CION INVT CORP

Ticker: CION CUSIP: 17259U204 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Bulldog Investors, LLP1,538,071$14,873
Invesco Ltd.1,256,649$12,152
VAN ECK ASSOCIATES CORP1,243,866$12
North Ground Capital1,086,992$10,511
LPL Financial LLC933,985$9,032
Cambridge Investment Research Advisors, Inc.755,768$7
Private Advisor Group, LLC740,833$7,164
Callodine Capital Management, LP562,388$5,438
UBS Group AG556,353$5,380
TWO SIGMA INVESTMENTS, LP485,483$4,695
Berger Financial Group, Inc485,188$4,692
Closed-End Fund Advisors, Inc.475,908$4,602
MORGAN STANLEY453,788$4,388
Hennion & Walsh Asset Management, Inc.414,620$4,009
BlackRock, Inc.375,759$3,634
LSV ASSET MANAGEMENT352,236$3
Arkadios Wealth Advisors343,378$3,320
JANE STREET GROUP, LLC317,818$3,073
Advisors Asset Management, Inc.292,397$2,827
Kestra Advisory Services, LLC286,008$2,766
Sigma Planning Corp280,046$2,708
RENAISSANCE TECHNOLOGIES LLC260,800$2,522
ENVESTNET ASSET MANAGEMENT INC233,110$2,254
Pinkerton Retirement Specialists, LLC228,636$2,211
COMMONWEALTH EQUITY SERVICES, LLC216,587$2,094
Legacy Wealth Managment, LLC/ID215,209$2,081
TWO SIGMA ADVISERS, LP198,200$1,917
OSAIC HOLDINGS, INC.195,411$1,890
SHERMAN PORFOLIOS, LLC193,758$1,874
TUDOR INVESTMENT CORP ET AL189,494$1,832
BI Asset Management Fondsmaeglerselskab A/S184,026$2
OneDigital Investment Advisors LLC178,764$1,729
RAYMOND JAMES FINANCIAL INC171,520$1,659
JPMORGAN CHASE & CO171,360$1,657
HighPoint Advisor Group LLC162,034$1,567
Cetera Investment Advisers142,067$1,374
CITADEL ADVISORS LLC133,837$1,294
DIVERSIFY WEALTH MANAGEMENT, LLC133,315$1,254
WELLS FARGO & COMPANY/MN102,933$995
D. E. Shaw & Co., Inc.99,531$962
ADAPT WEALTH ADVISORS, LLC97,818$946
Alpine Global Management, LLC93,836$907
Trexquant Investment LP84,183$814
Apollon Wealth Management, LLC83,184$804
Virtus Investment Advisers, LLC74,429$720
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC70,091$678
Janney Montgomery Scott LLC68,216$1
BANK OF AMERICA CORP /DE/65,595$634
Endowment Wealth Management, Inc.64,505$624
Apollo Management Holdings, L.P.63,262$612
AE Wealth Management LLC54,724$529
MILLENNIUM MANAGEMENT LLC51,374$497
AMERIPRISE FINANCIAL INC51,174$495
FOUNDERS FINANCIAL SECURITIES LLC48,781$472
Cooper Financial Group46,332$448
Paradigm Financial Partners, LLC46,074$446
Concurrent Investment Advisors, LLC45,074$436
BlueChip Wealth Advisors LLC41,426$401
Strategic Blueprint, LLC40,797$395
Quadrature Capital Ltd40,468$391
ACADIAN ASSET MANAGEMENT LLC40,419$0
Continuum Advisory, LLC39,609$383
Symmetry Partners, LLC39,228$379
nVerses Capital, LLC34,892$337
WEDBUSH SECURITIES INC34,875$0
Jump Financial, LLC32,013$310
MARSHALL WACE, LLP32,012$310
XTX Topco Ltd31,909$309
Koshinski Asset Management, Inc.29,440$285
SILVER OAK SECURITIES, INCORPORATED28,060$273
Founders Financial Alliance, LLC28,012$271
TT Capital Management LLC27,225$263
Campbell & CO Investment Adviser LLC27,177$263
Verition Fund Management LLC26,809$259
ROYAL BANK OF CANADA26,354$255
Beacon Capital Management, LLC26,321$255
Brevan Howard Capital Management LP25,979$251
IHT Wealth Management, LLC25,505$247
Kovack Advisors, Inc.25,349$245
EPG Wealth Management LLC25,156$243
GatePass Capital, LLC25,000$242
AI Financial Services LLC24,902$241
Dynamic Technology Lab Private Ltd24,787$240
Aquatic Capital Management LLC24,671$239
United Advisor Group, LLC24,085$233
Financial Gravity Asset Management, Inc.24,049$233
NORTHERN TRUST CORP23,424$227
Cerity Partners LLC23,189$224
GREAT VALLEY ADVISOR GROUP, INC.21,627$209
Quantbot Technologies LP21,254$206
Creative Planning20,920$202
Buckingham Strategic Partners20,906$202
Virtu Financial LLC19,921$0
HARBOUR INVESTMENTS, INC.19,734$191
NOMURA HOLDINGS INC19,500$189
SWMG, LLC19,374$171
Golden State Wealth Management, LLC19,312$187
Engineers Gate Manager LP19,203$186
PharVision Advisers, LLC17,485$169
HighTower Advisors, LLC17,350$168
61 other institutions483,760$4,592
Total (161 institutions)19,400,266$161,389