UPLAND SOFTWARE INC

Ticker: UPLD CUSIP: 91544A109 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
VANGUARD GROUP INC1,813,288$2,593
AMERIPRISE FINANCIAL INC1,340,193$1,916
ACADIAN ASSET MANAGEMENT LLC1,258,778$2
RICE HALL JAMES & ASSOCIATES, LLC893,697$1,278
NEW SOUTH CAPITAL MANAGEMENT INC887,094$1,269
D. E. Shaw & Co., Inc.848,388$1,213
CastleKnight Management LP777,201$1,111
BlackRock, Inc.621,236$888
MARSHALL WACE, LLP472,503$676
RBF Capital, LLC427,548$611
TWO SIGMA ADVISERS, LP335,300$479
Assenagon Asset Management S.A.301,377$431
TWO SIGMA INVESTMENTS, LP286,989$410
GEODE CAPITAL MANAGEMENT, LLC278,139$398
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO277,790$397
Russell Investments Group, Ltd.262,389$375
Man Group plc260,590$373
RENAISSANCE TECHNOLOGIES LLC234,091$335
GSA CAPITAL PARTNERS LLP162,586$0
BRIDGEWAY CAPITAL MANAGEMENT, LLC155,600$223
Squarepoint Ops LLC139,197$199
STATE STREET CORP109,951$157
GOLDMAN SACHS GROUP INC103,825$148
Heron Bay Capital Management83,184$119
NORTHERN TRUST CORP64,044$92
EVERGREEN CAPITAL MANAGEMENT LLC62,390$89
UBS Group AG49,953$71
Boston Partners45,300$65
Quadrature Capital Ltd40,987$59
XTX Topco Ltd38,990$56
HSBC HOLDINGS PLC38,874$55
Centiva Capital, LP32,854$47
BANK OF AMERICA CORP /DE/31,892$46
CITADEL ADVISORS LLC31,113$44
BARCLAYS PLC30,211$43
PRICE T ROWE ASSOCIATES INC /MD/23,520$0
FMR LLC19,729$28
First Heartland Consultants, Inc.17,829$25
O'SHAUGHNESSY ASSET MANAGEMENT, LLC16,606$24
GREEN SQUARE CAPITAL ADVISORS LLC14,411$21
Savant Capital, LLC13,500$19
Walleye Capital LLC13,353$19
DIMENSIONAL FUND ADVISORS LP11,774$17
RITHOLTZ WEALTH MANAGEMENT11,692$17
SUSQUEHANNA INTERNATIONAL GROUP, LLP10,952$16
OSAIC HOLDINGS, INC.8,375$12
FEDERATED HERMES, INC.2,229$3
NewEdge Advisors, LLC2,124$3
SRS Capital Advisors, Inc.2,000$3
ROYAL BANK OF CANADA846$1
MORGAN STANLEY588$1
CoreCap Advisors, LLC505$1
BNP PARIBAS ARBITRAGE, SA172$0
Steward Partners Investment Advisory, LLC20$0
Anchor Investment Management, LLC17$0
SBI Securities Co., Ltd.4$0
HUNTINGTON NATIONAL BANK1$0
CITIGROUP INC1$0
Total (58 institutions)12,967,790$16,479