Rosenthal {-} Henry Capital Advisors, Inc. Diversified Active

Location: Mishawaka, IN

CIK: 0001697539 · Show all filings

Period: Q3 2026 (← Previous)

Filing Date: Oct 27, 2026

Total Value: $109M (100.0% shares, 0.0% debt)

Holdings (49)

New Positions (3)

BCAL California BanCorp 1.2%
Value $1.347M Shares 63,100 Share Price $21.35 Est. Cost/Share $21.36 Unrealized @ Report Date -0.0%
RNST Renasant Corp 1.2%
Value $1.322M Shares 34,000 Share Price $38.88 Est. Cost/Share $42.02 Unrealized @ Report Date -7.5%
SMBK SmartFinancial Inc 1.0%
Value $1.053M Shares 21,250 Share Price $49.57 Est. Cost/Share $50.47 Unrealized @ Report Date -1.8%

Increased Positions (3)

INDB Independent Bank Corp 1.3%
Value $1.434M (+1041.7%) Shares 18,500 (+1133.3%) Share Price $77.50 Est. Cost/Share $83.09 Unrealized @ Report Date -6.5%
HTB Hometrust Bancshares Inc 3.5%
Value $3.794M (+51.9%) Shares 92,547 (+84.9%) Share Price $40.99 * Est. Cost/Share $45.49 Unrealized @ Report Date +0.6%
USCB USCB Financial Holdings, Inc 1.0%
Value $1.083M (+64.1%) Shares 49,590 (+53.8%) Share Price $21.83 Est. Cost/Share $20.07 Unrealized @ Report Date +8.8%

Exited Positions (2)

CCB Coastal Financial Corp 2.1%
Value $2.249M Shares 29,013 Share Price $77.51 * Est. Cost/Share $47.56 Unrealized @ Report Date -16.0%
TCBI Texas Capital Bancshares Inc 1.6%
Value $1.704M Shares 16,500 Share Price $103.26 * Est. Cost/Share $98.64 Unrealized @ Report Date -5.7%

Decreased Positions (2)

TBBK Bancorp Inc 4.9%
Value $5.366M (-39.8%) Shares 111,416 (-21.7%) Share Price $48.16 Est. Cost/Share $11.60 Unrealized @ Report Date +315.2%
CNOB ConnectOne Bancorp Inc 2.3%
Value $2.461M (-10.1%) Shares 34,366 (-58.0%) Share Price $71.61 * Est. Cost/Share $17.36 Unrealized @ Report Date +73.1%

Unchanged Positions (41)

CASH Meta Finl Group Inc 3.4%
Value $3.74M Shares 52,576 Share Price $71.14 Est. Cost/Share $25.32 Unrealized @ Report Date +181.0%
WTFC Wintrust Finacial Corp 4.7%
Value $5.078M Shares 35,803 Share Price $141.82 Est. Cost/Share $44.16 Unrealized @ Report Date +221.2%
KRE S&P Regional Banks 6.1%
Value $6.616M Shares 95,280 Share Price $69.44 Est. Cost/Share $54.89 Unrealized @ Report Date +26.5%
— Triumph Bancorp Inc 1.3%
Value $1.44M Shares 24,000 Share Price $59.99 Est. Cost/Share $91.42 Unrealized @ Report Date —
NRIM Northrim Bancorp Inc 2.2%
Value $2.42M Shares 99,870 Share Price $24.23 Est. Cost/Share $19.27 Unrealized @ Report Date +25.7%
FBIZ First Bus Finl Svcs Inc Wis 2.8%
Value $3.095M Shares 45,000 Share Price $68.78 Est. Cost/Share $17.36 Unrealized @ Report Date +296.3%
FFIN First Financial Bankshares Inc 2.2%
Value $2.382M Shares 75,054 Share Price $31.74 Est. Cost/Share $27.44 Unrealized @ Report Date +15.7%
UNTY Unity Bancorp Inc 2.1%
Value $2.288M Shares 42,200 Share Price $54.22 Est. Cost/Share $21.77 Unrealized @ Report Date +149.1%
COLB Columbia Banking System, Inc 1.2%
Value $1.339M Shares 46,806 Share Price $28.60 Est. Cost/Share $29.70 Unrealized @ Report Date -3.7%
FRME First Merchants Corp 1.5%
Value $1.638M Shares 41,164 Share Price $39.78 Est. Cost/Share $30.62 Unrealized @ Report Date +29.9%
— Chain Bridge Bancorp 1.7%
Value $1.806M Shares 39,200 Share Price $46.08 Est. Cost/Share $34.33 Unrealized @ Report Date —
BANF BancFirst Corp 2.5%
Value $2.748M Shares 26,105 Share Price $105.28 Est. Cost/Share $39.43 Unrealized @ Report Date +167.0%
FSBC Five Star Bancorp 0.9%
Value $967K Shares 22,813 Share Price $42.37 Est. Cost/Share $42.16 Unrealized @ Report Date +0.5%
FBK FB Financial Corp 1.8%
Value $1.987M Shares 38,433 Share Price $51.70 Est. Cost/Share $43.87 Unrealized @ Report Date +17.8%
LKFN Lakeland Finl Corp 1.8%
Value $1.987M Shares 34,454 Share Price $57.66 Est. Cost/Share $33.50 Unrealized @ Report Date +72.1%
NBHC National Bank Holdings Corp 0.9%
Value $1.019M Shares 26,000 Share Price $39.19 Est. Cost/Share $42.66 Unrealized @ Report Date -8.1%
VBNK Versabank New 2.7%
Value $2.92M Shares 131,426 Share Price $22.22 Est. Cost/Share $8.13 Unrealized @ Report Date —
MYFW First Western Financial 1.5%
Value $1.653M Shares 55,113 Share Price $29.99 Est. Cost/Share $20.45 Unrealized @ Report Date +46.6%
CVBF CVB Financial Corp 2.5%
Value $2.67M Shares 123,534 Share Price $21.61 Est. Cost/Share $20.54 Unrealized @ Report Date +5.2%
— CommerceWest Bank 2.7%
Value $2.934M Shares 72,177 Share Price $40.65 Est. Cost/Share $17.57 Unrealized @ Report Date —
SPFI South Plains Financial Inc 3.1%
Value $3.396M Shares 81,373 Share Price $41.73 Est. Cost/Share $27.64 Unrealized @ Report Date +51.0%
PFS Provident Financial Services 1.4%
Value $1.528M Shares 68,962 Share Price $22.15 Est. Cost/Share $18.52 Unrealized @ Report Date +19.6%
TCBX Third Coast Bancshares 2.0%
Value $2.162M Shares 51,000 Share Price $42.39 Est. Cost/Share $18.68 Unrealized @ Report Date +126.9%
— Seacost BKG Corporation 2.0%
Value $2.155M Shares 67,704 Share Price $31.83 Est. Cost/Share $21.12 Unrealized @ Report Date —
ESQ Esquire Finacial Hoildings Inc 3.3%
Value $3.629M Shares 31,187 Share Price $116.37 Est. Cost/Share $48.21 Unrealized @ Report Date +141.4%
BWB Bridgewater Bancshares Inc. 1.7%
Value $1.828M Shares 90,614 Share Price $20.17 Est. Cost/Share $12.90 Unrealized @ Report Date +56.4%
SRCE 1st Source Corp 1.9%
Value $2.112M Shares 25,000 Share Price $84.50 Est. Cost/Share $46.25 Unrealized @ Report Date —
BHRB Burke & Herbert Financial Services Corp 1.3%
Value $1.433M Shares 20,895 Share Price $68.60 Est. Cost/Share $64.68 Unrealized @ Report Date +6.1%
CBK Commercial Bancgroup Inc 1.8%
Value $1.959M Shares 62,500 Share Price $31.35 Est. Cost/Share $24.55 Unrealized @ Report Date +27.7%
GABC German Amern Bancorp Inc 2.6%
Value $2.815M Shares 58,199 Share Price $48.36 Est. Cost/Share $25.09 Unrealized @ Report Date +92.7%
MBWM Mercantile Bank Corp 2.4%
Value $2.624M Shares 45,000 Share Price $58.32 Est. Cost/Share $22.44 Unrealized @ Report Date +159.9%
TOWN TowneBank Portsmouth VA 1.8%
Value $2.011M Shares 56,415 Share Price $35.65 Est. Cost/Share $28.94 Unrealized @ Report Date +23.2%
FCBM First Carolina Financial Services, Inc 0.6%
Value $632K Shares 50,000 Share Price $12.63 Est. Cost/Share $12.83 Unrealized @ Report Date -1.6%
SYBT Stock Yds Bancorp Inc 3.2%
Value $3.463M Shares 44,923 Share Price $77.09 Est. Cost/Share $39.67 Unrealized @ Report Date +94.4%
DCOM Dime Commercial Bancshares, Inc 0.5%
Value $587K Shares 14,882 Share Price $39.42 Est. Cost/Share $37.18 Unrealized @ Report Date +6.0%
FCCO First Community Corporation 1.0%
Value $1.136M Shares 35,326 Share Price $32.17 Est. Cost/Share $26.09 Unrealized @ Report Date +23.3%
BANR Banner Corporation 1.9%
Value $2.069M Shares 30,877 Share Price $67.00 Est. Cost/Share $36.23 Unrealized @ Report Date +84.9%
NBTB NBT Bancorp Inc 1.0%
Value $1.062M Shares 21,175 Share Price $50.16 Est. Cost/Share $45.73 Unrealized @ Report Date +9.7%
ORRF Orrstown Financial Services 1.8%
Value $1.992M Shares 49,100 Share Price $40.58 Est. Cost/Share $33.35 Unrealized @ Report Date +21.7%
BFC Bank First Corp 1.4%
Value $1.548M Shares 10,400 Share Price $148.81 Est. Cost/Share $94.13 Unrealized @ Report Date +58.1%
UBSI United Bankshares, Inc 0.2%
Value $174K Shares 3,786 Share Price $45.94 Est. Cost/Share $43.73 Unrealized @ Report Date +5.0%