Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Aug 15, 2016
Total Value: $2.464B (81.0% shares, 19.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 1,595,100 | $334M | 13.6% | $209.48 | $191.63 | — | Put | 78462F103 |
| IWM | ISHARES TR | 2,362,000 | $272M | 11.0% | $114.98 | $115.00 | — | Put | 464287655 |
| — | MICRON TECHNOLOGY INC | 47,500,000 | $71.16M | 2.9% | $1.50 | $2.73 | — | NOTE 2.375% 5/0 | 595112AW3 |
| — | TESARO INC | 25,000,000 | $62.66M | 2.5% | $2.51 | $1.65 | — | NOTE 3.000%10/0 | 881569AA5 |
| IWM | ISHARES TR | 400,000 | $45.99M | 1.9% | $114.98 | $115.00 | — | Call | 464287655 |
| — | INTEL CORP | 22,500,000 | $36.65M | 1.5% | $1.63 | $1.63 | — | SDCV 3.250% 8/0 | 458140AF7 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 3,329,370 | $36.56M | 1.5% | $10.98 | $10.20 | — | UNIT | 85207H104 |
| NOVT | NOVANTA INC | 2,291,845 | $34.72M | 1.4% | $15.15 | $14.96 | 0.0% | COM | 67000B104 |
| — | FIDELITY NATIONAL FINANCIAL | 14,650,000 | $30.22M | 1.2% | $2.06 | $1.98 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| — | INCONTACT INC | 25,000,000 | $29.99M | 1.2% | $1.20 | $1.20 | — | NOTE 2.500% 4/0 | 45336EAB5 |
| BABA | ALIBABA GROUP HLDG LTD | 335,500 | $26.68M | 1.1% | $79.53 | — | — | Put | 01609W102 |
| — | CORELOGIC INC | 600,641 | $23.11M | 0.9% | $38.48 | $36.63 | — | COM | 21871D103 |
| — | WEATHERFORD INTL LTD | 20,000,000 | $21.84M | 0.9% | $1.09 | $1.09 | — | NOTE 5.875% 7/0 | 947075AH0 |
| CAH | CARDINAL HEALTH INC | 277,901 | $21.68M | 0.9% | $78.01 * | $62.02 | -2.8% | COM | 14149Y108 |
| A | AGILENT TECHNOLOGIES INC | 454,071 | $20.14M | 0.8% | $44.36 * | $38.23 | +4.6% | COM | 00846U101 |
| — | INTEGRATED DEVICE TECHNOLOGY | 20,000,000 | $19.43M | 0.8% | $0.97 | $0.97 | — | NOTE 0.875%11/1 | 458118AB2 |
| — | VCA INC | 282,407 | $19.09M | 0.8% | $67.61 | $55.05 | — | COM | 918194101 |
| — | GP INVTS ACQUISITION COR | 1,946,609 | $18.88M | 0.8% | $9.70 | $9.68 | — | SHS | G40357124 |
| OPLN | KAR AUCTION SVCS INC | 448,667 | $18.73M | 0.8% | $41.74 * | $11.17 | +33.9% | COM | 48238T109 |
| — | LABORATORY CORP AMER HLDGS | 143,520 | $18.7M | 0.8% | $130.27 | $120.70 | — | COM NEW | 50540R409 |
| BIO | BIO RAD LABS INC | 128,861 | $18.43M | 0.7% | $143.02 | $119.60 | +19.3% | CL A | 090572207 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 22,000 | $18.32M | 0.7% | $832.59 | $1041.74 | — | PFD CONV SER A | G0177J116 |
| DG | DOLLAR GEN CORP NEW | 194,600 | $18.29M | 0.7% | $94.00 * | $64.05 | +18.9% | COM | 256677105 |
| — | COACH INC | 435,600 | $17.75M | 0.7% | $40.74 | $40.36 | — | COM | 189754104 |
| GOOG | ALPHABET INC | 25,504 | $17.65M | 0.7% | $692.09 * | $35.55 | +0.3% | CAP STK CL C | 02079K107 |
| — | CF CORP | 1,710,433 | $16.97M | 0.7% | $9.92 | $9.92 | — | UNIT 99/99/9999 | G20307123 |
| — | IRONWOOD PHARMACEUTICALS INC | 16,000,000 | $16.61M | 0.7% | $1.04 | $1.04 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | NXP SEMICONDUCTORS N V | 15,000,000 | $16.33M | 0.7% | $1.09 | $1.10 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | TERRAPIN 3 ACQUISITION CORP | 1,595,111 | $15.89M | 0.6% | $9.96 | $9.87 | — | COM CL A | 88104P104 |
| — | GENESEE & WYO INC | 267,272 | $15.76M | 0.6% | $58.95 | $58.95 | — | CL A | 371559105 |
| META | FACEBOOK INC | 135,299 | $15.46M | 0.6% | $114.28 | $92.97 | +23.1% | CL A | 30303M102 |
| — | STERICYCLE INC | 185,000 | $15.37M | 0.6% | $83.08 | $99.04 | — | DEP PFD A 1/10 | 858912207 |
| — | J2 GLOBAL INC | 13,500,000 | $15.2M | 0.6% | $1.13 | $1.07 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,510,590 | $14.94M | 0.6% | $9.89 | $9.86 | — | COM | 74874U101 |
| — | LINKEDIN CORP | 15,000,000 | $14.82M | 0.6% | $0.99 | $0.99 | — | NOTE 0.500%11/0 | 53578AAB4 |
| — | AR CAP ACQUISITION CORP | 1,487,500 | $14.77M | 0.6% | $9.93 | $9.80 | — | COM | 00191R109 |
| — | HORIZON PHARMA INVT LTD | 16,000,000 | $14.62M | 0.6% | $0.91 | $0.85 | — | NOTE 2.500% 3/1 | 44052TAB7 |
| — | CSRA INC | 612,200 | $14.34M | 0.6% | $23.43 | $23.43 | — | COM | 12650T104 |
| — | DST SYS INC DEL | 122,500 | $14.26M | 0.6% | $116.43 | $116.43 | — | COM | 233326107 |
| — | ATLANTIC ALLIANCE PARTNER CO | 1,327,732 | $13.79M | 0.6% | $10.39 | $10.27 | — | SHS | G04897107 |
| — | MERCADOLIBRE INC | 10,750,000 | $13.61M | 0.6% | $1.27 | $1.00 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| EMN | EASTMAN CHEM CO | 200,226 | $13.6M | 0.6% | $67.90 * | $55.58 | -3.7% | COM | 277432100 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,369,358 | $13.41M | 0.5% | $9.79 | $9.66 | — | COM | G28195124 |
| — | ACTUA CORP | 1,472,828 | $13.3M | 0.5% | $9.03 | $13.44 | — | COM | 005094107 |
| — | VMWARE INC | 228,940 | $13.1M | 0.5% | $57.22 | $57.22 | — | CL A COM | 928563402 |
| — | GUESS INC | 869,500 | $13.09M | 0.5% | $15.05 | $15.05 | — | COM | 401617105 |
| — | DYNEGY INC NEW DEL | 120,000 | $12.93M | 0.5% | $107.76 | $107.76 | — | UNIT 07/01/20191 | 26817R405 |
| — | ADVISORY BRD CO | 364,196 | $12.89M | 0.5% | $35.39 | $33.13 | — | COM | 00762W107 |
| — | ELECTRUM SPL ACQUISITION COR | 1,319,008 | $12.86M | 0.5% | $9.75 | $9.65 | — | SHS | G3105C104 |
| AWI | ARMSTRONG WORLD INDS INC NEW | 326,541 | $12.78M | 0.5% | $39.15 * | $38.15 | -0.0% | COM | 04247X102 |
| — | LANDCADIA HLDGS INC | 1,263,338 | $12.68M | 0.5% | $10.04 | $10.04 | — | UNIT 12/31/2021T | 51476W206 |
| — | HARMONY MERGER CORP | 1,267,975 | $12.68M | 0.5% | $10.00 | $9.85 | — | COM | 413247107 |
| GIII | G-III APPAREL GROUP LTD | 270,445 | $12.37M | 0.5% | $45.72 * | $43.01 | 0.0% | COM | 36237H101 |
| — | FINTECH ACQUISITION CORP | 1,222,655 | $12.23M | 0.5% | $10.00 | $9.96 | — | COM | 31809H100 |
| — | EMERGENT BIOSOLUTIONS INC | 10,750,000 | $12.21M | 0.5% | $1.14 | $1.14 | — | NOTE 2.875% 1/1 | 29089QAB1 |
| — | MEDICINES CO | 10,000,000 | $11.86M | 0.5% | $1.19 | $1.19 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | EASTERLY ACQUISITION CORP | 1,203,904 | $11.79M | 0.5% | $9.79 | $9.83 | — | COM | 27616L102 |
| HSTM | HEALTHSTREAM INC | 440,966 | $11.69M | 0.5% | $26.52 * | $23.28 | +0.9% | COM | 42222N103 |
| META | FACEBOOK INC | 100,000 | $11.43M | 0.5% | $114.28 | $92.97 | +23.1% | Put | 30303M102 |
| — | CAPITOL ACQUISITION CORP III | 1,174,631 | $11.37M | 0.5% | $9.68 | $9.61 | — | COM | 14055M106 |
| LVS | LAS VEGAS SANDS CORP | 258,703 | $11.25M | 0.5% | $43.49 * | $35.96 | +1.6% | COM | 517834107 |
| — | CENTRAL FD CDA LTD | 787,219 | $10.94M | 0.4% | $13.90 | $12.42 | — | CL A | 153501101 |
| NXPI | NXP SEMICONDUCTORS N V | 139,629 | $10.94M | 0.4% | $78.34 * | $69.20 | +10.1% | COM | N6596X109 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 10,750,000 | $10.79M | 0.4% | $1.00 | $1.01 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | LINKEDIN CORP | 55,000 | $10.41M | 0.4% | $189.25 | $142.95 | — | COM CL A | 53578A108 |
| — | HYDRA INDS ACQUISITION CORP | 1,048,300 | $10.37M | 0.4% | $9.89 | $9.71 | — | COM | 448740100 |
| — | INSULET CORP | 10,750,000 | $10.24M | 0.4% | $0.95 | $0.97 | — | NOTE 2.000% 6/1 | 45784PAD3 |
| — | INTERACTIVE INTELLIGENCE GRO | 10,750,000 | $10.2M | 0.4% | $0.95 | $0.95 | — | NOTE 1.250% 6/0 | 45841VAB5 |
| — | OCLARO INC | 2,031,462 | $9.914M | 0.4% | $4.88 | $4.13 | — | COM NEW | 67555N206 |
| BC | BRUNSWICK CORP | 218,696 | $9.911M | 0.4% | $45.32 * | $36.46 | +9.9% | COM | 117043109 |
| JNJ | JOHNSON & JOHNSON | 81,412 | $9.875M | 0.4% | $121.30 * | $75.93 | +14.6% | COM | 478160104 |
| 1741046D | STERIS PLC | 143,372 | $9.857M | 0.4% | $68.75 | $70.68 | — | SHS USD | G84720104 |
| GNTX | GENTEX CORP | 634,069 | $9.796M | 0.4% | $15.45 * | $17.34 | -8.4% | COM | 371901109 |
| ROG | ROGERS CORP | 159,958 | $9.773M | 0.4% | $61.10 | $54.52 | +12.9% | COM | 775133101 |
| CBZ | CBIZ INC | 932,639 | $9.709M | 0.4% | $10.41 | $9.07 | +13.5% | COM | 124805102 |
| AMCX | AMC NETWORKS INC | 160,104 | $9.673M | 0.4% | $60.42 * | $63.61 | 0.0% | CL A | 00164V103 |
| — | E M C CORP MASS | 350,000 | $9.51M | 0.4% | $27.17 | $27.17 | — | COM | 268648102 |
| — | ACORDA THERAPEUTICS INC | 10,750,000 | $9.439M | 0.4% | $0.88 | $1.13 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| PSLV | SPROTT PHYSICAL SILVER TR | 1,290,482 | $9.356M | 0.4% | $7.25 | $7.25 | — | TR UNIT | 85207K107 |
| — | AROWANA INC | 916,220 | $9.226M | 0.4% | $10.07 | $9.83 | — | SHS | G05011104 |
| SMG | SCOTTS MIRACLE GRO CO | 127,702 | $8.928M | 0.4% | $69.91 * | $47.59 | +6.3% | CL A | 810186106 |
| — | EASTERLY ACQUISITION CORP | 871,995 | $8.842M | 0.4% | $10.14 | $10.11 | — | UNIT 99/99/9999 | 27616L201 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 168,500 | $8.464M | 0.3% | $50.23 | — | — | Put | 881624209 |
| TIPT | TIPTREE FINL INC | 1,503,040 | $8.237M | 0.3% | $5.48 | $7.25 | -24.7% | CL A | 88822Q103 |
| — | BOULEVARD ACQUISITION | 833,474 | $8.126M | 0.3% | $9.75 | $9.76 | — | CL A | 10157Q102 |
| FARM | FARMER BROS CO | 263,416 | $7.639M | 0.3% | $29.00 * | $29.90 | 0.0% | COM | 307675108 |
| — | ECHO GLOBAL LOGISTICS INC | 8,000,000 | $7.591M | 0.3% | $0.95 | $1.01 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | HENNESSY CAP ACQUISITION COR | 768,772 | $7.532M | 0.3% | $9.80 | $9.78 | — | COM | 42588J100 |
| — | INTERPUBLIC GROUP COS INC | 325,512 | $7.519M | 0.3% | $23.10 * | $14.88 | +9.5% | COM | 460690100 |
| — | UNITED STATES OIL FUND LP | 643,600 | $7.446M | 0.3% | $11.57 | — | — | Call | 91232N108 |
| — | CEB INC | 119,143 | $7.349M | 0.3% | $61.68 | $64.73 | — | COM | 125134106 |
| — | GORES HLDGS INC | 756,800 | $7.341M | 0.3% | $9.70 | $9.69 | — | CL A | 382866101 |
| — | ENVESTNET INC | 8,000,000 | $7.302M | 0.3% | $0.91 | $1.02 | — | NOTE 1.750%12/1 | 29404KAA4 |
| ZBH | ZIMMER BIOMET HLDGS INC | 60,600 | $7.295M | 0.3% | $120.38 * | $104.60 | 0.0% | COM | 98956P102 |
| — | INTEROIL CORP | 160,000 | $7.2M | 0.3% | $45.00 | $45.00 | — | COM | 460951106 |
| — | M/I HOMES INC | 7,000,000 | $7.105M | 0.3% | $1.01 | $1.14 | — | NOTE 3.250% 9/1 | 55292PAA3 |
| DLB | DOLBY LABORATORIES INC | 147,500 | $7.058M | 0.3% | $47.85 * | $40.14 | 0.0% | COM | 25659T107 |
| — | SILVER RUN ACQUISITION CORP | 705,740 | $7.043M | 0.3% | $9.98 | $9.98 | — | UNIT 99/99/9999T | 82811P200 |
| GOOG | ALPHABET INC | 10,000 | $6.921M | 0.3% | $692.10 * | $35.55 | +0.3% | Put | 02079K107 |
| — | EMCORE CORP | 1,161,605 | $6.9M | 0.3% | $5.94 | $5.56 | — | COM NEW | 290846203 |
| LVS | LAS VEGAS SANDS CORP | 157,300 | $6.841M | 0.3% | $43.49 * | $35.96 | +1.6% | Call | 517834107 |
| — | BUNGE LIMITED | 110,110 | $6.513M | 0.3% | $59.15 | $59.15 | — | COM | G16962105 |
| — | INPHI CORP | 201,394 | $6.451M | 0.3% | $32.03 | $33.34 | — | COM | 45772F107 |
| — | KNOLL INC | 263,055 | $6.387M | 0.3% | $24.28 | $23.34 | — | COM NEW | 498904200 |
| — | AR CAP ACQUISITION CORP | 599,500 | $5.983M | 0.2% | $9.98 | $9.79 | — | UNIT 10/06/2019 | 00191R208 |
| — | CTRIP COM INTL LTD | 5,500,000 | $5.961M | 0.2% | $1.08 | $1.08 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| — | 1347 CAP CORP | 591,171 | $5.912M | 0.2% | $10.00 | $9.69 | — | COM | 68245V103 |
| — | AXIALL CORP | 180,000 | $5.87M | 0.2% | $32.61 | $31.72 | — | COM | 05463D100 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $5.838M | 0.2% | $9.73 | $9.50 | — | SHS | G0441P104 |
| — | PACE HLDGS CORP | 581,807 | $5.731M | 0.2% | $9.85 | $9.77 | — | CL A | G6865N103 |
| GWRS | GLOBAL WTR RES INC | 649,305 | $5.714M | 0.2% | $8.80 * | $5.70 | 0.0% | COM | 379463102 |
| — | PACIFIC SPL ACQUISITION CORP | 550,000 | $5.692M | 0.2% | $10.35 | $10.05 | — | UNIT 99/99/9999 | G68588139 |
| — | AROWANA INC | 551,492 | $5.625M | 0.2% | $10.20 | $10.07 | — | UNIT 99/99/9999 | G05011138 |
| — | ORIGO ACQUISITION CORP | 550,000 | $5.621M | 0.2% | $10.22 | $10.22 | — | SHS | G67789126 |
| — | QUINPARIO ACQUISITION CORP 2 | 550,000 | $5.522M | 0.2% | $10.04 | $10.06 | — | UNIT 01/01/2023 | 74874U200 |
| XLU | SELECT SECTOR SPDR TR | 105,000 | $5.509M | 0.2% | $52.47 | — | — | Put | 81369Y886 |
| — | FARO TECHNOLOGIES INC | 161,722 | $5.471M | 0.2% | $33.83 | $29.52 | — | COM | 311642102 |
| — | ST JUDE MED INC | 68,812 | $5.367M | 0.2% | $78.00 | $78.00 | — | COM | 790849103 |
| — | FEI CO | 50,000 | $5.344M | 0.2% | $106.88 | $106.88 | — | COM | 30241L109 |
| — | VIRGIN AMER INC | 95,000 | $5.34M | 0.2% | $56.21 | $56.21 | — | COM VTG | 92765X208 |
| — | NEVRO CORP | 5,000,000 | $5.271M | 0.2% | $1.05 | $1.05 | — | NOTE 1.750% 6/0 | 64157FAA1 |
| — | GLOBAL PARTNER ACQUISITION C | 539,392 | $5.246M | 0.2% | $9.73 | $9.83 | — | COM | 37954X105 |
| — | MONSANTO CO NEW | 50,000 | $5.17M | 0.2% | $103.40 | $103.33 | — | Call | 61166W101 |
| — | PACIFIC SPL ACQUISITION CORP | 500,000 | $5.11M | 0.2% | $10.22 | $9.85 | — | SHS | G68588105 |
| — | E COMPASS ACQUISITION CORP | 500,000 | $5.09M | 0.2% | $10.18 | $9.95 | — | ORD SHS | G2920Y101 |
| — | NORTH AMERN ENERGY PARTNERS | 1,800,000 | $5.076M | 0.2% | $2.82 | $4.00 | — | COM | 656844107 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $5.032M | 0.2% | $12.58 | $7.11 | — | COM | 845467109 |
| — | BARINGTON HILCO ACQUISITION | 500,000 | $5.015M | 0.2% | $10.03 | $9.70 | — | COM | 06759V101 |
| — | KLR ENERGY ACQUISITION CORP | 500,000 | $5M | 0.2% | $10.00 | $9.95 | — | CL A | 49877M108 |
| — | QLIK TECHNOLOGIES INC | 165,000 | $4.881M | 0.2% | $29.58 | $29.58 | — | COM | 74733T105 |
| — | WRIGHT MED GROUP INC | 5,300,000 | $4.863M | 0.2% | $0.92 | $0.92 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| — | JENSYN ACQUISITION CORP | 480,000 | $4.738M | 0.2% | $9.87 | $9.87 | — | COM | 47632B102 |
| HBIO | HARVARD BIOSCIENCE INC | 1,640,702 | $4.692M | 0.2% | $2.86 * | $4.84 | -34.3% | COM | 416906105 |
| OXM | OXFORD INDS INC | 81,000 | $4.586M | 0.2% | $56.62 * | $61.88 | 0.0% | COM | 691497309 |
| — | KATE SPADE & CO | 220,000 | $4.534M | 0.2% | $20.61 | $20.61 | — | COM | 485865109 |
| — | CONTINENTAL RESOURCES INC | 100,000 | $4.527M | 0.2% | $45.27 | — | — | Put | 212015101 |
| — | INFOBLOX INC | 241,248 | $4.526M | 0.2% | $18.76 | $18.76 | — | COM | 45672H104 |
| TCX | TUCOWS INC | 183,128 | $4.461M | 0.2% | $24.36 * | $20.94 | +13.4% | COM NEW | 898697206 |
| — | VALSPAR CORP | 40,000 | $4.321M | 0.2% | $108.03 | $107.77 | — | COM | 920355104 |
| — | TALEN ENERGY CORP | 310,000 | $4.2M | 0.2% | $13.55 | $13.55 | — | COM | 87422J105 |
| — | COACH INC | 100,000 | $4.074M | 0.2% | $40.74 | $40.36 | — | Put | 189754104 |
| — | KLR ENERGY ACQUISITION CORP | 400,000 | $4.056M | 0.2% | $10.14 | $10.06 | — | UNIT 12/31/2020 | 49877M207 |
| HUN | HUNTSMAN CORP | 289,600 | $3.895M | 0.2% | $13.45 * | $14.67 | 0.0% | COM | 447011107 |
| — | PRIVATEBANCORP INC | 85,000 | $3.743M | 0.2% | $44.04 | $44.04 | — | COM | 742962103 |
| — | DOUBLE EAGLE ACQUISITION COR | 345,766 | $3.451M | 0.1% | $9.98 | $10.07 | — | UNIT 99/99/9999 | G28195108 |
| — | RITE AID CORP | 450,000 | $3.37M | 0.1% | $7.49 | $7.49 | — | COM | 767754104 |
| — | HUDSON GLOBAL INC | 1,708,765 | $3.366M | 0.1% | $1.97 | $2.46 | — | COM | 443787106 |
| — | MANITEX INTL INC | 481,571 | $3.337M | 0.1% | $6.93 | $13.28 | — | COM | 563420108 |
| — | XURA INC | 135,000 | $3.298M | 0.1% | $24.43 | $24.43 | — | COM | 98420V107 |
| — | GORES HLDGS INC | 329,154 | $3.292M | 0.1% | $10.00 | $10.07 | — | UNIT 99/99/9999 | 382866200 |
| — | PACE HLDGS CORP | 326,375 | $3.264M | 0.1% | $10.00 | $10.10 | — | UNIT 99/99/9999 | G6865N129 |
| — | COLUMBIA PIPELINE GROUP INC | 125,000 | $3.186M | 0.1% | $25.49 | $25.10 | — | COM | 198280109 |
| — | GP INVTS ACQUISITION COR | 300,725 | $3.037M | 0.1% | $10.10 | $9.93 | — | UNIT 99/99/9999 | G40357116 |
| — | JENSYN ACQUISITION CORP | 300,000 | $3.027M | 0.1% | $10.09 | $10.01 | — | UNIT 99/99/9999 | 47632B201 |
| — | TRANSGLOBE ENERGY CORP | 1,642,467 | $3.006M | 0.1% | $1.83 | $3.26 | — | COM | 893662106 |
| — | WESTAR ENERGY INC | 52,500 | $2.945M | 0.1% | $56.10 | $56.10 | — | COM | 95709T100 |
| — | E COMPASS ACQUISITION CORP | 283,820 | $2.938M | 0.1% | $10.35 | $10.08 | — | UNIT 99/99/9999 | G2920Y200 |
| — | FIDELITY & GTY LIFE | 125,000 | $2.898M | 0.1% | $23.18 | $23.18 | — | COM | 315785105 |
| BBU | BROOKFIELD BUSINESS PARTNERS | 149,815 | $2.86M | 0.1% | $19.09 | $19.09 | — | UNIT LTD LP | G16234109 |
| — | ELECTRUM SPL ACQUISITION COR | 272,900 | $2.734M | 0.1% | $10.02 | $9.95 | — | UNIT 99/99/9999 | G3105C120 |
| — | AMAYA INC | 175,000 | $2.683M | 0.1% | $15.33 | $13.38 | — | COM | 02314M108 |
| EXAS | EXACT SCIENCES CORP | 212,630 | $2.605M | 0.1% | $12.25 * | $7.53 | 0.0% | COM | 30063P105 |
| — | REVOLUTION LIGHTING TECHNOLO | 420,378 | $2.598M | 0.1% | $6.18 | $6.18 | — | COM NEW | 76155G206 |
| — | HYDRA INDS ACQUISITION CORP | 250,000 | $2.581M | 0.1% | $10.32 | $9.99 | — | UNIT 10/20/2021 | 448740209 |
| — | SOUTHWESTERN ENERGY CO | 200,000 | $2.516M | 0.1% | $12.58 | $7.11 | — | Put | 845467109 |
| — | HEARTWARE INTL INC | 2,500,000 | $2.477M | 0.1% | $0.99 | $0.99 | — | NOTE 1.750%12/1 | 422368AC4 |
| — | EVINE LIVE INC | 1,490,905 | $2.46M | 0.1% | $1.65 | $6.03 | — | CL A | 300487105 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 348,035 | $2.436M | 0.1% | $7.00 | $8.56 | — | UNIT | 85207Q104 |
| — | INGRAM MICRO INC | 70,000 | $2.435M | 0.1% | $34.79 | $34.79 | — | CL A | 457153104 |
| AMAT | APPLIED MATLS INC | 100,000 | $2.397M | 0.1% | $23.97 * | $19.78 | 0.0% | COM | 038222105 |
| — | ITC HLDGS CORP | 50,000 | $2.341M | 0.1% | $46.82 | $43.57 | — | COM | 465685105 |
| — | ELECTRO RENT CORP | 139,023 | $2.142M | 0.1% | $15.41 | $15.41 | — | COM | 285218103 |
| — | ORIGO ACQUISITION CORP | 200,000 | $2.11M | 0.1% | $10.55 | $10.55 | — | UNIT 12/17/2021T | G67789100 |
| — | DREAMWORKS ANIMATION SKG INC | 50,000 | $2.044M | 0.1% | $40.88 | $40.88 | — | CL A | 26153C103 |
| — | HARMONY MERGER CORP | 200,000 | $2.04M | 0.1% | $10.20 | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | ANDINA ACQUISITION CORP II | 200,000 | $2.02M | 0.1% | $10.10 | $9.92 | — | UNIT 99/99/9999 | G0441P112 |
| — | TERRAPIN 3 ACQUISITION CORP | 200,000 | $2.02M | 0.1% | $10.10 | $10.10 | — | UNIT 06/27/2019 | 88104P203 |
| — | GLOBAL PARTNER ACQUISITION C | 200,370 | $1.988M | 0.1% | $9.92 | $10.01 | — | UNIT 07/01/2020 | 37954X204 |
| — | BOULEVARD ACQUISITION | 200,000 | $1.978M | 0.1% | $9.89 | $9.97 | — | UNIT 99/99/9999 | 10157Q201 |
| — | CAPITOL ACQUISITION CORP III | 192,430 | $1.909M | 0.1% | $9.92 | $9.95 | — | UNIT 99/99/9999 | 14055M205 |
| — | GREAT PLAINS ENERGY INC | 60,000 | $1.824M | 0.1% | $30.40 | $30.40 | — | COM | 391164100 |
| — | MARKETO INC | 45,000 | $1.567M | 0.1% | $34.82 | $34.82 | — | COM | 57063L107 |
| — | ALERE INC | 37,500 | $1.563M | 0.1% | $41.68 | $50.61 | — | COM | 01449J105 |
| EGRX | EAGLE PHARMACEUTICALS INC | 40,000 | $1.552M | 0.1% | $38.80 * | $41.64 | 0.0% | COM | 269796108 |
| — | SWIFT TRANSN CO | 100,000 | $1.541M | 0.1% | $15.41 | — | — | Call | 87074U101 |
| — | DIAMOND RESORTS INTL INC | 50,000 | $1.498M | 0.1% | $29.96 | $29.96 | — | COM | 25272T104 |
| — | HEARTWARE INTL INC | 25,000 | $1.444M | 0.1% | $57.76 | $57.76 | — | COM | 422368100 |
| — | CVENT INC | 40,000 | $1.429M | 0.1% | $35.73 | $35.73 | — | COM | 23247G109 |
| — | ALLERGAN PLC | 6,000 | $1.387M | 0.1% | $231.17 | $268.00 | — | SHS | G0177J108 |
| — | INCONTACT INC | 100,000 | $1.385M | 0.1% | $13.85 | $8.54 | — | COM | 45336E109 |
| — | DEMANDWARE INC | 17,500 | $1.311M | 0.1% | $74.91 | $74.91 | — | COM | 24802Y105 |
| — | SKULLCANDY INC | 200,100 | $1.229M | 0.0% | $6.14 | $6.14 | — | COM | 83083J104 |
| — | JM GLOBAL HLDG CO | 125,012 | $1.219M | 0.0% | $9.75 | $9.67 | — | COM | 46590H101 |
| — | FINTECH ACQUISITION CORP | 100,000 | $1.088M | 0.0% | $10.88 | $10.15 | — | UNIT 99/99/9999 | 31809H209 |
| — | POLYCOM INC | 95,000 | $1.069M | 0.0% | $11.25 | $11.25 | — | COM | 73172K104 |
| — | KRISPY KREME DOUGHNUTS INC | 50,000 | $1.048M | 0.0% | $20.96 | $15.93 | — | COM | 501014104 |
| — | DT ASIA INVTS LTD | 100,000 | $1.026M | 0.0% | $10.26 | $9.93 | — | SHS | G2615J104 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $1.017M | 0.0% | $10.17 | $9.95 | — | UNIT 99/99/9999T | 06759V200 |
| — | LDR HLDG CORP | 27,500 | $1.016M | 0.0% | $36.95 | $36.95 | — | COM | 50185U105 |
| — | UNI PIXEL INC | 664,618 | $977K | 0.0% | $1.47 | $1.47 | — | COM NEW | 904572203 |
| — | AMERICAN SCIENCE & ENGR INC | 25,900 | $969K | 0.0% | $37.41 | $37.41 | — | COM | 029429107 |
| — | SOLARCITY CORP | 40,000 | $957K | 0.0% | $23.93 | $23.93 | — | COM | 83416T100 |
| — | FINTECH ACQUISITION CORP | 1,169,020 | $953K | 0.0% | $0.82 | $0.56 | — | *W EXP 02/19/202 | 31809H118 |
| — | LEXMARK INTL INC | 25,000 | $944K | 0.0% | $37.76 | $37.76 | — | CL A | 529771107 |
| — | YAHOO INC | 25,000 | $939K | 0.0% | $37.56 | $37.56 | — | COM | 984332106 |
| XOM | EXXON MOBIL CORP | 10,000 | $937K | 0.0% | $93.70 | — | — | Put | 30231G102 |
| PRGO | PERRIGO CO PLC | 10,000 | $907K | 0.0% | $90.70 * | $103.58 | 0.0% | SHS | G97822103 |
| BP | BP PLC | 25,000 | $888K | 0.0% | $35.52 | — | — | Call | 055622104 |
| — | HENNESSY CAP ACQUISITION COR | 1,423,827 | $883K | 0.0% | $0.62 | $0.44 | — | *W EXP 07/28/202 | 42588J118 |
| PFE | PFIZER INC | 25,000 | $880K | 0.0% | $35.20 | — | — | Call | 717081103 |
| — | FMC TECHNOLOGIES INC | 32,500 | $867K | 0.0% | $26.68 | $26.68 | — | COM | 30249U101 |
| KMI | KINDER MORGAN INC DEL | 45,000 | $842K | 0.0% | $18.71 * | $10.91 | 0.0% | COM | 49456B101 |
| ABT | ABBOTT LABS | 20,000 | $786K | 0.0% | $39.30 * | $33.35 | 0.0% | COM | 002824100 |
| — | POTASH CORP SASK INC | 45,000 | $731K | 0.0% | $16.24 | $16.24 | — | COM | 73755L107 |
| — | APOLLO ED GROUP INC | 80,000 | $730K | 0.0% | $9.13 | $8.22 | — | CL A | 037604105 |
| — | SYNGENTA AG | 9,000 | $691K | 0.0% | $76.78 | $76.78 | — | SPONSORED ADR | 87160A100 |
| — | TRONC INC | 50,000 | $690K | 0.0% | $13.80 | $13.80 | — | COM | 89703P107 |
| — | SHIRE PLC | 3,500 | $644K | 0.0% | $184.00 | $175.43 | — | SPONSORED ADR | 82481R106 |
| IWM | ISHARES TR | 5,000 | $575K | 0.0% | $115.00 | $115.00 | — | RUSSELL 2000 ETF | 464287655 |
| — | SUFFOLK BANCORP | 17,500 | $548K | 0.0% | $31.31 | $31.31 | — | COM | 864739107 |
| — | DOMINION DIAMOND CORP | 60,000 | $530K | 0.0% | $8.83 | $8.83 | — | COM | 257287102 |
| — | GP INVTS ACQUISITION COR | 825,205 | $503K | 0.0% | $0.61 | $0.59 | — | *W EXP 05/19/202 | G40357108 |
| — | JM GLOBAL HLDG CO | 48,928 | $484K | 0.0% | $9.89 | $9.74 | — | UNIT 99/99/9999 | 46590H200 |
| CVE | CENOVUS ENERGY INC | 35,000 | $484K | 0.0% | $13.83 * | $12.21 | 0.0% | COM | 15135U109 |
| — | SHAW COMMUNICATIONS INC | 25,000 | $480K | 0.0% | $19.20 | $19.20 | — | CL B CONV | 82028K200 |
| — | MONSANTO CO NEW | 4,500 | $465K | 0.0% | $103.33 | $103.33 | — | COM | 61166W101 |
| — | CARMIKE CINEMAS INC | 15,000 | $452K | 0.0% | $30.13 | $30.04 | — | COM | 143436400 |
| WMB | WILLIAMS COS INC DEL | 20,000 | $433K | 0.0% | $21.65 * | $9.91 | +20.7% | COM | 969457100 |
| — | EASTERLY ACQUISITION CORP | 633,002 | $424K | 0.0% | $0.67 | $0.52 | — | *W EXP 07/29/202 | 27616L110 |
| — | AMERICAN CAP LTD | 20,000 | $317K | 0.0% | $15.85 | — | — | Put | 02503Y103 |
| — | MEDIVATION INC | 5,000 | $302K | 0.0% | $60.40 | $60.40 | — | COM | 58501N101 |
| — | HARMONY MERGER CORP | 1,402,700 | $295K | 0.0% | $0.21 | $0.39 | — | *W EXP 01/01/202 | 413247123 |
| ABT | ABBOTT LABS | 7,500 | $295K | 0.0% | $39.33 * | $33.35 | 0.0% | Call | 002824100 |
| ARCC | ARES CAP CORP | 20,000 | $284K | 0.0% | $14.20 | — | — | Put | 04010L103 |
| — | BOULEVARD ACQUISITION | 823,886 | $264K | 0.0% | $0.32 | $0.31 | — | *W EXP 09/25/202 | 10157Q110 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,427,433 | $264K | 0.0% | $0.18 | $0.27 | — | *W EXP 01/01/202 | 74874U119 |
| — | DT ASIA INVTS LTD | 723,337 | $250K | 0.0% | $0.35 | $0.17 | — | RIGHT 03/30/2016 | G2615J112 |
| — | ALLERGAN PLC | 31,500 | $240K | 0.0% | $7.62 | $268.00 | — | Put | G0177J108 |
| — | GLOBAL PARTNER ACQUISITION C | 1,291,370 | $240K | 0.0% | $0.19 | $0.21 | — | *W EXP 07/01/202 | 37954X113 |
| — | TERRAPIN 3 ACQUISITION CORP | 1,275,626 | $239K | 0.0% | $0.19 | $0.22 | — | *W EXP 06/27/201 | 88104P112 |
| — | LIONS GATE ENTMNT CORP | 10,000 | $202K | 0.0% | $20.20 | $20.20 | — | COM NEW | 535919203 |
| — | CAROLINA BK HLDGS INC GREENS | 11,535 | $202K | 0.0% | $17.51 | $17.51 | — | COM | 143785103 |
| — | HYDRA INDS ACQUISITION CORP | 987,095 | $197K | 0.0% | $0.20 | $0.29 | — | RIGHT 99/99/9999 | 448740126 |
| — | HYDRA INDS ACQUISITION CORP | 905,601 | $195K | 0.0% | $0.22 | $0.20 | — | *W EXP 10/20/202 | 448740118 |
| — | CAPITOL ACQUISITION CORP III | 519,750 | $195K | 0.0% | $0.38 | $0.44 | — | *W EXP 10/13/202 | 14055M114 |
| — | GORES HLDGS INC | 717,300 | $169K | 0.0% | $0.24 | $0.31 | — | *W EXP 08/13/202 | 382866119 |
| — | DOUBLE EAGLE ACQUISITION COR | 698,499 | $168K | 0.0% | $0.24 | $0.37 | — | *W EXP 09/16/202 | G28195116 |
| — | GARNERO GROUP ACQUISITION CO | 1,837,731 | $161K | 0.0% | $0.09 | $0.23 | — | RIGHT 06/25/2016 | G5866L132 |
| — | GRAN TIERRA ENERGY INC | 45,000 | $152K | 0.0% | $3.38 | $3.38 | — | COM | 38500T101 |
| — | AROWANA INC | 739,100 | $129K | 0.0% | $0.17 | $0.27 | — | RIGHT 01/01/2017 | G05011120 |
| — | 1347 CAP CORP | 581,570 | $125K | 0.0% | $0.21 | $0.25 | — | RIGHT 07/21/2016 | 68245V111 |
| — | DT ASIA INVTS LTD | 1,143,581 | $125K | 0.0% | $0.11 | $0.07 | — | *W EXP 03/29/202 | G2615J138 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $108K | 0.0% | $0.18 | $0.27 | — | RIGHT 09/01/2017 | G0441P120 |
| — | PACIFIC SPL ACQUISITION CORP | 500,000 | $106K | 0.0% | $0.21 | $0.18 | — | RIGHT 03/15/2017 | G68588113 |
| — | PACE HLDGS CORP | 470,764 | $104K | 0.0% | $0.22 | $0.25 | — | *W EXP 99/99/999 | G6865N111 |
| — | E COMPASS ACQUISITION CORP | 500,000 | $95,000 | 0.0% | $0.19 | $0.19 | — | RIGHT 02/18/2017 | G2920Y119 |
| — | GARNERO GROUP ACQUISITION CO | 1,908,237 | $80,000 | 0.0% | $0.04 | $0.10 | — | *W EXP 06/24/201 | G5866L116 |
| — | AROWANA INC | 874,700 | $79,000 | 0.0% | $0.09 | $0.13 | — | *W EXP 04/29/202 | G05011112 |
| — | BARINGTON HILCO ACQUISITION | 510,900 | $77,000 | 0.0% | $0.15 | $0.28 | — | RIGHT 02/13/2017 | 06759V119 |
| — | 1347 CAP CORP | 218,654 | $66,000 | 0.0% | $0.30 | $0.22 | — | *W EXP 07/15/202 | 68245V129 |
| — | JENSYN ACQUISITION CORP | 452,000 | $61,000 | 0.0% | $0.13 | $0.13 | — | RIGHT 99/99/9999 | 47632B128 |
| — | ORIGO ACQUISITION CORP | 400,000 | $59,000 | 0.0% | $0.15 | $0.15 | — | RIGHT 12/12/2016 | G67789134 |
| — | ANDINA ACQUISITION CORP II | 563,800 | $56,000 | 0.0% | $0.10 | $0.12 | — | *W EXP 11/23/202 | G0441P138 |
| — | KLR ENERGY ACQUISITION CORP | 300,000 | $50,000 | 0.0% | $0.17 | $0.20 | — | *W EXP 09/16/202 | 49877M116 |
| — | PRIMERO MNG CORP | 22,474 | $47,000 | 0.0% | $2.09 | $2.09 | — | COM | 74164W106 |
| — | PACIFIC SPL ACQUISITION CORP | 450,300 | $43,000 | 0.0% | $0.10 | $0.10 | — | *W EXP 10/20/202 | G68588121 |
| — | ELECTRUM SPL ACQUISITION COR | 180,072 | $42,000 | 0.0% | $0.23 | $0.21 | — | *W EXP 99/99/999 | G3105C112 |
| — | JENSYN ACQUISITION CORP | 480,000 | $36,000 | 0.0% | $0.07 | $0.07 | — | *W EXP 03/01/202 | 47632B110 |
| — | BARINGTON HILCO ACQUISITION | 489,000 | $32,000 | 0.0% | $0.07 | $0.16 | — | *W EXP 02/11/201 | 06759V127 |
| — | ORIGO ACQUISITION CORP | 239,775 | $20,000 | 0.0% | $0.08 | $0.08 | — | *W EXP 12/17/202 | G67789118 |
| — | KINDER MORGAN INC DEL | 1,000,000 | $18,000 | 0.0% | $0.02 | $0.07 | — | *W EXP 05/25/201 | 49456B119 |
| — | JM GLOBAL HLDG CO | 95,000 | $16,000 | 0.0% | $0.17 | $0.26 | — | *W EXP 07/29/201 | 46590H119 |
| — | AR CAP ACQUISITION CORP | 150,000 | $11,000 | 0.0% | $0.07 | $0.15 | — | *W EXP 10/06/201 | 00191R117 |