CIK: 0001269950 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 5, 2018
Total Value ($000): $491,239 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GOOGL | ALPHABET INC | 22,110 | $23,291 | 4.7% | $37.84 | +35.4% | CAP STK CL A | 02079K305 |
| CMCSA | COMCAST CORP NEW | 450,768 | $18,053 | 3.7% | $30.00 | +2.3% | CL A | 20030N101 |
| AMZN | AMAZON COM INC | 13,721 | $16,046 | 3.3% | $35.30 | +55.9% | COM | 023135106 |
| META | FACEBOOK INC | 88,815 | $15,672 | 3.2% | $105.70 | +66.0% | CL A | 30303M102 |
| V | VISA INC | 136,834 | $15,602 | 3.2% | $75.27 | +38.7% | COM CL A | 92826C839 |
| — | BROADCOM LTD | 54,859 | $14,093 | 2.9% | $223.30 | — | SHS | Y09827109 |
| C | CITIGROUP INC | 169,170 | $12,588 | 2.6% | $40.96 | +37.9% | COM NEW | 172967424 |
| AAL | AMERICAN AIRLS GROUP INC | 216,930 | $11,287 | 2.3% | $26.45 | +83.4% | COM | 02376R102 |
| UNH | UNITEDHEALTH GROUP INC | 48,958 | $10,793 | 2.2% | $102.77 | +81.0% | COM | 91324P102 |
| MSFT | MICROSOFT CORP | 124,900 | $10,684 | 2.2% | $62.51 | +20.4% | COM | 594918104 |
| ORCL | ORACLE CORP | 219,536 | $10,380 | 2.1% | $40.39 | +7.7% | COM | 68389X105 |
| BABA | ALIBABA GROUP HLDG LTD | 57,240 | $9,870 | 2.0% | $104.02 | — | SPONSORED ADS | 01609W102 |
| BSX | BOSTON SCIENTIFIC CORP | 390,500 | $9,680 | 2.0% | $23.72 | +16.3% | COM | 101137107 |
| SLB | SCHLUMBERGER LTD | 138,942 | $9,363 | 1.9% | $56.60 | -9.5% | COM | 806857108 |
| RRC | RANGE RES CORP | 516,900 | $8,818 | 1.8% | $25.17 | -28.5% | COM | 75281A109 |
| MA | MASTERCARD INCORPORATED | 57,875 | $8,760 | 1.8% | $82.97 | +71.4% | CL A | 57636Q104 |
| AMAT | APPLIED MATLS INC | 170,500 | $8,716 | 1.8% | $48.26 | +2.4% | COM | 038222105 |
| — | ANADARKO PETE CORP | 161,010 | $8,637 | 1.8% | $83.52 | — | COM | 032511107 |
| HD | HOME DEPOT INC | 43,058 | $8,161 | 1.7% | $92.79 | +52.7% | COM | 437076102 |
| ABT | ABBOTT LABS | 142,800 | $8,150 | 1.7% | $33.72 | +42.7% | COM | 002824100 |
| — | GULFPORT ENERGY CORP | 622,025 | $7,937 | 1.6% | $15.79 | — | COM NEW | 402635304 |
| CPA | COPA HOLDINGS SA | 53,910 | $7,227 | 1.5% | $79.96 | +28.4% | CL A | P31076105 |
| BAP | CREDICORP LTD | 32,965 | $6,838 | 1.4% | $96.62 | +74.9% | COM | G2519Y108 |
| — | DEPOMED INC | 826,907 | $6,657 | 1.4% | $9.25 | — | COM | 249908104 |
| ADBE | ADOBE SYS INC | 36,486 | $6,394 | 1.3% | $98.44 | +74.8% | COM | 00724F101 |
| — | ENDO INTL PLC | 773,750 | $5,997 | 1.2% | $15.96 | — | SHS | G30401106 |
| IBN | ICICI BK LTD | 611,879 | $5,954 | 1.2% | $9.95 | — | ADR | 45104G104 |
| ITUB | ITAU UNIBANCO HLDG SA | 427,170 | $5,553 | 1.1% | $10.11 | — | SPON ADR REP PFD | 465562106 |
| HON | HONEYWELL INTL INC | 34,427 | $5,280 | 1.1% | $84.19 | +34.7% | COM | 438516106 |
| HDB | HDFC BANK LTD | 50,826 | $5,167 | 1.1% | $48.29 | — | ADR REPS 3 SHS | 40415F101 |
| TMO | THERMO FISHER SCIENTIFIC INC | 26,245 | $4,983 | 1.0% | $145.31 | +29.0% | COM | 883556102 |
| DAL | DELTA AIR LINES INC DEL | 87,982 | $4,927 | 1.0% | $37.96 | +25.9% | COM NEW | 247361702 |
| PM | PHILIP MORRIS INTL INC | 46,015 | $4,861 | 1.0% | $48.90 | +42.3% | COM | 718172109 |
| — | LOGMEIN INC | 42,274 | $4,840 | 1.0% | $113.45 | — | COM | 54142L109 |
| — | PIONEER NAT RES CO | 27,510 | $4,755 | 1.0% | $161.78 | — | COM | 723787107 |
| PAM | PAMPA ENERGIA S A | 70,050 | $4,713 | 1.0% | $25.08 | — | SPONS ADR LVL I | 697660207 |
| PBR/A | PETROLEO BRASILEIRO SA PETRO | 448,170 | $4,406 | 0.9% | $8.89 | — | SP ADR NON VTG | 71654V101 |
| SONY | SONY CORP | 97,742 | $4,394 | 0.9% | $38.98 | — | SPONSORED ADR | 835699307 |
| MO | ALTRIA GROUP INC | 57,487 | $4,105 | 0.8% | $27.01 | +35.7% | COM | 02209S103 |
| ABEV | AMBEV SA | 633,175 | $4,090 | 0.8% | $5.69 | — | SPONSORED ADR | 02319V103 |
| — | PARSLEY ENERGY INC | 138,400 | $4,074 | 0.8% | $26.34 | — | CL A | 701877102 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 99,510 | $3,946 | 0.8% | $39.65 | — | SPONSORED ADR | 874039100 |
| CRM | SALESFORCE COM INC | 38,500 | $3,936 | 0.8% | $87.94 | +14.5% | COM | 79466L302 |
| FIS | FIDELITY NATL INFORMATION SV | 40,976 | $3,855 | 0.8% | $64.97 | +24.9% | COM | 31620M106 |
| ADI | ANALOG DEVICES INC | 42,450 | $3,779 | 0.8% | $70.15 | +8.5% | COM | 032654105 |
| GGAL | GRUPO FINANCIERO GALICIA S A | 54,164 | $3,567 | 0.7% | $25.98 | — | SP ADR 10 SH B | 399909100 |
| — | ADAMAS PHARMACEUTICALS INC | 100,300 | $3,399 | 0.7% | $33.89 | — | COM | 00548A106 |
| GOOG | ALPHABET INC | 3,115 | $3,260 | 0.7% | $35.61 | +41.9% | CAP STK CL C | 02079K107 |
| EA | ELECTRONIC ARTS INC | 31,000 | $3,257 | 0.7% | $108.08 | 0.0% | COM | 285512109 |
| PEP | PEPSICO INC | 26,059 | $3,125 | 0.6% | $80.04 | +11.2% | COM | 713448108 |
| — | BANCOLOMBIA S A | 78,089 | $3,097 | 0.6% | $37.68 | — | SPON ADR PREF | 05968L102 |
| HEDJ | WISDOMTREE TR | 46,369 | $2,954 | 0.6% | $57.40 | — | EUROPE HEDGED EQ | 97717X701 |
| YPF | YPF SOCIEDAD ANONIMA | 121,785 | $2,790 | 0.6% | $19.93 | — | SPON ADR CL D | 984245100 |
| BAC | BANK AMER CORP | 92,400 | $2,728 | 0.6% | $17.14 | +32.9% | COM | 060505104 |
| EUFN | ISHARES TR | 114,841 | $2,677 | 0.5% | $23.10 | — | MSCI EURO FL ETF | 464289180 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIO | 36,250 | $2,574 | 0.5% | $56.59 | +15.1% | CL A | 192446102 |
| BDX | BECTON DICKINSON & CO | 12,000 | $2,569 | 0.5% | $164.06 | +13.0% | COM | 075887109 |
| LOW | LOWES COS INC | 25,783 | $2,396 | 0.5% | $59.73 | +19.3% | COM | 548661107 |
| — | BBVA BANCO FRANCES S A | 91,390 | $2,303 | 0.5% | $19.51 | — | SPONSORED ADR | 07329M100 |
| KB | KB FINANCIAL GROUP INC | 37,000 | $2,165 | 0.4% | $46.59 | — | SPONSORED ADR | 48241A105 |
| — | TATA MTRS LTD | 64,670 | $2,139 | 0.4% | $33.60 | — | SPONSORED ADR | 876568502 |
| HRTX | HERON THERAPEUTICS INC | 117,000 | $2,118 | 0.4% | $16.31 | 0.0% | COM | 427746102 |
| JPM | JPMORGAN CHASE & CO | 19,800 | $2,117 | 0.4% | $79.52 | +2.3% | COM | 46625H100 |
| — | CELGENE CORP | 20,000 | $2,087 | 0.4% | $145.82 | — | COM | 151020104 |
| GPRK | GEOPARK LTD | 191,722 | $1,900 | 0.4% | $6.02 | +48.1% | USD SHS | G38327105 |
| BMA | BANCO MACRO SA | 15,500 | $1,796 | 0.4% | $59.68 | — | SPON ADR B | 05961W105 |
| TEO | TELECOM ARGENTINA S A | 47,500 | $1,740 | 0.4% | $20.79 | — | SPON ADR REP B | 879273209 |
| TLK | P T TELEKOMUNIKASI INDONESIA | 53,900 | $1,737 | 0.4% | $35.13 | — | SPONSORED ADR | 715684106 |
| — | SABAN CAP ACQUISITION CORP | 171,598 | $1,704 | 0.3% | $9.93 | — | COM CL A | 78516C106 |
| SPGI | S&P GLOBAL INC | 10,000 | $1,694 | 0.3% | $109.91 | +38.3% | COM | 78409V104 |
| HTT | QUDIAN INC | 130,250 | $1,633 | 0.3% | $12.54 | — | ADR | 747798106 |
| HAL | HALLIBURTON CO | 33,000 | $1,613 | 0.3% | $39.45 | -5.1% | COM | 406216101 |
| — | ACTIVISION BLIZZARD INC | 25,000 | $1,583 | 0.3% | $63.32 | — | COM | 00507V109 |
| CHT | CHUNGHWA TELECOM CO LTD | 44,260 | $1,569 | 0.3% | $32.11 | — | SPON ADR NEW11 | 17133Q502 |
| AAPL | APPLE INC | 8,750 | $1,481 | 0.3% | $25.80 | +51.5% | COM | 037833100 |
| — | MATLIN & PARTNERS ACQUISITIO | 150,000 | $1,464 | 0.3% | $9.76 | — | CL A | 57682V106 |
| — | KAYNE ANDERSON ACQUISITION | 150,000 | $1,457 | 0.3% | $9.71 | — | COM CL A | 48661U102 |
| SPY | SPDR S&P 500 ETF TR | 5,160 | $1,377 | 0.3% | $235.37 | — | TR UNIT | 78462F103 |
| AGRO | ADECOAGRO S A | 130,530 | $1,350 | 0.3% | $10.26 | -13.0% | COM | L00849106 |
| ULTA | ULTA BEAUTY INC | 6,000 | $1,342 | 0.3% | $211.60 | 0.0% | COM | 90384S303 |
| STZ | CONSTELLATION BRANDS INC | 5,500 | $1,257 | 0.3% | $137.88 | +37.9% | CL A | 21036P108 |
| — | M III ACQUISITION CORP | 125,000 | $1,240 | 0.3% | $9.92 | — | COM | 55378T104 |
| SBS | COMPANHIA DE SANEAMENTO BASI | 113,600 | $1,187 | 0.2% | $9.39 | — | SPONSORED ADR | 20441A102 |
| OPPE | WISDOMTREE TR | 36,776 | $1,144 | 0.2% | $25.98 | — | EUR HDG SMLCAP | 97717X552 |
| MDLZ | MONDELEZ INTL INC | 26,600 | $1,138 | 0.2% | $34.03 | +1.3% | CL A | 609207105 |
| WDAY | WORKDAY INC | 10,654 | $1,084 | 0.2% | $106.77 | 0.0% | CL A | 98138H101 |
| — | GORES HLDGS II INC | 100,000 | $994 | 0.2% | $9.97 | — | COM CL A | 382867109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 5,000 | $991 | 0.2% | $189.88 | 0.0% | CL B NEW | 084670702 |
| — | SILVER RUN ACQUISITION | 100,000 | $991 | 0.2% | $9.91 | — | COM CL A | 82812A103 |
| — | MODERN MEDIA ACQUISITION | 100,000 | $982 | 0.2% | $9.77 | — | COM | 60765P103 |
| — | VANTAGE ENERGY ACQUISITION | 99,998 | $972 | 0.2% | $9.74 | — | COM CL A | 92211L105 |
| — | FEDERAL STR ACQUISITION CORP | 100,000 | $971 | 0.2% | $9.71 | — | CL A | 31421V107 |
| — | PENSARE ACQUISITION CORP | 100,000 | $966 | 0.2% | $9.67 | — | COM | 70957E105 |
| — | GRANA Y MONTERO S A A | 334,800 | $954 | 0.2% | $3.82 | — | SPONSORED ADR | 38500P208 |
| OCUL | OCULAR THERAPEUTIX INC | 214,239 | $953 | 0.2% | $8.16 | -37.4% | COM | 67576A100 |
| — | CTRIP COM INTL LTD | 20,900 | $922 | 0.2% | $49.15 | — | AMERICAN DEP SHS | 22943F100 |
| — | FOOT LOCKER INC | 19,000 | $891 | 0.2% | $47.11 | — | COM | 344849104 |
| BCH | BANCO DE CHILE | 9,211 | $889 | 0.2% | $63.70 | — | SPONSORED ADR | 059520106 |
| MU | MICRON TECHNOLOGY INC | 21,200 | $872 | 0.2% | $42.03 | 0.0% | COM | 595112103 |
| CHTR | CHARTER COMMUNICATIONS INC N | 2,500 | $840 | 0.2% | $339.74 | 0.0% | CL A | 16119P108 |
| ADSK | AUTODESK INC | 8,000 | $839 | 0.2% | $116.60 | 0.0% | COM | 052769106 |
| EWM | ISHARES INC | 23,100 | $762 | 0.2% | $31.72 | — | MSCI MLY ETF NEW | 46434G814 |
| — | I AM CAP ACQUISITION CO | 75,000 | $739 | 0.2% | $9.85 | — | COM | 45074Q108 |
| — | BIG ROCK PARTNERS ACQUISI CO | 75,000 | $728 | 0.1% | $9.71 | — | COM | 089482103 |
| BBD | BANCO BRADESCO S A | 68,200 | $698 | 0.1% | $10.71 | — | SP ADR PFD NEW | 059460303 |
| — | LIBERTY GLOBAL PLC | 34,581 | $688 | 0.1% | $24.17 | — | LILAC SHS CL C | G5480U153 |
| XPO | XPO LOGISTICS INC | 7,408 | $678 | 0.1% | $21.73 | +17.7% | COM | 983793100 |
| — | LIBERTY MEDIA CORP DELAWARE | 30,572 | $674 | 0.1% | $23.46 | — | COM A BRAVES GRP | 531229706 |
| — | ARCH COAL INC | 7,008 | $653 | 0.1% | $78.05 | — | CL A | 039380407 |
| FDX | FEDEX CORP | 2,500 | $624 | 0.1% | $199.05 | 0.0% | COM | 31428X106 |
| SUPV | GRUPO SUPERVIELLE S A | 21,000 | $616 | 0.1% | $24.71 | — | SPONSORED ADR | 40054A108 |
| TGS | TRANSPORTADORA DE GAS SUR | 27,500 | $611 | 0.1% | $18.97 | — | SPON ADR B | 893870204 |
| VTV | VANGUARD INDEX FDS | 5,640 | $600 | 0.1% | $106.38 | — | VALUE ETF | 922908744 |
| FMC | F M C CORP | 6,000 | $568 | 0.1% | $40.72 | +60.4% | COM NEW | 302491303 |
| BVN | COMPANIA DE MINAS BUENAVENTU | 40,300 | $567 | 0.1% | $11.69 | — | SPONSORED ADR | 204448104 |
| ALX | ALEXANDERS INC | 1,408 | $557 | 0.1% | $293.86 | — | COM | 014752109 |
| — | KLX INC | 8,000 | $546 | 0.1% | $45.11 | — | COM | 482539103 |
| VNO | VORNADO RLTY TR | 6,955 | $544 | 0.1% | $82.87 | — | SH BEN INT | 929042109 |
| EVR | EVERCORE INC | 5,760 | $518 | 0.1% | $40.05 | +74.2% | CLASS A | 29977A105 |
| EEM | ISHARES TR | 10,564 | $498 | 0.1% | $44.77 | — | MSCI EMG MKT ETF | 464287234 |
| — | LANDCADIA HLDGS INC | 50,000 | $497 | 0.1% | $9.98 | — | CL A | 51476W107 |
| — | LEISURE ACQUISITION CORP | 50,000 | $495 | 0.1% | $9.90 | — | UNIT 99/99/9999 | 52539T206 |
| — | HORIZON PHARMA PLC | 33,700 | $492 | 0.1% | $15.53 | — | SHS | G4617B105 |
| — | HENNESSY CAP ACQUSTON CORP I | 50,000 | $490 | 0.1% | $9.80 | — | COM | 42588L105 |
| JNJ | JOHNSON & JOHNSON | 3,425 | $479 | 0.1% | $71.35 | +55.6% | COM | 478160104 |
| — | ALEXION PHARMACEUTICALS INC | 4,000 | $478 | 0.1% | $119.50 | — | COM | 015351109 |
| BOTZ | GLOBAL X FDS | 20,000 | $474 | 0.1% | $21.74 | — | RBTCS ARTFL INTE | 37954Y715 |
| EWZ | ISHARES INC | 11,000 | $445 | 0.1% | $37.25 | — | MSCI BRAZIL ETF | 464286400 |
| WMT | WAL-MART STORES INC | 4,250 | $420 | 0.1% | $22.02 | +21.8% | COM | 931142103 |
| DB | DEUTSCHE BANK AG | 22,000 | $419 | 0.1% | $14.53 | +8.3% | NAMEN AKT | D18190898 |
| DXJ | WISDOMTREE TR | 7,000 | $415 | 0.1% | $49.90 | — | JAPN HEDGE EQT | 97717W851 |
| DGRW | WISDOMTREE TR | 10,000 | $414 | 0.1% | $38.20 | — | US QTLY DIV GRT | 97717X669 |
| — | WRIGHT MED GROUP N V | 268,283 | $405 | 0.1% | $1.51 | — | RIGHT 03/01/2019 | N96617126 |
| XOM | EXXON MOBIL CORP | 4,660 | $390 | 0.1% | $58.17 | -1.8% | COM | 30231G102 |
| — | ENEL AMERICAS S A | 34,700 | $388 | 0.1% | $10.23 | — | SPONSORED ADR | 29274F104 |
| BIDU | BAIDU INC | 1,650 | $386 | 0.1% | $197.14 | — | SPON ADR REP A | 056752108 |
| NUE | NUCOR CORP | 6,000 | $381 | 0.1% | $47.52 | +3.1% | COM | 670346105 |
| DVN | DEVON ENERGY CORP NEW | 8,250 | $342 | 0.1% | $31.10 | -13.6% | COM | 25179M103 |
| VTI | VANGUARD INDEX FDS | 2,358 | $324 | 0.1% | $87.79 | — | TOTAL STK MKT | 922908769 |
| — | CENTENNIAL RESOURCE DEV INC | 16,330 | $323 | 0.1% | $19.04 | — | CL A | 15136A102 |
| UPS | UNITED PARCEL SERVICE INC | 2,500 | $298 | 0.1% | $64.17 | +34.4% | CL B | 911312106 |
| TXN | TEXAS INSTRS INC | 2,800 | $292 | 0.1% | $55.48 | +40.0% | COM | 882508104 |
| NVDA | NVIDIA CORP | 1,500 | $290 | 0.1% | $4.91 | 0.0% | COM | 67066G104 |
| — | ANGI HOMESERVICES INC | 26,400 | $276 | 0.1% | $10.45 | — | COM CL A | 00183L102 |
| — | NEW YORK REIT INC | 70,000 | $275 | 0.1% | $9.16 | — | COM | 64976L109 |
| TOTL | SSGA ACTIVE ETF TR | 5,600 | $272 | 0.1% | $48.57 | — | SPDR TR TACTIC | 78467V848 |
| — | ENTERCOM COMMUNICATIONS CORP | 25,000 | $270 | 0.1% | $10.80 | — | CL A | 293639100 |
| SWK | STANLEY BLACK & DECKER INC | 1,461 | $248 | 0.1% | $81.14 | +61.3% | COM | 854502101 |
| — | POWERSHARES QQQ TRUST | 1,587 | $247 | 0.1% | $132.33 | — | UNIT SER 1 | 73935A104 |
| — | TELEFONICA BRASIL SA | 15,550 | $231 | 0.0% | $13.38 | — | SPONSORED ADR | 87936R106 |
| CIG | COMPANHIA ENERGETICA DE MINA | 110,000 | $227 | 0.0% | $2.28 | — | SP ADR N-V PFD | 204409601 |
| CRESY | CRESUD S A C I F Y A | 10,077 | $223 | 0.0% | $13.14 | — | SPONSORED ADR | 226406106 |
| — | OHA INVT CORP | 193,592 | $223 | 0.0% | $1.75 | — | COM | 67091U102 |
| — | CAVIUM INC | 2,500 | $210 | 0.0% | $58.20 | — | COM | 14964U108 |
| UAL | UNITED CONTL HLDGS INC | 3,005 | $203 | 0.0% | $62.33 | 0.0% | COM | 910047109 |
| — | HIGHLAND FLOATNG RATE OPPRT | 13,000 | $202 | 0.0% | $15.54 | — | SHS BEN INT | 43010E404 |
| GGB | GERDAU S A | 52,500 | $195 | 0.0% | $3.43 | — | SPON ADR REP PFD | 373737105 |
| KMI | KINDER MORGAN INC DEL | 10,000 | $181 | 0.0% | $13.11 | -13.1% | COM | 49456B101 |
| — | FIRST DATA CORP NEW | 10,000 | $167 | 0.0% | $16.70 | — | COM CL A | 32008D106 |
| GLDD | GREAT LAKES DREDGE & DOCK CO | 25,000 | $135 | 0.0% | $4.51 | +12.8% | COM | 390607109 |
| — | R1 RCM INC | 30,000 | $132 | 0.0% | $3.10 | — | COM | 749397105 |
| AVAL | GRUPO AVAL ACCIONES Y VALORE | 12,900 | $110 | 0.0% | $8.97 | — | SPONSORED ADS | 40053W101 |
| — | SABAN CAP ACQUISITION CORP | 85,799 | $106 | 0.0% | $1.24 | — | *W EXP 09/21/202 | 78516C114 |
| FEIM | FREQUENCY ELECTRS INC | 10,600 | $99 | 0.0% | $8.57 | -13.5% | COM | 358010106 |
| — | OCLARO INC | 14,000 | $94 | 0.0% | $9.69 | — | COM NEW | 67555N206 |
| — | KERYX BIOPHARMACEUTICALS INC | 20,000 | $93 | 0.0% | $4.86 | — | COM | 492515101 |
| — | OCI PARTNERS LP | 11,554 | $93 | 0.0% | $20.68 | — | COM UNIT REP LP | 67091N108 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 33,333 | $58 | 0.0% | $1.74 | — | *W EXP 99/99/999 | G8250R129 |
| — | SILVER RUN ACQUISITION | 33,333 | $50 | 0.0% | $1.50 | — | *W EXP 03/28/202 | 82812A111 |
| — | COMMUNITY HEALTH SYS INC NEW | 6,821,079 | $48 | 0.0% | $0.01 | — | RIGHT 99/99/9999 | 203668116 |
| — | KAYNE ANDERSON ACQUISITION | 50,000 | $42 | 0.0% | $0.84 | — | *W EXP 06/30/202 | 48661U110 |
| — | MATLIN & PARTNERS ACQUISITIO | 100,000 | $42 | 0.0% | $0.42 | — | *W EXP 05/28/202 | 57682V114 |
| — | HENNESSY CAP ACQUSTON CORP I | 37,500 | $32 | 0.0% | $0.85 | — | *W EXP 06/15/202 | 42588L113 |
| — | PENSARE ACQUISITION CORP | 53,000 | $27 | 0.0% | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | VANTAGE ENERGY ACQUISITION | 16,666 | $18 | 0.0% | $1.08 | — | *W EXP 04/12/202 | 92211L113 |
| — | PENSARE ACQUISITION CORP | 26,500 | $15 | 0.0% | $0.49 | — | *W EXP 07/27/202 | 70957E113 |
| — | ORGANOVO HLDGS INC | 10,000 | $13 | 0.0% | $3.80 | — | COM | 68620A104 |
| — | BIG ROCK PARTNERS ACQUISI CO | 37,400 | $13 | 0.0% | $0.35 | — | RIGHT 12/01/2022 | 089482129 |
| — | BIG ROCK PARTNERS ACQUISI CO | 28,350 | $12 | 0.0% | $0.42 | — | *W EXP 12/01/202 | 089482111 |