Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 14, 2017
Total Value: $4.237B (64.8% shares, 35.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 1,600,000 | $387M | 9.1% | $241.80 | — | — | Put | 78462F103 |
| — | INTEL CORP | 120,000,000 | $198M | 4.7% | $1.65 | $1.76 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | MICRON TECHNOLOGY INC | 60,000,000 | $187M | 4.4% | $3.12 | $2.72 | — | NOTE 2.375% 5/0 | 595112AW3 |
| — | MICRON TECHNOLOGY INC | 50,000,000 | $152M | 3.6% | $3.05 | $3.02 | — | NOTE 3.125% 5/0 | 595112AX1 |
| IWM | ISHARES TR | 1,000,000 | $141M | 3.3% | $140.92 | — | — | Put | 464287655 |
| — | VERISIGN INC | 50,000,000 | $136M | 3.2% | $2.72 | $2.29 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | NXP SEMICONDUCTORS N V | 100,000,000 | $119M | 2.8% | $1.19 | $1.17 | — | DBCV 1.000%12/0 | 62952QAB6 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 11,466,043 | $116M | 2.7% | $10.13 | $9.55 | — | UNIT | 85207H104 |
| BABA | ALIBABA GROUP HLDG LTD | 730,400 | $103M | 2.4% | $140.90 | — | — | Put | 01609W102 |
| — | LAM RESEARCH CORP | 37,500,000 | $90.46M | 2.1% | $2.41 | $2.12 | — | NOTE 1.250% 5/1 | 512807AL2 |
| — | MICROCHIP TECHNOLOGY INC | 60,000,000 | $89.92M | 2.1% | $1.50 | $1.44 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | POWERSHARES QQQ TRUST | 650,000 | $89.47M | 2.1% | $137.64 | $132.38 | — | Put | 73935A104 |
| — | PRICELINE GRP INC | 50,000,000 | $73.48M | 1.7% | $1.47 | $1.47 | — | NOTE 0.350% 6/1 | 741503AS5 |
| SPY | SPDR S&P 500 ETF TR | 300,000 | $72.54M | 1.7% | $241.80 | — | — | Call | 78462F103 |
| — | NUVASIVE INC | 40,000,000 | $55.33M | 1.3% | $1.38 | $1.37 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | WRIGHT MED GROUP N V | 30,000,000 | $42.38M | 1.0% | $1.41 | $1.41 | — | NOTE 2.250%11/1 | 98236JAB4 |
| — | ANTHEM INC | 15,000,000 | $38.68M | 0.9% | $2.58 | $2.28 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | TTM TECHNOLOGIES INC | 20,000,000 | $37.6M | 0.9% | $1.88 | $1.63 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | COACH INC | 776,617 | $36.77M | 0.9% | $47.34 | $42.58 | — | COM | 189754104 |
| — | CENTRAL FD CDA LTD | 2,761,751 | $34.05M | 0.8% | $12.33 | $11.81 | — | CL A | 153501101 |
| — | WORKDAY INC | 25,000,000 | $33.32M | 0.8% | $1.33 | $1.33 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | GP INVTS ACQUISITION COR | 3,207,333 | $32.1M | 0.8% | $10.01 | $9.80 | — | SHS | G40357124 |
| — | CISION LTD | 2,991,249 | $30.78M | 0.7% | $10.29 | $10.29 | — | SHS | G1992S109 |
| — | EASTERLY ACQUISITION CORP | 3,061,571 | $30.77M | 0.7% | $10.05 | $9.88 | — | COM | 27616L102 |
| GOOG | ALPHABET INC | 33,500 | $30.44M | 0.7% | $908.72 * | $45.44 | 0.0% | CAP STK CL C | 02079K107 |
| — | CSRA INC | 887,623 | $28.18M | 0.7% | $31.75 | $26.44 | — | COM | 12650T104 |
| — | HENNESSY CAP ACQUSTON CORP I | 2,800,000 | $28.15M | 0.7% | $10.05 | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| MDLZ | MONDELEZ INTL INC | 649,400 | $28.05M | 0.7% | $43.19 * | $36.34 | +0.9% | CL A | 609207105 |
| — | J2 GLOBAL INC | 20,000,000 | $27.33M | 0.6% | $1.37 | $1.10 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| LKQ | LKQ CORP | 827,600 | $27.27M | 0.6% | $32.95 * | $27.89 | -0.5% | COM | 501889208 |
| AMT | AMERICAN TOWER CORP NEW | 197,600 | $26.15M | 0.6% | $132.32 * | $102.88 | 0.0% | COM | 03027X100 |
| — | KATE SPADE & CO | 1,361,200 | $25.17M | 0.6% | $18.49 | $19.82 | — | COM | 485865109 |
| — | SILVER RUN ACQUISITION | 2,310,000 | $24.68M | 0.6% | $10.68 | $10.52 | — | UNIT 99/99/9999 | 82812A202 |
| — | INTERDIGITAL INC | 20,000,000 | $24.19M | 0.6% | $1.21 | $1.31 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | ELECTRUM SPL ACQUISITION COR | 2,341,039 | $23.62M | 0.6% | $10.09 | $9.79 | — | SHS | G3105C104 |
| TMO | THERMO FISHER SCIENTIFIC INC | 132,500 | $23.12M | 0.5% | $174.47 * | $150.46 | +9.1% | COM | 883556102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 135,000 | $22.86M | 0.5% | $169.37 | $156.04 | +6.6% | CL B NEW | 084670702 |
| — | CTRIP COM INTL LTD | 18,500,000 | $22.62M | 0.5% | $1.22 | $1.16 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| — | TOTAL SYS SVCS INC | 385,700 | $22.47M | 0.5% | $58.25 | $49.84 | — | COM | 891906109 |
| — | CONVERGYS CORP | 10,000,000 | $22.02M | 0.5% | $2.20 | $1.98 | — | SDCV 5.750% 9/1 | 212485AE6 |
| — | BELLATRIX EXPLORATION LTD | 7,425,100 | $21.53M | 0.5% | $2.90 | $1.55 | — | COM | 078314101 |
| PSLV | SPROTT PHYSICAL SILVER TR | 3,383,991 | $21.35M | 0.5% | $6.31 | $6.73 | — | TR UNIT | 85207K107 |
| — | VANTAGE ENERGY ACQUISITION | 2,094,437 | $21.22M | 0.5% | $10.13 | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| LOW | LOWES COS INC | 272,000 | $21.09M | 0.5% | $77.53 * | $65.77 | +6.0% | COM | 548661107 |
| SCI | SERVICE CORP INTL | 626,600 | $20.96M | 0.5% | $33.45 * | $27.52 | +15.8% | COM | 817565104 |
| — | TPG PACE ENERGY HLDGS CORP | 2,000,000 | $20.85M | 0.5% | $10.42 | $10.42 | — | UNIT 99/99/9999 | 872656202 |
| TAC | TRANSALTA CORP | 3,230,886 | $20.68M | 0.5% | $6.40 * | $5.02 | +10.9% | COM | 89346D107 |
| — | QUINPARIO ACQUISITION CORP 2 | 2,049,553 | $20.5M | 0.5% | $10.00 | $9.89 | — | COM | 74874U101 |
| CVSA | ADTALEM GLOBAL ED INC | 533,564 | $20.25M | 0.5% | $37.95 | $37.28 | 0.0% | COM | 00737L103 |
| — | ADVANCED DISP SVCS INC DEL | 887,200 | $20.17M | 0.5% | $22.73 | $22.46 | — | COM | 00790X101 |
| — | IRONWOOD PHARMACEUTICALS INC | 15,000,000 | $20.09M | 0.5% | $1.34 | $1.05 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| AMAT | APPLIED MATLS INC | 477,600 | $19.73M | 0.5% | $41.31 * | $38.61 | 0.0% | COM | 038222105 |
| ETN | EATON CORP PLC | 252,900 | $19.68M | 0.5% | $77.83 * | $55.16 | +16.0% | SHS | G29183103 |
| MNST | MONSTER BEVERAGE CORP NEW | 391,200 | $19.43M | 0.5% | $49.68 * | $24.08 | 0.0% | COM | 61174X109 |
| META | FACEBOOK INC | 121,500 | $18.34M | 0.4% | $150.98 * | $109.46 | +34.9% | CL A | 30303M102 |
| — | VECTOR GROUP LTD | 12,500,000 | $18.29M | 0.4% | $1.46 | $1.45 | — | FRNT 1/1 | 92240MAY4 |
| CIEN | CIENA CORP | 720,100 | $18.02M | 0.4% | $25.02 * | $24.37 | -1.7% | COM NEW | 171779309 |
| — | VANTAGE ENERGY ACQUISITION | 1,800,000 | $17.55M | 0.4% | $9.75 | $9.75 | — | COM CL A | 92211L105 |
| — | MOLINA HEALTHCARE INC | 10,000,000 | $17.5M | 0.4% | $1.75 | $1.40 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,749,910 | $17.5M | 0.4% | $10.00 | $9.73 | — | COM | G28195124 |
| VVV | VALVOLINE INC | 721,808 | $17.12M | 0.4% | $23.72 * | $23.16 | 0.0% | COM | 92047W101 |
| GSM | FERROGLOBE PLC | 1,410,034 | $16.85M | 0.4% | $11.95 * | $9.94 | -1.9% | SHS | G33856108 |
| HUNTF | HUNTER MARITIME ACQUISITION | 1,704,968 | $16.7M | 0.4% | $9.79 | $9.81 | +0.2% | CL A | Y37828111 |
| AME | AMETEK INC NEW | 271,500 | $16.45M | 0.4% | $60.57 * | $44.57 | +24.8% | COM | 031100100 |
| NOVT | NOVANTA INC | 454,960 | $16.38M | 0.4% | $36.00 * | $14.96 | +112.3% | COM | 67000B104 |
| — | CONSTELLATION ALPHA CAPITAL | 1,600,000 | $16.22M | 0.4% | $10.14 | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,600,000 | $16.16M | 0.4% | $10.10 | $10.07 | — | CL A | G4182A102 |
| — | VERIFONE SYS INC | 853,400 | $15.45M | 0.4% | $18.10 | $18.46 | — | COM | 92342Y109 |
| WMT | WAL-MART STORES INC | 200,000 | $15.14M | 0.4% | $75.68 * | $22.02 | 0.0% | COM | 931142103 |
| C | CITIGROUP INC | 210,400 | $14.07M | 0.3% | $66.88 * | $41.05 | +13.2% | COM NEW | 172967424 |
| — | BOULEVARD ACQUISITION | 1,383,262 | $13.86M | 0.3% | $10.02 | $9.80 | — | CL A | 10157Q102 |
| — | HARMONY MERGER CORP | 1,339,448 | $13.84M | 0.3% | $10.33 | $9.90 | — | COM | 413247107 |
| MHK | MOHAWK INDS INC | 56,600 | $13.68M | 0.3% | $241.70 * | $196.35 | +20.2% | COM | 608190104 |
| — | LABORATORY CORP AMER HLDGS | 87,600 | $13.5M | 0.3% | $154.14 | $122.03 | — | COM NEW | 50540R409 |
| — | COLFAX CORP | 341,805 | $13.46M | 0.3% | $39.37 | $39.34 | — | COM | 194014106 |
| — | COHERENT INC | 59,500 | $13.39M | 0.3% | $224.99 | $224.99 | — | COM | 192479103 |
| XHB | SPDR SERIES TRUST | 347,100 | $13.37M | 0.3% | $38.53 | $37.23 | — | S&P HOMEBUILD | 78464A888 |
| — | ON ASSIGNMENT INC | 245,900 | $13.31M | 0.3% | $54.15 | $48.53 | — | COM | 682159108 |
| SEE | SEALED AIR CORP NEW | 297,000 | $13.29M | 0.3% | $44.76 * | $37.88 | 0.0% | COM | 81211K100 |
| A | AGILENT TECHNOLOGIES INC | 221,000 | $13.11M | 0.3% | $59.31 * | $53.40 | 0.0% | COM | 00846U101 |
| BIO | BIO RAD LABS INC | 57,895 | $13.1M | 0.3% | $226.31 * | $129.79 | +67.9% | CL A | 090572207 |
| — | MEDICINES CO | 10,000,000 | $13.05M | 0.3% | $1.30 | $1.36 | — | NOTE 2.500% 1/1 | 584688AE5 |
| ROG | ROGERS CORP | 118,906 | $12.92M | 0.3% | $108.62 * | $101.32 | 0.0% | COM | 775133101 |
| ASH | ASHLAND GLOBAL HLDGS INC | 195,654 | $12.9M | 0.3% | $65.91 * | $51.94 | +6.4% | COM | 044186104 |
| DLB | DOLBY LABORATORIES INC | 261,823 | $12.82M | 0.3% | $48.96 * | $41.45 | +9.3% | COM | 25659T107 |
| — | SKECHERS U S A INC | 433,300 | $12.78M | 0.3% | $29.50 | $29.50 | — | CL A | 830566105 |
| — | FORUM MERGER CORP | 1,290,000 | $12.53M | 0.3% | $9.71 | $9.71 | — | COM CL A | 34985B103 |
| — | BROADSOFT INC | 10,000,000 | $12.51M | 0.3% | $1.25 | $1.29 | — | NOTE 1.000% 9/0 | 11133BAD4 |
| — | ACTUA CORP | 889,415 | $12.5M | 0.3% | $14.05 | $13.48 | — | COM | 005094107 |
| — | ACTUANT CORP | 506,145 | $12.45M | 0.3% | $24.60 | $25.36 | — | CL A NEW | 00508X203 |
| — | LANDCADIA HLDGS INC | 1,113,900 | $12.03M | 0.3% | $10.80 | $10.21 | — | UNIT 12/31/2021T | 51476W206 |
| — | MODERN MEDIA ACQUISITION | 1,200,000 | $11.72M | 0.3% | $9.77 | $9.77 | — | COM | 60765P103 |
| DNOW | NOW INC | 728,152 | $11.71M | 0.3% | $16.08 * | $17.04 | 0.0% | COM | 67011P100 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,129,532 | $11.66M | 0.3% | $10.32 | $10.16 | — | UNIT 99/99/9999 | G0726L109 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,200,000 | $11.61M | 0.3% | $9.68 | $9.68 | — | CL A | 57682V106 |
| — | CF CORP | 1,031,137 | $11.6M | 0.3% | $11.25 | $9.83 | — | SHS CL A | G20307107 |
| — | INPHI CORP | 10,000,000 | $11.2M | 0.3% | $1.12 | $1.30 | — | NOTE 1.125%12/0 | 45772FAB3 |
| — | FARO TECHNOLOGIES INC | 289,064 | $10.93M | 0.3% | $37.80 | $33.80 | — | COM | 311642102 |
| — | GLOBAL PARTNER ACQUISITION C | 1,096,446 | $10.91M | 0.3% | $9.95 | $9.90 | — | COM | 37954X105 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,011,465 | $10.76M | 0.3% | $10.64 | $10.30 | — | UNIT 99/99/9999 | G28195108 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,023,234 | $10.72M | 0.3% | $10.47 | $10.50 | — | UNIT 99/99/9999 | G4182A110 |
| — | PATTERN ENERGY GROUP INC | 10,000,000 | $10.44M | 0.2% | $1.04 | $1.01 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,045,000 | $10.29M | 0.2% | $9.85 | $9.88 | — | CL A | G0726L125 |
| TPGH/U | TPG PACE HLDGS CORP | 1,000,000 | $10.26M | 0.2% | $10.26 | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| CBZ | CBIZ INC | 669,650 | $10.04M | 0.2% | $15.00 | $11.13 | +34.6% | COM | 124805102 |
| — | FINTECH ACQUISITION CORP II | 930,000 | $9.114M | 0.2% | $9.80 | $9.85 | — | COM | 31810G109 |
| — | MATLIN & PARTNERS ACQUISITIO | 899,900 | $9.026M | 0.2% | $10.03 | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | WEBMD HEALTH CORP | 7,000,000 | $8.894M | 0.2% | $1.27 | $1.27 | — | NOTE 1.500%12/0 | 94770VAK8 |
| — | M III ACQUISITION CORP | 858,750 | $8.811M | 0.2% | $10.26 | $9.80 | — | UNIT 99/99/9999T | 55378T203 |
| — | ADVANCED MICRO DEVICES INC | 5,000,000 | $8.744M | 0.2% | $1.75 | $1.97 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | M III ACQUISITION CORP | 865,950 | $8.486M | 0.2% | $9.80 | $9.57 | — | COM | 55378T104 |
| — | BABCOCK & WILCOX ENTERPRIS I | 702,200 | $8.258M | 0.2% | $11.76 | $14.30 | — | COM | 05614L100 |
| NXPI | NXP SEMICONDUCTORS N V | 75,000 | $8.209M | 0.2% | $109.45 * | $91.06 | +4.5% | COM | N6596X109 |
| — | FORUM MERGER CORP | 800,000 | $8.152M | 0.2% | $10.19 | $10.19 | — | UNIT 06/01/2024 | 34985B202 |
| COST | COSTCO WHSL CORP NEW | 50,000 | $7.996M | 0.2% | $159.92 | — | — | Call | 22160K105 |
| — | KAYNE ANDERSON ACQUISITION | 810,000 | $7.889M | 0.2% | $9.74 | $9.74 | — | COM CL A | 48661U102 |
| — | KBL MERGER CORP IV | 787,500 | $7.639M | 0.2% | $9.70 | $9.70 | — | COM | 48242A104 |
| — | TREEHOUSE FOODS INC | 93,400 | $7.63M | 0.2% | $81.69 | $81.69 | — | COM | 89469A104 |
| — | BANK AMER CORP | 631,000 | $7.594M | 0.2% | $12.03 | $9.97 | — | *W EXP 01/16/201 | 060505146 |
| — | ALMOST FAMILY INC | 122,358 | $7.543M | 0.2% | $61.65 | $61.65 | — | COM | 020409108 |
| — | BUNGE LIMITED | 100,000 | $7.46M | 0.2% | $74.60 | — | — | Call | G16962105 |
| SPSC | SPS COMM INC | 114,000 | $7.269M | 0.2% | $63.76 * | $30.74 | -3.5% | COM | 78463M107 |
| — | MODERN MEDIA ACQUISITION | 700,000 | $7.182M | 0.2% | $10.26 | $10.26 | — | UNIT 99/99/9999 | 60765P202 |
| — | KBL MERGER CORP IV | 700,000 | $7.14M | 0.2% | $10.20 | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | BOULEVARD ACQUISITION | 689,029 | $7.115M | 0.2% | $10.33 | $10.20 | — | UNIT 99/99/9999 | 10157Q201 |
| — | U S SILICA HLDGS INC | 200,000 | $7.098M | 0.2% | $35.49 | — | — | Call | 90346E103 |
| IPGP | IPG PHOTONICS CORP | 47,407 | $6.879M | 0.2% | $145.11 * | $113.15 | +18.6% | COM | 44980X109 |
| DRI | DARDEN RESTAURANTS INC | 75,000 | $6.783M | 0.2% | $90.44 | — | — | Call | 237194105 |
| MYRG | MYR GROUP INC DEL | 213,709 | $6.629M | 0.2% | $31.02 * | $34.30 | 0.0% | COM | 55405W104 |
| XLU | SELECT SECTOR SPDR TR | 125,000 | $6.495M | 0.2% | $51.96 | — | — | Put | 81369Y886 |
| CSL | CARLISLE COS INC | 67,500 | $6.44M | 0.2% | $95.41 * | $95.87 | -5.4% | COM | 142339100 |
| NKE | NIKE INC | 107,400 | $6.337M | 0.1% | $59.00 * | $48.25 | 0.0% | CL B | 654106103 |
| CAKE | CHEESECAKE FACTORY INC | 125,500 | $6.313M | 0.1% | $50.30 * | $48.94 | 0.0% | COM | 163072101 |
| — | FINTECH ACQUISITION CORP II | 605,000 | $6.262M | 0.1% | $10.35 | $10.20 | — | UNIT 99/99/9999 | 31810G208 |
| — | LANDCADIA HLDGS INC | 612,187 | $6.195M | 0.1% | $10.12 | $9.84 | — | CL A | 51476W107 |
| — | FORESTAR GROUP INC | 353,684 | $6.066M | 0.1% | $17.15 | $17.15 | — | COM | 346233109 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $6.066M | 0.1% | $10.11 | $9.50 | — | SHS | G0441P104 |
| — | CABELAS INC | 100,000 | $5.942M | 0.1% | $59.42 | $57.54 | — | COM | 126804301 |
| — | HARMONIC INC | 5,000,000 | $5.747M | 0.1% | $1.15 | $1.25 | — | NOTE 4.000%12/0 | 413160AB8 |
| — | GORES HLDGS II INC | 549,900 | $5.741M | 0.1% | $10.44 | $10.29 | — | UNIT 99/99/9999 | 382867208 |
| — | BARD C R INC | 17,500 | $5.532M | 0.1% | $316.11 | $316.11 | — | COM | 067383109 |
| — | PACIFIC SPL ACQUISITION CORP | 536,067 | $5.495M | 0.1% | $10.25 | $10.06 | — | SHS | G68588105 |
| HSTM | HEALTHSTREAM INC | 197,022 | $5.186M | 0.1% | $26.32 * | $23.28 | +18.0% | COM | 42222N103 |
| — | M I ACQUISITIONS INC | 510,500 | $5.12M | 0.1% | $10.03 | $10.07 | — | COM | 55304A104 |
| — | KAYNE ANDERSON ACQUISITION | 502,400 | $5.024M | 0.1% | $10.00 | $10.02 | — | UNIT 06/30/2022 | 48661U201 |
| NXPI | NXP SEMICONDUCTORS N V | 45,000 | $4.925M | 0.1% | $109.44 * | $91.06 | +4.5% | Call | N6596X109 |
| — | JENSYN ACQUISITION CORP | 480,000 | $4.915M | 0.1% | $10.24 | $9.87 | — | COM | 47632B102 |
| DMRC | DIGIMARC CORP NEW | 119,497 | $4.798M | 0.1% | $40.15 * | $31.89 | +1.4% | COM | 25381B101 |
| — | CARDTRONICS INC | 5,000,000 | $4.781M | 0.1% | $0.96 | $1.18 | — | NOTE 1.000%12/0 | 14161HAG3 |
| — | BROCADE COMMUNICATIONS SYS I | 375,000 | $4.729M | 0.1% | $12.61 | $12.49 | — | COM NEW | 111621306 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 5,000,000 | $4.682M | 0.1% | $0.94 | $0.94 | — | NOTE 0.750% 8/1 | 87157BAA1 |
| — | BISON CAP ACQUISITION CORP | 450,000 | $4.59M | 0.1% | $10.20 | $10.20 | — | UNIT 99/99/9999T | G1142P120 |
| — | WGL HLDGS INC | 55,000 | $4.589M | 0.1% | $83.44 | $82.53 | — | COM | 92924F106 |
| — | UNITED STATES STL CORP NEW | 200,000 | $4.428M | 0.1% | $22.14 | — | — | Call | 912909108 |
| EEM | ISHARES TR | 100,000 | $4.139M | 0.1% | $41.39 | — | — | Put | 464287234 |
| — | TIME WARNER INC | 41,200 | $4.137M | 0.1% | $100.41 | $96.54 | — | Call | 887317303 |
| — | WEST CORP | 171,500 | $3.999M | 0.1% | $23.32 | $23.32 | — | COM | 952355204 |
| — | FORTRESS INVESTMENT GROUP LL | 500,000 | $3.995M | 0.1% | $7.99 | $7.95 | — | CL A | 34958B106 |
| — | SWIFT TRANSN CO | 150,000 | $3.975M | 0.1% | $26.50 | — | — | Call | 87074U101 |
| — | PAREXEL INTL CORP | 45,000 | $3.911M | 0.1% | $86.91 | $86.91 | — | COM | 699462107 |
| — | AXAR ACQUISITION CORP | 385,878 | $3.839M | 0.1% | $9.95 | $9.93 | — | COM | 05455L102 |
| — | MOBILEYE N V AMSTELVEEN | 60,000 | $3.768M | 0.1% | $62.80 | $61.63 | — | ORD SHS | N51488117 |
| — | ASB BANCORP INC N C | 85,000 | $3.736M | 0.1% | $43.95 | $43.95 | — | COM | 00213T109 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 457,362 | $3.65M | 0.1% | $7.98 | $8.33 | — | UNIT | 85207Q104 |
| — | HABIT RESTAURANTS INC | 228,999 | $3.618M | 0.1% | $15.80 | $15.72 | — | COM CL A | 40449J103 |
| — | ONEBEACON INSURANCE GROUP LT | 195,000 | $3.555M | 0.1% | $18.23 | $18.23 | — | CL A | G67742109 |
| TLT | ISHARES TR | 28,289 | $3.54M | 0.1% | $125.14 | $125.14 | — | 20 YR TR BD ETF | 464287432 |
| — | CTRIP COM INTL LTD | 2,500,000 | $3.535M | 0.1% | $1.41 | $1.29 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | AKORN INC | 105,000 | $3.522M | 0.1% | $33.54 | $33.54 | — | COM | 009728106 |
| — | C&J ENERGY SVCS INC NEW | 101,250 | $3.47M | 0.1% | $34.27 | $34.27 | — | COM | 12674R100 |
| — | WESTAR ENERGY INC | 65,000 | $3.446M | 0.1% | $53.02 | $53.79 | — | COM | 95709T100 |
| — | ORIGO ACQUISITION CORP | 330,000 | $3.432M | 0.1% | $10.40 | $10.27 | — | SHS | G67789126 |
| — | SABAN CAP ACQUISITION CORP | 342,398 | $3.424M | 0.1% | $10.00 | $10.00 | — | COM CL A | 78516C106 |
| ANIK | ANIKA THERAPEUTICS INC | 69,023 | $3.406M | 0.1% | $49.35 * | $46.05 | 0.0% | COM | 035255108 |
| — | FAIRMOUNT SANTROL HLDGS INC | 839,500 | $3.274M | 0.1% | $3.90 | $3.90 | — | COM | 30555Q108 |
| — | JENSYN ACQUISITION CORP | 300,000 | $3.204M | 0.1% | $10.68 | $10.01 | — | UNIT 99/99/9999 | 47632B201 |
| HLIT | HARMONIC INC | 602,075 | $3.161M | 0.1% | $5.25 * | $5.38 | 0.0% | COM | 413160102 |
| CSV | CARRIAGE SVCS INC | 110,000 | $2.966M | 0.1% | $26.96 * | $23.77 | +0.5% | COM | 143905107 |
| — | LEVEL 3 COMMUNICATIONS INC | 50,000 | $2.965M | 0.1% | $59.30 | $59.30 | — | COM NEW | 52729N308 |
| — | MONSANTO CO NEW | 25,000 | $2.959M | 0.1% | $118.36 | $102.45 | — | COM | 61166W101 |
| NTRA | NATERA INC | 267,281 | $2.903M | 0.1% | $10.86 * | $9.76 | 0.0% | COM | 632307104 |
| — | PATHEON N V | 82,500 | $2.878M | 0.1% | $34.88 | $34.88 | — | SHS | N6865W105 |
| — | CISION LTD | 1,264,781 | $2.871M | 0.1% | $2.27 | $2.27 | — | *W EXP 06/22/202 | G1992S117 |
| GWRS | GLOBAL WTR RES INC | 279,419 | $2.766M | 0.1% | $9.90 * | $5.70 | +28.8% | COM | 379463102 |
| — | RITE AID CORP | 923,200 | $2.723M | 0.1% | $2.95 | $6.42 | — | Call | 767754104 |
| TDG | TRANSDIGM GROUP INC | 10,000 | $2.689M | 0.1% | $268.90 | — | — | Call | 893641100 |
| TIPT | TIPTREE INC | 367,504 | $2.591M | 0.1% | $7.05 * | $7.25 | -6.7% | CL A | 88822Q103 |
| — | DEL TACO RESTAURANTS INC | 185,980 | $2.557M | 0.1% | $13.75 | $13.26 | — | COM | 245496104 |
| — | VANECK VECTORS ETF TR | 100,000 | $2.479M | 0.1% | $24.79 | — | — | Put | 92189F718 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $2.432M | 0.1% | $6.08 | $7.11 | — | COM | 845467109 |
| — | STRAIGHT PATH COMMUNICATNS I | 13,450 | $2.416M | 0.1% | $179.63 | $179.63 | — | CL B | 862578101 |
| — | MONEYGRAM INTL INC | 140,000 | $2.415M | 0.1% | $17.25 | $17.15 | — | COM NEW | 60935Y208 |
| NESR | NATIONAL ENERGY SERVICES REU | 250,000 | $2.388M | 0.1% | $9.55 | $9.55 | — | SHS | G6375R107 |
| — | HUDSON GLOBAL INC | 1,708,765 | $2.29M | 0.1% | $1.34 | $2.46 | — | COM | 443787106 |
| — | ALERE INC | 45,000 | $2.259M | 0.1% | $50.20 | $50.20 | — | COM | 01449J105 |
| — | GORES HLDGS II INC | 225,000 | $2.257M | 0.1% | $10.03 | $10.03 | — | COM CL A | 382867109 |
| — | CABELAS INC | 37,800 | $2.246M | 0.1% | $59.42 | $57.54 | — | Put | 126804301 |
| — | ANDINA ACQUISITION CORP II | 200,000 | $2.19M | 0.1% | $10.95 | $9.92 | — | UNIT 99/99/9999 | G0441P112 |
| — | WHOLE FOODS MKT INC | 50,000 | $2.106M | 0.0% | $42.12 | $42.12 | — | COM | 966837106 |
| — | EASTERLY ACQUISITION CORP | 2,523,063 | $2.082M | 0.0% | $0.83 | $0.51 | — | *W EXP 07/29/202 | 27616L110 |
| — | SABAN CAP ACQUISITION CORP | 192,700 | $2.068M | 0.0% | $10.73 | $10.31 | — | UNIT 99/99/9999 | 78516C205 |
| — | CF CORP | 946,665 | $2.064M | 0.0% | $2.18 | $1.62 | — | *W EXP 05/25/202 | G20307115 |
| — | STAPLES INC | 200,000 | $2.014M | 0.0% | $10.07 | $10.07 | — | COM | 855030102 |
| — | M I ACQUISITIONS INC | 194,500 | $2.008M | 0.0% | $10.32 | $10.02 | — | UNIT 99/99/9999 | 55304A203 |
| — | PENNTEX MIDSTREAM PARTNERS L | 100,000 | $2M | 0.0% | $20.00 | $20.00 | — | COM UNIT LTD | 709311104 |
| — | GREAT PLAINS ENERGY INC | 60,000 | $1.757M | 0.0% | $29.28 | $29.28 | — | COM | 391164100 |
| — | LIBERTY MEDIA CORP DELAWARE | 50,000 | $1.752M | 0.0% | $35.04 | $35.04 | — | COM SER A FRMLA | 531229870 |
| PHUN | STELLAR ACQUISITION III INC | 170,100 | $1.709M | 0.0% | $10.05 | $10.18 | — | COM | Y8172W107 |
| — | STELLAR ACQUISITION III INC | 151,000 | $1.576M | 0.0% | $10.44 | $9.97 | — | UNIT 03/22/2022 | Y8172W123 |
| — | JM GLOBAL HLDG CO | 153,540 | $1.532M | 0.0% | $9.98 | $9.77 | — | COM | 46590H101 |
| — | HARMONY MERGER CORP | 1,811,500 | $1.485M | 0.0% | $0.82 | $0.42 | — | *W EXP 01/01/202 | 413247123 |
| — | ELECTRUM SPL ACQUISITION COR | 142,496 | $1.481M | 0.0% | $10.39 | $9.98 | — | UNIT 99/99/9999 | G3105C120 |
| — | COVISINT CORP | 500,000 | $1.225M | 0.0% | $2.45 | $2.45 | — | COM | 22357R103 |
| — | CRESCENT PT ENERGY CORP | 150,000 | $1.148M | 0.0% | $7.65 | $7.65 | — | COM | 22576C101 |
| — | RITE AID CORP | 366,000 | $1.08M | 0.0% | $2.95 | $6.42 | — | COM | 767754104 |
| — | RITE AID CORP | 365,800 | $1.079M | 0.0% | $2.95 | $6.42 | — | Put | 767754104 |
| — | DOMINION DIAMOND CORP | 85,000 | $1.068M | 0.0% | $12.56 | $12.62 | — | COM | 257287102 |
| — | ARI NETWORK SVCS INC | 150,000 | $1.058M | 0.0% | $7.05 | $7.05 | — | COM NEW | 001930205 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $1.024M | 0.0% | $10.24 | $9.70 | — | COM | 06759V101 |
| — | MATTERSIGHT CORP | 400,000 | $1.02M | 0.0% | $2.55 | $3.40 | — | COM | 577097108 |
| — | GP INVTS ACQUISITION COR | 1,462,689 | $1.017M | 0.0% | $0.70 | $0.62 | — | *W EXP 05/19/202 | G40357108 |
| — | TIME WARNER INC | 10,000 | $1.004M | 0.0% | $100.40 | $96.54 | — | COM NEW | 887317303 |
| — | BOULEVARD ACQUISITION | 1,330,151 | $948K | 0.0% | $0.71 | $0.43 | — | *W EXP 09/25/202 | 10157Q110 |
| — | MERUS LABS INTL INC NEW | 725,000 | $914K | 0.0% | $1.26 | $1.26 | — | COM | 59047R101 |
| — | TRIBUNE MEDIA CO | 19,500 | $795K | 0.0% | $40.77 | $40.77 | — | CL A | 896047503 |
| — | VANTAGE ENERGY ACQUISITION | 600,000 | $795K | 0.0% | $1.32 | $1.32 | — | *W EXP 04/12/202 | 92211L113 |
| KMI | KINDER MORGAN INC DEL | 40,000 | $766K | 0.0% | $19.15 * | $12.47 | 0.0% | COM | 49456B101 |
| — | GTY TECHNOLOGY HOLDINGS INC | 533,333 | $760K | 0.0% | $1.43 | $1.28 | — | *W EXP 99/99/999 | G4182A128 |
| — | VIVOPOWER INTERNATIONAL PLC | 189,894 | $725K | 0.0% | $3.82 | $5.50 | — | SHS | G9376R100 |
| — | GLOBAL PARTNER ACQUISITION C | 70,000 | $712K | 0.0% | $10.17 | $10.03 | — | UNIT 07/01/2020 | 37954X204 |
| — | INNOCOLL HLDGS PLC | 297,790 | $679K | 0.0% | $2.28 | $2.28 | — | SHS | G4783X105 |
| — | NOVADAQ TECHNOLOGIES INC | 57,300 | $672K | 0.0% | $11.73 | $11.73 | — | COM | 66987G102 |
| — | MODERN MEDIA ACQUISITION | 1,700,000 | $654K | 0.0% | $0.38 | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | GOLDCORP INC NEW | 50,000 | $646K | 0.0% | $12.92 | $14.72 | — | COM | 380956409 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,342,632 | $618K | 0.0% | $0.46 | $0.40 | — | *W EXP 09/16/202 | G28195116 |
| — | FORUM MERGER CORP | 1,839,487 | $608K | 0.0% | $0.33 | $0.33 | — | RIGHT 06/01/2019 | 34985B129 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 36,700 | $604K | 0.0% | $16.46 | — | — | Call | 87157B103 |
| — | NEXVET BIOPHARMA PUB LTD CO | 85,000 | $569K | 0.0% | $6.69 | $6.69 | — | ORD SHS | G6503X109 |
| — | FINTECH ACQUISITION CORP II | 413,400 | $568K | 0.0% | $1.37 | $1.11 | — | *W EXP 01/19/202 | 31810G117 |
| — | LANDCADIA HLDGS INC | 676,817 | $545K | 0.0% | $0.81 | $0.64 | — | *W EXP 06/01/202 | 51476W115 |
| — | LUMOS NETWORKS CORP | 30,000 | $536K | 0.0% | $17.87 | $17.70 | — | COM | 550283105 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,192,500 | $525K | 0.0% | $0.44 | $0.44 | — | *W EXP 03/15/202 | 57682V114 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,191,000 | $521K | 0.0% | $0.44 | $0.46 | — | *W EXP 99/99/999 | G0726L117 |
| — | ROSEHILL RES INC | 495,425 | $520K | 0.0% | $1.05 | $1.05 | — | *W EXP 09/16/202 | 777385113 |
| — | TWENTY FIRST CENTY FOX INC | 17,000 | $474K | 0.0% | $27.88 | $31.80 | — | CL B | 90130A200 |
| — | ENERNOC INC | 60,000 | $465K | 0.0% | $7.75 | $7.75 | — | COM | 292764107 |
| — | WEBMD HEALTH CORP | 7,500 | $440K | 0.0% | $58.67 | $58.67 | — | COM | 94770V102 |
| — | M III ACQUISITION CORP | 866,550 | $394K | 0.0% | $0.45 | $0.23 | — | *W EXP 10/10/202 | 55378T112 |
| — | DIGITALGLOBE INC | 10,000 | $333K | 0.0% | $33.30 | $33.30 | — | COM NEW | 25389M877 |
| — | PACIFIC SPL ACQUISITION CORP | 538,883 | $321K | 0.0% | $0.60 | $0.24 | — | RIGHT 03/15/2017 | G68588113 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 45,000 | $300K | 0.0% | $6.67 | $6.67 | — | COM | 518415104 |
| — | GLOBAL PARTNER ACQUISITION C | 1,314,767 | $289K | 0.0% | $0.22 | $0.22 | — | *W EXP 07/01/202 | 37954X113 |
| — | KBL MERGER CORP IV | 800,000 | $288K | 0.0% | $0.36 | $0.36 | — | RIGHT 03/22/2019 | 48242A120 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $273K | 0.0% | $0.46 | $0.27 | — | RIGHT 09/01/2017 | G0441P120 |
| — | SAJAN INC | 45,000 | $262K | 0.0% | $5.82 | $5.82 | — | COM NEW | 79379T202 |
| — | BARINGTON HILCO ACQUISITION | 610,900 | $244K | 0.0% | $0.40 | $0.28 | — | RIGHT 02/13/2017 | 06759V119 |
| — | HUNTER MARITIME ACQUISITION | 522,209 | $218K | 0.0% | $0.42 | $0.61 | — | *W EXP 99/99/999 | Y37828129 |
| — | ELECTRUM SPL ACQUISITION COR | 548,422 | $206K | 0.0% | $0.38 | $0.33 | — | *W EXP 99/99/999 | G3105C112 |
| — | PACIFIC SPL ACQUISITION CORP | 358,252 | $181K | 0.0% | $0.51 | $0.17 | — | *W EXP 10/20/202 | G68588121 |
| — | M I ACQUISITIONS INC | 510,500 | $159K | 0.0% | $0.31 | $0.33 | — | *W EXP 99/99/999 | 55304A112 |
| — | QUINPARIO ACQUISITION CORP 2 | 393,054 | $153K | 0.0% | $0.39 | $0.39 | — | *W EXP 01/01/202 | 74874U119 |
| — | ORIGO ACQUISITION CORP | 600,200 | $153K | 0.0% | $0.25 | $0.23 | — | RIGHT 09/12/2017 | G67789134 |
| — | ANDINA ACQUISITION CORP II | 563,800 | $144K | 0.0% | $0.26 | $0.12 | — | *W EXP 11/23/202 | G0441P138 |
| — | KBL MERGER CORP IV | 800,000 | $144K | 0.0% | $0.18 | $0.18 | — | *W EXP 01/15/202 | 48242A112 |
| — | KAYNE ANDERSON ACQUISITION | 170,000 | $142K | 0.0% | $0.84 | $0.84 | — | *W EXP 06/30/202 | 48661U110 |
| — | JENSYN ACQUISITION CORP | 452,000 | $142K | 0.0% | $0.31 | $0.13 | — | RIGHT 99/99/9999 | 47632B128 |
| — | GORES HLDGS II INC | 75,000 | $118K | 0.0% | $1.57 | $1.57 | — | *W EXP 03/06/202 | 382867117 |
| NESRW | NATIONAL ENERGY SERVICES REU | 250,000 | $116K | 0.0% | $0.46 | $0.46 | — | *W EXP 05/05/202 | G6375R115 |
| — | JENSYN ACQUISITION CORP | 480,000 | $106K | 0.0% | $0.22 | $0.07 | — | *W EXP 03/07/202 | 47632B110 |
| — | BARINGTON HILCO ACQUISITION | 589,000 | $85,000 | 0.0% | $0.14 | $0.16 | — | *W EXP 02/11/201 | 06759V127 |
| CVE | CENOVUS ENERGY INC | 10,800 | $80,000 | 0.0% | $7.41 | — | — | Call | 15135U109 |
| — | STELLAR ACQUISITION III INC | 232,100 | $72,000 | 0.0% | $0.31 | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | ORIGO ACQUISITION CORP | 363,450 | $60,000 | 0.0% | $0.17 | $0.15 | — | *W EXP 12/17/202 | G67789118 |
| — | SABAN CAP ACQUISITION CORP | 48,000 | $58,000 | 0.0% | $1.21 | $0.98 | — | *W EXP 09/21/202 | 78516C114 |
| — | FORUM MERGER CORP | 170,050 | $58,000 | 0.0% | $0.34 | $0.34 | — | *W EXP 06/01/202 | 34985B111 |
| — | AXAR ACQUISITION CORP | 655,204 | $53,000 | 0.0% | $0.08 | $0.08 | — | *W EXP 12/31/202 | 05455L110 |
| — | JM GLOBAL HLDG CO | 143,528 | $45,000 | 0.0% | $0.31 | $0.28 | — | *W EXP 07/29/201 | 46590H119 |
| — | CITIGROUP INC | 246,679 | $36,000 | 0.0% | $0.15 | $0.15 | — | *W EXP 01/04/201 | 172967226 |
| — | CONYERS PK ACQUISITION | 11,716 | $30,000 | 0.0% | $2.56 | $1.40 | — | *W EXP 07/20/202 | 212894117 |
| — | MODERN MEDIA ACQUISITION | 50,000 | $22,000 | 0.0% | $0.44 | $0.44 | — | *W EXP 05/17/202 | 60765P111 |