CM Management, LLC Diversified Active

CIK: 0001841857 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 8, 2021

Total Value ($000): $134,088 (99.3% shares, 0.7% debt)

Holdings (91)

CYTK CYTOKINETICS 7.3%
Value ($000) $9,829 Shares 275,000 Est. Cost $18.28 Unrealized +61.1%
NMRK NEWMARK GROUP INC-CLASS A 4.5%
Value ($000) $6,082 Shares 425,000 Est. Cost $6.04 Unrealized +103.7%
ALCO ALICO INC 4.2%
Value ($000) $5,650 Shares 165,000 Est. Cost $27.19 Unrealized +20.7%
SAFEGUARD SCIEN 3.8%
Value ($000) $5,106 Shares 575,000 Est. Cost $6.48 Unrealized
TGB TASEKO MINES 3.7%
Value ($000) $5,009 Shares 2,650,000 Est. Cost $1.06 Unrealized +69.6%
FOLD AMICUS THERAPEUTICS INC 3.2%
Value ($000) $4,298 Shares 450,000 Est. Cost $16.47 Unrealized -37.9%
AVIR ATEA PHARMACEUTICALS INC 2.6%
Value ($000) $3,506 Shares 100,000 Est. Cost $29.82 Unrealized -7.0%
DURECT CORP 2.5%
Value ($000) $3,392 Shares 2,650,000 Est. Cost $2.07 Unrealized
TALO TALOS ENERGY INC 2.3%
Value ($000) $3,099 Shares 225,000 Est. Cost $7.78 Unrealized +56.6%
CTRA COTERRA ENERGY INC 2.3%
Value ($000) $3,046 Shares 140,000 Est. Cost $13.40 Unrealized +0.4%
BGC PARTNERS INC 2.0%
Value ($000) $2,735 Shares 525,000 Est. Cost $4.10 Unrealized
RIGEL PHARMA 2.0%
Value ($000) $2,723 Shares 750,000 Est. Cost $3.77 Unrealized
RBCAA REPUBLIC BANCP 1.7%
Value ($000) $2,330 Shares 46,000 Est. Cost $36.17 Unrealized +35.4%
BARRICK GOLD 1.7%
Value ($000) $2,256 Shares 125,000 Est. Cost $20.79 Unrealized
IMMUNOGEN INC 1.6%
Value ($000) $2,126 Shares 375,000 Est. Cost $6.45 Unrealized
ARKR ARK RESTAURANTS 1.5%
Value ($000) $2,040 Shares 130,000 Est. Cost $12.18 Unrealized +22.2%
CHRS COHERUS BIOSCIENCES INC 1.5%
Value ($000) $2,009 Shares 125,000 Est. Cost $16.35 Unrealized -10.3%
CADENCE BANCORP 1.5%
Value ($000) $1,976 Shares 90,000 Est. Cost $16.42 Unrealized
TVTX TRAVERE THERAPEUTICS INC 1.4%
Value ($000) $1,940 Shares 80,000 Est. Cost $20.84 Unrealized -11.8%
VTRS VIATRIS INC 1.4%
Value ($000) $1,897 Shares 140,000 Est. Cost $13.10 Unrealized -10.5%
INTC INTEL CORP 1.4%
Value ($000) $1,865 Shares 35,000 Est. Cost $52.50 Unrealized -5.1%
REALNETWORKS 1.3%
Value ($000) $1,789 Shares 1,125,000 Est. Cost $1.63 Unrealized
NHC NATIONAL HEALTH 1.3%
Value ($000) $1,750 Shares 25,000 Est. Cost $71.15 Unrealized +2.2%
RLGT RADIANT LOGISTICS INC 1.3%
Value ($000) $1,732 Shares 271,037 Est. Cost $5.59 Unrealized +15.1%
ARKO ARKO CORP 1.3%
Value ($000) $1,717 Shares 170,000 Est. Cost $8.75 Unrealized -4.0%
THFF FIRST FIN CORP 1.3%
Value ($000) $1,682 Shares 40,000 Est. Cost $32.39 Unrealized +6.3%
KMI KINDER MORGAN INC 1.2%
Value ($000) $1,673 Shares 100,000 Est. Cost $13.27 Unrealized 0.0%
SELECTA BIOSCIENCES INC 1.2%
Value ($000) $1,664 Shares 400,000 Est. Cost $3.31 Unrealized
BP BP PLC 1.2%
Value ($000) $1,640 Shares 60,000 Est. Cost $26.42 Unrealized
NATIONAL WESTERN LIFE GROUP - A 1.1%
Value ($000) $1,474 Shares 7,000 Est. Cost $231.37 Unrealized
VTOL BRISTOW GROUP INC 1.1%
Value ($000) $1,432 Shares 45,000 Est. Cost $24.39 Unrealized +19.6%
CTSO CYTOSORBENTS CORP 1.1%
Value ($000) $1,421 Shares 175,000 Est. Cost $9.14 Unrealized -11.1%
CARROLS RESTAURANT GROUP INC 1.0%
Value ($000) $1,373 Shares 375,000 Est. Cost $5.66 Unrealized
ENLINK MIDSTREAM LLC 1.0%
Value ($000) $1,364 Shares 200,000 Est. Cost $3.71 Unrealized
PAGP PLAINS GP HOLDINGS LP-CL A 1.0%
Value ($000) $1,347 Shares 125,000 Est. Cost $10.09 Unrealized
OSPN ONESPAN INC 1.0%
Value ($000) $1,315 Shares 70,000 Est. Cost $22.50 Unrealized -8.8%
OGN ORGANON & CO 1.0%
Value ($000) $1,312 Shares 40,000 Est. Cost $26.61 Unrealized -1.2%
CVS CVS HEALTH CORP 0.9%
Value ($000) $1,273 Shares 15,000 Est. Cost $55.22 Unrealized +31.3%
BATL BATTALION OIL CORP 0.9%
Value ($000) $1,151 Shares 118,289 Est. Cost $7.51 Unrealized +49.4%
INTT INTEST CORP 0.9%
Value ($000) $1,148 Shares 100,000 Est. Cost $5.08 Unrealized +161.9%
C CITIGROUP INC 0.8%
Value ($000) $1,123 Shares 16,000 Est. Cost $62.72 Unrealized -4.8%
PTCT PTC THERAPEUTICS 0.8%
Value ($000) $1,116 Shares 30,000 Est. Cost $56.26 Unrealized -27.0%
SAIC SCNC APP INT CRP 0.8%
Value ($000) $1,070 Shares 12,500 Est. Cost $89.28 Unrealized -4.1%
TRC TEJON RANCH CO 0.8%
Value ($000) $1,066 Shares 60,000 Est. Cost $14.59 Unrealized +21.9%
BIOCARDIA INC 0.8%
Value ($000) $1,033 Shares 329,000 Est. Cost $3.71 Unrealized
EQT EQT CORP 0.8%
Value ($000) $1,023 Shares 50,000 Est. Cost $17.50 Unrealized +3.9%
IAG IAMGOLD CORP 0.8%
Value ($000) $1,017 Shares 450,000 Est. Cost $3.48 Unrealized -28.3%
BLUCORA INC 0.8%
Value ($000) $1,013 Shares 65,000 Est. Cost $15.91 Unrealized
ACNB ACNB CORP 0.7%
Value ($000) $980 Shares 35,000 Est. Cost $23.87 Unrealized +2.4%
PARATEK PHARMACEUTICALS INC 0.7%
Value ($000) $972 Shares 200,000 Est. Cost $6.61 Unrealized
ET ENERGY TRANSFER LP 0.7%
Value ($000) $958 Shares 100,000 Est. Cost $9.58 Unrealized
WALGREENS BOOTS ALLIANCE INC 0.7%
Value ($000) $941 Shares 20,000 Est. Cost $51.21 Unrealized
PAAS PAN AMER SILVER 0.7%
Value ($000) $931 Shares 40,000 Est. Cost $29.17 Unrealized -10.5%
ANGION BIOMEDICA CORP 0.7%
Value ($000) $916 Shares 93,750 Est. Cost $18.07 Unrealized
MTG MGIC INV CP 0.7%
Value ($000) $898 Shares 60,000 Est. Cost $12.75 Unrealized +13.7%
NEKTAR THERAPEUTICS SHS 0.7%
Value ($000) $898 Shares 50,000 Est. Cost $17.90 Unrealized
CITRIX SYSTEMS 0.6%
Value ($000) $859 Shares 8,000 Est. Cost $117.25 Unrealized
UNIVERSAL STAIN 0.6%
Value ($000) $799 Shares 78,542 Est. Cost $10.12 Unrealized
SMITH MICRO SOF 0.6%
Value ($000) $774 Shares 160,000 Est. Cost $5.42 Unrealized
TBPH THERAVANCE BIOPHARMA INC 0.6%
Value ($000) $740 Shares 100,000 Est. Cost $15.10 Unrealized -25.9%
DISCOVERY INC 0.5%
Value ($000) $728 Shares 30,000 Est. Cost $28.97 Unrealized
FNF FIDELITY NATIONAL FINANCIAL INC 0.5%
Value ($000) $680 Shares 15,000 Est. Cost $35.27 Unrealized +1.6%
INTERCEPT PHARMACEUTICALS 0.5%
Value ($000) $668 Shares 45,000 Est. Cost $19.98 Unrealized
SPECTRUM PHARMACEUTICALS INC 0.5%
Value ($000) $654 Shares 300,000 Est. Cost $3.39 Unrealized
ARKO CORP -CW25 0.5%
Value ($000) $654 Shares 300,000 Est. Cost $2.08 Unrealized
HRTX HERON THERAPEUTICS INC 0.5%
Value ($000) $641 Shares 60,000 Est. Cost $16.77 Unrealized -27.4%
FLEXION THERAPEUTICS INC 0.5%
Value ($000) $610 Shares 100,000 Est. Cost $10.19 Unrealized
GTX GARRETT MOTION INC 0.4%
Value ($000) $590 Shares 80,000 Est. Cost $7.18 Unrealized 0.0%
SRCE FIRST SOURCE 0.4%
Value ($000) $567 Shares 12,000 Est. Cost $40.33 Unrealized
SW ENERGY CO 0.4%
Value ($000) $554 Shares 100,000 Est. Cost $5.54 Unrealized
CYMABAY THERAPEUTICS INC. 0.4%
Value ($000) $548 Shares 150,000 Est. Cost $4.54 Unrealized
VZ VERIZON COMMUNICATIONS 0.4%
Value ($000) $540 Shares 10,000 Est. Cost $42.32 Unrealized 0.0%
DIT AMCON DIST 0.4%
Value ($000) $521 Shares 3,500 Est. Cost $82.10 Unrealized +79.4%
PLPC PREFORMED LINE P 0.4%
Value ($000) $520 Shares 8,000 Est. Cost $62.23 Unrealized +13.3%
ATRECA INC - A 0.4%
Value ($000) $498 Shares 80,000 Est. Cost $13.67 Unrealized
GANX GAIN THERAPEUTICS INC 0.4%
Value ($000) $479 Shares 64,327 Est. Cost $8.81 Unrealized -5.2%
ELDN ELEDON PHARMACEUTICALS INC 0.3%
Value ($000) $464 Shares 75,000 Est. Cost $15.09 Unrealized -53.7%
ADAMS RES & ENER 0.3%
Value ($000) $456 Shares 15,000 Est. Cost $30.40 Unrealized
AMSC AMER SUPERCOND 0.3%
Value ($000) $437 Shares 30,000 Est. Cost $13.86 Unrealized 0.0%
HPE HWLT PCKRD ENTRP 0.3%
Value ($000) $428 Shares 30,000 Est. Cost $13.75 Unrealized -7.8%
FEMY FEMASYS INC 0.3%
Value ($000) $413 Shares 60,000 Est. Cost $9.55 Unrealized -23.4%
KHC KRAFT HEINZ CO/THE 0.3%
Value ($000) $368 Shares 10,000 Est. Cost $30.54 Unrealized 0.0%
SVC SERVICE PROPERTIES TRUST 0.2%
Value ($000) $280 Shares 25,000 Est. Cost $11.20 Unrealized
NEUBASE THERAPEUTICS INC 0.2%
Value ($000) $271 Shares 75,000 Est. Cost $3.61 Unrealized
T AT & T INC 0.2%
Value ($000) $270 Shares 10,000 Est. Cost $16.07 Unrealized 0.0%
BRIGHT HEALTH GROUP INC 0.2%
Value ($000) $204 Shares 25,000 Est. Cost $8.16 Unrealized
PETROS PHARMACEUTICALS INC 0.1%
Value ($000) $200 Shares 100,000 Est. Cost $3.70 Unrealized
VYNE THERAPEUTICS INC 0.1%
Value ($000) $200 Shares 143,750 Est. Cost $6.85 Unrealized
CREATD INC 0.1%
Value ($000) $163 Shares 60,000 Est. Cost $3.91 Unrealized
IPSIDY INC 0.1%
Value ($000) $112 Shares 10,000 Est. Cost $11.20 Unrealized
CREATD INC -CW25 0.1%
Value ($000) $72 Shares 103,400 Est. Cost $0.93 Unrealized