BARINGS LLC Diversified Active

CIK: 0000009015 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Nov 13, 2023

Total Value ($000): $2,931,873 (99.0% shares, 1.0% debt)

Holdings (150)

IVV ISHARES TR 25.8%
Value ($000) $757,877 Shares 1,764,845 Est. Cost $357.65 Unrealized
QQQ INVESCO QQQ TR 11.7%
Value ($000) $343,239 Shares 958,045 Est. Cost $316.65 Unrealized
IWO ISHARES TR 11.1%
Value ($000) $326,822 Shares 1,458,050 Est. Cost $230.66 Unrealized
BBDC BARINGS BDC, INC. 4.1%
Value ($000) $121,530 Shares 13,639,681 Est. Cost $5.27 Unrealized +23.4%
AGG ISHARES TR 2.6%
Value ($000) $77,584 Shares 825,014 Est. Cost $103.32 Unrealized
LQD ISHARES TR 2.6%
Value ($000) $77,568 Shares 760,323 Est. Cost $111.00 Unrealized
SU SUNCOR ENERGY INC NEW 2.0%
Value ($000) $58,242 Shares 1,694,078 Est. Cost $24.68 Unrealized +19.4%
IEF ISHARES TR 1.9%
Value ($000) $56,433 Shares 616,147 Est. Cost $98.11 Unrealized
CRH CRH PLC 1.8%
Value ($000) $53,871 Shares 984,305 Est. Cost $54.36 Unrealized 0.0%
FLOT ISHARES TR 1.8%
Value ($000) $52,468 Shares 1,031,000 Est. Cost $50.51 Unrealized
PDD PDD HOLDINGS INC 1.7%
Value ($000) $50,794 Shares 517,941 Est. Cost $80.00 Unrealized
VT VANGUARD INTL EQUITY INDEX F 1.5%
Value ($000) $43,775 Shares 469,793 Est. Cost $93.28 Unrealized
SHV ISHARES TR 1.5%
Value ($000) $42,817 Shares 387,587 Est. Cost $110.38 Unrealized
HTHT H WORLD GROUP LTD 1.4%
Value ($000) $39,589 Shares 1,004,035 Est. Cost $44.35 Unrealized
IVW ISHARES TR 1.3%
Value ($000) $38,118 Shares 557,119 Est. Cost $69.35 Unrealized
SPY SPDR S&P 500 ETF TR 1.3%
Value ($000) $37,391 Shares 87,468 Est. Cost $432.58 Unrealized
CEMB ISHARES INC 1.1%
Value ($000) $31,873 Shares 753,688 Est. Cost $44.75 Unrealized
HDV ISHARES TR 1.1%
Value ($000) $31,373 Shares 317,248 Est. Cost $98.89 Unrealized
URTH ISHARES INC 1.1%
Value ($000) $31,231 Shares 259,892 Est. Cost $109.83 Unrealized
GRID FIRST TR EXCHANGE TRADED FD 1.0%
Value ($000) $29,223 Shares 311,246 Est. Cost $98.27 Unrealized
LIN LINDE PLC 1.0%
Value ($000) $29,153 Shares 78,294 Est. Cost $322.30 Unrealized +14.5%
NTR NUTRIEN LTD 0.9%
Value ($000) $27,111 Shares 438,973 Est. Cost $58.80 Unrealized -0.9%
XOM EXXON MOBIL CORP 0.9%
Value ($000) $25,013 Shares 212,728 Est. Cost $61.39 Unrealized +64.5%
YUMC YUM CHINA HLDGS INC 0.8%
Value ($000) $23,821 Shares 427,513 Est. Cost $50.31 Unrealized +11.2%
SE SEA LTD 0.7%
Value ($000) $19,368 Shares 440,683 Est. Cost $66.94 Unrealized
CTVA CORTEVA INC 0.7%
Value ($000) $19,077 Shares 372,893 Est. Cost $47.90 Unrealized +7.6%
CF CF INDS HLDGS INC 0.6%
Value ($000) $17,745 Shares 206,966 Est. Cost $71.48 Unrealized +4.5%
COP CONOCOPHILLIPS 0.5%
Value ($000) $15,758 Shares 131,533 Est. Cost $43.98 Unrealized +145.3%
MFA FINL INC 0.5%
Value ($000) $14,700 Shares 15,000,000 Est. Cost $1.04 Unrealized
VCLT VANGUARD SCOTTSDALE FDS 0.5%
Value ($000) $14,109 Shares 196,996 Est. Cost $78.28 Unrealized
EAGG ISHARES TR 0.4%
Value ($000) $12,506 Shares 276,077 Est. Cost $49.22 Unrealized
CVX CHEVRON CORP NEW 0.4%
Value ($000) $11,762 Shares 69,754 Est. Cost $105.58 Unrealized +38.1%
BUNGE LIMITED 0.4%
Value ($000) $10,891 Shares 100,610 Est. Cost $80.76 Unrealized
EOG EOG RES INC 0.4%
Value ($000) $10,374 Shares 81,842 Est. Cost $62.56 Unrealized +87.3%
FMX FOMENTO ECONOMICO MEXICANO S 0.3%
Value ($000) $10,130 Shares 92,806 Est. Cost $109.15 Unrealized
HESS CORP 0.3%
Value ($000) $9,642 Shares 63,021 Est. Cost $55.96 Unrealized
MOS MOSAIC CO NEW 0.3%
Value ($000) $9,290 Shares 260,964 Est. Cost $35.77 Unrealized 0.0%
CWB SPDR SER TR 0.3%
Value ($000) $9,275 Shares 136,798 Est. Cost $68.19 Unrealized
EZU ISHARES INC 0.3%
Value ($000) $9,201 Shares 217,834 Est. Cost $42.59 Unrealized
DAR DARLING INGREDIENTS INC 0.3%
Value ($000) $9,097 Shares 174,278 Est. Cost $45.27 Unrealized +38.0%
SPGP INVESCO EXCHANGE TRADED FD T 0.3%
Value ($000) $8,975 Shares 98,363 Est. Cost $85.30 Unrealized
PBR/A PETROLEO BRASILEIRO SA PETRO 0.3%
Value ($000) $8,888 Shares 648,301 Est. Cost $9.21 Unrealized
SQM SOCIEDAD QUIMICA Y MINERA DE 0.3%
Value ($000) $8,557 Shares 143,399 Est. Cost $69.69 Unrealized
DE DEERE & CO 0.3%
Value ($000) $8,211 Shares 21,758 Est. Cost $288.66 Unrealized +37.9%
HEZU ISHARES TR 0.3%
Value ($000) $7,921 Shares 257,688 Est. Cost $30.74 Unrealized
IXC ISHARES TR 0.3%
Value ($000) $7,838 Shares 189,971 Est. Cost $41.26 Unrealized
SHW SHERWIN WILLIAMS CO 0.3%
Value ($000) $7,702 Shares 30,198 Est. Cost $228.93 Unrealized +14.5%
VALE VALE S A 0.3%
Value ($000) $7,607 Shares 567,687 Est. Cost $15.35 Unrealized
ITUB ITAU UNIBANCO HLDG S A 0.3%
Value ($000) $7,394 Shares 1,376,861 Est. Cost $7.86 Unrealized
AGCO AGCO CORP 0.2%
Value ($000) $7,065 Shares 59,728 Est. Cost $94.49 Unrealized +27.7%
DISH NETWORK CORPORATION 0.2%
Value ($000) $6,985 Shares 11,517,000 Est. Cost $0.90 Unrealized
GTX GARRETT MOTION INC 0.2%
Value ($000) $6,946 Shares 881,522 Est. Cost $8.02 Unrealized -4.0%
ADM ARCHER DANIELS MIDLAND CO 0.2%
Value ($000) $6,798 Shares 90,132 Est. Cost $48.42 Unrealized +54.1%
VLO VALERO ENERGY CORP 0.2%
Value ($000) $6,797 Shares 47,967 Est. Cost $122.12 Unrealized 0.0%
NUE NUCOR CORP 0.2%
Value ($000) $6,361 Shares 40,686 Est. Cost $142.70 Unrealized +11.8%
MSFT MICROSOFT CORP 0.2%
Value ($000) $6,250 Shares 19,793 Est. Cost $108.03 Unrealized +200.5%
EMBD GLOBAL X FDS 0.2%
Value ($000) $6,012 Shares 289,300 Est. Cost $23.72 Unrealized
LI LI AUTO INC 0.2%
Value ($000) $5,967 Shares 167,386 Est. Cost $25.15 Unrealized
EWH ISHARES INC 0.2%
Value ($000) $5,577 Shares 325,197 Est. Cost $22.23 Unrealized
TSCO TRACTOR SUPPLY CO 0.2%
Value ($000) $5,544 Shares 27,306 Est. Cost $37.78 Unrealized +10.0%
QUAL ISHARES TR 0.2%
Value ($000) $5,305 Shares 40,251 Est. Cost $104.69 Unrealized
ZTO ZTO EXPRESS CAYMAN INC 0.2%
Value ($000) $5,301 Shares 219,334 Est. Cost $28.10 Unrealized
BBD BANCO BRADESCO S A 0.2%
Value ($000) $5,275 Shares 1,850,828 Est. Cost $4.17 Unrealized
TCPC BLACKROCK TCP CAPITAL CORP 0.2%
Value ($000) $5,161 Shares 439,638 Est. Cost $12.41 Unrealized -3.1%
DOW DOW INC 0.2%
Value ($000) $5,082 Shares 98,560 Est. Cost $38.14 Unrealized +21.4%
LYB LYONDELLBASELL INDUSTRIES N 0.2%
Value ($000) $5,069 Shares 53,522 Est. Cost $76.26 Unrealized +6.3%
AMZN AMAZON COM INC 0.2%
Value ($000) $4,792 Shares 37,697 Est. Cost $120.58 Unrealized +11.1%
SCCO SOUTHERN COPPER CORP 0.2%
Value ($000) $4,786 Shares 63,563 Est. Cost $69.85 Unrealized 0.0%
ALB ALBEMARLE CORP 0.2%
Value ($000) $4,721 Shares 27,763 Est. Cost $196.03 Unrealized -2.4%
FN FABRINET 0.2%
Value ($000) $4,606 Shares 27,642 Est. Cost $122.66 Unrealized +13.1%
DEM WISDOMTREE TR 0.2%
Value ($000) $4,547 Shares 121,312 Est. Cost $36.41 Unrealized
GOOGL ALPHABET INC 0.1%
Value ($000) $4,224 Shares 32,279 Est. Cost $120.29 Unrealized +6.7%
SBS COMPANHIA DE SANEAMENTO BASI 0.1%
Value ($000) $4,136 Shares 341,293 Est. Cost $11.33 Unrealized
IEUR ISHARES TR 0.1%
Value ($000) $4,084 Shares 82,246 Est. Cost $49.93 Unrealized
UNH UNITEDHEALTH GROUP INC 0.1%
Value ($000) $3,945 Shares 7,824 Est. Cost $235.64 Unrealized +99.4%
IGSB ISHARES TR 0.1%
Value ($000) $3,827 Shares 76,800 Est. Cost $54.71 Unrealized
AON AON PLC 0.1%
Value ($000) $3,659 Shares 11,286 Est. Cost $196.35 Unrealized +65.7%
AU ANGLOGOLD ASHANTI PLC 0.1%
Value ($000) $3,595 Shares 227,538 Est. Cost $17.52 Unrealized 0.0%
BARINGS CORPORATE INVS 0.1%
Value ($000) $3,501 Shares 219,664 Est. Cost $15.65 Unrealized
VCSH VANGUARD SCOTTSDALE FDS 0.1%
Value ($000) $3,321 Shares 44,186 Est. Cost $76.46 Unrealized
FPE FIRST TR EXCH TRADED FD III 0.1%
Value ($000) $3,288 Shares 205,862 Est. Cost $16.35 Unrealized
ASAIY SENDAS DISTRIBUIDORA S A 0.1%
Value ($000) $3,239 Shares 265,941 Est. Cost $15.16 Unrealized
PBR PETROLEO BRASILEIRO SA PETRO 0.1%
Value ($000) $3,208 Shares 214,013 Est. Cost $11.56 Unrealized
CNH CNH INDL N V 0.1%
Value ($000) $3,060 Shares 252,902 Est. Cost $12.14 Unrealized +7.5%
FMC FMC CORP 0.1%
Value ($000) $2,952 Shares 44,074 Est. Cost $92.56 Unrealized -16.1%
BANCOLOMBIA S A 0.1%
Value ($000) $2,875 Shares 107,755 Est. Cost $37.55 Unrealized
VGT VANGUARD WORLD FDS 0.1%
Value ($000) $2,870 Shares 6,917 Est. Cost $390.05 Unrealized
ACWI ISHARES TR 0.1%
Value ($000) $2,797 Shares 30,277 Est. Cost $86.20 Unrealized
OMNICELL COM 0.1%
Value ($000) $2,714 Shares 3,000,000 Est. Cost $0.90 Unrealized
VIST VISTA ENERGY S.A.B. DE C.V. 0.1%
Value ($000) $2,675 Shares 88,027 Est. Cost $30.39 Unrealized
IEV ISHARES TR 0.1%
Value ($000) $2,647 Shares 55,464 Est. Cost $50.02 Unrealized
LW LAMB WESTON HLDGS INC 0.1%
Value ($000) $2,619 Shares 28,326 Est. Cost $96.60 Unrealized 0.0%
BIZD VANECK ETF TRUST 0.1%
Value ($000) $2,618 Shares 163,313 Est. Cost $15.37 Unrealized
ABEV AMBEV SA 0.1%
Value ($000) $2,598 Shares 1,006,832 Est. Cost $2.56 Unrealized
EOSE EOS ENERGY ENTERPRISES INC 0.1%
Value ($000) $2,590 Shares 1,204,430 Est. Cost $12.22 Unrealized -75.5%
ITRON INC 0.1%
Value ($000) $2,583 Shares 3,000,000 Est. Cost $0.90 Unrealized
GLOB GLOBANT S A 0.1%
Value ($000) $2,336 Shares 11,806 Est. Cost $164.07 Unrealized +14.2%
NVDA NVIDIA CORPORATION 0.1%
Value ($000) $2,329 Shares 5,355 Est. Cost $25.87 Unrealized +73.1%
MCD MCDONALDS CORP 0.1%
Value ($000) $2,227 Shares 8,453 Est. Cost $166.33 Unrealized +62.0%
AAPL APPLE INC 0.1%
Value ($000) $2,121 Shares 12,389 Est. Cost $103.27 Unrealized +75.6%
BARINGS PARTN INVS TRUST 0.1%
Value ($000) $1,926 Shares 143,404 Est. Cost $15.48 Unrealized
2U INC 0.1%
Value ($000) $1,793 Shares 3,000,000 Est. Cost $0.65 Unrealized
TJX TJX COS INC NEW 0.1%
Value ($000) $1,790 Shares 20,141 Est. Cost $44.67 Unrealized +91.0%
CRM SALESFORCE INC 0.1%
Value ($000) $1,711 Shares 8,440 Est. Cost $209.87 Unrealized +1.7%
PCTY PAYLOCITY HLDG CORP 0.1%
Value ($000) $1,678 Shares 9,236 Est. Cost $200.82 Unrealized 0.0%
GOOG ALPHABET INC 0.0%
Value ($000) $1,400 Shares 10,621 Est. Cost $107.46 Unrealized +20.1%
MA MASTERCARD INCORPORATED 0.0%
Value ($000) $1,329 Shares 3,358 Est. Cost $209.36 Unrealized +89.3%
META META PLATFORMS INC 0.0%
Value ($000) $1,322 Shares 4,404 Est. Cost $213.47 Unrealized +40.2%
UPSTART HLDGS INC 0.0%
Value ($000) $1,313 Shares 2,000,000 Est. Cost $0.69 Unrealized
V VISA INC 0.0%
Value ($000) $1,307 Shares 5,684 Est. Cost $115.20 Unrealized +105.0%
NCMI NATIONAL CINEMEDIA INC 0.0%
Value ($000) $1,292 Shares 287,749 Est. Cost $3.96 Unrealized 0.0%
BLFS BIOLIFE SOLUTIONS INC 0.0%
Value ($000) $1,261 Shares 91,316 Est. Cost $26.33 Unrealized -40.1%
BAP CREDICORP LTD 0.0%
Value ($000) $1,176 Shares 9,193 Est. Cost $136.36 Unrealized -1.4%
MPV BARINGS PARTN INVS 0.0%
Value ($000) $1,157 Shares 86,128 Est. Cost $15.56 Unrealized
HEPS D MARKET ELECTR SVCS & TRADI 0.0%
Value ($000) $1,058 Shares 795,836 Est. Cost $6.86 Unrealized
HNRG HALLADOR ENERGY COMPANY 0.0%
Value ($000) $998 Shares 69,239 Est. Cost $7.35 Unrealized +43.6%
URI UNITED RENTALS INC 0.0%
Value ($000) $933 Shares 2,098 Est. Cost $411.63 Unrealized +8.7%
NET CLOUDFLARE INC 0.0%
Value ($000) $805 Shares 12,764 Est. Cost $57.54 Unrealized +11.3%
PEP PEPSICO INC 0.0%
Value ($000) $800 Shares 4,722 Est. Cost $104.34 Unrealized +60.2%
MBB ISHARES TR 0.0%
Value ($000) $719 Shares 8,100 Est. Cost $108.23 Unrealized
AMCOR PLC 0.0%
Value ($000) $694 Shares 75,712 Est. Cost $10.32 Unrealized -15.5%
FIS FIDELITY NATL INFORMATION SV 0.0%
Value ($000) $652 Shares 11,793 Est. Cost $70.53 Unrealized -22.9%
WSC WILLSCOT MOBIL MINI HLDNG CO 0.0%
Value ($000) $606 Shares 14,582 Est. Cost $39.00 Unrealized +12.8%
BDX BECTON DICKINSON & CO 0.0%
Value ($000) $563 Shares 2,176 Est. Cost $204.30 Unrealized +26.4%
SLQD ISHARES TR 0.0%
Value ($000) $521 Shares 10,854 Est. Cost $47.77 Unrealized
MPWR MONOLITHIC PWR SYS INC 0.0%
Value ($000) $500 Shares 1,082 Est. Cost $501.94 Unrealized 0.0%
SYK STRYKER CORPORATION 0.0%
Value ($000) $455 Shares 1,666 Est. Cost $177.95 Unrealized +57.4%
ZTS ZOETIS INC 0.0%
Value ($000) $441 Shares 2,532 Est. Cost $95.48 Unrealized +85.3%
PAVE GLOBAL X FDS 0.0%
Value ($000) $426 Shares 14,011 Est. Cost $30.38 Unrealized
TSLA TESLA INC 0.0%
Value ($000) $345 Shares 1,380 Est. Cost $187.52 Unrealized +37.0%
HDB HDFC BANK LTD 0.0%
Value ($000) $341 Shares 5,780 Est. Cost $73.50 Unrealized
AVGO BROADCOM INC 0.0%
Value ($000) $302 Shares 363 Est. Cost $52.85 Unrealized +58.9%
LLY ELI LILLY & CO 0.0%
Value ($000) $301 Shares 561 Est. Cost $411.47 Unrealized +23.2%
SNPS SYNOPSYS INC 0.0%
Value ($000) $282 Shares 615 Est. Cost $162.25 Unrealized +175.8%
ADBE ADOBE INC 0.0%
Value ($000) $274 Shares 537 Est. Cost $446.93 Unrealized +17.4%
MU MICRON TECHNOLOGY INC 0.0%
Value ($000) $272 Shares 4,000 Est. Cost $50.31 Unrealized +31.7%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.0%
Value ($000) $267 Shares 762 Est. Cost $296.98 Unrealized +19.5%
QCOM QUALCOMM INC 0.0%
Value ($000) $266 Shares 2,391 Est. Cost $97.77 Unrealized +12.6%
JPM JPMORGAN CHASE & CO 0.0%
Value ($000) $260 Shares 1,790 Est. Cost $95.17 Unrealized +49.5%
ADSK AUTODESK INC 0.0%
Value ($000) $245 Shares 1,186 Est. Cost $264.91 Unrealized -20.7%
CSCO CISCO SYS INC 0.0%
Value ($000) $243 Shares 4,514 Est. Cost $40.50 Unrealized +24.2%
NOW SERVICENOW INC 0.0%
Value ($000) $241 Shares 432 Est. Cost $114.08 Unrealized 0.0%
CMCSA COMCAST CORP NEW 0.0%
Value ($000) $231 Shares 5,209 Est. Cost $41.49 Unrealized 0.0%
JNJ JOHNSON & JOHNSON 0.0%
Value ($000) $208 Shares 1,335 Est. Cost $135.49 Unrealized +13.1%
LAM RESEARCH CORP 0.0%
Value ($000) $206 Shares 328 Est. Cost $530.12 Unrealized
AMAT APPLIED MATLS INC 0.0%
Value ($000) $205 Shares 1,481 Est. Cost $112.16 Unrealized +25.2%
BARINGS GLOBAL SHORT DURATION 0.0%
Value ($000) $156 Shares 12,267 Est. Cost $16.70 Unrealized
BM TECHNOLOGIES INC 0.0%
Value ($000) $64 Shares 31,790 Est. Cost $12.45 Unrealized
CURI CURIOSITYSTREAM INC 0.0%
Value ($000) $20 Shares 27,931 Est. Cost $11.17 Unrealized -93.1%
NBIS YANDEX N V 0.0%
Value ($000) $0 Shares 1,002,695 Est. Cost $47.77 Unrealized