Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q2 2017 (← Previous) (Next →)

Filing Date: Jul 28, 2017

Total Value ($000): $108,279 (100.0% shares, 0.0% debt)

Holdings (67)

SDY SPDR S&P DIVIDEND ETF 16.1%
Value ($000) $17,451 Shares 196,315 Est. Cost $80.07 Unrealized
SCHG SCHWAB US LARGE CAP GROWTH ETF 10.3%
Value ($000) $11,195 Shares 177,133 Est. Cost $52.53 Unrealized
POWERSHARES QQQ 7.8%
Value ($000) $8,434 Shares 61,275 Est. Cost $103.25 Unrealized
IJR iSHARES CORE S&P SMALL-CAP ETF 7.0%
Value ($000) $7,584 Shares 108,178 Est. Cost $104.05 Unrealized
VUG VANGUARD US LRG CAP GR IND ETF 5.6%
Value ($000) $6,043 Shares 47,565 Est. Cost $105.04 Unrealized
SCHB SCHWAB US BROAD MKT ETF 4.8%
Value ($000) $5,249 Shares 89,779 Est. Cost $54.40 Unrealized
SCHF SCHWAB INTERNATIONAL EQTY ETF 4.5%
Value ($000) $4,919 Shares 154,786 Est. Cost $31.36 Unrealized
XLF SECTOR SPDR FINCL SELECT SHS 2.7%
Value ($000) $2,949 Shares 119,525 Est. Cost $23.27 Unrealized
VEA VANGUARD FTSE DEVELOPED MKTS 2.5%
Value ($000) $2,701 Shares 65,369 Est. Cost $41.32 Unrealized
XBI SPDR S&P BIOTECH 2.3%
Value ($000) $2,475 Shares 32,070 Est. Cost $63.14 Unrealized
VTI VANGUARD TOTAL STK MKT ETF 2.0%
Value ($000) $2,172 Shares 17,453 Est. Cost $116.57 Unrealized
CVX CHEVRON CORP NEW 1.9%
Value ($000) $2,093 Shares 20,066 Est. Cost $69.36 Unrealized +5.5%
MSFT MICROSOFT CORP 1.6%
Value ($000) $1,770 Shares 25,685 Est. Cost $39.88 Unrealized +56.3%
VANGUARD S&P 500 UCITS ETF USD 1.4%
Value ($000) $1,476 Shares 32,100 Est. Cost $39.66 Unrealized
SYK STRYKER CORP 1.3%
Value ($000) $1,410 Shares 10,160 Est. Cost $77.85 Unrealized +60.3%
GUGGENHEIM S&P 500 EQUAL 1.2%
Value ($000) $1,333 Shares 7,659 Est. Cost $143.62 Unrealized
HAS HASBRO INC 1.2%
Value ($000) $1,307 Shares 11,720 Est. Cost $60.50 Unrealized +26.4%
MA MASTERCARD INCORPORATED 1.2%
Value ($000) $1,275 Shares 10,500 Est. Cost $76.31 Unrealized +48.2%
HAL HALLIBURTON CO 1.0%
Value ($000) $1,110 Shares 25,985 Est. Cost $34.14 Unrealized +13.3%
MMM 3M COMPANY 1.0%
Value ($000) $1,062 Shares 5,100 Est. Cost $106.20 Unrealized +17.4%
IJK iSHARES S&P MIDCAP 400 GRWTH 1.0%
Value ($000) $1,058 Shares 5,381 Est. Cost $161.04 Unrealized
ESLT ELBIT SYSTEMS LTD 0.9%
Value ($000) $1,027 Shares 8,300 Est. Cost $90.34 Unrealized +21.6%
DIS DISNEY WALT CO (HOLDING CO) 0.9%
Value ($000) $968 Shares 9,107 Est. Cost $81.30 Unrealized +26.0%
SBUX STARBUCKS CORP 0.9%
Value ($000) $943 Shares 16,170 Est. Cost $45.68 Unrealized +9.9%
IPAR INTER PARFUMS INC 0.9%
Value ($000) $930 Shares 25,380 Est. Cost $33.13 Unrealized +8.4%
BOFI HOLDING INC 0.8%
Value ($000) $912 Shares 38,460 Est. Cost $28.20 Unrealized
HST HOST HOTELS& RESORTS INC 0.8%
Value ($000) $901 Shares 49,330 Est. Cost $12.94 Unrealized +1.5%
DHR DANAHER CORP 0.8%
Value ($000) $899 Shares 10,655 Est. Cost $66.37 Unrealized +8.1%
ACN ACCENTURE PLC CL.A 0.8%
Value ($000) $896 Shares 7,245 Est. Cost $103.19 Unrealized +3.8%
iSHS MSCI USA DIV IQ UCITS ETF 0.8%
Value ($000) $880 Shares 28,500 Est. Cost $26.98 Unrealized
SCHO SCHWAB S-T US TREASURY ETF 0.8%
Value ($000) $847 Shares 16,793 Est. Cost $50.78 Unrealized
RES RPC, INC 0.7%
Value ($000) $801 Shares 39,630 Est. Cost $17.57 Unrealized -5.7%
SHY iSHARES T-BOND 1-3 YRS FUND 0.7%
Value ($000) $794 Shares 9,395 Est. Cost $84.49 Unrealized
BERKSHIRE HTWY CL.A 0.7%
Value ($000) $764 Shares 300 Est. Cost $2260.00 Unrealized
EW EDWARDS LIFESCIENCES 0.7%
Value ($000) $709 Shares 5,995 Est. Cost $32.40 Unrealized +12.7%
iSHARES NASDAQ 100 UCITS ETF 0.6%
Value ($000) $658 Shares 2,100 Est. Cost $238.75 Unrealized
ISRG INTUITIVE SURGICAL NEW 0.6%
Value ($000) $616 Shares 659 Est. Cost $73.52 Unrealized +30.7%
PFE PFIZER INCORPORATION 0.6%
Value ($000) $609 Shares 18,121 Est. Cost $18.67 Unrealized +15.7%
VEEV VEEVA SYSTEMS INC 0.6%
Value ($000) $609 Shares 9,930 Est. Cost $40.84 Unrealized +41.4%
XOM EXXON MOBIL CORP (NEW) 0.5%
Value ($000) $571 Shares 7,072 Est. Cost $57.03 Unrealized -2.7%
GOOG ALPHABET CLASS C 0.5%
Value ($000) $555 Shares 611 Est. Cost $35.65 Unrealized +27.5%
ADBE ADOBE SYSTEMS INC 0.5%
Value ($000) $552 Shares 3,905 Est. Cost $117.37 Unrealized +16.7%
INTC INTEL CORP 0.4%
Value ($000) $477 Shares 14,145 Est. Cost $26.87 Unrealized +10.0%
T AT&T INC 0.4%
Value ($000) $469 Shares 12,434 Est. Cost $13.61 Unrealized +17.0%
iSHS III S&P SML CAP 600 UCITS 0.4%
Value ($000) $456 Shares 8,000 Est. Cost $56.40 Unrealized
MO ALTRIA GROUP INC 0.4%
Value ($000) $423 Shares 5,678 Est. Cost $23.76 Unrealized +65.4%
PEP PEPSICO INC 0.3%
Value ($000) $365 Shares 3,163 Est. Cost $75.82 Unrealized +16.3%
AAPL APPLE INC 0.3%
Value ($000) $360 Shares 2,501 Est. Cost $24.51 Unrealized +40.0%
iSHRS VII DOW JONES IND ETF 0.3%
Value ($000) $342 Shares 1,500 Est. Cost $210.28 Unrealized
CSX CSX CORP 0.3%
Value ($000) $306 Shares 5,600 Est. Cost $9.89 Unrealized +54.1%
VNQ VANGUARD REIT VIPER FUND 0.3%
Value ($000) $287 Shares 3,450 Est. Cost $82.61 Unrealized
EIX EDISON INTERNATIONAL 0.3%
Value ($000) $285 Shares 3,639 Est. Cost $40.28 Unrealized +38.2%
BIV VANGUARD INTER-TRM BOND ETF 0.3%
Value ($000) $283 Shares 3,350 Est. Cost $83.76 Unrealized
JNJ JOHNSON& JOHNSON 0.3%
Value ($000) $274 Shares 2,072 Est. Cost $77.22 Unrealized +30.0%
PG PROCTER AND GAMBLE COMPANY 0.2%
Value ($000) $255 Shares 2,923 Est. Cost $61.64 Unrealized +13.8%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.2%
Value ($000) $243 Shares 1,434 Est. Cost $143.47 Unrealized +15.9%
DEO DIAGEO PLC ADR NEW 0.2%
Value ($000) $242 Shares 2,020 Est. Cost $119.80 Unrealized
GM GENERAL MOTORS COMPANY S 0.2%
Value ($000) $239 Shares 6,850 Est. Cost $25.93 Unrealized +12.0%
INTEGRATED DEVICE TECH INC 0.2%
Value ($000) $232 Shares 9,000 Est. Cost $23.11 Unrealized
GOOGL ALPHABET CLASS A 0.2%
Value ($000) $226 Shares 243 Est. Cost $41.73 Unrealized +11.2%
NSRGY NESTLE SA ADR 0.2%
Value ($000) $223 Shares 2,560 Est. Cost $87.11 Unrealized
DE DEERE& CO 0.2%
Value ($000) $210 Shares 1,700 Est. Cost $102.78 Unrealized 0.0%
MRK MERCK& CO. INC. 0.2%
Value ($000) $210 Shares 3,275 Est. Cost $46.06 Unrealized +1.0%
UNP UNION PACIFIC CORPORATION 0.2%
Value ($000) $207 Shares 1,900 Est. Cost $87.64 Unrealized +2.8%
GAIA GAIA INC NEW CLASS A 0.1%
Value ($000) $153 Shares 13,700 Est. Cost $11.03 Unrealized 0.0%
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $5 Shares 20,000 Est. Cost $0.69 Unrealized -66.5%
DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost Unrealized