Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Oct 19, 2015

Total Value ($000): $85,333 (100.0% shares, 0.0% debt)

Holdings (53)

SDY SPDR S&P HI YLD DIV ETF 12.4%
Value ($000) $10,604 Shares 146,945 Est. Cost $78.69 Unrealized
GUGGENHEIM BULLETSHS 2016 10.7%
Value ($000) $9,125 Shares 411,220 Est. Cost $22.14 Unrealized
POWERSHARES QQQ 9.9%
Value ($000) $8,454 Shares 83,080 Est. Cost $103.25 Unrealized
SCHG SCHWAB US LARGE CAP GROWTH ETF 8.2%
Value ($000) $7,008 Shares 140,215 Est. Cost $51.78 Unrealized
GUGGENHEIM BULLETSHS 2015 6.2%
Value ($000) $5,304 Shares 245,200 Est. Cost $21.67 Unrealized
VUG VANGUARD US LRG CAP GR IND ETF 5.3%
Value ($000) $4,533 Shares 45,195 Est. Cost $104.38 Unrealized
XLF SECTOR SPDR FINCL SELECT SHS 4.8%
Value ($000) $4,073 Shares 179,745 Est. Cost $24.73 Unrealized
MCHI iSHARES MSCI CHINA 4.1%
Value ($000) $3,521 Shares 80,370 Est. Cost $50.23 Unrealized
KBE SPDR S&P BANK ETF 3.0%
Value ($000) $2,597 Shares 78,140 Est. Cost $36.26 Unrealized
GUGGENHEIM BULLETSHS 2017 2.3%
Value ($000) $1,928 Shares 84,980 Est. Cost $22.72 Unrealized
AAPL APPLE INC 1.7%
Value ($000) $1,442 Shares 13,071 Est. Cost $24.08 Unrealized +9.1%
VANGUARD S&P 500 UCITS ETF USD 1.6%
Value ($000) $1,336 Shares 37,300 Est. Cost $39.23 Unrealized
MSFT MICROSOFT CORP 1.5%
Value ($000) $1,297 Shares 29,310 Est. Cost $39.88 Unrealized -2.4%
NVO NOVO-NORDISK A S ADR 1.5%
Value ($000) $1,287 Shares 23,730 Est. Cost $53.44 Unrealized
SYK STRYKER CORP 1.4%
Value ($000) $1,174 Shares 12,475 Est. Cost $77.85 Unrealized +12.9%
MA MASTERCARD INCORPORATED 1.3%
Value ($000) $1,135 Shares 12,595 Est. Cost $76.31 Unrealized +15.7%
ZD J2 GLOBAL 1.3%
Value ($000) $1,117 Shares 15,770 Est. Cost $59.14 Unrealized +2.4%
ST JUDE MEDICAL INC 1.3%
Value ($000) $1,102 Shares 17,460 Est. Cost $65.03 Unrealized
INVESTORS BANCORP INC 1.2%
Value ($000) $1,050 Shares 85,100 Est. Cost $12.30 Unrealized
WFC WELLS FARGO& CO (NEW) 1.2%
Value ($000) $1,049 Shares 20,435 Est. Cost $38.77 Unrealized +5.9%
DIS DISNEY WALT CO (HOLDING CO) 1.2%
Value ($000) $1,048 Shares 10,258 Est. Cost $81.30 Unrealized +22.7%
AVAGO TECHNOLOGIES LIMITED 1.2%
Value ($000) $1,034 Shares 8,270 Est. Cost $100.59 Unrealized
MRSH MARSH& MCLENNAN COS INC 1.1%
Value ($000) $973 Shares 18,635 Est. Cost $45.21 Unrealized +3.4%
TORCHMARK CORP 1.1%
Value ($000) $961 Shares 17,045 Est. Cost $54.16 Unrealized
IEV iSHARES S&P EURO 35O IDX 1.1%
Value ($000) $937 Shares 23,555 Est. Cost $42.50 Unrealized
GUGGENHEIM S&P 500 EQUAL 1.0%
Value ($000) $874 Shares 6,220 Est. Cost $142.57 Unrealized
IJK iSHARES S&P MIDCAP 400 GRWTH 0.9%
Value ($000) $783 Shares 4,985 Est. Cost $159.60 Unrealized
iSHARES NASDAQ 100 UCITS ETF 0.8%
Value ($000) $721 Shares 3,200 Est. Cost $238.75 Unrealized
NVR NVR, INC 0.8%
Value ($000) $682 Shares 447 Est. Cost $1212.22 Unrealized +23.2%
NG NOVAGOLD RES INC NEW F 0.8%
Value ($000) $641 Shares 177,500 Est. Cost $2.82 Unrealized +19.7%
CVX CHEVRON CORP NEW 0.7%
Value ($000) $628 Shares 7,959 Est. Cost $70.52 Unrealized -23.6%
BERKSHIRE HTWY CL.A 0.7%
Value ($000) $586 Shares 300 Est. Cost $2260.00 Unrealized
iSHARES MSCI WORLD UCITS ETF 0.6%
Value ($000) $479 Shares 12,500 Est. Cost $42.64 Unrealized
HSIC HENRY SCHEIN INC 0.5%
Value ($000) $468 Shares 3,525 Est. Cost $55.31 Unrealized +0.2%
SCHB SCHWAB US BROAD MKT ETF 0.5%
Value ($000) $455 Shares 9,800 Est. Cost $49.84 Unrealized
XOM EXXON MOBIL CORP (NEW) 0.5%
Value ($000) $439 Shares 5,911 Est. Cost $58.00 Unrealized -15.4%
iSHS MSCI USA DIV IQ UCITS ETF 0.5%
Value ($000) $430 Shares 18,000 Est. Cost $25.67 Unrealized
PFE PFIZER INC 0.5%
Value ($000) $428 Shares 13,616 Est. Cost $17.97 Unrealized +14.7%
BIV VANGUARD INTER-TRM BOND ETF 0.5%
Value ($000) $395 Shares 4,650 Est. Cost $84.70 Unrealized
MO ALTRIA GROUP INC 0.4%
Value ($000) $372 Shares 6,834 Est. Cost $23.76 Unrealized +13.7%
iSHS CHINA LRGE CAP UCITS ETF 0.4%
Value ($000) $359 Shares 3,700 Est. Cost $131.62 Unrealized
CWI SPDR MSCI ACWI (ex-US) 0.4%
Value ($000) $352 Shares 11,564 Est. Cost $33.60 Unrealized
ORANGE COUNTY BUS BANK 0.4%
Value ($000) $307 Shares 27,832 Est. Cost $6.22 Unrealized
INTC INTEL CORP 0.4%
Value ($000) $300 Shares 9,970 Est. Cost $26.63 Unrealized -15.0%
IWP iSHARES RUSSELL MIDCAP GRWTH 0.3%
Value ($000) $274 Shares 3,090 Est. Cost $96.89 Unrealized
T AT&T INC 0.3%
Value ($000) $265 Shares 8,124 Est. Cost $11.81 Unrealized +3.9%
SPY SPDR S&P 500 ETF 0.3%
Value ($000) $242 Shares 1,263 Est. Cost $205.86 Unrealized
EIX EDISON INTERNATIONAL 0.3%
Value ($000) $233 Shares 3,688 Est. Cost $40.28 Unrealized -2.4%
NKE NIKE INC CL B 0.3%
Value ($000) $215 Shares 1,746 Est. Cost $49.59 Unrealized 0.0%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.2%
Value ($000) $209 Shares 1,600 Est. Cost $144.15 Unrealized -5.0%
AXGN AXOGEN INC 0.1%
Value ($000) $103 Shares 25,000 Est. Cost $3.23 Unrealized +24.1%
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $4 Shares 20,000 Est. Cost $0.69 Unrealized -53.8%
DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost Unrealized