GAIN THERAPEUTICS INC

Ticker: GANX CUSIP: 36269B105 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MARSHALL WACE, LLP1,662,293$5,353
Potomac Capital Management, Inc.1,010,000$3,252
JONES FINANCIAL COMPANIES LLLP702,213$2,261
SUSQUEHANNA INTERNATIONAL GROUP, LLP684,349$2,204
VANGUARD GROUP INC569,901$1,835
Cambridge Investment Research Advisors, Inc.568,645$2
DME Capital Management, LP566,130$1,823
GEODE CAPITAL MANAGEMENT, LLC397,942$1,282
JANE STREET GROUP, LLC242,328$780
BlackRock, Inc.209,579$675
Cresset Asset Management, LLC160,000$515
STATE STREET CORP157,537$507
MORGAN STANLEY147,591$475
LPL Financial LLC106,550$343
NORTHERN TRUST CORP102,001$328
UBS Group AG81,121$261
Focus Partners Wealth77,855$251
HRT FINANCIAL LP55,679$0
GROUP ONE TRADING, L.P.54,159$174
SIMPLEX TRADING, LLC47,946$154
BENEDICT FINANCIAL ADVISORS INC38,000$122
OMERS ADMINISTRATION Corp37,300$120
PRELUDE CAPITAL MANAGEMENT, LLC35,820$115
GOLDMAN SACHS GROUP INC32,494$105
Point72 Asset Management, L.P.32,480$105
BRIDGEWAY CAPITAL MANAGEMENT, LLC30,004$97
Lighthouse Investment Partners, LLC23,040$74
GSA CAPITAL PARTNERS LLP20,472$0
Oliver Luxxe Assets LLC20,250$65
Apollon Wealth Management, LLC19,825$64
RENAISSANCE TECHNOLOGIES LLC17,400$56
Wealthspire Advisors, LLC16,900$54
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC15,556$40
Engineers Gate Manager LP14,617$47
MILLENNIUM MANAGEMENT LLC14,002$45
COMMONWEALTH EQUITY SERVICES, LLC12,685$41
SPROTT INC.12,000$39
Kestra Advisory Services, LLC12,000$39
NewEdge Advisors, LLC10,600$34
Tower Research Capital LLC (TRC)6,859$22
MAI Capital Management4,410$14
BANK OF AMERICA CORP /DE/3,908$13
WELLS FARGO & COMPANY/MN2,650$9
BNP PARIBAS ARBITRAGE, SA2,381$8
FNY Investment Advisers, LLC2,000$0
State of Wyoming1,438$5
Larson Financial Group LLC10$0
Total (47 institutions)8,042,920$23,808