CIK: 0001557485 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 14, 2014
Total Value ($000): $216,744 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR TR | 154,919 | $28,612 | 13.2% | $160.05 | — | S&P 500 ETF TR | 78462F103 |
| IWM | ISHARES | 156,215 | $18,021 | 8.3% | $96.89 | — | RUSSELL 2000 ETF | 464287655 |
| DIA | SPDR DOW JONES INDUSTRIAL AVE | 81,061 | $13,413 | 6.2% | $146.24 | — | ETF TRUST | 78467X109 |
| EFA | ISHARES | 157,328 | $10,556 | 4.9% | $60.98 | — | MSCI EAFE ETF | 464287465 |
| — | SPDR DOW JONES INDUSTRIAL AVE | 44,600 | $7,572 | 3.5% | $169.78 | — | CALL | 78467X909 |
| — | ISHARES Russell 2000 | 57,400 | $6,945 | 3.2% | $120.99 | — | CALL | 464287905 |
| — | SPDR TR S&P 500 | 40,800 | $6,408 | 3.0% | $157.06 | — | CALL | 78462F903 |
| EEM | ISHARES | 142,639 | $5,962 | 2.8% | $42.35 | — | MSCI EMERGING MKTS ETF | 464287234 |
| — | SPDR DOW JONES INDUSTRIAL AVE | 37,600 | $5,691 | 2.6% | $151.36 | — | PUT | 78467X959 |
| — | FACEBOOK INC | 92,900 | $5,436 | 2.5% | $58.51 | — | CALL | 30303M902 |
| VEA | VANGUARD | 122,521 | $5,107 | 2.4% | $39.37 | — | FTSE DEVELOPED MARKETS ETF | 921943858 |
| IVV | ISHARES | 26,159 | $4,856 | 2.2% | $162.39 | — | CORE S&P 500 ETF | 464287200 |
| — | UNITED STATES OIL FUND LP | 125,990 | $4,450 | 2.1% | $35.32 | — | ETF | 91232N108 |
| AAPL | APPLE INC | 7,903 | $4,434 | 2.0% | $14.08 | +16.3% | COM | 037833100 |
| UNP | UNION PAC CORP | 21,968 | $3,691 | 1.7% | $60.48 | +0.1% | COM | 907818108 |
| MDY | SPDR S&P MIDCAP | 12,965 | $3,166 | 1.5% | $211.57 | — | 400 ETF TRUST | 78467Y107 |
| — | GENERAL ELECTRIC CO | 96,792 | $2,713 | 1.3% | $23.84 | — | COM | 369604103 |
| JNJ | JOHNSON & JOHNSON | 27,479 | $2,517 | 1.2% | $57.56 | +14.2% | COM | 478160104 |
| MCD | MCDONALDS CORP | 22,453 | $2,179 | 1.0% | $68.92 | +1.6% | COM | 580135101 |
| SPSB | SPDR | 68,779 | $2,111 | 1.0% | $30.66 | — | BARCLAYS SHORT TERM CORP BOND | 78464A474 |
| GIS | GENERAL MILLS INC | 36,023 | $1,798 | 0.8% | $32.89 | 0.0% | COM | 370334104 |
| MO | ALTRIA GROUP INC | 46,847 | $1,798 | 0.8% | $15.51 | +10.6% | COM | 02209S103 |
| — | COSTCO WHOLESALE CORPORATION | 15,400 | $1,745 | 0.8% | $113.31 | — | PUT | 22160K955 |
| SO | SOUTHERN CO | 42,200 | $1,735 | 0.8% | $25.55 | -3.9% | COM | 842587107 |
| — | MARKET VECTORS | 68,828 | $1,716 | 0.8% | $24.91 | — | INVMT GRADE FLTG RATE | 57060U514 |
| AGG | ISHARES | 15,501 | $1,650 | 0.8% | $110.73 | — | CORE TOTAL U.S. BOND ETF | 464287226 |
| CLX | CLOROX COMPANY | 17,473 | $1,621 | 0.7% | $57.56 | +10.9% | COM | 189054109 |
| XLI | SELECT SECTOR SPDR TRUST | 30,981 | $1,619 | 0.7% | $44.86 | — | INDUSTRIAL SELECT INDEX | 81369Y704 |
| SHY | ISHARES | 19,125 | $1,614 | 0.7% | $84.36 | — | 1-3 YR TREASURY BND ETF | 464287457 |
| XLK | SELECT SECTOR SPDR TRUST | 42,888 | $1,533 | 0.7% | $35.74 | — | TECHNOLOGY SELECT INDEX | 81369Y803 |
| — | JP MORGAN CHASE & CO | 32,580 | $1,510 | 0.7% | $45.80 | — | ALERIAN MLP INDEX ETN | 46625H365 |
| IYT | ISHARES | 11,141 | $1,469 | 0.7% | $131.86 | — | TRANPORTATION AVERAGE ETF | 464287192 |
| FTSL | FIRST TRUST | 29,233 | $1,450 | 0.7% | $49.34 | — | IV SR LN FND ETF | 33738D309 |
| AIVI | WISDOMTREE | 28,622 | $1,363 | 0.6% | $41.98 | — | INTL DIV EX-FINANCIALS FUND | 97717W786 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 11,138 | $1,321 | 0.6% | $115.53 | +0.1% | CL B | 084670702 |
| WFC | WELLS FARGO & CO | 28,762 | $1,306 | 0.6% | $30.76 | 0.0% | COM | 949746101 |
| IEI | ISHARES | 10,720 | $1,287 | 0.6% | $120.66 | — | 3-7 YR TREASURY BND ETF | 464288661 |
| INTC | INTEL CORP | 48,820 | $1,267 | 0.6% | $17.92 | 0.0% | COM | 458140100 |
| IJK | ISHARES | 8,418 | $1,264 | 0.6% | $140.32 | — | S&P MID-CAP 400 GROWTH ETF | 464287606 |
| HYLS | FIRST TRUST | 22,459 | $1,158 | 0.5% | $50.34 | — | IV TACTICAL HIGH YIELD ETF | 33738D408 |
| MDIV | FIRST TR EXCHANGE TRADED FD VI | 53,354 | $1,111 | 0.5% | $20.68 | — | MULTI-ASSET DIV INCOME INDEX | 33738R100 |
| IVW | ISHARES | 10,942 | $1,081 | 0.5% | $89.63 | — | S&P 500 GROWTH ETF | 464287309 |
| AMZN | AMAZON.COM INC | 2,687 | $1,072 | 0.5% | $16.84 | +6.8% | COM | 023135106 |
| IJT | ISHARES | 8,955 | $1,062 | 0.5% | $104.61 | — | S&P SMALL-CAP 600 GROWTH ETF | 464287887 |
| GLD | SPDR GOLD TR GOLD SHS | 8,703 | $1,011 | 0.5% | $133.05 | — | ETF | 78463V107 |
| — | KINDER MORGAN ENERGY PARTNERS | 11,769 | $949 | 0.4% | $83.61 | — | CM LP | 494550106 |
| PFF | ISHARES | 24,350 | $897 | 0.4% | $39.83 | — | US PREFERRED STOCK ETF | 464288687 |
| TGT | TARGET CORP | 13,970 | $884 | 0.4% | $46.31 | -3.7% | COM | 87612E106 |
| T | AT&T INC | 23,855 | $839 | 0.4% | $11.04 | +1.2% | COM | 00206R102 |
| PM | PHILIP MORRIS INTL | 9,535 | $831 | 0.4% | $47.83 | 0.0% | COM | 718172109 |
| IBM | INTL BUSINESS MACHINES | 4,393 | $824 | 0.4% | $113.06 | -5.9% | COM | 459200101 |
| VTI | VANGUARD | 8,488 | $814 | 0.4% | $85.53 | — | TOTAL STOCK MARKET ETF | 922908769 |
| ABBV | ABBVIE INC | 15,422 | $814 | 0.4% | $27.73 | +9.6% | COM | 00287Y109 |
| IWB | ISHARES | 7,755 | $800 | 0.4% | $89.90 | — | RUSSELL 1000 ETF | 464287622 |
| EEMV | ISHARES | 13,717 | $799 | 0.4% | $58.90 | — | MSCI EMRG MKTS MIN VOL ETF | 464286533 |
| SRLN | SSGA ACTIVE ETF TRUST | 15,559 | $778 | 0.4% | $49.84 | — | BLACKSTONE GSO SR LOAN ETF | 78467V608 |
| WM | WASTE MANAGEMENT INC | 16,981 | $762 | 0.4% | $28.50 | +18.9% | COM | 94106L109 |
| VNQ | VANGUARD | 11,347 | $733 | 0.3% | $68.62 | — | REIT ETF INDEX | 922908553 |
| MMM | 3M CO | 5,115 | $717 | 0.3% | $65.98 | +10.1% | COM | 88579Y101 |
| EMB | ISHARES | 6,458 | $698 | 0.3% | $109.27 | — | JPM USD EMRG MKT BND ETF | 464288281 |
| XOM | EXXON MOBIL CORPORATION | 6,851 | $693 | 0.3% | $54.25 | +3.1% | COM | 30231G102 |
| — | ADVISORSHARES | 22,914 | $688 | 0.3% | $28.53 | — | MEIDELL TACTICAL ADVANTAGE ETF | 00768Y826 |
| — | ENERGY TRANSFER PARTNERS LP | 11,750 | $673 | 0.3% | $50.65 | — | COM | 29273R109 |
| — | POWERSHARES | 24,968 | $641 | 0.3% | $26.78 | — | DB COMM IND FD ETF | 73935S105 |
| VZ | VERIZON COMMUNICATIONS | 12,618 | $620 | 0.3% | $26.61 | 0.0% | COM | 92343V104 |
| VWO | VANGUARD | 14,832 | $610 | 0.3% | $40.40 | — | EMERGING MARKETS ETF | 922042858 |
| — | LEVEL 3 COMMUNICATIONS INC | 18,143 | $602 | 0.3% | $33.18 | — | COM | 52729N308 |
| FCX | FREEPORT MCMORAN COPPER & GOLD | 15,442 | $583 | 0.3% | $27.40 | +9.7% | COM | 35671D857 |
| HYS | PIMCO | 5,454 | $580 | 0.3% | $102.64 | — | 0-5 YR HIGH YLD CORP BOND ETF | 72201R783 |
| — | NETFLIX.COM INC | 1,800 | $576 | 0.3% | $320.00 | — | CALL | 64110L906 |
| — | NETFLIX.COM INC | 1,600 | $560 | 0.3% | $350.00 | — | PUT | 64110L956 |
| ET | ENERGY TRANSFER EQUITY, L.P. | 6,630 | $542 | 0.3% | $68.08 | — | COM | 29273V100 |
| HYG | ISHARES | 5,286 | $491 | 0.2% | $92.77 | — | IBOXX $ HI YIELD CORP BND ETF | 464288513 |
| EFV | ISHARES | 8,351 | $478 | 0.2% | $55.78 | — | MSCI EAFE VALUE ETF | 464288877 |
| HIMX | HIMAX TECHNOLOGIES INC | 32,250 | $474 | 0.2% | $14.70 | — | ADR | 43289P106 |
| ABT | ABBOTT LABS | 12,221 | $468 | 0.2% | $27.97 | +4.5% | COM | 002824100 |
| BOND | PIMCO | 4,350 | $456 | 0.2% | $108.92 | — | TOTAL RETURN ETF | 72201R775 |
| — | MARKWEST ENERGY PARTNERS, LP | 6,801 | $450 | 0.2% | $72.14 | — | COM | 570759100 |
| BMY | BRISTOL-MYERS SQUIBB | 10,426 | $444 | 0.2% | $34.16 | 0.0% | COM | 110122108 |
| — | NORTHSTAR REALTY FINANCE CORP | 17,849 | $429 | 0.2% | $24.03 | — | PFD 8.75% SER A CALLABLE | 66704R209 |
| PFE | PFIZER INC | 13,948 | $427 | 0.2% | $17.62 | 0.0% | COM | 717081103 |
| CVX | CHEVRON CORP | 3,400 | $425 | 0.2% | $72.49 | 0.0% | COM | 166764100 |
| TMO | THERMO FISHER SCIENTIFIC | 3,687 | $411 | 0.2% | $86.81 | +10.1% | COM | 883556102 |
| BIDU | BAIDU INC | 2,290 | $407 | 0.2% | $155.13 | — | ADR | 056752108 |
| MSFT | MICROSOFT CORP | 10,795 | $404 | 0.2% | $30.02 | 0.0% | COM | 594918104 |
| SLB | SCHLUMBERGER LTD | 4,471 | $403 | 0.2% | $54.20 | +20.0% | COM | 806857108 |
| JPM | JP MORGAN CHASE & CO | 6,714 | $393 | 0.2% | $39.63 | 0.0% | COM | 46625H100 |
| — | CLOROX COMPANY | 4,800 | $372 | 0.2% | $77.50 | — | CALL | 189054909 |
| IJS | ISHARES | 3,288 | $366 | 0.2% | $111.31 | — | S&P SMALL-CAP 600 VALUE ETF | 464287879 |
| — | ISHARES | 31,725 | $365 | 0.2% | $14.38 | — | MORTGAGE REAL EST CAPPED ETF | 464288539 |
| AXP | AMERICAN EXPRESS CO | 3,989 | $362 | 0.2% | $64.49 | +7.4% | COM | 025816109 |
| — | POWERSHARES | 3,976 | $350 | 0.2% | $75.99 | — | QQQ | 73935A104 |
| — | ISHARES | 8,700 | $348 | 0.2% | $40.00 | — | PUT | 464287954 |
| IJJ | ISHARES | 2,998 | $348 | 0.2% | $116.08 | — | S&P MID-CAP 400 VALUE ETF | 464287705 |
| — | ISHARES Russell 2000 | 3,000 | $339 | 0.2% | $113.00 | — | PUT | 464287955 |
| — | GUGGENHEIM | 12,160 | $324 | 0.1% | $26.72 | — | BULLETSHARES 2014 HY ETF | 18383M431 |
| WMB | WILLIAMS COS INC | 8,381 | $323 | 0.1% | $17.72 | +3.7% | COM | 969457100 |
| VO | VANGUARD | 2,792 | $307 | 0.1% | $93.55 | — | CRSP US MID CAP INDEX | 922908629 |
| VIG | VANGUARD | 3,946 | $297 | 0.1% | $68.25 | — | DIVIDEND APPRECIATION ETF | 921908844 |
| LMT | LOCKHEED MARTIN COM | 1,984 | $295 | 0.1% | $97.17 | 0.0% | COM | 539830109 |
| TIP | ISHARES | 2,678 | $294 | 0.1% | $121.29 | — | TIPS BOND ETF | 464287176 |
| OXY | OCCIDENTAL PETROLEUM CORP | 3,083 | $293 | 0.1% | $59.24 | +7.0% | COM | 674599105 |
| META | FACEBOOK INC | 5,374 | $293 | 0.1% | $49.86 | 0.0% | COM | 30303M102 |
| DVY | ISHARES | 4,082 | $291 | 0.1% | $63.99 | — | SELECT DIVIDEND ETF | 464287168 |
| — | ISHARES | 11,589 | $278 | 0.1% | $25.53 | — | INT PFD STK ETF | 46429B135 |
| VB | VANGUARD | 2,482 | $273 | 0.1% | $94.31 | — | CRSP US SMALL CAP INDEX | 922908751 |
| — | UNILEVER N V | 6,714 | $270 | 0.1% | $40.21 | — | ADRSHARES | 904784709 |
| — | ADVISORSHARES | 4,429 | $269 | 0.1% | $57.29 | — | GLOBAL ECHO ETF | 00768Y776 |
| AIG | AMERICAN INTL GROUP INC | 5,200 | $265 | 0.1% | $36.03 | +5.1% | COM | 026874784 |
| — | WHITING PETROLEUM CORP | 4,000 | $247 | 0.1% | $50.80 | — | COM | 966387102 |
| IDV | ISHARES | 6,421 | $244 | 0.1% | $36.33 | — | INTL SELECT DIV ETF | 464288448 |
| — | LEVEL 3 COMMUNICATIONS INC | 7,000 | $238 | 0.1% | $34.00 | — | CALL | 52729N908 |
| — | MACY'S INC | 5,000 | $236 | 0.1% | $47.20 | — | CALL | 55616P904 |
| — | HEALTH CARE REIT INC | 4,245 | $227 | 0.1% | $66.47 | — | COM | 42217K106 |
| FAD | FIRST TRUST | 4,904 | $221 | 0.1% | $45.07 | — | MILTI CAP GROWTH ALPHADEX | 33733F101 |
| DUK | DUKE ENERGY HOLDINGS CORP | 3,164 | $218 | 0.1% | $42.35 | 0.0% | COM | 26441C204 |
| FAB | FIRST TRUST | 4,892 | $218 | 0.1% | $44.56 | — | MILTI CAP VALUE ALPHADEX FUND | 33733C108 |
| — | STEEL PARTNERS HOLDINGS LP | 12,500 | $217 | 0.1% | $15.03 | — | COM | 85814R107 |
| — | HOME DEPOT INC | 3,200 | $216 | 0.1% | $67.50 | — | CALL | 437076902 |
| — | LINEAR TECHNOLOGY CORP | 4,582 | $209 | 0.1% | $45.61 | — | COM | 535678106 |
| — | WILLIAMS PARTNERS LTD | 4,065 | $207 | 0.1% | $52.89 | — | COM | 96950F104 |
| DCI | DONALDSON INC | 4,768 | $207 | 0.1% | $33.32 | 0.0% | COM | 257651109 |
| — | DCP MIDSTREAM PARTNERS LP | 4,096 | $206 | 0.1% | $49.56 | — | COM | 23311P100 |
| — | REGENCY ENERGY PARTNERS LP | 7,832 | $206 | 0.1% | $28.60 | — | COM | 75885Y107 |
| — | GOOGLE INC | 180 | $202 | 0.1% | $1122.22 | — | CL A | 38259P508 |
| — | ISHARES | 15,053 | $198 | 0.1% | $13.15 | — | MSCI SINGAPORE ETF | 464286673 |
| — | STAPLES INC | 12,000 | $191 | 0.1% | $14.67 | — | COM | 855030102 |
| — | GUGGENHEIM | 11,231 | $149 | 0.1% | $13.27 | — | S&P GLB DIV OPP IND | 18383M860 |
| — | ANNALY CAPITAL MANAGEMENT INC | 11,910 | $119 | 0.1% | $15.77 | — | COM | 035710409 |
| — | SIRIUS XM HOLDINGS INC | 28,556 | $100 | 0.0% | $3.50 | — | COM | 82968B103 |
| — | BGC PARTNERS | 11,000 | $67 | 0.0% | $6.09 | — | COM | 05541T101 |
| — | POLYMET MINING CORP | 12,525 | $11 | 0.0% | $0.88 | — | COM | 731916102 |