.6% | ESG AWRE USD ETF | 46435G193 |
| AXP | AMERICAN EXPRESS CO COM | 1,899 | $310K | 0.1% | $163.24 * | $93.98 | +65.2% | COM | 025816109 |
| ORCL | ORACLE CORPORATION | 3,412 | $297K | 0.1% | $87.05 * | $55.51 | +48.8% | COM | 68389X105 |
| WFC | WELLS FARGO CO NEW COM | 6,130 | $294K | 0.1% | $47.96 * | $23.04 | +88.2% | COM | 949746101 |
| QQQ | POWERSHARES QQQ TR | 728 | $289K | 0.1% | $396.98 | $240.31 | +65.6% | UNIT SER 1 | 46090E103 |
| UNP | UNION PAC CORP COM | 1,136 | $286K | 0.1% | $251.76 * | $147.74 | +55.4% | COM | 907818108 |
| IBM | INTL BUSINESS MACHINES | 1,927 | $257K | 0.1% | $133.37 * | $100.85 | +13.2% | COM | 459200101 |
| VIG | VANGUARD DIVIDEND APPRECIATION ETF | 1,433 | $246K | 0.1% | $171.67 | $135.52 | +26.7% | DIV APP ETF | 921908844 |
| — | ISHARES IBONDS DEC 2022 TERM CORPORATE ETF | 9,770 | $245K | 0.1% | $25.08 | $25.43 | — | IBONDS DEC22 ETF | 46434VBA7 |
| ELV | ANTHEM INC COM | 502 | $233K | 0.1% | $464.14 * | $286.17 | +53.2% | COM | 036752103 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 867 | $229K | 0.1% | $264.13 | $199.59 | +32.5% | RUS 1000 ETF | 464287622 |
| IWP | ISHARES RUSSELL MIDCAP GROWTH ETF | 1,982 | $228K | 0.1% | $115.04 | $95.16 | +21.1% | RUS MD CP GR ETF | 464287481 |
| ABBV | ABBVIE INC COM | 1,673 | $226K | 0.1% | $135.09 * | $101.71 | +14.8% | COM | 00287Y109 |
| TRV | TRAVELERS COMPANIES INC COM | 1,413 | $221K | 0.1% | $156.40 * | $141.77 | +2.1% | COM | 89417E109 |
| ABT | ABBOTT LABS COM | 1,550 | $218K | 0.1% | $140.65 * | $118.69 | +10.0% | COM | 002824100 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 2,344 | $217K | 0.1% | $92.58 | $87.82 | +5.6% | INT-TERM CORP | 92206C870 |
| — | ISHARES IBONDS DEC 2023 TERM CORPORATE ETF | 8,440 | $216K | 0.1% | $25.59 | $25.95 | — | IBONDS DEC23 ETF | 46434VAX8 |
| XEL | XCEL ENERGY INC COM | 3,133 | $212K | 0.1% | $67.67 * | $56.85 | +4.5% | COM | 98389B100 |
| FERG1GBX | FERGUSON PLC NEW SHS | 1,134 | $203K | 0.1% | $179.01 | $179.01 | — | SHS | G3421J106 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 14,670 | $105K | 0.0% | $7.16 | $9.22 | — | COM | 95766J102 |