SHEPHERD KAPLAN KROCHUK, LLC Diversified Active

CIK: 0001218583 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: May 12, 2020

Total Value ($000): $61,897 (100.0% shares, 0.0% debt)

Holdings (133)

SPY SPDR S&P 500 ETF TR 9.2%
Value ($000) $5,696 Shares 22,100 Est. Cost Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 6.3%
Value ($000) $3,887 Shares 21,259 Est. Cost $159.92 Unrealized +32.9%
CPRT COPART INC 4.5%
Value ($000) $2,809 Shares 41,000 Est. Cost $6.70 Unrealized +232.1%
DVA DAVITA INC 4.1%
Value ($000) $2,548 Shares 33,500 Est. Cost $59.08 Unrealized +33.1%
CPB CAMPBELL SOUP CO 3.3%
Value ($000) $2,052 Shares 44,450 Est. Cost $36.29 Unrealized +9.2%
SPGI S&P GLOBAL INC 3.0%
Value ($000) $1,884 Shares 7,690 Est. Cost $96.34 Unrealized +171.1%
MSFT MICROSOFT CORP 2.5%
Value ($000) $1,577 Shares 10,000 Est. Cost $32.33 Unrealized +383.6%
GOOG ALPHABET INC 1.6%
Value ($000) $965 Shares 830 Est. Cost $41.18 Unrealized +63.5%
PIONEER NAT RES CO 1.5%
Value ($000) $898 Shares 12,802 Est. Cost $158.43 Unrealized
PEP PEPSICO INC 1.4%
Value ($000) $841 Shares 7,000 Est. Cost $56.66 Unrealized +99.0%
VOO VANGUARD INDEX FDS 1.3%
Value ($000) $822 Shares 3,472 Est. Cost $241.82 Unrealized
TMO THERMO FISHER SCIENTIFIC INC 1.3%
Value ($000) $794 Shares 2,800 Est. Cost $79.76 Unrealized +289.3%
IVW ISHARES TR 1.3%
Value ($000) $794 Shares 4,808 Est. Cost $168.68 Unrealized
MAG SILVER CORP 1.2%
Value ($000) $768 Shares 100,000 Est. Cost $9.35 Unrealized
UNH UNITEDHEALTH GROUP INC 1.2%
Value ($000) $748 Shares 3,000 Est. Cost $56.37 Unrealized +343.0%
AXP AMERICAN EXPRESS CO 1.1%
Value ($000) $685 Shares 8,000 Est. Cost $57.32 Unrealized +87.7%
KO COCA COLA CO 1.1%
Value ($000) $664 Shares 15,000 Est. Cost $28.77 Unrealized +56.4%
WMT WALMART INC 1.0%
Value ($000) $636 Shares 5,598 Est. Cost $19.98 Unrealized +77.0%
C CITIGROUP INC 1.0%
Value ($000) $632 Shares 15,000 Est. Cost $38.03 Unrealized +42.5%
ABT ABBOTT LABS 1.0%
Value ($000) $631 Shares 8,000 Est. Cost $36.93 Unrealized +104.0%
MDLZ MONDELEZ INTL INC 1.0%
Value ($000) $601 Shares 12,000 Est. Cost $23.67 Unrealized +97.3%
FIS FIDELITY NATL INFORMATION SV 1.0%
Value ($000) $596 Shares 4,897 Est. Cost $35.01 Unrealized +251.7%
FANG DIAMONDBACK ENERGY INC 0.9%
Value ($000) $576 Shares 21,967 Est. Cost $83.84 Unrealized -41.2%
WPX ENERGY INC 0.9%
Value ($000) $571 Shares 187,267 Est. Cost $10.64 Unrealized
GBIL GOLDMAN SACHS ETF TR 0.9%
Value ($000) $563 Shares 5,590 Est. Cost $100.14 Unrealized
SHV ISHARES TR 0.9%
Value ($000) $563 Shares 5,070 Est. Cost $110.46 Unrealized
BIL SPDR SER TR 0.9%
Value ($000) $562 Shares 6,130 Est. Cost $91.50 Unrealized
ET ENERGY TRANSFER LP 0.9%
Value ($000) $560 Shares 121,719 Est. Cost $4.60 Unrealized
PARSLEY ENERGY INC 0.9%
Value ($000) $555 Shares 96,920 Est. Cost $23.07 Unrealized
ELV ANTHEM INC 0.9%
Value ($000) $545 Shares 2,400 Est. Cost $107.38 Unrealized +134.1%
STAMPS COM INC 0.8%
Value ($000) $520 Shares 4,000 Est. Cost $130.00 Unrealized
CIMAREX ENERGY CO 0.8%
Value ($000) $518 Shares 30,754 Est. Cost $62.45 Unrealized
NOBLE ENERGY INC 0.8%
Value ($000) $510 Shares 84,410 Est. Cost $28.85 Unrealized
PG PROCTER & GAMBLE CO 0.8%
Value ($000) $506 Shares 4,600 Est. Cost $61.02 Unrealized +70.2%
WPM WHEATON PRECIOUS METALS CORP 0.8%
Value ($000) $496 Shares 18,000 Est. Cost $18.30 Unrealized +47.4%
META FACEBOOK INC 0.8%
Value ($000) $496 Shares 2,975 Est. Cost $143.86 Unrealized +35.1%
WISDOMTREE TR 0.8%
Value ($000) $494 Shares 19,670 Est. Cost $25.06 Unrealized
PRETIUM RES INC 0.8%
Value ($000) $493 Shares 87,000 Est. Cost $7.66 Unrealized
IWP ISHARES TR 0.7%
Value ($000) $462 Shares 3,802 Est. Cost $131.71 Unrealized
PYPL PAYPAL HLDGS INC 0.7%
Value ($000) $460 Shares 4,800 Est. Cost $36.05 Unrealized +205.5%
VO VANGUARD INDEX FDS 0.7%
Value ($000) $457 Shares 3,472 Est. Cost $169.51 Unrealized
TFLO ISHARES TR 0.7%
Value ($000) $456 Shares 9,060 Est. Cost $50.27 Unrealized
VGSH VANGUARD SCOTTSDALE FDS 0.7%
Value ($000) $441 Shares 7,070 Est. Cost $62.38 Unrealized
SCHO SCHWAB STRATEGIC TR 0.7%
Value ($000) $440 Shares 8,500 Est. Cost $51.76 Unrealized
BLACKROCK ENHANCED GLOBAL DI 0.7%
Value ($000) $436 Shares 52,650 Est. Cost $10.73 Unrealized
GILD GILEAD SCIENCES INC 0.7%
Value ($000) $426 Shares 5,700 Est. Cost $54.29 Unrealized +1.2%
GAIA GAIA INC NEW 0.7%
Value ($000) $426 Shares 48,000 Est. Cost $9.88 Unrealized -17.6%
ENB ENBRIDGE INC 0.7%
Value ($000) $425 Shares 14,600 Est. Cost $21.02 Unrealized +19.0%
VOYA GLBL EQTY DIV & PREM OP 0.7%
Value ($000) $423 Shares 92,860 Est. Cost $6.19 Unrealized
BLACKROCK ENHANCED INTL DIV 0.7%
Value ($000) $420 Shares 93,340 Est. Cost $5.77 Unrealized
SOURCE CAP INC 0.7%
Value ($000) $409 Shares 13,330 Est. Cost $36.29 Unrealized
UCTT ULTRA CLEAN HLDGS INC 0.7%
Value ($000) $404 Shares 29,250 Est. Cost $15.21 Unrealized +39.6%
TRV TRAVELERS COMPANIES INC 0.6%
Value ($000) $397 Shares 4,000 Est. Cost $63.44 Unrealized +72.8%
JNJ JOHNSON & JOHNSON 0.6%
Value ($000) $393 Shares 3,000 Est. Cost $76.58 Unrealized +56.9%
VTI VANGUARD INDEX FDS 0.6%
Value ($000) $376 Shares 2,918 Est. Cost $133.73 Unrealized
GLD SPDR GOLD TRUST 0.6%
Value ($000) $369 Shares 2,492 Est. Cost $127.91 Unrealized
GABELLI DIVID & INCOME TR 0.6%
Value ($000) $368 Shares 24,840 Est. Cost $21.44 Unrealized
EEM ISHARES TR 0.6%
Value ($000) $365 Shares 10,693 Est. Cost $45.00 Unrealized
DLN WISDOMTREE TR 0.6%
Value ($000) $356 Shares 4,399 Est. Cost $95.04 Unrealized
DIVIDEND & INCOME FUND 0.6%
Value ($000) $354 Shares 40,300 Est. Cost $12.56 Unrealized
SEAGATE TECHNOLOGY PLC 0.6%
Value ($000) $351 Shares 7,200 Est. Cost $38.77 Unrealized
EQAL INVESCO EXCHANGE-TRADED FD T 0.6%
Value ($000) $350 Shares 14,425 Est. Cost $32.18 Unrealized
SHY ISHARES TR 0.6%
Value ($000) $347 Shares 4,000 Est. Cost $86.75 Unrealized
NTR NUTRIEN LTD 0.5%
Value ($000) $339 Shares 10,000 Est. Cost $38.37 Unrealized -14.5%
KRNY KEARNY FINL CORP MD 0.5%
Value ($000) $331 Shares 38,500 Est. Cost $13.86 Unrealized -16.9%
V VISA INC 0.5%
Value ($000) $322 Shares 2,000 Est. Cost $87.43 Unrealized +106.7%
OEC ORION ENGINEERED CARBONS S A 0.5%
Value ($000) $320 Shares 42,900 Est. Cost $20.32 Unrealized -28.8%
CVE CENOVUS ENERGY INC 0.5%
Value ($000) $319 Shares 157,800 Est. Cost $8.02 Unrealized -22.1%
MMSI MERIT MED SYS INC 0.5%
Value ($000) $313 Shares 10,000 Est. Cost $34.29 Unrealized +3.9%
TEKLA HEALTHCARE INVS 0.5%
Value ($000) $305 Shares 17,130 Est. Cost $17.81 Unrealized
MPC MARATHON PETE CORP 0.5%
Value ($000) $302 Shares 12,800 Est. Cost $32.28 Unrealized +18.8%
CONCHO RES INC 0.5%
Value ($000) $288 Shares 6,712 Est. Cost $103.74 Unrealized
ABERDEEN ASIA-PACIFIC INCOME 0.5%
Value ($000) $281 Shares 83,170 Est. Cost $4.15 Unrealized
ROYCE VALUE TR INC 0.5%
Value ($000) $280 Shares 28,930 Est. Cost $13.75 Unrealized
TEKLA LIFE SCIENCES INVS 0.4%
Value ($000) $277 Shares 18,520 Est. Cost $15.61 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL 0.4%
Value ($000) $272 Shares 1 Est. Cost $309674.97 Unrealized +2.9%
AMGN AMGEN INC 0.4%
Value ($000) $264 Shares 1,300 Est. Cost $90.13 Unrealized +102.2%
BAC BK OF AMERICA CORP 0.4%
Value ($000) $255 Shares 12,000 Est. Cost $11.58 Unrealized +123.7%
BLACKROCK RES & COMMODITIES 0.4%
Value ($000) $255 Shares 50,690 Est. Cost $7.95 Unrealized
ASA GOLD AND PRECIOUS MTLS L 0.4%
Value ($000) $250 Shares 24,245 Est. Cost $10.31 Unrealized
FMC F M C CORP 0.4%
Value ($000) $245 Shares 3,000 Est. Cost $40.13 Unrealized +94.2%
VB VANGUARD INDEX FDS 0.4%
Value ($000) $239 Shares 2,071 Est. Cost $153.15 Unrealized
AXTA AXALTA COATING SYS LTD 0.4%
Value ($000) $233 Shares 13,500 Est. Cost $28.08 Unrealized -8.9%
MHK MOHAWK INDS INC 0.4%
Value ($000) $229 Shares 3,000 Est. Cost $130.13 Unrealized -9.0%
ADAM NAT RES FD INC 0.4%
Value ($000) $221 Shares 26,620 Est. Cost $19.03 Unrealized
ALTRA INDL MOTION CORP 0.4%
Value ($000) $219 Shares 12,500 Est. Cost $25.61 Unrealized
BWXT BWX TECHNOLOGIES INC 0.4%
Value ($000) $219 Shares 4,500 Est. Cost $45.37 Unrealized +21.6%
GABELLI HLTHCARE & WELLNESS 0.3%
Value ($000) $214 Shares 24,760 Est. Cost $10.33 Unrealized
NEW GERMANY FD INC 0.3%
Value ($000) $214 Shares 18,390 Est. Cost $11.64 Unrealized
LAZARD GLOBAL TOTAL RETURN & 0.3%
Value ($000) $212 Shares 17,610 Est. Cost $16.52 Unrealized
KIRKLAND LAKE GOLD LTD 0.3%
Value ($000) $207 Shares 7,000 Est. Cost $26.11 Unrealized
GENERAL AMERN INVS INC 0.3%
Value ($000) $207 Shares 7,540 Est. Cost $31.07 Unrealized
BERRY GLOBAL GROUP INC 0.3%
Value ($000) $206 Shares 6,100 Est. Cost $22.71 Unrealized
OPLN KAR AUCTION SVCS INC 0.3%
Value ($000) $196 Shares 16,315 Est. Cost $19.53 Unrealized 0.0%
JAPAN SMALLER CAPITALIZATION 0.3%
Value ($000) $194 Shares 27,490 Est. Cost $8.87 Unrealized
ROYCE MICRO-CAP TR INC 0.3%
Value ($000) $191 Shares 34,270 Est. Cost $9.12 Unrealized
ABERDEEN EMRG MRKTS EQT INM 0.3%
Value ($000) $190 Shares 36,680 Est. Cost $6.43 Unrealized
NAK NORTHERN DYNASTY MINERALS LT 0.3%
Value ($000) $173 Shares 450,000 Est. Cost $0.47 Unrealized 0.0%
MEOH METHANEX CORP 0.3%
Value ($000) $167 Shares 13,700 Est. Cost $41.80 Unrealized -31.2%
CBRE CLARION GLOBAL REAL EST 0.3%
Value ($000) $164 Shares 31,320 Est. Cost $8.10 Unrealized
NUVEEN SHT DUR CR OPP FD 0.3%
Value ($000) $163 Shares 14,970 Est. Cost $10.89 Unrealized
HARBORONE BANCORP INC NEW 0.3%
Value ($000) $158 Shares 20,977 Est. Cost $10.06 Unrealized
VOD VODAFONE GROUP PLC NEW 0.2%
Value ($000) $153 Shares 11,100 Est. Cost $13.78 Unrealized
KMI KINDER MORGAN INC DEL 0.2%
Value ($000) $150 Shares 10,775 Est. Cost $13.37 Unrealized 0.0%
TGLS TECNOGLASS INC 0.2%
Value ($000) $147 Shares 38,000 Est. Cost $6.77 Unrealized -10.5%
EPD ENTERPRISE PRODS PARTNERS L 0.2%
Value ($000) $145 Shares 10,162 Est. Cost $14.27 Unrealized
ROYCE GLOBAL VALUE TR INC 0.2%
Value ($000) $144 Shares 17,880 Est. Cost $11.19 Unrealized
ALLIANZGI NFJ DIVID INT & PR 0.2%
Value ($000) $122 Shares 12,680 Est. Cost $12.05 Unrealized
OSISKO GOLD ROYALTIES LTD 0.2%
Value ($000) $112 Shares 15,000 Est. Cost $9.40 Unrealized
WPM WHEATON PRECIOUS METALS CORP 0.2%
Value ($000) $110 Shares 4,000 Est. Cost $18.30 Unrealized +47.4%
CALLON PETE CO DEL 0.2%
Value ($000) $106 Shares 194,109 Est. Cost $6.70 Unrealized
MEXICO FD INC 0.2%
Value ($000) $104 Shares 12,490 Est. Cost $15.74 Unrealized
TSAKOS ENERGY NAVIGATION LTD 0.2%
Value ($000) $98 Shares 30,000 Est. Cost Unrealized
VOYA GLBL ADV & PREM OPP FD 0.1%
Value ($000) $84 Shares 10,950 Est. Cost $7.67 Unrealized
DWSN DAWSON GEOPHYSICAL CO NEW 0.1%
Value ($000) $83 Shares 85,500 Est. Cost $2.41 Unrealized -29.1%
NXE NEXGEN ENERGY LTD 0.1%
Value ($000) $74 Shares 102,000 Est. Cost $2.25 Unrealized -55.7%
VET VERMILION ENERGY INC 0.1%
Value ($000) $72 Shares 23,200 Est. Cost $11.16 Unrealized 0.0%
WHITING PETE CORP NEW 0.1%
Value ($000) $65 Shares 96,347 Est. Cost $26.28 Unrealized
KGC KINROSS GOLD CORP 0.1%
Value ($000) $60 Shares 15,000 Est. Cost $3.99 Unrealized +21.3%
REEDS INC 0.1%
Value ($000) $55 Shares 115,000 Est. Cost $1.12 Unrealized
NGD NEW GOLD INC CDA 0.1%
Value ($000) $51 Shares 100,000 Est. Cost Unrealized
NORTHERN OIL & GAS INC NEV 0.1%
Value ($000) $47 Shares 71,000 Est. Cost Unrealized
RRC RANGE RES CORP 0.1%
Value ($000) $41 Shares 18,000 Est. Cost $4.03 Unrealized -21.0%
HIGHPOINT RES CORP 0.1%
Value ($000) $41 Shares 215,300 Est. Cost $5.08 Unrealized
JMP GROUP LLC 0.1%
Value ($000) $38 Shares 16,000 Est. Cost $2.38 Unrealized
TACT TRANSACT TECHNOLOGIES INC 0.1%
Value ($000) $37 Shares 12,000 Est. Cost $11.09 Unrealized -17.5%
NUVERRA ENVIRONMENTAL SOLUTI 0.1%
Value ($000) $35 Shares 25,256 Est. Cost $8.17 Unrealized
ENERPLUS CORP 0.1%
Value ($000) $31 Shares 21,000 Est. Cost $3.51 Unrealized
CVE CENOVUS ENERGY INC 0.0%
Value ($000) $27 Shares 13,400 Est. Cost $8.02 Unrealized -22.1%
CNTY CENTURY CASINOS INC 0.0%
Value ($000) $25 Shares 10,500 Est. Cost $6.49 Unrealized 0.0%
AR ANTERO RESOURCES CORP 0.0%
Value ($000) $18 Shares 25,333 Est. Cost $36.38 Unrealized -95.4%
AR ANTERO RESOURCES CORP 0.0%
Value ($000) $15 Shares 21,000 Est. Cost $36.38 Unrealized -95.4%
ENERPLUS CORP 0.0%
Value ($000) $6 Shares 4,000 Est. Cost $3.51 Unrealized