Location: Phoenix, AZ
CIK: 0001543100 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 12, 2021
Total Value: $312M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPYM | SPDR PORTFOLIO S&P 500 ETF | 427,772 | $21.59M | 6.9% | $50.46 | $35.59 | +41.8% | PORTFOLIO S&P500 | 78464A854 |
| IVV | ISHARES S&P 500 INDEX | 43,623 | $18.79M | 6.0% | $430.80 | $221.12 | +94.8% | CORE S&P500 ETF | 464287200 |
| SPYV | SPDR PORTFOLIO S&P 500 VALUE ETF | 443,252 | $17.29M | 5.5% | $39.00 | $32.61 | +19.6% | PRTFLO S&P500 VL | 78464A508 |
| SPSB | SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | 382,008 | $11.94M | 3.8% | $31.25 | $30.66 | +1.9% | PORTFOLIO SHORT | 78464A474 |
| SPMD | SPDR PORTFOLIO S&P 400 MID CAP ETF | 248,503 | $11.47M | 3.7% | $46.16 | $34.17 | +35.1% | PORTFOLIO S&P400 | 78464A847 |
| JNK | SPDR BLOOMBERG HIGH YIELD BOND ETF | 86,632 | $9.474M | 3.0% | $109.36 | $107.89 | +1.4% | BLOOMBERG BRCLYS | 78468R622 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 112,946 | $9.307M | 3.0% | $82.40 | $80.69 | +2.1% | SHRT TRM CORP BD | 92206C409 |
| JPIB | JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF | 181,080 | $9.303M | 3.0% | $51.38 | $49.76 | +3.2% | INTL BD OPP ETF | 46641Q852 |
| ESGD | ISHARES MSCI EAFE ESG SELECT ETF | 118,275 | $9.27M | 3.0% | $78.38 | $67.82 | +15.6% | ESG AW MSCI EAFE | 46435G516 |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | 181,820 | $9.18M | 2.9% | $50.49 | $37.92 | +33.2% | FTSE DEV MKT ETF | 921943858 |
| IJH | ISHARES CORE S&P MID CAP ETF | 34,293 | $9.021M | 2.9% | $263.06 * | $26.63 | +97.6% | CORE S&P MCP ETF | 464287507 |
| SPIB | SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 239,726 | $8.754M | 2.8% | $36.52 | $34.78 | +5.0% | PORTFOLIO INTRMD | 78464A375 |
| SPSM | SPDR PORTFOLIO S&P 600 SMALL CAP ETF | 204,947 | $8.73M | 2.8% | $42.60 | $30.28 | +40.7% | PORTFOLIO S&P600 | 78468R853 |
| TIP | ISHARES TIPS BOND ETF | 63,366 | $8.091M | 2.6% | $127.69 | $128.94 | -1.0% | TIPS BD ETF | 464287176 |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | 94,568 | $7.748M | 2.5% | $81.93 | $81.21 | +0.9% | SHORT TRM BOND | 921937827 |
| CWB | SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF | 89,354 | $7.626M | 2.4% | $85.35 | $45.59 | +87.2% | BLMBRG BRC CNVRT | 78464A359 |
| FLOT | ISHARES FLOATING RATE BOND ETF | 147,616 | $7.504M | 2.4% | $50.83 | $50.78 | +0.1% | FLTG RATE NT ETF | 46429B655 |
| BBHY | JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF | 142,310 | $7.41M | 2.4% | $52.07 | $50.71 | +2.7% | HIGH YLD RESRCH | 46641Q878 |
| PFF | ISHARES S&P U.S. PREFERRED STOCK ETF | 165,684 | $6.43M | 2.1% | $38.81 | $39.73 | -2.3% | PFD AND INCM SEC | 464288687 |
| SPY | SPDR S&P 500 ETF | 13,571 | $5.823M | 1.9% | $429.08 | $186.48 | +130.1% | TR UNIT | 78462F103 |
| JPST | JPMORGAN ULTRA-SHORT INCOME ETF | 112,922 | $5.727M | 1.8% | $50.72 | $50.41 | +0.6% | ULTRA SHRT INC | 46641Q837 |
| SRLN | SPDR BLACKSTONE SENIOR LOAN ETF | 116,587 | $5.365M | 1.7% | $46.02 | $45.96 | +0.1% | BLACKSTONE SENR | 78467V608 |
| IJR | ISHARES S&P SMALLCAP 600 ETF | 47,449 | $5.18M | 1.7% | $109.17 | $61.82 | +76.6% | CORE S&P SCP ETF | 464287804 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 36,961 | $4.917M | 1.6% | $133.03 | $123.47 | +7.7% | IBOXX INV CP ETF | 464287242 |
| PSK | SPDR SER TR WELLS FARGO PFD STOCK ETF | 108,094 | $4.697M | 1.5% | $43.45 | $43.25 | +0.5% | ICE PFD SEC ETF | 78464A292 |
| SPEM | SPDR PORTFOLIO EMERGING MARKETS ETF | 102,933 | $4.377M | 1.4% | $42.52 | $38.25 | +11.2% | PORTFOLIO EMG MK | 78463X509 |
| XLK | TECHNOLOGY SELECT SECTOR SPDR | 27,957 | $4.174M | 1.3% | $149.30 * | $18.52 | +303.0% | TECHNOLOGY | 81369Y803 |
| AAPL | APPLE INC | 26,309 | $3.722M | 1.2% | $141.47 * | $86.92 | +59.2% | COM | 037833100 |
| USRT | ISHARES CORE U.S. REIT ETF | 40,758 | $2.39M | 0.8% | $58.64 | $48.12 | +21.9% | CRE U S REIT ETF | 464288521 |
| XLY | CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 12,935 | $2.321M | 0.7% | $179.44 * | $30.83 | +191.0% | SBI CONS DISCR | 81369Y407 |
| XLV | HEALTH CARE SELECT SECTOR SPDR | 17,976 | $2.288M | 0.7% | $127.28 | $59.78 | +112.9% | SBI HEALTHCARE | 81369Y209 |
| DIA | SPDR DOW JONES INDUSTRIAL ETF | 6,670 | $2.256M | 0.7% | $338.23 | $186.48 | +81.4% | UT SER 1 | 78467X109 |
| VWO | VANGUARD FTSE EMERGING MARKETS ETF | 41,152 | $2.058M | 0.7% | $50.01 | $40.25 | +24.3% | FTSE EMR MKT ETF | 922042858 |
| JPM | JPMORGAN CHASE & CO COM | 12,238 | $2.003M | 0.6% | $163.67 * | $68.25 | +114.7% | COM | 46625H100 |
| WMT | WALMART INC COM | 13,416 | $1.869M | 0.6% | $139.31 * | $21.19 | +107.2% | COM | 931142103 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 48,499 | $1.82M | 0.6% | $37.53 | $20.10 | +86.7% | FINANCIAL | 81369Y605 |
| EFA | ISHARES MSCI EAFE ETF | 21,433 | $1.672M | 0.5% | $78.01 | $61.97 | +25.9% | MSCI EAFE ETF | 464287465 |
| VNQ | VANGUARD REIT INDEX ETF | 15,308 | $1.558M | 0.5% | $101.78 | $83.60 | +21.8% | REAL ESTATE ETF | 922908553 |
| CSCO | CISCO SYS INC | 27,222 | $1.481M | 0.5% | $54.40 * | $29.87 | +59.9% | COM | 17275R102 |
| MCD | MCDONALDS CORP COM | 5,931 | $1.43M | 0.5% | $241.11 * | $102.47 | +113.5% | COM | 580135101 |
| PG | PROCTER AND GAMBLE CO COM | 10,124 | $1.415M | 0.5% | $139.77 * | $59.92 | +109.8% | COM | 742718109 |
| MRK | MERCK & CO INC | 18,822 | $1.413M | 0.5% | $75.07 * | $48.43 | +35.8% | COM | 58933Y105 |
| XLI | INDUSTRIAL SELECT SECTOR SPDR | 13,766 | $1.346M | 0.4% | $97.78 | $45.05 | +117.2% | SBI INT-INDS | 81369Y704 |
| NEAR | BLACKROCK SHORT MATURITY BOND ETF | 26,276 | $1.317M | 0.4% | $50.12 | $50.20 | -0.1% | BLACKROCK ST MAT | 46431W507 |
| MSFT | MICROSOFT | 3,995 | $1.126M | 0.4% | $281.85 * | $95.47 | +185.2% | COM | 594918104 |
| JNJ | JOHNSON & JOHNSON COM | 6,954 | $1.123M | 0.4% | $161.49 * | $72.70 | +96.3% | COM | 478160104 |
| INTC | INTEL CORP COM | 21,004 | $1.119M | 0.4% | $53.28 * | $26.05 | +88.4% | COM | 458140100 |
| KO | COCA COLA CO COM | 19,815 | $1.039M | 0.3% | $52.44 * | $30.27 | +52.6% | COM | 191216100 |
| XLP | CONSUMER STAPLES SELECT SECTOR SPDR | 14,849 | $1.022M | 0.3% | $68.83 | $41.79 | +64.7% | SBI CONS STPLS | 81369Y308 |
| V | VISA INC | 4,532 | $1.009M | 0.3% | $222.64 * | $97.70 | +120.8% | COM CL A | 92826C839 |
| — | TEMPLETON GLOBAL INCOME FD INC | 187,369 | $1.008M | 0.3% | $5.38 | $8.52 | — | COM | 880198106 |
| IWM | ISHARES RUSSELL 2000 ETF | 4,599 | $1.006M | 0.3% | $218.74 | $108.93 | +100.8% | RUSSELL 2000 ETF | 464287655 |
| NKE | NIKE INC CLASS B | 6,903 | $1.002M | 0.3% | $145.15 * | $49.94 | +172.3% | CL B | 654106103 |
| AVGO | BROADCOM INC COM | 1,875 | $909K | 0.3% | $484.80 * | $18.59 | +140.0% | COM | 11135F101 |
| PLD | PROLOGIS INC. COM | 7,019 | $880K | 0.3% | $125.37 * | $63.35 | +74.9% | COM | 74340W103 |
| AXON | AXON ENTERPRISE INC COM | 5,000 | $875K | 0.3% | $175.00 | $74.86 | +133.8% | COM | 05464C101 |
| MDT | MEDTRONIC PLC SHS | 6,862 | $860K | 0.3% | $125.33 * | $77.54 | +42.3% | SHS | G5960L103 |
| HD | HOME DEPOT | 2,613 | $858K | 0.3% | $328.36 * | $137.39 | +115.1% | COM | 437076102 |
| DIS | DISNEY WALT CO COM | 4,724 | $799K | 0.3% | $169.14 * | $104.32 | +58.4% | COM | 254687106 |
| VTV | VANGUARD VALUE ETF | 5,900 | $798K | 0.3% | $135.25 | $90.60 | +49.4% | VALUE ETF | 922908744 |
| XLE | ENERGY SELECT SECTOR SPDR | 15,169 | $790K | 0.3% | $52.08 * | $34.39 | -24.3% | ENERGY | 81369Y506 |
| CVX | CHEVRON CORP NEW COM | 7,674 | $778K | 0.2% | $101.38 * | $73.17 | +16.6% | COM | 166764100 |
| ITOT | ISHARES TR S&P 1500 INDEX FD | 7,882 | $775K | 0.2% | $98.33 | $49.03 | +100.6% | CORE S&P TTL STK | 464287150 |
| MEAR | BLACKROCK SHORT MATURITY MUNICIPAL BOND ETF | 15,344 | $769K | 0.2% | $50.12 | $50.09 | +0.2% | BLACKROCK SHORT | 46431W838 |
| JMST | JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 14,236 | $727K | 0.2% | $51.07 | $50.63 | +0.9% | ULTRA SHT MUNCPL | 46641Q654 |
| GD | GENERAL DYNAMICS CORP COM | 3,702 | $725K | 0.2% | $195.84 * | $124.38 | +43.8% | COM | 369550108 |
| PFE | PFIZER INC COM | 16,857 | $725K | 0.2% | $43.01 * | $21.76 | +59.5% | COM | 717081103 |
| LOW | LOWES COS INC COM | 3,565 | $723K | 0.2% | $202.81 * | $183.57 | +1.9% | COM | 548661107 |
| ALL | ALLSTATE CORP | 5,659 | $720K | 0.2% | $127.23 * | $85.89 | +33.6% | COM | 020002101 |
| MET | METLIFE INC COM | 11,254 | $694K | 0.2% | $61.67 * | $36.03 | +50.5% | COM | 59156R108 |
| GS | GOLDMAN SACHS GROUP INC | 1,820 | $688K | 0.2% | $378.02 * | $181.33 | +87.4% | COM | 38141G104 |
| IWR | ISHARES TR RUSSELL MIDCAP INDEX FD | 8,585 | $671K | 0.2% | $78.16 | $49.61 | +57.7% | RUS MID CAP ETF | 464287499 |
| VUG | VANGUARD GROWTH ETF | 2,307 | $669K | 0.2% | $289.99 * | $19.25 | +151.2% | GROWTH ETF | 922908736 |
| XOM | EXXON MOBIL CORP COM | 11,301 | $664K | 0.2% | $58.76 * | $53.72 | -6.3% | COM | 30231G102 |
| LMT | LOCKHEED MARTIN CORP | 1,856 | $640K | 0.2% | $344.83 * | $282.26 | +8.9% | COM | 539830109 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 9,911 | $633K | 0.2% | $63.87 * | $21.57 | +48.0% | SBI INT-UTILS | 81369Y886 |
| AMZN | AMAZON.COM INC | 182 | $597K | 0.2% | $3280.22 * | $85.85 | +91.3% | COM | 023135106 |
| IFF | INTERNATIONAL FLAVORS&FRAGRANC COM | 4,240 | $567K | 0.2% | $133.73 * | $126.34 | -5.9% | COM | 459506101 |
| — | TE CONNECTIVITY LTD | 3,985 | $546K | 0.2% | $137.01 | $135.22 | — | REG SHS | H84989104 |
| HON | HONEYWELL INTL INC | 2,517 | $534K | 0.2% | $212.16 * | $140.89 | +29.9% | COM | 438516106 |
| EEM | ISHARES MSCI EMERGING MARKETS ETF | 10,148 | $511K | 0.2% | $50.35 | $41.22 | +22.2% | MSCI EMG MKT ETF | 464287234 |
| XLB | MATERIALS SELECT SECTOR SPDR | 6,469 | $511K | 0.2% | $78.99 * | $20.89 | +89.4% | SBI MATERIALS | 81369Y100 |
| CAT | CATERPILLAR INC COM | 2,619 | $502K | 0.2% | $191.68 * | $114.00 | +55.5% | COM | 149123101 |
| — | ADVENT CLAYMORE CONVERTIBLE SECS & INC | 27,324 | $491K | 0.2% | $17.97 | $16.98 | — | COM | 00764C109 |
| QQQ | POWERSHARES QQQ TR | 1,253 | $448K | 0.1% | $357.54 | $240.31 | +49.0% | UNIT SER 1 | 46090E103 |
| META | FACEBOOK INC CL A | 1,285 | $436K | 0.1% | $339.30 | $209.20 | +61.1% | CL A | 30303M102 |
| T | AT&T INC COM | 15,374 | $415K | 0.1% | $26.99 * | $13.05 | +19.7% | COM | 00206R102 |
| VZ | VERIZON COMMUNICATIONS | 6,960 | $375K | 0.1% | $53.88 * | $33.17 | +24.7% | COM | 92343V104 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 7,766 | $365K | 0.1% | $47.00 | $52.32 | — | COM | 931427108 |
| IXN | ISHARES GLOBAL TECH ETF | 6,300 | $356K | 0.1% | $56.51 | $53.19 | +6.5% | GLOBAL TECH ETF | 464287291 |
| MMM | 3M CO COM | 1,965 | $344K | 0.1% | $175.06 * | $94.05 | +32.8% | COM | 88579Y101 |
| FE | FIRSTENERGY CORP | 9,215 | $328K | 0.1% | $35.59 * | $27.98 | +7.0% | COM | 337932107 |
| HYG | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | 3,731 | $326K | 0.1% | $87.38 | $93.63 | -6.6% | IBOXX HI YD ETF | 464288513 |
| — | GABELLI CONV & INCOME SECS FD INC | 53,352 | $324K | 0.1% | $6.07 | $6.18 | — | COM | 36240B109 |
| — | ISHARES IBONDS DEC 2022 TERM CORPORATE ETF | 12,765 | $323K | 0.1% | $25.30 | $25.43 | — | IBONDS DEC22 ETF | 46434VBA7 |
| AXP | AMERICAN EXPRESS CO COM | 1,898 | $317K | 0.1% | $167.02 * | $93.98 | +68.7% | COM | 025816109 |
| ICF | ISHARES COHEN & STEERS REIT ETF | 4,569 | $298K | 0.1% | $65.22 | $47.27 | +38.4% | COHEN STEER REIT | 464287564 |
| ORCL | ORACLE CORPORATION | 3,408 | $297K | 0.1% | $87.15 * | $55.51 | +48.1% | COM | 68389X105 |
| SUSC | ISHARES ESG AWARE USD CORPORATE BOND ETF | 10,554 | $290K | 0.1% | $27.48 | $26.53 | +3.7% | ESG AWRE USD ETF | 46435G193 |
| TSLA | TESLA MOTORS INC | 375 | $290K | 0.1% | $773.33 * | $118.07 | +118.9% | COM | 88160R101 |
| WFC | WELLS FARGO CO NEW COM | 6,128 | $284K | 0.1% | $46.34 * | $23.04 | +81.3% | COM | 949746101 |
| IBM | INTL BUSINESS MACHINES | 2,031 | $282K | 0.1% | $138.85 * | $100.85 | +11.0% | COM | 459200101 |
| CL | COLGATE PALMOLIVE CO COM | 3,700 | $279K | 0.1% | $75.41 * | $46.22 | +47.8% | COM | 194162103 |
| — | ISHARES IBONDS DEC 2023 TERM CORPORATE ETF | 10,713 | $278K | 0.1% | $25.95 | $25.95 | — | IBONDS DEC23 ETF | 46434VAX8 |
| STIP | ISHARES 0-5 YEAR TIPS BOND ETF | 2,600 | $274K | 0.1% | $105.38 | $103.80 | +1.8% | 0-5 YR TIPS ETF | 46429B747 |
| — | ISHARES IBONDS DEC 2024 TERM CORPORATE ETF | 9,880 | $259K | 0.1% | $26.21 | $26.21 | — | IBONDS DEC24 ETF | 46434VBG4 |
| ELV | ANTHEM INC COM | 635 | $236K | 0.1% | $371.65 * | $286.17 | +22.9% | COM | 036752103 |
| PEP | PEPSICO INC COM | 1,542 | $231K | 0.1% | $149.81 * | $67.60 | +95.0% | COM | 713448108 |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 2,455 | $231K | 0.1% | $94.09 | $87.82 | +7.5% | INT-TERM CORP | 92206C870 |
| — | ISHARES IBONDS DEC 2025 TERM CORPORATE ETF | 8,546 | $229K | 0.1% | $26.80 | $26.80 | — | IBONDS DEC25 ETF | 46434VBD1 |
| UNP | UNION PAC CORP COM | 1,136 | $222K | 0.1% | $195.42 * | $147.74 | +20.3% | COM | 907818108 |
| IWP | ISHARES RUSSELL MIDCAP GROWTH ETF | 1,982 | $222K | 0.1% | $112.01 | $95.16 | +17.8% | RUS MD CP GR ETF | 464287481 |
| VIG | VANGUARD DIVIDEND APPRECIATION ETF | 1,433 | $220K | 0.1% | $153.52 | $135.52 | +13.3% | DIV APP ETF | 921908844 |
| TRV | TRAVELERS COMPANIES INC COM | 1,412 | $214K | 0.1% | $151.56 * | $141.77 | -1.4% | COM | 89417E109 |
| IWB | ISHARES TR RUSSELL 1000 INDEX ETF | 867 | $209K | 0.1% | $241.06 | $199.59 | +21.1% | RUS 1000 ETF | 464287622 |
| — | WESTERN ASSET HIGH INCOME FUND II INC | 15,008 | $107K | 0.0% | $7.13 | $9.22 | — | COM | 95766J102 |