Rosenthal | Henry Capital Advisors, Inc. Diversified Active

CIK: 0001697539 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Jan 26, 2022

Total Value ($000): $132,717,630 (100.0% shares, 0.0% debt)

Holdings (39)

TBBK Bancorp Inc 6.3%

Value ($000) $8,398,767 Shares 331,836 Est. Cost $11.10 Unrealized +159.6%

— SVB Finacial Group 6.0%

Value ($000) $7,935,407 Shares 11,700 Est. Cost $33137.92 Unrealized —

LKFN Lakeland Finl Corp 5.5%

Value ($000) $7,340,823 Shares 91,600 Est. Cost $32.85 Unrealized +100.1%

WTFC Wintrust Finacial Corp 5.3%

Value ($000) $7,067,884 Shares 77,823 Est. Cost $43.40 Unrealized +105.6%

LOB Live Oak Bancshares Inc 4.0%

Value ($000) $5,324,690 Shares 61,000 Est. Cost $64.99 Unrealized +28.1%

SBNY Signature Bank 3.6%

Value ($000) $4,840,728 Shares 14,965 Est. Cost $92660.88 Unrealized —

RF Regions Financial Corp 3.6%

Value ($000) $4,781,720 Shares 219,345 Est. Cost $10.01 Unrealized +91.7%

CASH Meta Finl Group Inc 3.5%

Value ($000) $4,664,218 Shares 78,180 Est. Cost $24.45 Unrealized +140.5%

SYBT Stock Yds Bancorp Inc 3.4%

Value ($000) $4,518,806 Shares 70,739 Est. Cost $39.26 Unrealized +60.2%

BANF BancFirst Corp 3.2%

Value ($000) $4,300,984 Shares 60,955 Est. Cost $38.12 Unrealized +60.7%

ZION Zions Bancorporation 3.1%

Value ($000) $4,176,770 Shares 66,130 Est. Cost $39.27 Unrealized +62.6%

— Pacific Premier Bancorp 3.1%

Value ($000) $4,129,373 Shares 103,157 Est. Cost $20467.77 Unrealized —

ALRS Alerus Finacial Corp 3.0%

Value ($000) $4,035,310 Shares 137,818 Est. Cost $21.01 Unrealized +28.2%

BWB Bridgewater Bancshares Inc. 2.9%

Value ($000) $3,885,731 Shares 219,657 Est. Cost $12.76 Unrealized +40.1%

— Seacost BKG Corporation 2.8%

Value ($000) $3,650,866 Shares 103,161 Est. Cost $13901.67 Unrealized —

CNOB Connectone Bancorp Inc NEW 2.6%

Value ($000) $3,516,325 Shares 107,500 Est. Cost $20.03 Unrealized +44.9%

— CommerceWest Bank 2.5%

Value ($000) $3,327,530 Shares 112,227 Est. Cost $17.57 Unrealized —

FFWM First Fndtn Inc 2.3%

Value ($000) $3,032,920 Shares 122,000 Est. Cost $13.26 Unrealized +92.6%

— Level One Bancorp Inc 2.3%

Value ($000) $3,003,355 Shares 76,150 Est. Cost $22062.92 Unrealized —

GABC German Amern Bancorp Inc 2.2%

Value ($000) $2,909,155 Shares 74,632 Est. Cost $24.85 Unrealized +42.1%

HWC Hancock Whitney Corp 2.2%

Value ($000) $2,876,150 Shares 57,500 Est. Cost $45.46 Unrealized +9.7%

— Pacwest Bancorp 2.1%

Value ($000) $2,755,370 Shares 61,000 Est. Cost $42251.15 Unrealized —

HBNC Horizon Bancorp Inc 2.0%

Value ($000) $2,710,500 Shares 130,000 Est. Cost $17.22 Unrealized +14.1%

WTBA West Bancorporation Inc 1.9%

Value ($000) $2,577,722 Shares 82,965 Est. Cost $21.93 Unrealized +43.9%

BANR Banner Corporation 1.8%

Value ($000) $2,409,992 Shares 39,723 Est. Cost $35.85 Unrealized +42.6%

— Verotex Holdings Inc 1.6%

Value ($000) $2,187,900 Shares 55,000 Est. Cost $35410.00 Unrealized —

TOWN TowneBank Portsmouth VA 1.6%

Value ($000) $2,179,710 Shares 69,000 Est. Cost $28.94 Unrealized +10.1%

SRCE 1st Source Corp 1.6%

Value ($000) $2,157,600 Shares 43,500 Est. Cost $41764.49 Unrealized —

— Lakeland Bancorp Inc N.J. 1.5%

Value ($000) $1,996,931 Shares 105,157 Est. Cost $17629.99 Unrealized —

GBCI Glacier Bancorp Inc NEW 1.4%

Value ($000) $1,820,069 Shares 32,100 Est. Cost $49.57 Unrealized 0.0%

BMRC Bank of Marin Bancorp 1.4%

Value ($000) $1,816,824 Shares 48,800 Est. Cost $27.27 Unrealized +13.5%

— Sandy Spring Bancorp Inc 1.3%

Value ($000) $1,774,152 Shares 36,900 Est. Cost $39.98 Unrealized —

MBWM Mercantile Bank Corp 1.3%

Value ($000) $1,751,500 Shares 50,000 Est. Cost $22.44 Unrealized +33.3%

MBIN Merchants Bancorp Ind 1.2%

Value ($000) $1,656,550 Shares 35,000 Est. Cost $26.34 Unrealized +9.1%

— Allegiance Bancshares Inc 1.2%

Value ($000) $1,646,190 Shares 39,000 Est. Cost $1013.55 Unrealized —

— Triumph Bancorp Inc 1.2%

Value ($000) $1,625,442 Shares 13,650 Est. Cost $119080.00 Unrealized —

FBIZ First Bus Finl Svcs Inc Wis 1.1%

Value ($000) $1,458,500 Shares 50,000 Est. Cost $17.36 Unrealized +51.1%

OBK Origin Bancorp 1.1%

Value ($000) $1,405,630 Shares 32,750 Est. Cost $43.53 Unrealized +0.8%

FMBH First Mid Bancshares Inc. 0.8%

Value ($000) $1,069,536 Shares 24,995 Est. Cost $25.06 Unrealized +52.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
TBBK	Bancorp Inc	331,836	$8,398,767	6.3%	$11.10	+159.6%	COM	05969A105
—	SVB Finacial Group	11,700	$7,935,407	6.0%	$33137.92	—	COM	78486Q101
LKFN	Lakeland Finl Corp	91,600	$7,340,823	5.5%	$32.85	+100.1%	COM	511656100
WTFC	Wintrust Finacial Corp	77,823	$7,067,884	5.3%	$43.40	+105.6%	COM	97650W108
LOB	Live Oak Bancshares Inc	61,000	$5,324,690	4.0%	$64.99	+28.1%	COM	53803X105
SBNY	Signature Bank	14,965	$4,840,728	3.6%	$92660.88	—	COM	82669G104
RF	Regions Financial Corp	219,345	$4,781,720	3.6%	$10.01	+91.7%	COM	7591EP100
CASH	Meta Finl Group Inc	78,180	$4,664,218	3.5%	$24.45	+140.5%	COM	59100U108
SYBT	Stock Yds Bancorp Inc	70,739	$4,518,806	3.4%	$39.26	+60.2%	COM	861025104
BANF	BancFirst Corp	60,955	$4,300,984	3.2%	$38.12	+60.7%	COM	05945F103
ZION	Zions Bancorporation	66,130	$4,176,770	3.1%	$39.27	+62.6%	COM	989701107
—	Pacific Premier Bancorp	103,157	$4,129,373	3.1%	$20467.77	—	COM	69478X105
ALRS	Alerus Finacial Corp	137,818	$4,035,310	3.0%	$21.01	+28.2%	COM	01446U103
BWB	Bridgewater Bancshares Inc.	219,657	$3,885,731	2.9%	$12.76	+40.1%	COM	108621103
—	Seacost BKG Corporation	103,161	$3,650,866	2.8%	$13901.67	—	COM	811707306
CNOB	Connectone Bancorp Inc NEW	107,500	$3,516,325	2.6%	$20.03	+44.9%	COM	20786W107
—	CommerceWest Bank	112,227	$3,327,530	2.5%	$17.57	—	COM	20084T103
FFWM	First Fndtn Inc	122,000	$3,032,920	2.3%	$13.26	+92.6%	COM	32026V104
—	Level One Bancorp Inc	76,150	$3,003,355	2.3%	$22062.92	—	COM	52730D208
GABC	German Amern Bancorp Inc	74,632	$2,909,155	2.2%	$24.85	+42.1%	COM	373865104
HWC	Hancock Whitney Corp	57,500	$2,876,150	2.2%	$45.46	+9.7%	COM	410120109
—	Pacwest Bancorp	61,000	$2,755,370	2.1%	$42251.15	—	COM	695263103
HBNC	Horizon Bancorp Inc	130,000	$2,710,500	2.0%	$17.22	+14.1%	COM	440407104
WTBA	West Bancorporation Inc	82,965	$2,577,722	1.9%	$21.93	+43.9%	CAP STK	95123P106
BANR	Banner Corporation	39,723	$2,409,992	1.8%	$35.85	+42.6%	COM	06652V208
—	Verotex Holdings Inc	55,000	$2,187,900	1.6%	$35410.00	—	COM	923451108
TOWN	TowneBank Portsmouth VA	69,000	$2,179,710	1.6%	$28.94	+10.1%	COM	89214P109
SRCE	1st Source Corp	43,500	$2,157,600	1.6%	$41764.49	—	COM	336901103
—	Lakeland Bancorp Inc N.J.	105,157	$1,996,931	1.5%	$17629.99	—	COM	511637100
GBCI	Glacier Bancorp Inc NEW	32,100	$1,820,069	1.4%	$49.57	0.0%	COM	37637Q105
BMRC	Bank of Marin Bancorp	48,800	$1,816,824	1.4%	$27.27	+13.5%	COM	063425102
—	Sandy Spring Bancorp Inc	36,900	$1,774,152	1.3%	$39.98	—	COM	800363103
MBWM	Mercantile Bank Corp	50,000	$1,751,500	1.3%	$22.44	+33.3%	COM	587376104
MBIN	Merchants Bancorp Ind	35,000	$1,656,550	1.2%	$26.34	+9.1%	COM	58844R108
—	Allegiance Bancshares Inc	39,000	$1,646,190	1.2%	$1013.55	—	COM	01748H107
—	Triumph Bancorp Inc	13,650	$1,625,442	1.2%	$119080.00	—	COM	89679e300
FBIZ	First Bus Finl Svcs Inc Wis	50,000	$1,458,500	1.1%	$17.36	+51.1%	COM	319390100
OBK	Origin Bancorp	32,750	$1,405,630	1.1%	$43.53	+0.8%	COM	68621T102
FMBH	First Mid Bancshares Inc.	24,995	$1,069,536	0.8%	$25.06	+52.0%	COM	320866106