STEM INC

Ticker: STEM CUSIP: 85859N300 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
VANGUARD GROUP INC396,383$5,966
MARSHALL WACE, LLP167,247$2,517
BlackRock, Inc.138,177$2,080
GEODE CAPITAL MANAGEMENT, LLC88,246$1,329
TWO SIGMA INVESTMENTS, LP85,099$1,281
SUSQUEHANNA INTERNATIONAL GROUP, LLP83,393$1,255
GSA CAPITAL PARTNERS LLP79,216$1
BRIDGEWAY CAPITAL MANAGEMENT, LLC69,600$1,047
STATE STREET CORP38,279$576
CITIGROUP INC37,223$560
UBS Group AG36,390$548
GOLDMAN SACHS GROUP INC35,738$538
Jump Financial, LLC35,500$534
MILLENNIUM MANAGEMENT LLC32,967$496
DnB Asset Management AS32,461$489
COHEN & STEERS, INC.31,887$0
HSBC HOLDINGS PLC28,424$434
TWO SIGMA ADVISERS, LP27,690$417
Susquehanna Portfolio Strategies, LLC26,781$403
ROYAL BANK OF CANADA25,938$390
Keyframe Capital Partners, L.P.25,924$390
Trexquant Investment LP25,576$385
MORGAN STANLEY24,074$362
Walleye Capital LLC23,790$358
BNP PARIBAS ARBITRAGE, SA19,382$292
NORTHERN TRUST CORP18,779$283
MANGROVE PARTNERS IM, LLC18,061$272
Qube Research & Technologies Ltd18,040$272
HighTower Advisors, LLC16,307$245
CANADA PENSION PLAN INVESTMENT BOARD16,100$242
XTX Topco Ltd14,579$219
OMERS ADMINISTRATION Corp12,600$190
BANK OF AMERICA CORP /DE/12,417$187
NOMURA HOLDINGS INC12,338$186
BALYASNY ASSET MANAGEMENT L.P.11,778$177
WELLS FARGO & COMPANY/MN11,646$175
RENAISSANCE TECHNOLOGIES LLC11,200$169
Point72 Asset Management, L.P.11,100$167
PRICE T ROWE ASSOCIATES INC /MD/10,514$0
Zweig-DiMenna Associates LLC8,302$125
Walleye Trading LLC5,011$75
JPMORGAN CHASE & CO4,914$74
DEUTSCHE BANK AG\4,047$61
ACADIAN ASSET MANAGEMENT LLC3,608$0
GROUP ONE TRADING, L.P.2,849$43
FMR LLC2,229$34
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC1,900$29
NATIONAL BANK OF CANADA /FI/1,746$26
IFP Advisors, Inc1,478$22
Tower Research Capital LLC (TRC)1,333$20
PNC Financial Services Group, Inc.1,169$18
OSAIC HOLDINGS, INC.897$13
CIBC Private Wealth Group, LLC476$7
Rockefeller Capital Management L.P.407$6
CWM, LLC339$0
Hurley Capital, LLC245$4
GAMMA Investing LLC228$3
Federation des caisses Desjardins du Quebec199$3
CKW FINANCIAL GROUP192$0
SBI Securities Co., Ltd.149$2
FEDERATED HERMES, INC.98$1
Farther Finance Advisors, LLC97$1
JONES FINANCIAL COMPANIES LLLP96$1
Optiver Holding B.V.87$1
Clearstead Advisors, LLC80$1
US BANCORP \DE\67$1
Cornerstone Financial Management LLC66$1
BESSEMER GROUP INC59$0
NISA INVESTMENT ADVISORS, LLC50$1
Allworth Financial LP42$1
MAI Capital Management37$1
Strategic Investment Solutions, Inc. /IL37$1
BRYN MAWR TRUST Co35$1
BARCLAYS PLC33$0
Fortitude Family Office, LLC29$0
HM PAYSON & CO25$0
CoreCap Advisors, LLC25$0
Quent Capital, LLC25$0
COMERICA BANK20$0
Dogwood Wealth Management LLC11$0
ORG Wealth Partners, LLC7$0
Russell Investments Group, Ltd.6$0
Sound Income Strategies, LLC5$0
SageView Advisory Group, LLC2$0
Smallwood Wealth Investment Management, LLC2$0
Total (85 institutions)1,853,603$26,012