Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: Apr 28, 2017

Total Value ($000): $108,780 (100.0% shares, 0.0% debt)

Holdings (68)

SDY SPDR S&P DIVIDEND ETF 15.7%
Value ($000) $17,121 Shares 194,247 Est. Cost $79.97 Unrealized —
SCHG SCHWAB US LARGE CAP GROWTH ETF 9.8%
Value ($000) $10,642 Shares 175,950 Est. Cost $52.53 Unrealized —
— POWERSHARES QQQ 7.5%
Value ($000) $8,142 Shares 61,505 Est. Cost $103.25 Unrealized —
IJR iSHARES CORE S&P SMALL-CAP ETF 6.9%
Value ($000) $7,458 Shares 107,833 Est. Cost $104.05 Unrealized —
— POWERSHARES PREFERRED ETF 6.1%
Value ($000) $6,599 Shares 445,270 Est. Cost $15.13 Unrealized —
VUG VANGUARD US LRG CAP GR IND ETF 5.5%
Value ($000) $6,000 Shares 49,315 Est. Cost $105.04 Unrealized —
SCHB SCHWAB US BROAD MKT ETF 4.7%
Value ($000) $5,069 Shares 88,838 Est. Cost $54.36 Unrealized —
XLF SECTOR SPDR FINCL SELECT SHS 2.6%
Value ($000) $2,805 Shares 118,215 Est. Cost $23.25 Unrealized —
XBI SPDR S&P BIOTECH 2.1%
Value ($000) $2,240 Shares 32,300 Est. Cost $63.14 Unrealized —
CVX CHEVRON CORP NEW 2.0%
Value ($000) $2,160 Shares 20,116 Est. Cost $69.36 Unrealized +10.7%
VTI VANGUARD TOTAL STK MKT ETF 1.9%
Value ($000) $2,114 Shares 17,429 Est. Cost $116.57 Unrealized —
MSFT MICROSOFT CORP 1.6%
Value ($000) $1,706 Shares 25,900 Est. Cost $39.88 Unrealized +45.0%
— VANGUARD S&P 500 UCITS ETF USD 1.3%
Value ($000) $1,444 Shares 32,100 Est. Cost $39.66 Unrealized —
SYK STRYKER CORP 1.2%
Value ($000) $1,351 Shares 10,260 Est. Cost $77.85 Unrealized +47.1%
HAL HALLIBURTON CO 1.2%
Value ($000) $1,273 Shares 25,860 Est. Cost $34.14 Unrealized +32.2%
— BARD C R INC 1.1%
Value ($000) $1,239 Shares 4,985 Est. Cost $189.43 Unrealized —
— GUGGENHEIM S&P 500 EQUAL 1.1%
Value ($000) $1,219 Shares 7,619 Est. Cost $143.62 Unrealized —
MA MASTERCARD INCORPORATED 1.1%
Value ($000) $1,188 Shares 10,560 Est. Cost $76.31 Unrealized +36.6%
HAS HASBRO INC 1.1%
Value ($000) $1,179 Shares 11,810 Est. Cost $60.50 Unrealized +12.9%
DIS DISNEY WALT CO (HOLDING CO) 1.0%
Value ($000) $1,038 Shares 9,157 Est. Cost $81.30 Unrealized +26.7%
IJK iSHARES S&P MIDCAP 400 GRWTH 0.9%
Value ($000) $1,017 Shares 5,326 Est. Cost $160.68 Unrealized —
MMM 3M COMPANY 0.9%
Value ($000) $985 Shares 5,150 Est. Cost $106.20 Unrealized +7.0%
ESLT ELBIT SYSTEMS LTD 0.9%
Value ($000) $949 Shares 8,350 Est. Cost $90.34 Unrealized +13.6%
— BOFI HOLDING INC 0.9%
Value ($000) $933 Shares 35,720 Est. Cost $28.54 Unrealized —
IPAR INTER PARFUMS INC 0.9%
Value ($000) $933 Shares 25,520 Est. Cost $33.13 Unrealized +4.5%
HST HOST HOTELS& RESORTS INC 0.9%
Value ($000) $925 Shares 49,580 Est. Cost $12.94 Unrealized 0.0%
SBUX STARBUCKS CORP 0.8%
Value ($000) $923 Shares 15,800 Est. Cost $45.58 Unrealized +2.7%
DHR DANAHER CORP 0.8%
Value ($000) $913 Shares 10,670 Est. Cost $66.37 Unrealized +7.4%
CAG CONAGRA FOODS INC 0.8%
Value ($000) $903 Shares 22,380 Est. Cost $26.85 Unrealized +7.4%
FDS FACTSET RESEARCH SYSTEMS INC 0.8%
Value ($000) $887 Shares 5,380 Est. Cost $145.23 Unrealized +10.0%
— NATIONAL OILWELL VARCO 0.8%
Value ($000) $885 Shares 22,065 Est. Cost $40.11 Unrealized —
ACN ACCENTURE PLC CL.A 0.8%
Value ($000) $876 Shares 7,305 Est. Cost $103.19 Unrealized +0.8%
— iSHS MSCI USA DIV IQ UCITS ETF 0.8%
Value ($000) $876 Shares 28,500 Est. Cost $26.98 Unrealized —
SCHO SCHWAB S-T US TREASURY ETF 0.7%
Value ($000) $813 Shares 16,102 Est. Cost $50.80 Unrealized —
HP HELMERICH& PAYNE INC 0.7%
Value ($000) $807 Shares 12,120 Est. Cost $71.19 Unrealized 0.0%
— BERKSHIRE HTWY CL.A 0.7%
Value ($000) $750 Shares 300 Est. Cost $2260.00 Unrealized —
RES RPC, INC 0.7%
Value ($000) $729 Shares 39,830 Est. Cost $17.57 Unrealized 0.0%
SCHF SCHWAB INTERNATIONAL EQTY ETF 0.6%
Value ($000) $670 Shares 22,433 Est. Cost $28.90 Unrealized —
SHY iSHARES T-BOND 1-3 YRS FUND 0.6%
Value ($000) $652 Shares 7,710 Est. Cost $84.48 Unrealized —
— iSHARES NASDAQ 100 UCITS ETF 0.6%
Value ($000) $631 Shares 2,100 Est. Cost $238.75 Unrealized —
PFE PFIZER INCORPORATION 0.6%
Value ($000) $620 Shares 18,121 Est. Cost $18.67 Unrealized +14.7%
XOM EXXON MOBIL CORP (NEW) 0.5%
Value ($000) $586 Shares 7,147 Est. Cost $57.03 Unrealized -1.6%
EW EDWARDS LIFESCIENCES 0.5%
Value ($000) $569 Shares 6,045 Est. Cost $32.40 Unrealized -3.4%
T AT&T INC 0.5%
Value ($000) $525 Shares 12,634 Est. Cost $13.61 Unrealized +23.0%
ADBE ADOBE SYSTEMS INC 0.5%
Value ($000) $516 Shares 3,965 Est. Cost $117.37 Unrealized 0.0%
VEEV VEEVA SYSTEMS INC 0.5%
Value ($000) $515 Shares 10,040 Est. Cost $40.84 Unrealized +10.0%
GOOG ALPHABET CLASS C 0.5%
Value ($000) $513 Shares 618 Est. Cost $35.65 Unrealized +14.2%
ISRG INTUITIVE SURGICAL NEW 0.5%
Value ($000) $511 Shares 667 Est. Cost $73.52 Unrealized +7.4%
INTC INTEL CORP 0.4%
Value ($000) $485 Shares 13,445 Est. Cost $26.73 Unrealized +11.0%
— iSHS III S&P SML CAP 600 UCITS 0.4%
Value ($000) $451 Shares 8,000 Est. Cost $56.40 Unrealized —
MO ALTRIA GROUP INC 0.4%
Value ($000) $420 Shares 5,878 Est. Cost $23.76 Unrealized +62.3%
AAPL APPLE INC 0.3%
Value ($000) $345 Shares 2,398 Est. Cost $24.08 Unrealized +26.4%
— iSHRS VII DOW JONES IND ETF 0.3%
Value ($000) $330 Shares 1,500 Est. Cost $210.28 Unrealized —
BIV VANGUARD INTER-TRM BOND ETF 0.3%
Value ($000) $329 Shares 3,930 Est. Cost $83.76 Unrealized —
PEP PEPSICO INC 0.3%
Value ($000) $298 Shares 2,661 Est. Cost $73.48 Unrealized +11.5%
EIX EDISON INTERNATIONAL 0.3%
Value ($000) $290 Shares 3,639 Est. Cost $40.28 Unrealized +29.9%
VNQ VANGUARD REIT VIPER FUND 0.3%
Value ($000) $285 Shares 3,450 Est. Cost $82.61 Unrealized —
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.3%
Value ($000) $281 Shares 1,684 Est. Cost $143.47 Unrealized +16.6%
PG PROCTER AND GAMBLE COMPANY 0.2%
Value ($000) $263 Shares 2,923 Est. Cost $61.64 Unrealized +13.6%
CSX CSX CORP 0.2%
Value ($000) $261 Shares 5,600 Est. Cost $9.89 Unrealized +36.6%
JNJ JOHNSON& JOHNSON 0.2%
Value ($000) $258 Shares 2,072 Est. Cost $77.22 Unrealized +20.9%
GM GENERAL MOTORS COMPANY S 0.2%
Value ($000) $242 Shares 6,850 Est. Cost $25.93 Unrealized +19.4%
MRK MERCK& CO. INC. 0.2%
Value ($000) $218 Shares 3,425 Est. Cost $46.06 Unrealized 0.0%
— INTEGRATED DEVICE TECH INC 0.2%
Value ($000) $213 Shares 9,000 Est. Cost $23.11 Unrealized —
GOOGL ALPHABET CLASS A 0.2%
Value ($000) $206 Shares 243 Est. Cost $41.73 Unrealized 0.0%
UNP UNION PACIFIC CORPORATION 0.2%
Value ($000) $201 Shares 1,900 Est. Cost $87.64 Unrealized 0.0%
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $5 Shares 20,000 Est. Cost $0.69 Unrealized -64.5%
— DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost — Unrealized —