Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 16, 2016
Total Value: $2.361B (79.5% shares, 20.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 1,675,000 | $344M | 14.6% | $205.52 | $191.63 | — | Put | 78462F103 |
| IWM | ISHARES TR | 2,150,000 | $238M | 10.1% | $110.63 | $112.62 | — | Put | 464287655 |
| — | JARDEN CORP | 61,400,000 | $115M | 4.9% | $1.88 | $1.84 | — | NOTE 1.875% 9/1 | 471109AH1 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 7,109,651 | $71.95M | 3.0% | $10.12 | $10.20 | — | UNIT | 85207H104 |
| — | MICRON TECHNOLOGY INC | 55,000,000 | $68.9M | 2.9% | $1.25 | $2.73 | — | NOTE 2.375% 5/0 | 595112AW3 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 60,000 | $54.97M | 2.3% | $916.08 | $1041.74 | — | PFD CONV SER A | G0177J116 |
| — | TELEFLEX INC | 20,000,000 | $50.95M | 2.2% | $2.55 | $1.51 | — | NOTE 3.875% 8/0 | 879369AA4 |
| — | STERICYCLE INC | 400,000 | $37.32M | 1.6% | $93.30 | $99.04 | — | DEP PFD A 1/10 | 858912207 |
| — | SANDISK CORP | 20,000,000 | $31.55M | 1.3% | $1.58 | $1.57 | — | NOTE 1.500% 8/1 | 80004CAD3 |
| — | GSI GROUP INC CDA NEW | 2,095,965 | $29.68M | 1.3% | $14.16 | $11.47 | — | COM NEW | 36191C205 |
| — | CENTRAL FD CDA LTD | 2,179,845 | $26.14M | 1.1% | $11.99 | $12.42 | — | CL A | 153501101 |
| GOOG | ALPHABET INC | 32,000 | $23.84M | 1.0% | $744.94 * | $35.55 | 0.0% | CAP STK CL C | 02079K107 |
| — | FIDELITY NATIONAL FINANCIAL | 12,500,000 | $23.41M | 1.0% | $1.87 | $1.97 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| — | TESARO INC | 15,000,000 | $22.06M | 0.9% | $1.47 | $1.09 | — | NOTE 3.000%10/0 | 881569AA5 |
| OPLN | KAR AUCTION SVCS INC | 500,400 | $19.09M | 0.8% | $38.14 * | $11.17 | +18.6% | COM | 48238T109 |
| — | JARDEN CORP | 15,000,000 | $19.02M | 0.8% | $1.27 | $1.24 | — | NOTE 1.125% 3/1 | 471109AM0 |
| — | GARNERO GROUP ACQUISITION CO | 1,793,510 | $17.81M | 0.8% | $9.93 | $9.54 | — | SHS | G5866L108 |
| BIO | BIO RAD LABS INC | 125,439 | $17.15M | 0.7% | $136.72 * | $118.97 | +10.3% | CL A | 090572207 |
| — | HORIZON PHARMA INVT LTD | 20,000,000 | $17.08M | 0.7% | $0.85 | $0.85 | — | NOTE 2.500% 3/1 | 44052TAB7 |
| — | INTEGRATED DEVICE TECHNOLOGY | 18,000,000 | $16.85M | 0.7% | $0.94 | $0.98 | — | NOTE 0.875%11/1 | 458118AB2 |
| — | VCA INC | 280,600 | $16.19M | 0.7% | $57.69 | $55.05 | — | COM | 918194101 |
| — | ALLERGAN PLC | 60,000 | $16.08M | 0.7% | $268.03 | $268.00 | — | Put | G0177J108 |
| KRE | SPDR SERIES TRUST | 425,500 | $16.02M | 0.7% | $37.64 | $37.64 | — | S&P REGL BKG | 78464A698 |
| XBI | SPDR SERIES TRUST | 310,000 | $16.02M | 0.7% | $51.66 | $51.66 | — | S&P BIOTECH | 78464A870 |
| JNJ | JOHNSON & JOHNSON | 147,500 | $15.96M | 0.7% | $108.20 * | $75.93 | +3.7% | COM | 478160104 |
| — | GP INVTS ACQUISITION COR | 1,626,601 | $15.81M | 0.7% | $9.72 | $9.67 | — | SHS | G40357124 |
| A | AGILENT TECHNOLOGIES INC | 393,700 | $15.69M | 0.7% | $39.85 * | $37.96 | -7.2% | COM | 00846U101 |
| SPY | SPDR S&P 500 ETF TR | 75,000 | $15.41M | 0.7% | $205.52 | $191.63 | — | TR UNIT | 78462F103 |
| META | FACEBOOK INC | 135,000 | $15.4M | 0.7% | $114.10 * | $92.97 | +12.7% | CL A | 30303M102 |
| — | AR CAP ACQUISITION CORP | 1,487,500 | $14.64M | 0.6% | $9.84 | $9.80 | — | COM | 00191R109 |
| — | UNITED STATES OIL FUND LP | 1,500,000 | $14.55M | 0.6% | $9.70 | — | — | Call | 91232N108 |
| — | CORELOGIC INC | 415,835 | $14.43M | 0.6% | $34.70 | $35.81 | — | COM | 21871D103 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,438,390 | $14.07M | 0.6% | $9.78 | $9.86 | — | COM | 74874U101 |
| TRU | TRANSUNION | 499,413 | $13.79M | 0.6% | $27.61 * | $24.47 | -0.0% | COM | 89400J107 |
| DG | DOLLAR GEN CORP NEW | 157,100 | $13.45M | 0.6% | $85.60 * | $61.15 | +9.0% | COM | 256677105 |
| — | TAKE-TWO INTERACTIVE SOFTWAR | 7,500,000 | $13.4M | 0.6% | $1.79 | $1.40 | — | NOTE 1.000% 7/0 | 874054AD1 |
| — | EMERGENT BIOSOLUTIONS INC | 10,000,000 | $13.03M | 0.6% | $1.30 | $1.14 | — | NOTE 2.875% 1/1 | 29089QAB1 |
| BC | BRUNSWICK CORP | 263,400 | $12.64M | 0.5% | $47.98 * | $36.46 | 0.0% | COM | 117043109 |
| — | HARMONY MERGER CORP | 1,267,975 | $12.55M | 0.5% | $9.90 | $9.85 | — | COM | 413247107 |
| — | LABORATORY CORP AMER HLDGS | 104,500 | $12.24M | 0.5% | $117.13 | $117.13 | — | COM NEW | 50540R409 |
| CAH | CARDINAL HEALTH INC | 144,900 | $11.88M | 0.5% | $81.95 * | $63.62 | -3.8% | COM | 14149Y108 |
| — | ELECTRUM SPL ACQUISITION COR | 1,226,572 | $11.84M | 0.5% | $9.65 | $9.64 | — | SHS | G3105C104 |
| — | FINTECH ACQUISITION CORP | 1,169,488 | $11.72M | 0.5% | $10.02 | $9.95 | — | COM | 31809H100 |
| — | MERCADOLIBRE INC | 10,000,000 | $11.26M | 0.5% | $1.13 | $0.98 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| — | CAPITOL ACQUISITION CORP III | 1,143,931 | $11.07M | 0.5% | $9.68 | $9.60 | — | COM | 14055M106 |
| — | NXP SEMICONDUCTORS N V | 10,000,000 | $11.05M | 0.5% | $1.10 | $1.10 | — | DBCV 1.000%12/0 | 62952QAB6 |
| EMN | EASTMAN CHEM CO | 151,900 | $10.97M | 0.5% | $72.23 * | $56.23 | -15.6% | COM | 277432100 |
| — | POWERSHARES QQQ TRUST | 100,000 | $10.92M | 0.5% | $109.20 | — | — | Put | 73935A104 |
| — | INPHI CORP | 323,000 | $10.77M | 0.5% | $33.34 | $33.34 | — | COM | 45772F107 |
| — | ACTUA CORP | 1,188,896 | $10.76M | 0.5% | $9.05 | $14.50 | — | COM | 005094107 |
| — | ATLANTIC ALLIANCE PARTNER CO | 1,027,732 | $10.72M | 0.5% | $10.43 | $10.24 | — | SHS | G04897107 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,084,398 | $10.54M | 0.4% | $9.72 | $9.63 | — | COM | G28195124 |
| GNTX | GENTEX CORP | 671,000 | $10.53M | 0.4% | $15.69 * | $17.34 | -16.0% | COM | 371901109 |
| — | MOBILE MINI INC | 318,163 | $10.51M | 0.4% | $33.02 | $35.47 | — | COM | 60740F105 |
| — | DT ASIA INVTS LTD | 1,027,581 | $10.43M | 0.4% | $10.15 | $9.93 | — | SHS | G2615J104 |
| — | HYDRA INDS ACQUISITION CORP | 1,048,300 | $10.37M | 0.4% | $9.89 | $9.71 | — | COM | 448740100 |
| LVS | LAS VEGAS SANDS CORP | 200,000 | $10.34M | 0.4% | $51.68 * | $35.60 | -0.8% | Call | 517834107 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 10,000,000 | $10.2M | 0.4% | $1.02 | $1.01 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | COACH INC | 253,000 | $10.14M | 0.4% | $40.09 | $40.09 | — | COM | 189754104 |
| LSTR | LANDSTAR SYS INC | 153,817 | $9.938M | 0.4% | $64.61 | $64.61 | — | COM | 515098101 |
| — | INSULET CORP | 10,000,000 | $9.715M | 0.4% | $0.97 | $0.97 | — | NOTE 2.000% 6/1 | 45784PAD3 |
| SMG | SCOTTS MIRACLE GRO CO | 126,898 | $9.234M | 0.4% | $72.77 * | $47.59 | +3.4% | CL A | 810186106 |
| — | CEB INC | 142,200 | $9.205M | 0.4% | $64.73 | $64.73 | — | COM | 125134106 |
| — | AROWANA INC | 916,220 | $9.139M | 0.4% | $9.97 | $9.83 | — | SHS | G05011104 |
| — | ACORDA THERAPEUTICS INC | 10,000,000 | $8.928M | 0.4% | $0.89 | $1.15 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| TIPT | TIPTREE FINL INC | 1,553,183 | $8.853M | 0.4% | $5.70 * | $7.25 | -18.8% | CL A | 88822Q103 |
| — | KRISPY KREME DOUGHNUTS INC | 550,146 | $8.577M | 0.4% | $15.59 | $15.93 | — | COM | 501014104 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 160,000 | $8.562M | 0.4% | $53.51 | — | — | Put | 881624209 |
| 1741046D | STERIS PLC | 120,000 | $8.526M | 0.4% | $71.05 | $71.05 | — | SHS USD | G84720104 |
| — | ADVISORY BRD CO | 262,600 | $8.469M | 0.4% | $32.25 | $32.25 | — | COM | 00762W107 |
| MPC | MARATHON PETE CORP | 222,000 | $8.254M | 0.3% | $37.18 * | $27.88 | 0.0% | COM | 56585A102 |
| HCA | HCA HOLDINGS INC | 105,700 | $8.25M | 0.3% | $78.05 * | $64.91 | 0.0% | COM | 40412C101 |
| XME | SPDR SERIES TRUST | 400,000 | $8.184M | 0.3% | $20.46 | — | — | Put | 78464A755 |
| — | J2 GLOBAL INC | 7,500,000 | $8.16M | 0.3% | $1.09 | $1.03 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | INCONTACT INC | 917,038 | $8.152M | 0.3% | $8.89 | $8.54 | — | COM | 45336E109 |
| LVS | LAS VEGAS SANDS CORP | 156,900 | $8.109M | 0.3% | $51.68 * | $35.60 | -0.8% | COM | 517834107 |
| — | INTERPUBLIC GROUP COS INC | 350,000 | $8.032M | 0.3% | $22.95 * | $14.88 | 0.0% | COM | 460690100 |
| — | MASONITE INTL CORP NEW | 122,400 | $8.017M | 0.3% | $65.50 | $65.50 | — | COM | 575385109 |
| NXPI | NXP SEMICONDUCTORS N V | 98,500 | $7.985M | 0.3% | $81.07 * | $66.28 | 0.0% | COM | N6596X109 |
| — | KNOLL INC | 362,366 | $7.845M | 0.3% | $21.65 | $23.34 | — | COM NEW | 498904200 |
| — | CARDTRONICS INC | 217,495 | $7.828M | 0.3% | $35.99 | $35.00 | — | COM | 14161H108 |
| — | JENSYN ACQUISITION CORP | 780,000 | $7.808M | 0.3% | $10.01 | $10.01 | — | UNIT 99/99/9999 | 47632B201 |
| CBZ | CBIZ INC | 764,693 | $7.716M | 0.3% | $10.09 | $8.81 | +15.1% | COM | 124805102 |
| — | EASTERLY ACQUISITION CORP | 787,904 | $7.643M | 0.3% | $9.70 | $9.85 | — | COM | 27616L102 |
| — | TERRAPIN 3 ACQUISITION CORP | 771,683 | $7.64M | 0.3% | $9.90 | $9.78 | — | COM CL A | 88104P104 |
| — | ECHO GLOBAL LOGISTICS INC | 7,500,000 | $7.572M | 0.3% | $1.01 | $1.01 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | NORTH AMERN ENERGY PARTNERS | 3,621,157 | $7.387M | 0.3% | $2.04 | $4.00 | — | COM | 656844107 |
| — | GORES HLDGS INC | 749,700 | $7.31M | 0.3% | $9.75 | $9.69 | — | CL A | 382866101 |
| — | M/I HOMES INC | 7,000,000 | $7.026M | 0.3% | $1.00 | $1.14 | — | NOTE 3.250% 9/1 | 55292PAA3 |
| — | EASTERLY ACQUISITION CORP | 699,568 | $6.95M | 0.3% | $9.93 | $10.10 | — | UNIT 99/99/9999 | 27616L201 |
| — | TERRAPIN 3 ACQUISITION CORP | 686,879 | $6.937M | 0.3% | $10.10 | $10.10 | — | UNIT 06/27/2019 | 88104P203 |
| — | ENVESTNET INC | 7,500,000 | $6.535M | 0.3% | $0.87 | $1.02 | — | NOTE 1.750%12/1 | 29404KAA4 |
| — | ATMEL CORP | 750,000 | $6.09M | 0.3% | $8.12 | $8.11 | — | COM | 049513104 |
| RRGB | RED ROBIN GOURMET BURGERS IN | 94,267 | $6.077M | 0.3% | $64.47 * | $78.83 | -21.0% | COM | 75689M101 |
| ROG | ROGERS CORP | 100,592 | $6.022M | 0.3% | $59.87 * | $50.37 | 0.0% | COM | 775133101 |
| HSTM | HEALTHSTREAM INC | 271,519 | $5.998M | 0.3% | $22.09 * | $23.14 | -11.1% | COM | 42222N103 |
| XLU | SELECT SECTOR SPDR TR | 120,000 | $5.954M | 0.3% | $49.62 | — | — | Put | 81369Y886 |
| — | BIOMARIN PHARMACEUTICAL INC | 5,000,000 | $5.939M | 0.3% | $1.19 | $1.34 | — | NOTE 1.500%10/1 | 09061GAF8 |
| — | AR CAP ACQUISITION CORP | 599,500 | $5.929M | 0.3% | $9.89 | $9.79 | — | UNIT 10/06/2019 | 00191R208 |
| — | FARO TECHNOLOGIES INC | 183,495 | $5.91M | 0.3% | $32.21 | $29.52 | — | COM | 311642102 |
| — | OCLARO INC | 1,085,577 | $5.862M | 0.2% | $5.40 | $3.48 | — | COM NEW | 67555N206 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $5.82M | 0.2% | $9.70 | $9.50 | — | SHS | G0441P104 |
| TSLA | TESLA MTRS INC | 25,000 | $5.744M | 0.2% | $229.76 | — | — | Call | 88160R101 |
| MET | METLIFE INC | 130,000 | $5.712M | 0.2% | $43.94 * | $30.81 | -13.2% | COM | 59156R108 |
| — | AROWANA INC | 551,492 | $5.625M | 0.2% | $10.20 | $10.07 | — | UNIT 99/99/9999 | G05011138 |
| — | PACIFIC SPL ACQUISITION CORP | 550,000 | $5.594M | 0.2% | $10.17 | $10.05 | — | UNIT 99/99/9999 | G68588139 |
| — | C B PHARMA ACQUISITION CORP | 550,000 | $5.555M | 0.2% | $10.10 | $9.79 | — | SHS | G2029P126 |
| — | COLUMBIA PIPELINE GROUP INC | 220,000 | $5.522M | 0.2% | $25.10 | $25.10 | — | COM | 198280109 |
| — | 1347 CAP CORP | 553,071 | $5.47M | 0.2% | $9.89 | $9.67 | — | COM | 68245V103 |
| — | BOULEVARD ACQUISITION | 550,174 | $5.364M | 0.2% | $9.75 | $9.77 | — | CL A | 10157Q102 |
| LVS | LAS VEGAS SANDS CORP | 100,000 | $5.168M | 0.2% | $51.68 * | $35.60 | -0.8% | Put | 517834107 |
| HBIO | HARVARD BIOSCIENCE INC | 1,710,291 | $5.165M | 0.2% | $3.02 * | $4.84 | -41.4% | COM | 416906105 |
| — | DOUBLE EAGLE ACQUISITION COR | 512,061 | $5.121M | 0.2% | $10.00 | $10.07 | — | UNIT 99/99/9999 | G28195108 |
| — | GP INVTS ACQUISITION COR | 515,725 | $5.108M | 0.2% | $9.90 | $9.93 | — | UNIT 99/99/9999 | G40357116 |
| — | EMCORE CORP | 1,011,605 | $5.058M | 0.2% | $5.00 | $5.50 | — | COM NEW | 290846203 |
| — | E COMPASS ACQUISITION CORP | 500,000 | $5.022M | 0.2% | $10.04 | $9.95 | — | ORD SHS | G2920Y101 |
| — | PACIFIC SPL ACQUISITION CORP | 500,000 | $5.015M | 0.2% | $10.03 | $9.85 | — | SHS | G68588105 |
| — | KLR ENERGY ACQUISITION CORP | 500,000 | $4.975M | 0.2% | $9.95 | $9.95 | — | CL A | 49877M108 |
| — | BARINGTON HILCO ACQUISITION | 500,000 | $4.965M | 0.2% | $9.93 | $9.70 | — | COM | 06759V101 |
| — | GARNERO GROUP ACQUISITION CO | 480,331 | $4.863M | 0.2% | $10.12 | $10.00 | — | UNIT 06/25/2016 | G5866L124 |
| — | CALLIDUS SOFTWARE INC | 286,300 | $4.775M | 0.2% | $16.68 | $16.68 | — | COM | 13123E500 |
| — | FITBIT INC | 300,000 | $4.545M | 0.2% | $15.15 | $15.15 | — | CL A | 33812L102 |
| TCX | TUCOWS INC | 200,000 | $4.49M | 0.2% | $22.45 * | $20.94 | 0.0% | COM NEW | 898697206 |
| — | VERINT SYS INC | 5,000,000 | $4.423M | 0.2% | $0.88 | $0.88 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| CNQ | CANADIAN NAT RES LTD | 160,000 | $4.32M | 0.2% | $27.00 | — | — | Put | 136385101 |
| — | ALERE INC | 85,000 | $4.302M | 0.2% | $50.61 | $50.61 | — | COM | 01449J105 |
| — | GLOBAL PARTNER ACQUISITION C | 442,432 | $4.3M | 0.2% | $9.72 | $9.86 | — | COM | 37954X105 |
| MGM | MGM RESORTS INTERNATIONAL | 194,000 | $4.159M | 0.2% | $21.44 * | $18.66 | 0.0% | COM | 552953101 |
| DECK | DECKERS OUTDOOR CORP | 68,000 | $4.074M | 0.2% | $59.91 * | $8.64 | 0.0% | COM | 243537107 |
| — | KLR ENERGY ACQUISITION CORP | 400,000 | $4.024M | 0.2% | $10.06 | $10.06 | — | UNIT 12/31/2020 | 49877M207 |
| QLYS | QUALYS INC | 156,400 | $3.958M | 0.2% | $25.31 * | $25.93 | 0.0% | COM | 74758T303 |
| — | LINKEDIN CORP | 34,000 | $3.888M | 0.2% | $114.35 | $114.35 | — | COM CL A | 53578A108 |
| — | BOULEVARD ACQUISITION | 389,400 | $3.875M | 0.2% | $9.95 | $9.97 | — | UNIT 99/99/9999 | 10157Q201 |
| — | HOLLYFRONTIER CORP | 109,600 | $3.871M | 0.2% | $35.32 | $35.32 | — | COM | 436106108 |
| — | HUDSON GLOBAL INC | 1,626,264 | $3.854M | 0.2% | $2.37 | $2.48 | — | COM | 443787106 |
| MPC | MARATHON PETE CORP | 100,000 | $3.718M | 0.2% | $37.18 * | $27.88 | 0.0% | Call | 56585A102 |
| — | OUTERWALL INC | 100,000 | $3.699M | 0.2% | $36.99 | — | — | Call | 690070107 |
| — | ALLERGAN PLC | 12,500 | $3.35M | 0.1% | $268.00 | $268.00 | — | SHS | G0177J108 |
| — | SILVER WHEATON CORP | 200,000 | $3.316M | 0.1% | $16.58 | $16.58 | — | COM | 828336107 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $3.228M | 0.1% | $8.07 | $7.11 | — | COM | 845467109 |
| — | FITBIT INC | 200,000 | $3.03M | 0.1% | $15.15 | $15.15 | — | Call | 33812L102 |
| — | FITBIT INC | 200,000 | $3.03M | 0.1% | $15.15 | $15.15 | — | Put | 33812L102 |
| — | COMSCORE INC | 100,000 | $3.004M | 0.1% | $30.04 | — | — | Call | 20564W105 |
| — | GLOBAL PARTNER ACQUISITION C | 298,402 | $2.969M | 0.1% | $9.95 | $10.01 | — | UNIT 07/01/2020 | 37954X204 |
| EXK | ENDEAVOUR SILVER CORP | 1,188,800 | $2.924M | 0.1% | $2.46 * | $1.75 | 0.0% | COM | 29258Y103 |
| — | STARWOOD HOTELS&RESORTS WRLD | 35,000 | $2.92M | 0.1% | $83.43 | $83.43 | — | COM | 85590A401 |
| — | MANITEX INTL INC | 555,400 | $2.905M | 0.1% | $5.23 | $13.28 | — | COM | 563420108 |
| — | E COMPASS ACQUISITION CORP | 283,820 | $2.895M | 0.1% | $10.20 | $10.08 | — | UNIT 99/99/9999 | G2920Y200 |
| — | PACE HLDGS CORP | 290,780 | $2.802M | 0.1% | $9.64 | $9.68 | — | CL A | G6865N103 |
| — | QUINPARIO ACQUISITION CORP 2 | 275,800 | $2.739M | 0.1% | $9.93 | $10.08 | — | UNIT 01/01/2023 | 74874U200 |
| — | ELECTRUM SPL ACQUISITION COR | 272,900 | $2.683M | 0.1% | $9.83 | $9.95 | — | UNIT 99/99/9999 | G3105C120 |
| — | HYDRA INDS ACQUISITION CORP | 250,000 | $2.631M | 0.1% | $10.52 | $9.99 | — | UNIT 10/20/2021 | 448740209 |
| — | ITC HLDGS CORP | 60,000 | $2.614M | 0.1% | $43.57 | $43.57 | — | COM | 465685105 |
| — | GORES HLDGS INC | 260,266 | $2.597M | 0.1% | $9.98 | $10.09 | — | UNIT 99/99/9999 | 382866200 |
| AWI | ARMSTRONG WORLD INDS INC NEW | 52,900 | $2.559M | 0.1% | $48.37 * | $38.17 | 0.0% | COM | 04247X102 |
| — | AMAYA INC | 175,000 | $2.342M | 0.1% | $13.38 | $13.38 | — | COM | 02314M108 |
| — | JARDEN CORP | 1,500,000 | $2.303M | 0.1% | $1.54 | $1.49 | — | NOTE 1.500% 6/1 | 471109AL2 |
| — | NEWPORT CORP | 100,000 | $2.3M | 0.1% | $23.00 | $14.97 | — | COM | 651824104 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 348,035 | $2.248M | 0.1% | $6.46 | $8.56 | — | UNIT | 85207Q104 |
| — | FINTECH ACQUISITION CORP | 202,864 | $2.213M | 0.1% | $10.91 | $10.15 | — | UNIT 99/99/9999 | 31809H209 |
| — | EVINE LIVE INC | 1,856,875 | $2.173M | 0.1% | $1.17 | $6.03 | — | CL A | 300487105 |
| — | C B PHARMA ACQUISITION CORP | 200,000 | $2.068M | 0.1% | $10.34 | $10.04 | — | UNIT 12/17/2021 | G2029P100 |
| — | THE ADT CORPORATION | 50,000 | $2.063M | 0.1% | $41.26 | $41.26 | — | COM | 00101J106 |
| — | HARMONY MERGER CORP | 200,000 | $2.036M | 0.1% | $10.18 | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | ANDINA ACQUISITION CORP II | 200,000 | $2.03M | 0.1% | $10.15 | $9.92 | — | UNIT 99/99/9999 | G0441P112 |
| — | HENNESSY CAP ACQUISITION COR | 200,000 | $1.964M | 0.1% | $9.82 | $9.86 | — | UNIT 99/99/9999 | 42588J209 |
| PFE | PFIZER INC | 65,000 | $1.927M | 0.1% | $29.65 | — | — | Call | 717081103 |
| — | CAPITOL ACQUISITION CORP III | 192,745 | $1.899M | 0.1% | $9.85 | $9.95 | — | UNIT 99/99/9999 | 14055M205 |
| — | WL ROSS HLDG CORP | 188,841 | $1.894M | 0.1% | $10.03 | $10.21 | — | COM SHS | 92939D104 |
| — | POWERSECURE INTL INC | 100,000 | $1.869M | 0.1% | $18.69 | $18.69 | — | COM | 73936N105 |
| — | YAHOO INC | 50,000 | $1.84M | 0.1% | $36.80 | — | — | Call | 984332106 |
| HUM | HUMANA INC | 10,000 | $1.83M | 0.1% | $183.00 * | $161.69 | -1.0% | Put | 444859102 |
| HUM | HUMANA INC | 10,000 | $1.83M | 0.1% | $183.00 * | $161.69 | -1.0% | COM | 444859102 |
| MAR | MARRIOTT INTL INC NEW | 25,000 | $1.78M | 0.1% | $71.20 | — | — | Put | 571903202 |
| — | TRANSGLOBE ENERGY CORP | 1,065,000 | $1.768M | 0.1% | $1.66 | $4.04 | — | COM | 893662106 |
| — | WL ROSS HLDG CORP | 163,800 | $1.718M | 0.1% | $10.49 | $10.38 | — | UNIT 06/11/2019 | 92939D203 |
| — | SOUTHWESTERN ENERGY CO | 200,000 | $1.614M | 0.1% | $8.07 | $7.11 | — | Put | 845467109 |
| — | PACE HLDGS CORP | 160,330 | $1.602M | 0.1% | $9.99 | $10.19 | — | UNIT 99/99/9999 | G6865N129 |
| — | JM GLOBAL HLDG CO | 150,000 | $1.444M | 0.1% | $9.63 | $9.67 | — | COM | 46590H101 |
| SLV | ISHARES SILVER TRUST | 94,600 | $1.389M | 0.1% | $14.68 | $14.68 | — | ISHARES | 46428Q109 |
| — | ROUSE PPTYS INC | 70,000 | $1.287M | 0.1% | $18.39 | $18.39 | — | COM | 779287101 |
| — | ALERE INC | 25,000 | $1.265M | 0.1% | $50.60 | $50.61 | — | Call | 01449J105 |
| — | IHS INC | 10,000 | $1.242M | 0.1% | $124.20 | — | — | Put | 451734107 |
| — | VALSPAR CORP | 10,000 | $1.07M | 0.0% | $107.00 | $107.00 | — | COM | 920355104 |
| — | AFFYMETRIX INC | 75,000 | $1.051M | 0.0% | $14.01 | $14.01 | — | COM | 00826T108 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $1.015M | 0.0% | $10.15 | $9.95 | — | UNIT 99/99/9999T | 06759V200 |
| — | BAXALTA INC | 25,000 | $1.01M | 0.0% | $40.40 | $40.40 | — | COM | 07177M103 |
| — | RITE AID CORP | 123,100 | $1.003M | 0.0% | $8.15 | — | — | Call | 767754104 |
| — | CABLEVISION SYS CORP | 30,000 | $990K | 0.0% | $33.00 | $33.00 | — | CL A NY CABLVS | 12686C109 |
| — | RR MEDIA LTD | 70,000 | $914K | 0.0% | $13.06 | $13.06 | — | SHS | M8183P102 |
| — | BAKER HUGHES INC | 20,000 | $877K | 0.0% | $43.85 | $49.10 | — | COM | 057224107 |
| — | MEAD JOHNSON NUTRITION CO | 10,000 | $850K | 0.0% | $85.00 | — | — | Call | 582839106 |
| — | APOLLO ED GROUP INC | 100,000 | $822K | 0.0% | $8.22 | $8.22 | — | CL A | 037604105 |
| — | QUICKLOGIC CORP | 718,668 | $762K | 0.0% | $1.06 | $1.06 | — | COM | 74837P108 |
| — | HENNESSY CAP ACQUISITION COR | 72,500 | $703K | 0.0% | $9.70 | $9.64 | — | COM | 42588J100 |
| — | FINTECH ACQUISITION CORP | 1,116,344 | $664K | 0.0% | $0.59 | $0.55 | — | *W EXP 02/19/202 | 31809H118 |
| — | COLUMBIA PIPELINE GROUP INC | 25,000 | $628K | 0.0% | $25.12 | $25.10 | — | Call | 198280109 |
| — | TAHOE RES INC | 60,000 | $602K | 0.0% | $10.03 | — | — | Put | 873868103 |
| TECK | TECK RESOURCES LTD | 75,000 | $571K | 0.0% | $7.61 | — | — | Put | 878742204 |
| — | JM GLOBAL HLDG CO | 48,928 | $482K | 0.0% | $9.85 | $9.74 | — | UNIT 99/99/9999 | 46590H200 |
| — | SHIRE PLC | 2,500 | $430K | 0.0% | $172.00 | $172.00 | — | SPONSORED ADR | 82481R106 |
| NEM | NEWMONT MINING CORP | 15,000 | $399K | 0.0% | $26.60 | — | — | Put | 651639106 |
| — | 1347 CAP CORP | 38,100 | $391K | 0.0% | $10.26 | $10.26 | — | UNIT 07/18/2016 | 68245V202 |
| — | AXIALL CORP | 15,000 | $328K | 0.0% | $21.87 | $21.87 | — | COM | 05463D100 |
| — | WL ROSS HLDG CORP | 664,074 | $323K | 0.0% | $0.49 | $0.68 | — | *W EXP 06/11/201 | 92939D112 |
| WMB | WILLIAMS COS INC DEL | 20,000 | $321K | 0.0% | $16.05 * | $9.91 | 0.0% | COM | 969457100 |
| — | CARMIKE CINEMAS INC | 10,000 | $300K | 0.0% | $30.00 | $30.00 | — | COM | 143436400 |
| — | HYDRA INDS ACQUISITION CORP | 987,095 | $257K | 0.0% | $0.26 | $0.29 | — | RIGHT 99/99/9999 | 448740126 |
| — | HARMONY MERGER CORP | 1,295,300 | $253K | 0.0% | $0.20 | $0.40 | — | *W EXP 01/01/202 | 413247123 |
| — | AXIALL CORP | 10,000 | $218K | 0.0% | $21.80 | $21.87 | — | Call | 05463D100 |
| — | GARNERO GROUP ACQUISITION CO | 1,357,400 | $211K | 0.0% | $0.16 | $0.28 | — | RIGHT 06/25/2016 | G5866L132 |
| — | HYDRA INDS ACQUISITION CORP | 905,601 | $190K | 0.0% | $0.21 | $0.20 | — | *W EXP 10/20/202 | 448740118 |
| — | AROWANA INC | 739,100 | $185K | 0.0% | $0.25 | $0.27 | — | RIGHT 01/01/2017 | G05011120 |
| — | DT ASIA INVTS LTD | 1,145,281 | $176K | 0.0% | $0.15 | $0.17 | — | RIGHT 03/30/2016 | G2615J112 |
| — | CAPITOL ACQUISITION CORP III | 492,900 | $173K | 0.0% | $0.35 | $0.44 | — | *W EXP 10/13/202 | 14055M114 |
| — | 1347 CAP CORP | 543,470 | $171K | 0.0% | $0.31 | $0.25 | — | RIGHT 07/21/2016 | 68245V111 |
| — | GORES HLDGS INC | 572,900 | $165K | 0.0% | $0.29 | $0.33 | — | *W EXP 08/13/202 | 382866119 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $150K | 0.0% | $0.25 | $0.27 | — | RIGHT 09/01/2017 | G0441P120 |
| — | GP INVTS ACQUISITION COR | 445,205 | $141K | 0.0% | $0.32 | $0.58 | — | *W EXP 05/19/202 | G40357108 |
| — | GARNERO GROUP ACQUISITION CO | 1,427,906 | $132K | 0.0% | $0.09 | $0.12 | — | *W EXP 06/24/201 | G5866L116 |
| — | QUINPARIO ACQUISITION CORP 2 | 603,800 | $130K | 0.0% | $0.22 | $0.38 | — | *W EXP 01/01/202 | 74874U119 |
| — | EXFO INC | 33,198 | $123K | 0.0% | $3.71 | $3.71 | — | SUB VTG SHS | 302046107 |
| — | E COMPASS ACQUISITION CORP | 500,000 | $115K | 0.0% | $0.23 | $0.19 | — | RIGHT 02/18/2017 | G2920Y119 |
| — | BARINGTON HILCO ACQUISITION | 510,900 | $109K | 0.0% | $0.21 | $0.28 | — | RIGHT 02/13/2017 | 06759V119 |
| — | EASTERLY ACQUISITION CORP | 312,800 | $102K | 0.0% | $0.33 | $0.37 | — | *W EXP 07/29/202 | 27616L110 |
| — | AROWANA INC | 874,700 | $101K | 0.0% | $0.12 | $0.13 | — | *W EXP 04/29/202 | G05011112 |
| — | BOULEVARD ACQUISITION | 376,036 | $100K | 0.0% | $0.27 | $0.30 | — | *W EXP 09/25/202 | 10157Q110 |
| — | DOUBLE EAGLE ACQUISITION COR | 355,100 | $94,000 | 0.0% | $0.26 | $0.50 | — | *W EXP 09/16/202 | G28195116 |
| — | PACIFIC SPL ACQUISITION CORP | 500,000 | $93,000 | 0.0% | $0.19 | $0.18 | — | RIGHT 03/15/2017 | G68588113 |
| — | TERRAPIN 3 ACQUISITION CORP | 338,203 | $86,000 | 0.0% | $0.25 | $0.32 | — | *W EXP 06/27/201 | 88104P112 |
| — | HENNESSY CAP ACQUISITION COR | 589,266 | $85,000 | 0.0% | $0.14 | $0.18 | — | *W EXP 07/28/202 | 42588J118 |
| — | ANDINA ACQUISITION CORP II | 563,800 | $85,000 | 0.0% | $0.15 | $0.12 | — | *W EXP 11/23/202 | G0441P138 |
| — | KLR ENERGY ACQUISITION CORP | 400,000 | $80,000 | 0.0% | $0.20 | $0.20 | — | *W EXP 09/16/202 | 49877M116 |
| — | GLOBAL PARTNER ACQUISITION C | 449,800 | $74,000 | 0.0% | $0.16 | $0.27 | — | *W EXP 07/01/202 | 37954X113 |
| — | BARINGTON HILCO ACQUISITION | 489,000 | $59,000 | 0.0% | $0.12 | $0.16 | — | *W EXP 02/11/201 | 06759V127 |
| — | PACE HLDGS CORP | 184,100 | $57,000 | 0.0% | $0.31 | $0.31 | — | *W EXP 99/99/999 | G6865N111 |
| — | DT ASIA INVTS LTD | 1,143,581 | $55,000 | 0.0% | $0.05 | $0.07 | — | *W EXP 03/29/202 | G2615J138 |
| — | C B PHARMA ACQUISITION CORP | 400,000 | $43,000 | 0.0% | $0.11 | $0.35 | — | RIGHT 06/17/2016 | G2029P134 |
| — | ELECTRUM SPL ACQUISITION COR | 203,072 | $42,000 | 0.0% | $0.21 | $0.21 | — | *W EXP 99/99/999 | G3105C112 |
| — | PACIFIC SPL ACQUISITION CORP | 450,300 | $40,000 | 0.0% | $0.09 | $0.10 | — | *W EXP 10/20/202 | G68588121 |
| — | KINDER MORGAN INC DEL | 1,000,000 | $37,000 | 0.0% | $0.04 | $0.07 | — | *W EXP 05/25/201 | 49456B119 |
| — | 1347 CAP CORP | 180,554 | $36,000 | 0.0% | $0.20 | $0.20 | — | *W EXP 07/15/202 | 68245V129 |
| — | C B PHARMA ACQUISITION CORP | 239,775 | $20,000 | 0.0% | $0.08 | $0.24 | — | *W EXP 12/17/202 | G2029P118 |
| — | JM GLOBAL HLDG CO | 95,000 | $18,000 | 0.0% | $0.19 | $0.26 | — | *W EXP 07/29/201 | 46590H119 |
| — | AR CAP ACQUISITION CORP | 150,000 | $15,000 | 0.0% | $0.10 | $0.15 | — | *W EXP 10/06/201 | 00191R117 |