Location: Minneapolis, MN
CIK: 0001557485 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 18, 2013
Total Value: $158M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR TR | 137,036 | $23.02M | 14.6% | $156.83 | — | S&P 500 ETF TR | 78462F103 |
| IWM | ISHARES | 139,286 | $14.85M | 9.4% | $94.64 | — | RUSSELL 2000 ETF | 464287655 |
| DIA | SPDR DOW JONES INDUSTRIAL AVE | 77,375 | $11.68M | 7.4% | $145.32 | — | ETF TRUST | 78467X109 |
| EFA | ISHARES | 116,252 | $7.417M | 4.7% | $58.82 | — | MSCI EAFE ETF | 464287465 |
| GLD | SPDR GOLD TR GOLD SHS | 44,120 | $5.655M | 3.6% | $133.05 | — | ETF | 78463V107 |
| — | SPDR TR UNIT SER 1 | 28,700 | $5.005M | 3.2% | — | — | Call | 78462F903 |
| IVV | ISHARES | 28,974 | $4.894M | 3.1% | $162.39 | — | CORE S&P 500 ETF | 464287200 |
| VEA | VANGUARD | 121,926 | $4.826M | 3.1% | $39.37 | — | FTSE DEVELOPED MARKETS ETF | 921943858 |
| VWO | VANGUARD | 117,978 | $4.735M | 3.0% | $40.40 | — | EMERGING MARKETS ETF | 922042858 |
| EEM | ISHARES | 104,592 | $4.263M | 2.7% | $42.56 | — | MSCI EMERGING MKTS ETF | 464287234 |
| — | APPLE COMPUTER OPTION | 9,000 | $4.233M | 2.7% | — | — | Call | 037833900 |
| AAPL | APPLE INC | 8,130 | $3.876M | 2.5% | $14.08 | +1.4% | COM | 037833100 |
| MDY | SPDR S&P MIDCAP | 12,291 | $2.782M | 1.8% | $209.78 | — | 400 ETF TRUST | 78467Y107 |
| — | GENERAL ELECTRIC CO | 91,951 | $2.197M | 1.4% | $23.62 | — | COM | 369604103 |
| SHY | ISHARES | 25,753 | $2.175M | 1.4% | $84.36 | — | 1-3 YR TREASURY BND ETF | 464287457 |
| AGG | ISHARES | 19,167 | $2.055M | 1.3% | $110.73 | — | CORE TOTAL U.S. BOND ETF | 464287226 |
| JNJ | JOHNSON & JOHNSON | 23,327 | $2.022M | 1.3% | $56.10 | +13.3% | COM | 478160104 |
| MCD | MCDONALDS CORP | 19,969 | $1.921M | 1.2% | $68.78 | +2.6% | COM | 580135101 |
| SPSB | SPDR | 61,785 | $1.899M | 1.2% | $30.66 | — | BARCLAYS SHORT TERM CORP BOND | 78464A474 |
| — | MARKET VECTORS | 64,324 | $1.606M | 1.0% | $24.91 | — | INVMT GRADE FLTG RATE | 57060U514 |
| MO | ALTRIA GROUP INC | 46,255 | $1.589M | 1.0% | $15.49 | +4.4% | COM | 02209S103 |
| WM | WASTE MANAGEMENT INC | 38,224 | $1.576M | 1.0% | $28.50 | +12.4% | COM | 94106L109 |
| SO | SOUTHERN CO | 37,259 | $1.534M | 1.0% | $25.68 | -1.4% | COM | 842587107 |
| CLX | CLOROX | 16,648 | $1.36M | 0.9% | $57.25 | +3.7% | COM | 189054109 |
| PFF | ISHARES | 34,887 | $1.326M | 0.8% | $39.83 | — | US PREFERRED STOCK ETF | 464288687 |
| — | JP MORGAN CHASE & CO | 29,211 | $1.303M | 0.8% | $45.74 | — | ALERIAN MLP INDEX ETN | 46625H365 |
| AIVI | WISDOMTREE | 26,929 | $1.224M | 0.8% | $41.63 | — | INTL DIV EX-FINANCIALS FUND | 97717W786 |
| IEI | ISHARES | 9,645 | $1.17M | 0.7% | $120.73 | — | 3-7 YR TREASURY BND ETF | 464288661 |
| FTSL | FIRST TRUST | 23,599 | $1.163M | 0.7% | $49.28 | — | IV SR LN FND ETF | 33738D309 |
| XLI | SELECT SECTOR SPDR TRUST | 23,459 | $1.089M | 0.7% | $42.48 | — | INDUSTRIAL SELECT INDEX | 81369Y704 |
| XLE | SELECT SECTOR SPDR TRUST | 13,048 | $1.082M | 0.7% | $82.92 | — | ENERGY SELECT INDEX | 81369Y506 |
| HYLS | FIRST TRUST | 20,956 | $1.053M | 0.7% | $50.25 | — | IV TACTICAL HIGH YIELD ETF | 33738D408 |
| XBI | SPDR | 8,026 | $1.037M | 0.7% | $129.21 | — | SPDR S&P BIOTECH ETF | 78464A870 |
| MDIV | FIRST TR EXCHANGE TRADED FD VI | 48,973 | $1.012M | 0.6% | $20.66 | — | MULTI-ASSET DIV INCOME INDEX | 33738R100 |
| MMM | 3M CO | 6,700 | $800K | 0.5% | $65.98 | 0.0% | COM | 88579Y101 |
| EEMV | ISHARES | 12,981 | $762K | 0.5% | $58.94 | — | MSCI EMRG MKTS MIN VOL ETF | 464286533 |
| — | KINDER MORGAN ENERGY PARTNERS | 9,322 | $744K | 0.5% | $84.39 | — | CM LP | 494550106 |
| IWB | ISHARES | 7,680 | $723K | 0.5% | $89.90 | — | RUSSELL 1000 ETF | 464287622 |
| TIP | ISHARES | 6,366 | $717K | 0.5% | $121.29 | — | TIPS BOND ETF | 464287176 |
| — | SPDR TR UNIT SER 1 | 4,700 | $706K | 0.4% | — | — | Put | 78462F953 |
| HYS | PIMCO | 6,400 | $671K | 0.4% | $102.64 | — | 0-5 YR HIGH YLD CORP BOND ETF | 72201R783 |
| — | ADVISORSHARES TR | 23,451 | $669K | 0.4% | $28.53 | — | MEIDELL TACTICAL ADVANTAGE ETF | 00768Y826 |
| IJT | ISHARES | 6,144 | $666K | 0.4% | $98.21 | — | S&P SMALL-CAP 600 GROWTH ETF | 464287887 |
| IVW | ISHARES | 7,102 | $635K | 0.4% | $84.68 | — | S&P 500 GROWTH ETF | 464287309 |
| — | ENERGY TRANSFER PARTNERS LP | 12,146 | $632K | 0.4% | $50.65 | — | COM | 29273R109 |
| EMB | ISHARES | 5,615 | $612K | 0.4% | $109.45 | — | JPM USD EMRG MKT BND ETF | 464288281 |
| SRLN | SSGA ACTIVE ETF TRUST | 12,209 | $608K | 0.4% | $49.80 | — | BLACKSTONE GSO SR LOAN ETF | 78467V608 |
| TGT | TARGET CORP | 9,270 | $593K | 0.4% | $47.18 | 0.0% | COM | 87612E106 |
| IJK | ISHARES | 4,183 | $582K | 0.4% | $130.36 | — | S&P MID-CAP 400 GROWTH ETF | 464287606 |
| VNQ | VANGUARD | 8,613 | $570K | 0.4% | $69.90 | — | REIT ETF INDEX | 922908553 |
| ABBV | ABBVIE INC | 12,722 | $569K | 0.4% | $27.16 | 0.0% | COM | 00287Y109 |
| UNP | UNION PAC CORP | 3,619 | $562K | 0.4% | $60.12 | 0.0% | COM | 907818108 |
| XOM | EXXON MOBIL CORPORATION | 6,516 | $561K | 0.4% | $54.16 | 0.0% | COM | 30231G102 |
| VTI | VANGUARD | 6,343 | $556K | 0.4% | $82.03 | — | TOTAL STOCK MARKET ETF | 922908769 |
| — | POWERSHARES DB COMM IND FD | 18,946 | $488K | 0.3% | $27.13 | — | ETF | 73935S105 |
| T | AT&T INC | 14,443 | $488K | 0.3% | $10.96 | 0.0% | COM | 00206R102 |
| — | MARKWEST ENERGY PARTNERS, LP | 6,671 | $482K | 0.3% | $72.25 | — | COM | 570759100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 4,154 | $472K | 0.3% | $115.36 | 0.0% | CL B | 084670702 |
| — | ISHARES | 39,223 | $470K | 0.3% | $14.38 | — | MORTGAGE REAL EST CAPPED ETF | 464288539 |
| IBM | INTL BUSINESS MACHINES | 2,474 | $458K | 0.3% | $118.23 | -5.6% | COM | 459200101 |
| BOND | PIMCO | 4,153 | $440K | 0.3% | $109.11 | — | TOTAL RETURN ETF | 72201R775 |
| MBB | ISHARES | 4,082 | $432K | 0.3% | $107.96 | — | MBS ETF | 464288588 |
| HYG | ISHARES | 4,260 | $390K | 0.2% | $92.74 | — | IBOXX $ HI YIELD CORP BND ETF | 464288513 |
| WMB | WILLIAMS COS INC | 10,625 | $386K | 0.2% | $17.72 | 0.0% | COM | 969457100 |
| — | CLOROX CO DEL | 4,800 | $372K | 0.2% | — | — | Call | 189054909 |
| BIDU | BAIDU INC | 2,340 | $363K | 0.2% | $155.13 | — | ADR | 056752108 |
| — | SPDR | 8,901 | $355K | 0.2% | $41.12 | — | BARCLAYS HIGH YIELD BOND ETF | 78464A417 |
| SLB | SCHLUMBERGER LTD | 3,994 | $353K | 0.2% | $52.90 | +11.5% | COM | 806857108 |
| LMHDF | LEM HLDG SA PLAN LES QUATES | 498 | $350K | 0.2% | $702.81 | — | ORD ISIN CH0022427626 | H48909149 |
| TMO | THERMO FISHER SCIENTIFIC | 3,762 | $347K | 0.2% | $86.81 | 0.0% | COM | 883556102 |
| — | ISHARES | 13,792 | $339K | 0.2% | $25.53 | — | INT PFD STK ETF | 46429B135 |
| ABT | ABBOTT LABS | 10,120 | $336K | 0.2% | $27.71 | 0.0% | COM | 002824100 |
| AMZN | AMAZON. | 1,000 | $313K | 0.2% | $14.90 | 0.0% | COM | 023135106 |
| FCX | FREEPORT MCMORAN COPPER & GOLD | 9,338 | $309K | 0.2% | $25.67 | 0.0% | COM | 35671D857 |
| DVY | ISHARES | 4,322 | $287K | 0.2% | $63.99 | — | SELECT DIVIDEND ETF | 464287168 |
| OXY | OCCIDENTAL PETROLEUM CORP | 3,067 | $287K | 0.2% | $59.24 | 0.0% | COM | 674599105 |
| PAA | PLAINS ALL AMERICAN PIPELINE | 5,431 | $286K | 0.2% | $52.66 | — | COM LP | 726503105 |
| — | MACY'S INC | 6,200 | $281K | 0.2% | — | — | Call | 55616P904 |
| LQD | ISHARES | 2,439 | $277K | 0.2% | $119.81 | — | IBOXX $ INVMNT GRD CORP BD ETF | 464287242 |
| — | AMERICAN INTL GROUP INC | 5,000 | $275K | 0.2% | — | — | Call | 026874904 |
| VO | VANGUARD | 2,687 | $275K | 0.2% | $92.91 | — | CRSP US MID CAP INDEX | 922908629 |
| — | HEALTH CARE REIT INC | 4,338 | $271K | 0.2% | $66.47 | — | COM | 42217K106 |
| AIG | AMERICAN INTL GROUP INC | 5,400 | $263K | 0.2% | $36.03 | 0.0% | COM | 026874784 |
| — | ADVISORSHARES TR | 4,556 | $261K | 0.2% | $57.29 | — | GLOBAL ECHO ETF | 00768Y776 |
| — | AT&T INC | 8,700 | $261K | 0.2% | — | — | Call | 00206R902 |
| ET | ENERGY TRANSFER EQUITY, L.P. | 3,909 | $257K | 0.2% | $58.56 | — | COM | 29273V100 |
| — | GUGGENHEIM | 9,460 | $253K | 0.2% | $26.74 | — | BULLETSHARES 2014 HY ETF | 18383M431 |
| VB | VANGUARD | 2,386 | $245K | 0.2% | $93.68 | — | CRSP US SMALL CAP INDEX | 922908751 |
| — | APPLE COM | 500 | $244K | 0.2% | — | — | Put | 037833950 |
| EFV | ISHARES | 4,458 | $243K | 0.2% | $54.51 | — | MSCI EAFE VALUE ETF | 464288877 |
| AXP | AMERICAN EXPRESS CO | 3,160 | $239K | 0.2% | $63.24 | 0.0% | CM | 025816109 |
| — | WHITING PETROLEUM CORP | 4,000 | $239K | 0.2% | $50.80 | — | COM | 966387102 |
| — | MARKET VECTORS | 9,623 | $234K | 0.1% | $27.04 | — | EMRGING MKTS LOCAL CURRENCY | 57060U522 |
| — | STEEL PARTNERS HOLDINGS LP | 15,500 | $233K | 0.1% | $15.03 | — | COM | 85814R107 |
| — | REGENCY ENERGY PARTNERS LP | 7,832 | $224K | 0.1% | $28.60 | — | COM | 75885Y107 |
| — | POWERSHARES | 2,828 | $223K | 0.1% | $71.10 | — | QQQ | 73935A104 |
| — | INTL BUSINESS MACHINES | 1,200 | $223K | 0.1% | — | — | Call | 459200901 |
| IDV | ISHARES | 6,071 | $220K | 0.1% | $36.24 | — | INTL SELECT DIV ETF | 464288448 |
| IEF | ISHARES | 2,144 | $219K | 0.1% | $107.25 | — | 7-10 YR TREASURY BND ETF | 464287440 |
| BND | VANGUARD | 2,664 | $215K | 0.1% | $83.58 | — | TOTAL BOND MARKET ETF | 921937835 |
| — | SPDR GOLD TR GOLD SHS | 1,500 | $215K | 0.1% | — | — | Call | 78463V907 |
| — | WILLIAMS PARTNERS LTD | 4,065 | $215K | 0.1% | $52.89 | — | COM | 96950F104 |
| VIG | VANGUARD | 3,077 | $214K | 0.1% | $66.27 | — | DIVIDEND APPRECIATION ETF | 921908844 |
| — | DCP MIDSTREAM PARTNERS LP | 4,096 | $203K | 0.1% | $49.56 | — | COM | 23311P100 |
| — | ISHARES TRUST | 2,000 | $200K | 0.1% | — | — | Put | 464287955 |
| — | STAPLES INC | 12,000 | $176K | 0.1% | $14.67 | — | COM | 855030102 |
| — | ANNALY CAPITAL MANAGEMENT INC | 11,673 | $135K | 0.1% | $15.89 | — | COM | 035710409 |
| — | SIRIUS XM RADIO INC | 28,256 | $109K | 0.1% | $3.86 | — | COM | 82967N108 |
| TBTC | TABLE TRAC INC | 95,000 | $78,000 | 0.0% | $0.82 | 0.0% | COM | 87336P106 |
| FMCC | FREDDIE MAC | 40,000 | $50,000 | 0.0% | $1.30 | 0.0% | COM | 313400301 |
| — | ADVANCED BATTERY TECHNOLOGIES | 50,000 | $10,000 | 0.0% | $0.20 | — | COM | 00752H102 |
| — | SPECTRASCIENCES | 135,000 | $5,000 | 0.0% | $0.04 | — | COM | 84760E301 |
| AABVF | ABERDEEN INTERNATIONAL INC | 18,000 | $3,000 | 0.0% | $0.15 | 0.0% | COM | 003069101 |
| MDMN | MEDINAH MINERALS INC | 14,000 | $1,000 | 0.0% | $0.05 | 0.0% | COM | 58489M109 |
| — | MANAS PETROLEUM CORP | 20,000 | $1,000 | 0.0% | $0.05 | — | COM | 56176Q102 |
| — | SPECTRA GAMING INC | 32,500 | $0 | 0.0% | — | — | COM | 84761G107 |