Rosenthal | Henry Capital Advisors, Inc. Diversified Active

CIK: 0001697539 · Show all filings

Period: Q4 2025 (← Previous)

Filing Date: Jan 28, 2026

Total Value ($000): $107,935 (100.0% shares, 0.0% debt)

Holdings (40)

New Positions (1)

CBK Commercial Bancgroup Inc 1.4%

Value ($000) $1,535 Shares 62,500 Est. Cost $24.55 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CBK	Commercial Bancgroup Inc	62,500	$1,535	1.4%	$24.55	0.0%	COM	20112C106

Increased Positions (1)

— Chain Bridge Bancorp 1.3%

Value ($000) $1,358 (+558.3%) Shares 39,200 (+522.0%) Est. Cost $34.33 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Chain Bridge Bancorp	39,200 (+522.0%)	$1,358 (+558.3%)	1.3%	$34.33	—	COM	157297103

Unchanged Positions (38)

TBBK Bancorp Inc 10.2%

Value ($000) $11,014 Shares 163,126 Est. Cost $11.60 Unrealized +494.9%

NRIM Northrim Bancorp Inc 3.0%

Value ($000) $3,193 Shares 120,000 Est. Cost $19.27 Unrealized +22.5%

VBNK Versabank New 2.8%

Value ($000) $2,999 Shares 200,226 Est. Cost $6795.31 Unrealized —

BANF BancFirst Corp 2.6%

Value ($000) $2,768 Shares 26,105 Est. Cost $39.43 Unrealized +185.7%

HTBK Heritage Commerce Corp 2.1%

Value ($000) $2,283 Shares 189,785 Est. Cost $8.91 Unrealized +21.8%

LKFN Lakeland Finl Corp 2.3%

Value ($000) $2,445 Shares 42,854 Est. Cost $33.50 Unrealized +75.5%

— Triumph Bancorp Inc 1.4%

Value ($000) $1,503 Shares 24,000 Est. Cost $78304.36 Unrealized —

FFIN First Financial Bankshares Inc 2.1%

Value ($000) $2,242 Shares 75,054 Est. Cost $27.44 Unrealized +14.3%

WTFC Wintrust Finacial Corp 4.6%

Value ($000) $5,006 Shares 35,803 Est. Cost $44.16 Unrealized +201.2%

SYBT Stock Yds Bancorp Inc 2.7%

Value ($000) $2,918 Shares 44,923 Est. Cost $39.67 Unrealized +69.4%

MYFW First Western Financial 1.4%

Value ($000) $1,478 Shares 55,113 Est. Cost $20.45 Unrealized +16.6%

KRE S&P Regional Banks 7.9%

Value ($000) $8,530 Shares 131,610 Est. Cost $56.60 Unrealized —

CCB Coastal Financial Corp 3.1%

Value ($000) $3,325 Shares 29,013 Est. Cost $47.56 Unrealized +129.4%

— Northeast Community Bancorp Inc 1.8%

Value ($000) $1,982 Shares 87,647 Est. Cost $12320.26 Unrealized —

OBK Origin Bancorp 1.8%

Value ($000) $1,977 Shares 52,579 Est. Cost $31.76 Unrealized +12.8%

CASH Meta Finl Group Inc 3.5%

Value ($000) $3,733 Shares 52,576 Est. Cost $25.32 Unrealized +182.9%

UNTY Unity Bancorp Inc 2.5%

Value ($000) $2,689 Shares 52,000 Est. Cost $21.77 Unrealized +128.3%

MBWM Mercantile Bank Corp 2.0%

Value ($000) $2,165 Shares 45,000 Est. Cost $22.44 Unrealized +104.4%

FBIZ First Bus Finl Svcs Inc Wis 2.3%

Value ($000) $2,444 Shares 45,000 Est. Cost $17.36 Unrealized +198.7%

HBT HBT Financial 3.0%

Value ($000) $3,248 Shares 92,547 Est. Cost $24.34 Unrealized +1.4%

CNOB ConnectOne Bancorp Inc 2.0%

Value ($000) $2,147 Shares 81,893 Est. Cost $17.36 Unrealized +44.3%

— CommerceWest Bank 2.9%

Value ($000) $3,162 Shares 88,377 Est. Cost $17.57 Unrealized —

BANR Banner Corporation 1.8%

Value ($000) $1,935 Shares 30,877 Est. Cost $36.23 Unrealized +72.4%

TOWN TowneBank Portsmouth VA 1.9%

Value ($000) $2,069 Shares 62,000 Est. Cost $28.94 Unrealized +16.3%

ORRF Orrstown Financial Services 1.6%

Value ($000) $1,739 Shares 49,100 Est. Cost $33.35 Unrealized +3.6%

— Seacost BKG Corporation 2.0%

Value ($000) $2,127 Shares 67,704 Est. Cost $12908.61 Unrealized —

FCCO First Community Corporation 1.0%

Value ($000) $1,047 Shares 35,326 Est. Cost $26.09 Unrealized +7.8%

PFS Provident Financial Services 1.3%

Value ($000) $1,362 Shares 68,962 Est. Cost $18.52 Unrealized +2.7%

SRCE 1st Source Corp 1.4%

Value ($000) $1,562 Shares 25,000 Est. Cost $41764.49 Unrealized —

NBHC National Bank Holdings Corp 0.9%

Value ($000) $991 Shares 26,075 Est. Cost $42.66 Unrealized -12.1%

FRME First Merchants Corp 2.5%

Value ($000) $2,701 Shares 72,064 Est. Cost $30.62 Unrealized +20.1%

SPFI South Plains Financial Inc 2.9%

Value ($000) $3,157 Shares 81,373 Est. Cost $27.64 Unrealized +38.5%

BWB Bridgewater Bancshares Inc. 1.5%

Value ($000) $1,588 Shares 90,614 Est. Cost $12.90 Unrealized +34.6%

BFC Bank First Corp 1.2%

Value ($000) $1,267 Shares 10,400 Est. Cost $94.13 Unrealized +34.9%

GABC German Amern Bancorp Inc 2.1%

Value ($000) $2,280 Shares 58,199 Est. Cost $25.09 Unrealized +55.5%

FBK FB Financial Corp 2.0%

Value ($000) $2,145 Shares 38,433 Est. Cost $43.87 Unrealized +26.8%

TCBX Third Coast Bancshares 1.8%

Value ($000) $1,939 Shares 51,000 Est. Cost $18.68 Unrealized +104.8%

ESQ Esquire Finacial Hoildings Inc 3.6%

Value ($000) $3,882 Shares 38,037 Est. Cost $48.21 Unrealized +109.7%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
TBBK	Bancorp Inc	163,126	$11,014	10.2%	$11.60	+494.9%	COM	05969A105
NRIM	Northrim Bancorp Inc	120,000	$3,193	3.0%	$19.27	+22.5%	COM	666762109
VBNK	Versabank New	200,226	$2,999	2.8%	$6795.31	—	COM	92512J106
BANF	BancFirst Corp	26,105	$2,768	2.6%	$39.43	+185.7%	COM	05945F103
HTBK	Heritage Commerce Corp	189,785	$2,283	2.1%	$8.91	+21.8%	COM	426927109
LKFN	Lakeland Finl Corp	42,854	$2,445	2.3%	$33.50	+75.5%	COM	511656100
—	Triumph Bancorp Inc	24,000	$1,503	1.4%	$78304.36	—	COM	89679e300
FFIN	First Financial Bankshares Inc	75,054	$2,242	2.1%	$27.44	+14.3%	COM	32020R109
WTFC	Wintrust Finacial Corp	35,803	$5,006	4.6%	$44.16	+201.2%	COM	97650W108
SYBT	Stock Yds Bancorp Inc	44,923	$2,918	2.7%	$39.67	+69.4%	COM	861025104
MYFW	First Western Financial	55,113	$1,478	1.4%	$20.45	+16.6%	COM	33751L105
KRE	S&P Regional Banks	131,610	$8,530	7.9%	$56.60	—	ETF	78464A698
CCB	Coastal Financial Corp	29,013	$3,325	3.1%	$47.56	+129.4%	COM	19046P209
—	Northeast Community Bancorp Inc	87,647	$1,982	1.8%	$12320.26	—	COM	664112109
OBK	Origin Bancorp	52,579	$1,977	1.8%	$31.76	+12.8%	COM	68621T102
CASH	Meta Finl Group Inc	52,576	$3,733	3.5%	$25.32	+182.9%	COM	59100U108
UNTY	Unity Bancorp Inc	52,000	$2,689	2.5%	$21.77	+128.3%	COM	913290102
MBWM	Mercantile Bank Corp	45,000	$2,165	2.0%	$22.44	+104.4%	COM	587376104
FBIZ	First Bus Finl Svcs Inc Wis	45,000	$2,444	2.3%	$17.36	+198.7%	COM	319390100
HBT	HBT Financial	92,547	$3,248	3.0%	$24.34	+1.4%	COM	404111106
CNOB	ConnectOne Bancorp Inc	81,893	$2,147	2.0%	$17.36	+44.3%	COM	20786W107
—	CommerceWest Bank	88,377	$3,162	2.9%	$17.57	—	COM	20084T103
BANR	Banner Corporation	30,877	$1,935	1.8%	$36.23	+72.4%	COM	06652V208
TOWN	TowneBank Portsmouth VA	62,000	$2,069	1.9%	$28.94	+16.3%	COM	89214P109
ORRF	Orrstown Financial Services	49,100	$1,739	1.6%	$33.35	+3.6%	COM	687380105
—	Seacost BKG Corporation	67,704	$2,127	2.0%	$12908.61	—	COM	811707306
FCCO	First Community Corporation	35,326	$1,047	1.0%	$26.09	+7.8%	COM	319835104
PFS	Provident Financial Services	68,962	$1,362	1.3%	$18.52	+2.7%	COM	74386T105
SRCE	1st Source Corp	25,000	$1,562	1.4%	$41764.49	—	COM	336901103
NBHC	National Bank Holdings Corp	26,075	$991	0.9%	$42.66	-12.1%	COM	633707104
FRME	First Merchants Corp	72,064	$2,701	2.5%	$30.62	+20.1%	COM	320817109
SPFI	South Plains Financial Inc	81,373	$3,157	2.9%	$27.64	+38.5%	COM	83946P107
BWB	Bridgewater Bancshares Inc.	90,614	$1,588	1.5%	$12.90	+34.6%	COM	108621103
BFC	Bank First Corp	10,400	$1,267	1.2%	$94.13	+34.9%	COM	06211J100
GABC	German Amern Bancorp Inc	58,199	$2,280	2.1%	$25.09	+55.5%	COM	373865104
FBK	FB Financial Corp	38,433	$2,145	2.0%	$43.87	+26.8%	COM	30257X104
TCBX	Third Coast Bancshares	51,000	$1,939	1.8%	$18.68	+104.8%	COM	88422P109
ESQ	Esquire Finacial Hoildings Inc	38,037	$3,882	3.6%	$48.21	+109.7%	COM	29667J101